Medical Device and Health Software

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Medical Device and Health Software Standards and regulations now and in the future Justin McCarthy

Introduction I was head of Clinical Engineering in Cardiff till 2009. I have been chair of BSI committee CH/62 Electrical equipment used in medical practice since 2007. Since 2011 I have been chair of IEC SC62A Common aspects of electrical equipment used in medical practice. Clin Eng Consulting Ltd, Cardiff 2

Health software Software intended to be used specifically for managing, maintaining or improving health of individual persons, or the delivery of care IEC 82304-1 Draft Ed. 1.0 Health Software Part 1: General requirements for product safety [at 2 nd Committee Draft stage] Note Most of the relevant standards are the responsibility of JWG7 between IEC SC62A and ISO TC/215 Health Informatics Clin Eng Consulting Ltd, Cardiff 3

Medical software IEC 62304 Embedded software Medical intended use Medical device software Other health use Embedded software for other health use Nonmedical software Health software Stand alone software Software medical device Stand alone software for other health use Scope of IEC 82304-1 Clin Eng Consulting Ltd, Cardiff 4

Medical software Software intended to be used specifically for incorporation into a physical medical device or intended to be a software medical device Refer to the full definition of a medical device BS EN 62304:2006 Medical device software. Software life-cycle processes Clin Eng Consulting Ltd, Cardiff 5

Medical device software Software intended to be used specifically for incorporation into a physical medical device Most medical electrical equipment now includes medical device software therefore IEC 60601-1 Clause 14 (PEMS) applies Clin Eng Consulting Ltd, Cardiff 6

Software medical device Software intended to be used for one or more medical purposes that perform these purposes without being part of a hardware medical device. Refer to the definition of a medical device NOTE All foregoing definitions are taken from either: Annex A, IEC 82304-1 Ed. 1.0 at 2 nd Committee Draft stage; or IEC/SC 62A-ISO/TC 215 Joint Working Group 7 Ad Hoc Group interim report 2014; or IEC 62304: Draft 2 nd Edition 2015. Clin Eng Consulting Ltd, Cardiff 7

Standards Product safety draft IEC 82304 Lifecycle processes IEC 62304 IEC/ISO 12207 guidance IEC/TR 80002-3 Risk management ISO 14971 guidance IEC/TR 80002-1 Quality management ISO 9001 ISO 13485 ISO 90003 Clin Eng Consulting Ltd, Cardiff 8

Questions Who has written software? Who has asked themselves the question, Is this a medical device? Where did you go for the answer? NOTE: a device that purely has a research purpose is not a medical device Clin Eng Consulting Ltd, Cardiff 9

Medical device definition re. software MEDICAL DEVICE means any..., software,... whether used alone or in combination,... intended by its manufacturer to be used specifically for diagnostic and/or therapeutic purposes... for the (medical) purpose of: diagnosis, prevention, monitoring, treatment or alleviation of disease, etc. Clin Eng Consulting Ltd, Cardiff 10

Regulations in the EU and UK Medical Devices Directive 93/42/EEC Updated by Directive 2007/47/EC ++ Put into UK law by Medical Devices Regulations 2002 as amended particularly in 2008 and 2012 Clin Eng Consulting Ltd, Cardiff 11

Current MHRA guidance In-house development and use of a medical device (MD) is not subject to the UK Regulations PROVIDED THAT: You do not envisage commercial exploitation; BUT, Sharing with other centres may be placing on the market. Clin Eng Consulting Ltd, Cardiff 12

How should we/you proceed? You should proceed as if you are going to CE mark your software MD. This reduces the risk of things going wrong and gives you a defensive argument if they do. Clin Eng Consulting Ltd, Cardiff 13

Step 1, Step 2 and Step 3 1. Establish for certain that it is a MD. 2. Establish which risk category the software MD falls into. 3. Establish which of the Essential Requirements are applicable. Where do you find the risk categories and the Essential Requirements? Clin Eng Consulting Ltd, Cardiff 14

Step 4 and beyond Document everything in a Technical File. Include your risk management file. Keep track and records of development changes. Think about the usability of your software for the end user. [IEC 62366] Think about what Instructions for Use will be needed. [MDD Annex I] Clin Eng Consulting Ltd, Cardiff 15

The future The EC proposes to change from: MD Directive to MD Regulations Many good aspect BUT:- Article 4 4.4 Devices that are manufactured and used within a single health institution shall be considered as being put into service.... Clin Eng Consulting Ltd, Cardiff 16

Issues The Eu Parl have approved that part of the draft, so it won t be rescinded. All in-house developed devices would have to be conformity assessed. Very costly for risk Class IIa and above. The definition of a MD has changed to include medical purpose but difference with research not explicit. Clin Eng Consulting Ltd, Cardiff 17

Possible solutions Add a new sub-clause to allow in-house manufacture and use under certain conditions:- Consider using an available CE marked device Manufacture under a QMS Manufacturing facilities meet ISO 13485 Notify Competent Authority (CA) [MHRA] CA can inspect, must publish list, can restrict. Clin Eng Consulting Ltd, Cardiff 18

Actions Co-ordinated lobby from IPEM MHRA now appreciate the problem. IPEM have provided input / comments and examples. Emphasise patient benefit. NHS Confederation EU Office on board. Relevant MEP has been lobbied Clin Eng Consulting Ltd, Cardiff 19

Thank you & watch this space! However, progress is being made in lobbying Any questions? justin@clineng.co.uk Clin Eng Consulting Ltd, Cardiff 20