EXPRESSION OF INTEREST. Government of Andhra Pradesh. Rural Water Supply and Sanitation Department. NTR SUJALA PATHAKAM, Andhra Pradesh

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EXPRESSION OF INTEREST Government of Andhra Pradesh Rural Water Supply and Sanitation Department NTR SUJALA PATHAKAM, Andhra Pradesh Date of Issue: 06/07/2017 Closing Date: 25/07/2017 Expression of Interest No: Terms of Reference (ToR) Expression of Interest (Eol) for inviting Agencies to Implement NTR Sujala Pathakam under Cluster Model in the state of Andhra Pradesh Background Government of Andhra Pradesh has taken a policy decision to implement NTR Sujala Pathakam to provide potable water (as per BIS standard IS 10500 : 2012) of 20 liters for Rs. 2.00 to each household in rural areas. The purpose is to provide potable water dispensation through purification plants into a can. Accordingly, Government has issued guidelines vide G.O.Ms.No.127, PR & RD (RWS.II) Department, dt.30.8.2014. Further to this, different models were implemented across the state of Andhra Pradesh, which can be broadly categorized into two models. First and often seen model is an individual village level water purification and dispensation plant (henceforth Individual Plants) with the capacity ranging from 500 Iph (liters per hour) to 2000 Iph. Second, a model that

works on the Hub-and-Spoke methodology whereby a single Mega water processing Plant (also called Mother Plant, with a minimum capacity of 10000 Iph) caters water to 20 contiguous Villages/wards covering a population of about 50,000 people. These 20 villages/wards are identified as Sujala Cluster. The processed water from the Mother Plant is transported through mobile water carriers to all the Remote Dispensation units (RDUs), which are unmanned and remotely monitored, located in the Sujala Cluster. The mobile water carriers are tracked real time by a Server with Global Positioning System (GPS). Each of the Remote Dispensing Unit (RDU) will dispense 20 liters of potable water at Rs. 2 into a can. The water dispensation process is smart (RFID) card based. The Mother Plant and the RDUs are connected to the remote server through lot (Internet of Things) and digital technology. The lot and digital technology enables real time tracking of water quality, water processing, water distribution and water dispensation. This Sujala Cluster model was designed and implemented by NTR Memorial Trust (Henceforth NTR Trust) in Kuppam since October 2014 under Sujala Pathakam guidelines. The Centre for Economic and Social Studies (CESS) was requested to make an assessment of both types of models and CESS recommended Sujala Cluster model implemented by NTR Trust at Kuppam as operationally more efficient, transparent, accountable and easy to scale up. Each Sujala Cluster is estimated to cost Rs. 1.75 crores to Rs. 2.50 Crores depending upon the demographics, terrain and size of the cluster. Based on this, Government of Andhra Pradesh (GoAP) issued guidelines to set up an SPV (Special Purpose Vehicle) vide G.O. MS. No. 18 Dated: 08-03-2016 inviting agencies to partner with the Government to scale up the implementation of Sujala Cluster Model across the state of Andhra Pradesh. The agency and Government were to invest 74% and 26% respectively to set up each Sujala Cluster. However, as no agency has come forward GoAP intends to take the initiative of fully funding the establishment of 100 Sujala Clusters under Phase 1 with a proposed estimated budget of about Rs. 200 crores. Call for Expression of Interest As part of the above mentioned initiative, Letters of Expression of interest (EOI) are invited from qualified and experienced implementation agencies, who wish to implement NTR Sujala Pathakam across Andhra Pradesh as per the comprehensive Sujala Cluster Model guidelines to be issued by the Department of Rural Water Supply & Sanitation, GoAP.

Objectives The objectives of this Expression of Interest are to prequalify the implementation agencies, who can bid for the establishing and maintaining the Sujala Clusters across the State of Andhra Pradesh under BOT (Build-Operate-Transfer) model. Eligibility Criteria for implementation agencies to send Expression of Interest (Eol) The Agencies who are interested in the implementation of NTR SUJALA Clusters should fulfill the following criteria to be eligible for sending their Expression of Interest (Eol). The Implementation Agency should: 1. Be a Registered Company/ Partnership Firm/ Proprietary Firm/ Trust/ Society. 2. Have proven track record of minimum three years in establishing Water Purification Plants in INDIA. 3. Have established or commissioned Water Purification Plants with a cumulative capacity of 30,000 Iph during last three financial years. 4. Have a minimum turnover of Rs. 500 lakhs in any one of the last three financial years. 5. Be willing to undergo specified trainings and capacity building programs as prescribed by the Department of RWS&S, GoAP. 6. Be willing to sign a legally binding Non-Disclosure Agreement (NDA) with the Department of RWS&S, GoAP and/or its partners. 7. Have established systems and procedures in ensuring high standards with regard to financial management, governance and human resources management. 8. Be in statutory compliance with the laws of the land as applicable to the Implementation Agency. 9. Not blacklisted by the Government or resource agencies. Expression of Interest with requisite documents should be submitted on or before 25-07-2017 upto 05:00 P.m. Expression of Interest with requisite documents should be submitted through email and in sealed cover with the subject "Expression of Interest for Implementation of NTR Sujala Clusters". Expression of Interest to be sent to eicrwss@gmail.com and Chief Engineer-4, O/o the Engineer-in-chief, 1 st Floor, C Block, Vasudha Shelters, Saipuram Colony, Gollapudi, Vijayawada - 521 225, A.P. Persons to contact: Sri C.D.W.Shyam Sunder, Deputy Executive Engineer, O/o the O/o the Engineer-in-chief, 1 st Floor, C Block, Vasudha Shelters, Saipuram Colony, Gollapudi, Vijayawada - 521 225, A.P., Phone No. 9100120509 / 9441439038. Eol provided in any other format or not responding to each of the items listed in the format may not be considered.

Submission Requirements 1. Filled Application Form as per Format 1. 2. Copy of Registration Certificate. 3. Copy of PAN card. 4. Copy of Income Tax returns for the years of 2016-2017, 2015-2016 and 2014-2015. 5. Annual report for three years 2016-2017, 2015-2016 and 2014-2015. 6. Audited statement of accounts for three years 2016-2017 (Provisional), 2015-2016 and 2014-2015. 7. Copy of Work Completion/ experience certificates. 8. Organization Structure/ Organogram. 9. List of staff, their education, position, experience, etc. 10. Auditor certification in original authenticating the projects/ work executed over the past three financial years in support of eligibility criteria No. 3. 11. Declaration that the Agency is in full statutory compliance with the laws of land as applicable to the implementation agency. 12. Declaration that the Agency is willing to participate in the training/ capacity building programs as directed by the Department of RWS&S, GoAP. 13. Declaration that the Agency is willing to sign the Nondisclosure Agreement (NDA) with the Department of RWS&S, GoAP and/or it's partners. 14. Copy of the works executed for the Department of RWS&S, GoAP if any. 15. Declaration that the Agency is not blacklisted by the Government or resource agencies. Note: Please ensure photocopies of the documents are legible. Please ensure that the Chief Functionary of the Agency attests all pages of the documents. Please ensure that all these documents are attached to the Format 1 in the same order as given in the list above. Sd/- T.P Rao Chief Engineer-4, RWS & S Department, Vijayawada.

Legal Name Acronym Year of Establishment Registered Address (full address with Pin code) Format 1 Agency Profile Phones Fax E-mail Website Address for Communication (full address with pin code) Phones Fax Mobile E-mail Chief Functionary Name Designation Phone E-mail Total full time employees Female Employees Male Employees

Type of Organisation Registration No & Date Permanent Account No (PAN) Legal Status Statutory Compliance* Registration/ ID/ License No Status IT Returns RoC Filing FCRA Filing Annual Report Filing (Society) Tax Returns (GST/CST/CE/ VAT/ST) ESI PF Trust/ NGO Filiings Other applicable Compliances * Update the details as applicable, Proof of status shall be submitted (copy of returns) 2016-17 2015-16 2014-15 Financial Year Total Turnover Turnover from Water Purification Plants * Audited Balance Sheets shall be submitted Networth of Organization As certified by the CA QMS (Quality Management Systems Certification) - ISO/ equivalent Affiliation / Membership in professional bodies and mentioning the present status (active / inactive) Any religious or political affiliation (Yes/No).

Financial Year Works Completed and Major Achievements 2016-17 2015-16 2014-15 Partnership with Government Mention the areas of partnership/collaboration with the government and activities undertaken during past five years Partnership with Community Mention the areas of partnership/collaboration with the community and activities undertaken during past five years CSR Activities Details of the CSR activity carried out by the agency from its own funds during the past five years with detailed impact analysis Achievements /Awards and Recognition Innovation & Technologies Details of the innovative technologies, processess designed and implemented with relevance to the water purificaiton and dispensation processes

Sl No Work Description Principal organization Value of Work Financial Year Duration of Project Capacity of the Plant in lph (Liters per Hour) Water Purification Technology Deployed Innovative technology/ processes Deployed Reject Water Handling Methodology, if any Any other Remarks 1 2 3

Self Declaration * located at solemnly declare the following. as a chief functionary of 1. 1 / We have gone through carefully through the E01 doucment for prequalificaiton to implement NTR Sujala Clusters in the State of Andhra Pradesh as per the guidelines of the Department of RWS&S, GoAP 2. I / We also solemnly declare that the information furnished in the E01 format 1 is correct to the best of our knowledge. And incase the information provided is found incorrect, we understand that application for prequalification will be rejected 3. I / We hereby confirm and declare that our agency is not banned or blacklisted by any Government Agencies or Quasi Government Agencies or Public Sector Undertakings 4. I / We herby solemnly declare that our organization is fulfilling all the necessary statutory obligations as applicable to us as per laws of the land. And we also declare that upon receiving the request from the Department of RWS&S we shall submit all relevant documents as a proof of statutory compliance 5. I / We declare that after getting shortlisted in the prequalificaiton process as per the E0I, we do not have any objection in attending the training and capacity building programs for the efficient implementation of NTR Suajla Clusters as directed by the Department of RWS&S, GoAP at our own cost 6. I / We declare that after getting shortlisted in the prequalificaiton process as per the E0I, we do not have any objection in signing the legally binding Non Disclosure Agreement (NDA) with the Department of RWS&S, GoAP and its Partners * Shall be printed on Agency Letter head, signed, stamped and to be scanned to attach to email