Electronic Palliative Care Coordination Systems (EPaCCS) Mid 2012 survey report

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Electronic Palliative Care Coordination Systems (EPaCCS)

Contents Overview 3 Purpose 3 Methodology 4 About the respondents 4 Executive summary 5 Project status 6 Project spread 6 PCTs and CCGs covered 9 Performance data 11 ISB dataset compliance 13 Access arrangements 14 Willingness to share contact details and responses 18 Sustainability 18 Lessons learned 19 Recommendations 19 Rob Benson, Digital lead, QIPP EoLC National Workstream, National End of Life Care Programme (NEoLCP) With thanks to the EPaCCS Implementation and dataset management group and all others that contributed to the design and completion of the survey and this report Last updated 1 October 2012 2

Overview On behalf the National End of Life Care Programme (NEoCLP) and EPaCCS Implementation and Dataset Management Group (I&DMG), a survey was developed that was aimed at gathering PCT-level data on the rollout of EPaCCS. The survey was conducted in July 2012 and will be repeated in December 2012. Note: An earlier survey was circulated in late 2011/early 2012 to SHA leads to take a snapshot of project implementation status. This report does NOT cover findings from the earlier SHA baseline survey. Purpose The survey was required to gather the following data for the EPaCCS implementation support project being led by the I&DMG: n Completeness of core dataset n IT Systems being utilised for EPaCCS, where hosted, defined data owner n Number of people on EPaCCS and eligible population n Proportion of deaths with EPaCCS recorded within the eligible population n Number and proportion of people on EPaCCS with preferred place of death (PPD) recorded that died in PPD n Spread of professional groups with access to EPaCCS: GP OOH Services Ambulance Service A&E Community Social care Specialist palliative care services In addition, there was a wider need to measure the spread of EPaCCS, a requirement to measure how consent was managed to both view and upload the record for the Information Standards Board and a desire to support peer-to-peer collaboration between people using specific systems and/or at specific project stages. 3

Methodology The original questions were developed in conjunction with the I&DMG and tested with a number of EPaCCS early implementers for comment in advance of circulation in July 2012. Responses were invited from SHA leads (via cascade), EPaCCS roadshow attendees, and known EPaCCS contacts. Many respondents responded at a PCT or CCG level from across the country. However a regional response was received from the following SHA areas: n London n South Central PCT was used as a basis for responses as this reflected current contact and data organisation, thus enabling easier despatch of the information, and subsequent comparison to other data sources. About the respondents The following data indicates where a PCT area could be identified from responses. SHA region Responses East Midlands Strategic Health Authority 3 East of England Strategic Health Authority 12 London Strategic Health Authority 1 North East Strategic Health Authority 6 North West Strategic Health Authority 9 South East Coast Strategic Health Authority 7 South West Strategic Health Authority 12 West Midlands Strategic Health Authority 8 Yorkshire and the Humber Strategic Health Authority 8 #N/A 11 Grand total 77 4

Executive summary The rollout and impact of EPaCCS is progressing well when compared to the stage the country was at in 2011, when pilot sites reported on progress. Findings support the direction of travel for national EPaCCS support, to mirror local requirements and facilitate the sharing of best practice. EPaCCS projects are well underway across the country, with 14 sites reporting that they have implemented such systems, and a further 10 partially implemented. This covers much wider than solitary PCT geographical areas; London and the South West are also some way down the track to rolling out EPaCCS. This is an impressive leap from the 2010-11 Locality register pilot sites report, which featured eight pilot sites. Adastra is reported as the system most in use, with 10 of the 14 sites who have implemented using the system. Partial implementations use a mixture of Adastra, SystmOne, SCR and other systems. Those who are planning to deploy EPaCCS are looking at the use of the Summary Care Record more than Adastra and SystmOne, perhaps reflecting the more widespread implementation of the record across England. It would appear that some systems seem to dominate in particular regions, although there are important local variations. In the South West SHA region, for example, Adastra is largely in use (7 respondents). However SCR is also being explored in this area (2 respondents). In the East of England, SystmOne (6) appears popular; but again SCR (1) is being planned. Areas such as London (System C) and North West (Graphnet) are making significant advances. EMIS Web is also being explored in three areas. There is no single solution taking hold across the country. Most (11 of 19) Adastra implementations are hosted by out of hours providers; for SystmOne, various hosts are involved. For SCR, the GP is the host for four from eight projects. Figures provided show that 29,365 individuals were recorded on EPaCCS. This means around one in seven deaths on average are on EPaCCS in those areas that provided figures. However this masks wide variations; South central reported 5,829 on the EPaCCS; London 1938. Other areas were at too early a stage to provide data. From the data we have, 4363 are reported as having Preferred Place of Death recorded. 1453 are reported as having achieved Preferred Place of Death. Further work on establishing a comparable dataset is underway. Compliance with the Information Standards Board dataset is healthy; 8 projects were fully compliant, and another 21 had some work to do. Only 3 were non-compliant but were working towards it.. Consent to both upload and view records was used in 17 of the 37 who answered the question. Access was best for GPs, specialist palliative care and out of hours teams across the board, and using all major systems; social care had little to no access. Most respondents were willing to share contact details (56 of 77) and information about their projects (49); and most predicted they would be able to respond to the survey in six months time (63). Lessons learned Although data gathering is at an early stage, EPaCCS implementations show that they are having a positive effect on quality and productivity. PCT contacts are disappearing due to system reconfiguration changes; it is therefore important to maintain contact with survey respondents over the coming weeks and months. The survey questions need further definition, especially around performance data. Recommendations n Revise data requested potentially through national reporting framework n Encourage co-working between users of similar systems n Provide guidance on use of SCR as EPaCCS n Identify and share good practice in providing access for social care 5

Project status SHA region Responses EPaCCS has been implemented throughout the area 14 EPaCCS is partially implemented throughout the area 10 EPaCCS planning has not started 7 EPaCCS planning started but not yet implemented 17 (blank) 29 Grand total 77 Project spread The following graphic indicates the spread of EPaCCS from the 2010-11 Locality register pilot sites, to the reported activity from the survey. The background layer represents CCG (Clinical Commissioning Group) boundaries. Locality register pilots (2010-11) Mid 2012 status update Projects being planned/partially implemented Projects being planned Partial implementation Full implementation Map data 2012 Basarsoft, GIS Innovatsia, GeoBasis-DE-BKG ( 2009), Google, Tele-Atlas 2011 Google CCG geographical data sourced from NHS Commissioning Board, June 2012 6

Total systems in use/planned This includes free text fields, and so will be greater than the total numbers of systems by status number. System Number Adastra 19 SystmOne 13 SCR 8 EMIS Web 3 Graphnet 2 SystemC 1 GP systems EMIS, Vision 1 IPM, Emis, Lorenzo, Crosscare 1 isoft EPR 1 Web based in house system 1 EPaCCS systems by project status 12 10 8 6 4 2 0 Adastra SystmOne SCR Graphnet SystemC EMIS Web EPaCCS implemented throughout area EPaCCS partialy implemented EPaCCS planning started 7

System by SHA This information is worked out from the PCT covered by the respondent. SHA region Adastra SystmOne SCR Graphnet SystemC Other East Midlands Strategic Health Authority 1 1 1 East of England Strategic Health Authority 6 1 1 London Strategic Health Authority 1 1 1 North East Strategic Health Authority 2 2 North West Strategic Health Authority 1 2 6 South Central Strategic Health Authority 1 South East Coast Strategic Health Authority 3 2 2 South West Strategic Health Authority 7 2 West Midlands Strategic Health Authority 3 2 4 Yorkshire and the Humber Strategic Health Authority 4 1 2 System host Host Number Out of hours 12 Other 10 GP 6 Hospice 6 Hospital 2 Community nursing 1 The Other responses covered various hosts, including a cross-pct hub, NHS Shared Services, a community provider, a Foundation Trust, and a CCG. 8

Host organisation by system Host Adastra SystmOne SCR Graphnet SystemC EMIS Web Community nursing 1 GP 4 1 1 Hospice 3 1 Hospital 1 1 Other 3 6 2 1 Out of hours 11 3 1 (blank) 1 2 2 1 PCTs and CCGs covered Five respondents were based in the same PCT. Six respondents answered for more than one PCT, mostly around systems that cover more than one PCT. The EPaCCS implementations in London cover 4 PCTs; in South Central, 2. This means that responses covering 61 PCTs were gathered through the survey. PCTs covered Responses Bath and North East Somerset 1 Bedfordshire 1 Berkshire East 1 Bolton 1 Bournemouth and Poole Teaching 2 Bradford and Airedale Teaching 1 Cambridgeshire 1 Central and Eastern Cheshire 1 Derbyshire County 1 East Sussex Downs and Weald AND Hastings and Rother 1 Eastern and Coastal Kent 1 Gloucestershire 1 Halton and St Helens 1 Kirklees 1 Leeds 2 Lewisham 1 Medway 2 Norfolk 1 North Somerset 2 North Staffordshire 1 North Tyneside 1 North Yorkshire and York 1 Nottingham City 1 9

PCTs and CCGs covered (continued) PCTs covered Responses Nottinghamshire County Teaching 1 Peterborough 1 Salford 1 Sefton 1 Sheffield 1 Shropshire County 1 Somerset 1 South East Essex 1 South Gloucestershire 1 Stockton-on-Tees Teaching 1 Stoke on Trent 1 Suffolk 1 Sunderland Teaching 2 Swindon 1 Trafford 1 Warwickshire 1 West Kent 1 Wiltshire 1 Wolverhampton City 1 Worcestershire 1 (blank) 29 Grand Total 77 When prompted, 13 respondents indicated they were answering on behalf of a Clinical Commissioning group (CCG). PCTs covered Responses NHS Bedfordshire CCG 1 NHS Dorset CCG 2 NHS Gloucestershire CCG 1 NHS Medway CCG 1 NHS North Derbyshire CCG 1 NHS North Somerset CCG 1 NHS North Staffordshire CCG 1 NHS North Tyneside CCG 1 NHS South Worcestershire CCG 1 NHS Southend CCG 1 NHS Stoke on Trent CCG 1 NHS Wolverhampton CCG 1 Grand Total 13 10

Performance data Not all respondents indicated eligible population. Of those that did, a population of 17,968,616 is covered. Around 1% of the population dies each year. As such, around 180,000 deaths would be estimated for the eligible population. Figures provided show that 25,177 were on EPaCCS. This means around one in seven deaths on average are on EPaCCS in those areas that provided figures. However this masks wide variations; South central reported 5,829 on the EPaCCS; London 1938. Other areas were at too early a stage to provide data. n 3,950 are reported as having Preferred Place of Death recorded. n 1,502 (38%) are reported as having achieved Preferred Place of Death. However the provision of accurate data was seen as problematic due to project lifecycle, multiple systems, data hugging, and no standard reports in place. Comments included: n Because we are using GP systems (we have 4 different systems in the CCG) we have not got central reporting routes set up yet. n Data being held elsewhere, ie in hospice and non-epaccs systems. n The PCT is not being helpful with sharing data n PCT has previously recorded place of death rather than preferred. n The implementation of this project has been difficult, [system] reporting is not good and has significantly impacted the progress we have been able to make n One project reported that they have not been able to separate data for living and deceased patients. However audits are under development and Somerset has a reporting template in use across many areas of the South West. The data supplied, and feedback on the questions from survey respondents, will inform future question sets (see Lessons learned below). 11

` As the data is still in development, the figures below are indicative only. The eligible population given is less than the one indicated above as the table below includes only those respondents that included numbers on EPaCCS. What is the eligible (total adult) population covered by the system? How many people are on the EPACCS system? Please enter for calendar year if possible. What % age of all deaths in your district were on register? Please enter for calendar year Please enter the timeframe for the data you have provided How many people have Preferred Place of Death (PPD) recorded? Proportion with PPD recorded (overall) What number of people achieved PPD? Of those who died in last 12 months and on register, what %tage achieved PPD? Place of death: Hospital Place of death: Care home Place of death: Hospice Place of death: Home Place of death: Other 409,200 1,421 10.60% Jan 2011-Dec 2011 957 474 335,000 1,371 not possible 196,000 175 11% April 2011 - March 2012 63 23 64% 11.0% 37.0% 19.0% 27.0% 5.0% 7,000 90 100% 02.04.12 to date 90 51 100% 1.0% 0.0% 1.0% 98.0% 0.0% 400,000 653 49% December 2012 to July 2012 135 85 12.0% 3.0% 22.0% 62.0% 1.0% 800,000 115 Nov 2011 - July 2012 153 280,000 200 12% quarter 1 2012/13 71 70% 555,500 624 1/11/11 to 30/6/12 178,000 200 60% 179,700 695 193 12 360,000 1,053 33% April 2011- April 2012 524 420 70% 18.3% 21.5% 9.2% 45.6% 4.0% 550,000 10,000 20% 11/12/2012 200 21.0% 3.0% 11.0% 31.0% 4.0% 610,000 39 200,000 1,000 04/11/2012 878,100 5,829 as of April 2012 500,000 1,591 Jan-Dec 2011 643 295 46% 18.0% 22.0% 27.0% 33.0% 0.0% 600,000 17 Financial year Apr 2011 to Mar 2012 292,400 989 12/01/2011 989 56.5% 16.0% 0.0% 25.4% 2.0% 256,700 500 Go live was July 2011. 770,000 1,938 07/01/2012 25.0% 18.0% 13.0% 31.0% 13.0% 190,316 865 Apr 2011 March 2012 345 93 42% 4.0% 35.0% 3.0% 14.0% 44.0% 8,547,916 29365 33.66% 4363 15% 1453 59% 18.5% 17.3% 11.7% 40.8% 8.1% n=21 n=21 n=12 n=12 n=8 n=7 n=9 n=9 n=9 n=9 n=9 12

ISB dataset compliance Compliance with ISB dataset Number Full 8 Non-compliant 3 Other 5 Partial - significant work required 3 Partial - some work required 18 (blank) 40 Those that reported Other indicated that this was because they were at an early stage of the project. One respondent who said significant work was required noted: At the moment we use our own out of hours and ambulance communication form. We are looking to fully adopt the ISB data set and roll out full EPaCCS to all providers within the next 18 months. No negative issues around the ISB dataset were reported. Consent to view and upload When asked if consent was required to view and to upload, the following responses were given. 8 1 3 No Not sure Yes for both 8 Yes just to upload Yes just to view 17 13

Access arrangements Access is broken down for all respondents, and then for those using prominent systems. Access all respondents (n=26) Care setting access and synchronisation arrangements GP Out of hours Ambulance A and E Community health providers No access Sent via letter or fax Sent via NHSMail Access via coordination centre Access via Shared Web Interface/ Viewer Direct Electronic transfer Overnight synchronisation Real-time synchronisation Social care Specialist palliative care 0 2 4 6 8 10 12 14 The project noted that real-time synchronisation for social care was only at the planning stage. 14

Access Adastra (n=11) Care setting access and synchronisation arrangements GP Out of hours Ambulance A and E Community health providers No access Sent via letter or fax Sent via NHSMail Access via coordination centre Access via Shared Web Interface/ Viewer Direct Electronic transfer Overnight synchronisation Real-time synchronisation Social care Specialist palliative care 0 2 4 6 8 15

Access SystmOne (n=10) Care setting access and synchronisation arrangements GP Out of hours Ambulance A and E Community health providers No access Sent via letter or fax Sent via NHSMail Access via coordination centre Access via Shared Web Interface/ Viewer Direct Electronic transfer Overnight synchronisation Real-time synchronisation Social care Specialist palliative care 0 2 4 6 8 16

Access SCR (n=3) Care setting access and synchronisation arrangements GP Out of hours Ambulance A and E Community health providers No access Sent via letter or fax Sent via NHSMail Access via coordination centre Access via Shared Web Interface/ Viewer Direct Electronic transfer Overnight synchronisation Real-time synchronisation Social care Specialist palliative care 0 0.5 1 15 2 2.5 3 3.5 17

Willingness to share contact details and responses The following responses were gathered from the respondents. Are you happy to share contact details with others? Number No 11 Not sure 6 Yes 56 (blank) 4 Total 77 Are you happy to share responses? Number No 7 Not sure 5 Yes 49 Yes, but without my contact details 12 (blank) 4 Total 77 Sustainability Respondents will be contacted towards the end of 2012 to answer an update survey. Can you answer in six months time? Number I am not sure - if you have any problem, please use the contact details below 9 I doubt so - please send any further enquiries to the contact details below 2 Yes I should be able to complete in six months time 63 (blank) 3 Total 77 18

Lessons learned Although data gathering is at an early stage, EPaCCS implementations show that they are having a positive effect on quality and productivity. PCT contacts are disappearing due to system reconfiguration changes; it is therefore important to maintain contact with survey respondents over the coming weeks and months. The survey questions need further definition, especially around performance data. The following headings are suggested: n Timeframe should be determined in advance n Eligible (total adult) population n Total numbers on EPaCCS for given period (broken down by alive and dead) n Total numbers of deaths (to identify proportion of deaths on EPaCCS) Alternatively ask: What percentage of all deaths in your district were on a register n PPD stated (from total numbers on EPaCCS) n Proportion with PPD stated (from total numbers on EPaCCS) n Preference for Place of Death 1 (broken down by setting) n Preference for Place of Death 2 n Proportion with Actual Place of Death recorded (from total numbers on EPaCCS) n Numbers Achieving Place of Death 1 n Numbers Achieving Place of Death 2 n Reasons for variance Recommendations n Revise data requested potentially through national reporting framework n Encourage co-working between users of similar systems n Provide guidance on use of SCR as EPaCCS n Identify and share good practice in providing access for social care 19

www.endoflifecareforadults.nhs.uk Published by the National End of Life Care Programme Programme Ref: PB0051 A 10 12 Publication date: October 2012 Review date: October 2014 National End of Life Care Programme (2012) All rights reserved. For full Terms of Use please visit www.endoflifecareforadults.nhs.uk/terms-of-use or email information@eolc.nhs.uk. In particular please note that you must not use this product or material for the purposes of financial or commercial gain, including, without limitation, sale of the products or materials to any person.