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National Research Ethics Service NRES Committee North West - Haydock HRA NRES Centre - Manchester 3rd Floor - Barlow House 4 Minshull Street Manchester M1 3DZ 16 May 2014 Telephone: 0161 625 7827 Facsimile: 0161 625 7299 Dr VS Murthy Burra Consultant Anaesthetist Royal Liverpool University Hospitals Prescot Street Liverpool L7 8XP Dear Dr Burra Study title: POstanaesthesia PULmonary complications After use of muscle Relaxants in Europe REC reference: 14/NW/0339 Protocol number: POPULAR IRAS project ID: 155270 The Proportionate Review Sub-committee of the NRES Committee North West - Haydock reviewed the above application on 14 May 2014. We plan to publish your research summary wording for the above study on the NRES website, together with your contact details, unless you expressly withhold permission to do so. Publication will be no earlier than three months from the date of this favourable opinion letter. Should you wish to provide a substitute contact point, require further information, or wish to withhold permission to publish, please contact the REC Assistant Ms Rachel Katzenellenbogen, nrescommittee.northwest-haydock@nhs.net. Ethical opinion On behalf of the Committee, the sub-committee gave a favourable ethical opinion of the above research on the basis described in the application form, protocol and supporting documentation, subject to the conditions specified below. Ethical review of research sites The favourable opinion applies to all NHS sites taking part in the study, subject to management permission being obtained from the NHS/HSC R&D office prior to the start of the study (see Conditions of the favourable opinion below). Conditions of the favourable opinion The favourable opinion is subject to the following conditions being met prior to the start of the study.

Management permission or approval must be obtained from each host organisation prior to the start of the study at the site concerned. Management permission ( R&D approval ) should be sought from all NHS organisations involved in the study in accordance with NHS research governance arrangements. Guidance on applying for NHS permission for research is available in the Integrated Research Application System or at http://www.rdforum.nhs.uk. Where a NHS organisation s role in the study is limited to identifying and referring potential participants to research sites ( participant identification centre ), guidance should be sought from the R&D office on the information it requires to give permission for this activity. For non-nhs sites, site management permission should be obtained in accordance with the procedures of the relevant host organisation. Sponsors are not required to notify the Committee of approvals from host organisations. Registration of Clinical Trials All clinical trials (defined as the first four categories on the IRAS filter page) must be registered on a publically accessible database within 6 weeks of recruitment of the first participant (for medical device studies, within the timeline determined by the current registration and publication trees). There is no requirement to separately notify the REC but you should do so at the earliest opportunity e.g when submitting an amendment. We will audit the registration details as part of the annual progress reporting process. To ensure transparency in research, we strongly recommend that all research is registered but for non clinical trials this is not currently mandatory. If a sponsor wishes to contest the need for registration they should contact Catherine Blewett (catherineblewett@nhs.net), the HRA does not, however, expect exceptions to be made. Guidance on where to register is provided within IRAS. You should notify the REC in writing once all conditions have been met (except for site approvals from host organisations) and provide copies of any revised documentation with updated version numbers. The REC will acknowledge receipt and provide a final list of the approved documentation for the study, which can be made available to host organisations to facilitate their permission for the study. Failure to provide the final versions to the REC may cause delay in obtaining permissions. It is the responsibility of the sponsor to ensure that all the conditions are complied with before the start of the study or its initiation at a particular site (as applicable). Approved documents The documents reviewed and approved were: Document Version Date Covering Letter from Dr VS Burra Murthy 17 April 2014 Investigator CV: Dr VS Burra Murthy 18 April 2014 Letter from Sponsor from European Society of Anaesthesiology 02 April 2014

Other: Note to File: Clarification of Informed Consent Process 10 April 2014 Other: Screening Exclusion Form and Case Report Form 1.0 26 February 2014 Other: Document and Translation Approval 05 April 2014 Other: Letter confirming UK Legal Representative 10 May 2014 Protocol 1.0 26 February 2014 REC application: 155270/604215/1/202 18 April 2014 Membership of the Proportionate Review Sub-Committee The members of the Sub-Committee who took part in the review are listed on the attached sheet. Statement of compliance The Committee is constituted in accordance with the Governance Arrangements for Research Ethics Committees and complies fully with the Standard Operating Procedures for Research Ethics Committees in the UK. After ethical review Reporting requirements The attached document After ethical review guidance for researchers gives detailed guidance on reporting requirements for studies with a favourable opinion, including: Notifying substantial amendments Adding new sites and investigators Notification of serious breaches of the protocol Progress and safety reports Notifying the end of the study The NRES website also provides guidance on these topics, which is updated in the light of changes in reporting requirements or procedures. Feedback You are invited to give your view of the service that you have received from the National Research Ethics Service and the application procedure. If you wish to make your views known please use the feedback form available on the website. information is available at National Research Ethics Service website > After Review 14/NW/0339 Please quote this number on all correspondence We are pleased to welcome researchers and R & D staff at our NRES committee members training days see details at http://www.hra.nhs.uk/hra-training/ With the Committee s best wishes for the success of this project. Yours sincerely On behalf of Dr Tim S Sprosen Vice-Chair

Email: nrescommittee.northwest-haydock@nhs.net Enclosures: List of names and professions of members who took part in the review After ethical review guidance for researchers Copy to: Brigitte Leva, European Society of Anaesthesiology (ESA) Mrs Heather Rogers, Royal Liverpool and Broadgreen University Hospitals Trust

NRES Committee North West - Haydock Attendance at PRS Sub-Committee of the REC meeting on 14 May 2014 Committee Members: Name Profession Present Notes Professor Ravi S Gulati Consultant Physician Yes Dr Valerie E Siddall Retired Senior Manager - Yes Pharmaceutical Industry Dr Tim S Sprosen (Chair) Epidemiologist Yes Also in attendance: Name Ms Rachel Katzenellenbogen Position (or reason for attending) REC Assistant