PROGRAM ENROLLMENT NOT ACCEPTED BEYOND AUGUST 1, 2016 PROGRAM WILL BE DISCONTINUED EFFECTIVE JULY 31, 2018

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Refresher Handbook PROGRAM ENROLLMENT NOT ACCEPTED BEYOND AUGUST 1, 2016 PROGRAM WILL BE DISCONTINUED EFFECTIVE JULY 31, 2018 Copyright 2016 by the National Board of Certification and Recertification for Nurse Anesthetists (NBCRNA). All Rights Reserved.

CONTENTS NBCRNA Overview.. 3 Refresher Program Overview 5 Program Specifics... 6 Requirements.. 6 Continuing Education Refresher Component 8 Recordkeeping CE Credits 9 Clinical Anesthesia Refresher Component 10 Recordkeeping Clinical Anesthesia Experience.. 10 Recertification 10 Completion of the Refresher Program.. 11 Refresher Program Transition to Reentry Program. 12 This publication contains information about NBCRNA s Refresher Program. Nurse Anesthetists are responsible for knowing the contents of this handbook, as well as any additional applicable NBCRNA policies (e.g., please see NBCRNA s General Information and Policies Handbook). All correspondence and requests for information concerning the Refresher Program should be sent to the NBCRNA at recertification@nbcrna.com. The NBCRNA does not discriminate on the basis of age, sex, race, religion, national origin, ethnicity, disability, marital status, sexual orientation, and gender identity. NBCRNA primary certification and recertification programs are accredited by the following organizations: Refresher Handbook 2 Version 01.02 Last Revised 03/22/2018

NBCRNA Overview The National Board of Certification and Recertification for Nurse Anesthetists (NBCRNA) is a not-forprofit corporation organized under the laws of the state of Illinois. NBCRNA credentialing provides assurances to the public that certified individuals have met objective, predetermined qualifications for providing nurse anesthesia services. A nurse anesthetist who is certified by the NBCRNA is expected to: respect basic human rights and the dignity of all patients; protect the patient from harm; advocate for the patient s welfare and collaborate with other members of the health professions; be responsible and accountable for his or her actions; maintain confidentiality of patient information, except when disclosure is required by law; and maintain the knowledge and skill necessary for competent nurse anesthesia practice. While state licensure provides the legal credential for the practice of professional nursing, private voluntary certification indicates compliance with the professional standards for practice in this clinical nursing specialty. The certification credential for nurse anesthetists has been institutionalized in many position descriptions as a practice requirement or as the standard for demonstrating equivalency. It has been recognized in state nurse practice acts and state rules and regulations. The primary purpose of the NBCRNA is to seek to ensure that nurse anesthetists have the necessary knowledge and skills to practice safely and effectively. In so doing, it also protects the value of the CRNA credential. The NBCRNA has designed objective criteria intended to determine whether an individual holding the NBCRNA-issued CRNA credential is properly licensed, has attested to engagement in the practice of nurse anesthesia; has participated in continuing education and other activities sufficient to indicate an effort to keep current with advances, and is free of any mental, physical, or other problems that may interfere with the practice of nurse anesthesia. Whenever program eligibility criteria are developed and/or revised, the NBCRNA engages multiple stakeholders to ensure appropriate consideration has been given as to the impact of NBCRNA decisions. NCCA defines competence as "the ability to perform a task, function, or role up to a set of prescribed standards" (NCCA, 2014) and continuing competence as demonstrating "specified levels of knowledge, skills, or abilities not only at the time of initial certification but also throughout an individual s professional career" (NCCA, 2014). These concepts serve as the foundation underpinning the NBCRNA certification and continued certification programs. Vision The vision of the NBCRNA is to be recognized as the leader in advance practice nurse credentialing. Mission The mission of the NBCRNA is to promote patient safety through credentialing programs that support lifelong learning. History The primary certification program for nurse anesthetists was introduced by the American Association of Nurse Anesthetists (AANA) in 1945. It was initially administered by the Credentials Committee of the AANA. In 1975, the AANA approved the establishment of councils for the accreditation and certification processes, and the Council on Certification of Nurse Anesthetists (CCNA) assumed the responsibility for the National Certification Examination (NCE). By this action, the profession recognized that credentialing mechanisms, which include examination and certification, function to protect and benefit the public. Refresher Handbook 3 Version 01.02 Last Revised 03/22/2018

Realizing that evidence of continued professional excellence was becoming increasingly important in our society, the AANA Board of Directors in 1968 directed the AANA Education Committee to study the issue of recertification. At the AANA Annual Meeting in 1969, a bylaw was adopted to establish an optional program to provide certificates to members who had demonstrated they had completed clinical and didactic experiences reflective of the changes in nurse anesthesia practice within a fiveyear period. Recognizing that continuing education provides one means to assess current educational and knowledge levels of practitioners, a mandatory continuing education program was adopted by the AANA membership at the 1976 Annual Meeting, with full implementation effective August 1, 1978. In September 1978, the AANA membership adopted the bylaw revisions providing for an organizational restructuring of the Association and establishing a Council on Recertification of Nurse Anesthetists (COR). Bylaw provisions granting the COR autonomy were adopted in 1983. In 2007, the CCNA and the COR became independent of the AANA, and together they incorporated as the National Board of Certification and Recertification for Nurse Anesthetists (NBCRNA). With its continued mission to promote patient safety, the NBCRNA implemented the Nonsurgical Pain Management subspecialty certification in 2015 and the Continued Professional Certification (CPC) Program in 2016. Purpose The purpose of the NBCRNA includes, but is not limited to, seeking to ensure that nurse anesthetists have the necessary knowledge and skills to practice safely and effectively. In so doing, it also protects the value of the CRNA credential. The NBCRNA is responsible for: (a) Formulating, adopting and confirming compliance of initial and subspecialty certification eligibility requirements for nurse anesthetists; (b) Formulating, adopting and confirming compliance of recertification and continued professional certification (CPC) eligibility requirements for nurse anesthetists; (c) Formulating, adopting and confirming compliance of the requirements for eligibility for admission to NBCRNA-administered examinations including, but not limited to, the SEE, NCE, NSPM exam, and the CPC exam; (d) Formulating, adopting and administering NBCRNA-created examinations to candidates who have met all requirements for examination and have been found eligible. No national organization can expect to determine the specific procedures that any individual nurse anesthetist is qualified to perform. Neither can any national organization determine whether an individual nurse anesthetist may have developed an impairment that could interfere with the proper administration of anesthesia. Ultimately, these judgments must be entrusted to the individual nurse anesthetist and to those with whom he or she works. Structure The NBCRNA Board of Directors is composed of nurse anesthetists who hold the NBCRNA-issued CRNA credential and who are actively engaged in clinical practice or in teaching or administration of a nurse anesthesia educational program; a board-certified surgeon and a board-certified anesthesiologist, both of whom have a current working relationship with nurse anesthetists; and a representative of the public at large. Refresher Handbook 4 Version 01.02 Last Revised 03/22/2018

NCCA Accreditation The primary certification and recertification programs of the NBCRNA are accredited through April 2022 by the National Commission for Certifying Agencies (NCCA), a private not-for-profit organization. The NCCA is the accrediting branch of the Institute for Credentialing Excellence (ICE), which is the national standard setting organization for credentialing groups, including certification boards, licensing boards, and associations. The NBCRNA (and before it, the CCNA and COR) has been continuously accredited by the NCCA since 1980. NCCA accreditation means that the NBCRNA credentialing programs meet the highest national voluntary standards for private certification. It means that the programs have been reviewed by an impartial commission and deemed to have met the nationally accepted criteria and guidelines of the NCCA. ABSNC Accreditation The primary certification and recertification programs of the NBCRNA are accredited through July 2022 by the Accreditation Board for Specialty Nursing Certification (ABSNC) of the American Board of Nursing Specialties (ABNS). The NBCRNA (and before it, the CCNA and COR) was one of the first national credentialing organizations to be recognized and accredited by the ABSNC. The ABNS, established in 1991, is the national peer review program for specialty nursing credentialing organizations. ABNS serves as the national umbrella organization for nursing specialty certification boards authorized and recognized to certify nurse specialists in the United States. It promotes the highest quality of specialty nursing practice through the establishment of standards of professional specialty nursing certification. Refresher Program Overview Purpose The Refresher Program is offered to certified registered nurse anesthetists who have not been substantially engaged in the practice of nurse anesthesia for more than 3 years (effective March 1, 2016; 4 years) and must update/validate their clinical skills and theoretical knowledge needed to meet the prevailing standards of nurse anesthesia practice and to apply for recertification. Objectives The objectives of the Refresher Program are twofold: (1) to foster acquisition of the current knowledge and skills necessary for safe nurse anesthesia practice; and (2) to require the continuing education and clinical anesthesia experience needed to enable the nurse anesthetist who is not currently engaged in the practice of nurse anesthesia to become recertified. Program Components The Refresher Program consists of a continuing education (CE) component and a clinical component, both of which must be completed within a consecutive 24-month period. There are specific requirements for the CE and clinical components depending on the number of years a nurse anesthetist has not been substantially engaged in the practice of anesthesia. In addition, if the nurse anesthetist has not been substantially engaged in the practice of anesthesia for 5 or more years, he or she must retake and pass the current National Certification Examination (NCE). Refresher Handbook 5 Version 01.02 Last Revised 03/22/2018

For the CE component of the Refresher Program, the nurse anesthetist is not required to earn CE credits through one particular provider; credits may be earned through completion of CE programs that have been prior-approved by a recognized approval organization. The clinical component of the Refresher Program must be completed by the nurse anesthetist in an accredited medical facility located within the United States or its territories. The Refresher Program participant is responsible for locating a clinical site and selecting a nurse anesthetist or anesthesiologist who agrees to act as their clinical site sponsor. The Refresher Program is sequenced so that a minimum of 100 CE credits must be completed prior to approval for entry into the clinical component. The NCE, if required, can be taken only after the nurse anesthetist has completed both the CE component and the clinical component of the Refresher Program. Who Must Complete the Refresher Program Certified registered nurse anesthetists who wish to apply for recertification and have not been substantially engaged in nurse anesthesia practice for more than 3 years (effective March 1, 2016; 4 years) are required to complete the Refresher Program. Certified registered nurse anesthetists who have not been substantially engaged in nurse anesthesia practice for 5 or more years must retake and pass the NCE in addition to completing the CE and clinical refresher components. Approval Process and Application Fee The Continuing Education Refresher Component Application for Approval and a $500 non-refundable fee must be submitted to the NBCRNA. Once a minimum of 100 acceptable CE credits have been earned and documented to the NBCRNA, the Refresher Program participant may submit the Clinical Anesthesia Refresher Component Application for Approval. The CE and Clinical Anesthesia Refresher Component applications may requested directly from the NBCRNA at recertification.nbcrna.com. Program Specifics Requirements Certified registered nurse anesthetists must fulfill different refresher requirements depending on how much time he or she has not been substantially engaged in nurse anesthetist practice. Not substantially engaged in clinical anesthesia practice for 3 years (effective March 1, 2016; 4 years) or more, but less than 5 years: Certified registered nurse anesthetists who have not been substantially engaged in nurse anesthesia practice for 3 years, but have practiced substantially within the last 5 years must meet the following criteria: 1. Documentation of 100 CE credits that have been prior-approved by a recognized approval organization: 40 CE credits: Scientific Foundations to include Pathophysiology and Pharmacology 40 CE credits: Advanced Principles of Anesthesia Practice to include Specialty Case Management, Pediatrics, Obstetrics, Geriatrics and Regional Anesthesia 10 CE credits: Professional Standards and Safety 10 CE credits: Anesthesia Equipment, Instrumentation and Technology Refresher Handbook 6 Version 01.02 Last Revised 03/22/2018

2. Documentation of 250 hours of clinical anesthesia time on the NBCRNA Record of Clinical Experience for the Clinical Anesthesia Refresher Component. 3. Documentation of completion of the required number of clinical anesthesia experiences, which include a broad range of general anesthesia, monitored anesthesia care, and management or administration of regional anesthesia. The required cases are listed on the NBCRNA Record of Clinical Experience for the Clinical Anesthesia Refresher Component. 4. Documentation of current ACLS, PALS and NALS/NRP provider certification. 5. Documentation of 250 hours of clinical anesthesia time on the NBCRNA Record of Clinical Experience for the Clinical Anesthesia Refresher Component. 6. Documentation of completion of the required number of clinical anesthesia experiences, which include a broad range of general anesthesia, monitored anesthesia care, and management or administration of regional anesthesia. The required cases are listed on the NBCRNA Record of Clinical Experience for the Clinical Anesthesia Refresher Component. 7. Documentation of current ACLS, PALS and NALS/NRP provider certification. Not substantially engaged in clinical anesthesia practice for 5 years or more, but less than 7 years: Certified registered nurse anesthetists who have not been substantially engaged in nurse anesthesia practice for 5 years but who have practiced substantially within the last 7 years must meet the following criteria. 1. Documentation of 200 CE credits that have been prior-approved by a recognized approval organization: 80 CE credits: Scientific Foundations to include Pathophysiology and Pharmacology 80 CE credits: Advanced Principles of Anesthesia Practice to include Specialty Case Management, Pediatrics, Obstetrics, Geriatrics and Regional Anesthesia 20 CE credits: Professional Standards and Safety 20 CE credits: Anesthesia Equipment, Instrumentation and Technology 2. Documentation of 300 hours of clinical experience on the NBCRNA Record of Clinical Experience for the Clinical Anesthesia Refresher Component. 3. Documentation of completion of the required number of clinical anesthesia experiences, which include a broad range of general anesthesia, monitored anesthesia care, and management or administration of regional anesthesia. The required cases are listed on the NBCRNA Record of Clinical Experience for the Clinical Anesthesia Refresher Component. 4. Documentation of current ACLS, PALS and NALS/NRP provider certification. 5. Documentation of successful completion of the current NCE. The examination may be attempted up to four times within one year from the date of official notification that the CE and clinical requirements of the Refresher Program have been completed. The nurse anesthetist must successfully pass the exam within that time frame. Not substantially engaged in clinical anesthesia practice for 7 or more years: Certified registered nurse anesthetists who have not been substantially engaged in nurse anesthesia practice for more than 7 years must meet the following criteria: Refresher Handbook 7 Version 01.02 Last Revised 03/22/2018

1. Documentation of 300 CE credits or class hours that have been prior-approved by a recognized approval organization: 120 CE credits: Scientific Foundations to include Pathophysiology and Pharmacology 120 CE credits: Advanced Principles of Anesthesia Practice to include Specialty Case Management, Pediatrics, Obstetrics, Geriatrics and Regional Anesthesia 30 CE credits: Professional Standards and Safety 30 CE credits: Anesthesia Equipment, Instrumentation and Technology 2. Documentation of 400 hours of clinical anesthesia time on the NBCRNA Record of Clinical Experience for the Clinical Refresher Component. 3. Documentation of completion of the required number of clinical anesthesia experiences, which include a broad range of general anesthesia, monitored anesthesia care, and management or administration of regional anesthesia. The required cases are listed on the NBCRNA Record of Clinical Experience for the Clinical Anesthesia Refresher Component. 4. Documentation of current ACLS, PALS and NALS/NRP provider certification. 5. Documentation of successful completion of the current NCE. The examination may be attempted up to four times within one year from the date of official notification that the CE and clinical requirements of the Refresher Program have been completed. The nurse anesthetist must successfully pass the exam within that time frame. Continuing Education Refresher Component The Continuing Education Refresher Component Application for Approval must be approved by the NBCRNA before the nurse anesthetist begins the Continuing Education component of the Refresher Program. Continuing education (CE) credits toward fulfillment of the criteria for the Refresher Program must be earned in clinical topics; CE credits cannot be earned in government relations, stress management, administration, research, education or solely through home-study programs. At least one-third of the required CE credits must be completed through attendance at a program in a classroom or similar lecture setting. The nurse anesthetist has three options for earning the required CE credit: Option 1. This option allows nurse anesthetists to earn CE credits through completion of priorapproved CE programs of their choice. These programs must be prior-approved by a recognized approval organization. The nurse anesthetist is responsible for (1) ensuring that the program he or she attends has content that meets the CE credit requirements; and (2) maintaining a record of CE credits and submitting documentation of completed credits to the NBCRNA. This process is described under Recordkeeping CE Credits. Option 2. With this option, the nurse anesthetist completes a CE Refresher Course that has received prior approval from the AANA to offer the entire quantity of CEs required for this refresher component. The Refresher Course provider submits an attendance record directly to the NBCRNA to document the CE credits earned by the nurse anesthetist. Option 3. This is a combination of options 1 and 2. Under option 3, the nurse anesthetist can earn credits for completion of approved CE programs (option 1) and earn credits while enrolled in an AANA prior-approved CE Refresher Course (option 2). However, for all credits earned under option 1, the nurse anesthetist is responsible for maintaining a record of his or her CE credits and submitting the documentation to the NBCRNA as described under Recordkeeping CE Credits. Refresher Handbook 8 Version 01.02 Last Revised 03/22/2018

Recordkeeping CE Credits In options 1 and 3, the nurse anesthetist is responsible for maintaining a record of all CE credits and submitting the record to the NBCRNA. Documentation of credits should be submitted as earned so that the material can be reviewed and evaluated. Use the following procedure to document credits: Classroom or Lecture Programs Submit a copy of the certificate of attendance issued by the provider. The certificate must include your name, the provider name, the program title, the program date(s), documentation that the program was approved for CE credit by a recognized approval organization, and the number of CE credits awarded. Submit a copy of the program, hourly schedule or lecture outline that clearly shows the lectures attended. One CE credit is awarded for every 60 minutes of participation. Mark each lecture according to the group to which it belongs: Scientific Foundations, Advanced Principles, Professional Standards and Safety, or Anesthesia Equipment, Instrumentation and Technology. For example, lectures that apply to Professional Standards and Safety should be marked as such right on the program. For ACLS, PALS and NALS/NRP programs, submit a copy of the appropriate card, the certificate of attendance, and an hourly schedule or lecture agenda. The textbooks are not required. Provider-Directed or Independent Study Programs 1. If the program was prior-approved by the AANA: Submit a copy of the certificate of completion. The certificate must include your name, the provider name, the program title, the program date(s), the AANA program approval number and the number of CE credits awarded. Note: If the title of the program is not printed on the certificate of completion, submit printed material that describes the program content and includes the program title. Mark the certificate according to the group to which it belongs: Scientific Foundations, Advanced Principles, Professional Standards and Safety, or Anesthesia Equipment, Instrumentation and Technology. 2. If the program was approved by a recognized approval organization other than the AANA: Submit a copy of the certificate of completion. The certificate must include your name, the provider name, the program title, the program date(s), documentation that the program was approved for CE credit by a recognized approval organization, and the number of CE credits awarded. Submit printed material that describes the program content and includes the course objectives and test questions. One course objective and 10 test questions are required for every credit requested. Mark the certificate according to the group to which it belongs: Scientific Foundations; Advanced Principles; Professional Standards and Safety; or Anesthesia Equipment, Instrumentation and Technology. Refresher Handbook 9 Version 01.02 Last Revised 03/22/2018

Clinical Anesthesia Refresher Component The Clinical Anesthesia Refresher Component Application for Approval may be submitted only following completion of a minimum of 100 required credits from the CE Refresher component. The application must be approved by the NBCRNA before the nurse anesthetist begins the clinical anesthesia component. The clinical component must be: (1) established in conjunction with a clinical site sponsor (i.e., a nurse anesthetist or an anesthesiologist); and (2) conducted within a department of anesthesia at an accredited medical facility located within the United States or its territories. An accredited medical facility is defined as currently holding accreditation as granted by a national facility accreditor such as The Joint Commission. The NBCRNA does not maintain a list of approved clinical sites. It is the individual s responsibility to locate the hospital or other facility that will meet his or her needs in the Clinical Anesthesia Refresher Component. It is strongly recommended that the nurse anesthetist find a clinical site prior to enrolling in the Refresher Program, as sites may be difficult to secure. Applicants seeking clinical sites that routinely have students on rotation may be competing with students for cases. Further, facility credentialing policies may not allow privileging of nonemployees. As part of the application process to obtain NBCRNA approval for the Clinical Anesthesia Refresher Component, the clinical site sponsor must submit a written statement that includes the following information: (1) the beginning and projected end dates of the clinical program; (2) a description of the accredited medical facility; (3) a brief outline of the kinds of cases that will be available; (4) how the nurse anesthetist is expected to meet the clinical requirements; and (5) the faculty involved in the clinical area. In addition, the clinical site sponsor must review and agree (through signature on the application) to provide the type of educational experiences, and document all of the educational experiences, identified on the NBCRNA Record of Clinical Experience for the Clinical Anesthesia Refresher Component, as described under Recordkeeping Clinical Anesthesia Experience. Recordkeeping Clinical Anesthesia Experience A record of all clinical experiences must be documented by using the NBCRNA Record of Clinical Experience for the Clinical Anesthesia Refresher Component. This record must show that a broad range of general anesthesia, monitored anesthesia care, and management or administration of regional anesthesia, as well as the required number of cases, have been completed. Prior to submission, the minimum number of required cases must be met, and each space that specifies a minimum or preferred number must be completed. The NBCRNA Record of Clinical Experience for the Clinical Anesthesia Refresher Component is to be prepared by the clinical site sponsor at the conclusion of the clinical refresher portion of the program and submitted directly to the NBCRNA by the clinical site sponsor. The transcript must be signed by both the nurse anesthetist and the sponsor, and the signatures notarized. Recertification Recertification may be granted while the nurse anesthetist is enrolled in the Refresher Program. Before recertification can be granted, the nurse anesthetist must submit a completed application for recertification along with all recertification fees; documentation of a current RN license and authorization to practice nurse anesthesia, if such authority is granted, in at least one state and in all states in which the individual currently holds an active license; documentation of having earned 40 CE credits within the 24 months prior to application; and certify that he or she is free of any mental, physical, or other problems that may interfere with the practice of nurse anesthesia. Refresher Handbook 10 Version 01.02 Last Revised 03/22/2018

The Recertification granted to a nurse anesthetist enrolled in a Refresher Program is considered valid only for practice during the Clinical Experience for the Clinical Anesthesia Refresher Component at the approved clinical site. Note: It is the individual s responsibility to be aware of any state licensing requirements that may impact an individual s ability to secure licensure or practice nurse anesthesia in a given state. Completion of the Refresher Program Upon completion of the clinical and CE components of the Refresher Program, the NBCRNA will review the submitted documentation to determine if all the requirements of the Refresher Program have been met within the time frame specified. The nurse anesthetist refresher participant: (1) will be notified in writing of his or her completion status, as well as how to proceed with the recertification process; or (2) will be provided information on applying to take the NCE. Any Refresher Program participant who is required to pass the current NCE will not be considered to have completed the Refresher Program until that requirement has been satisfied. Following completion of the CE and clinical requirements of the Refresher Program, the NBCRNA will provide the clinical site sponsor with the Refresher Program Clinical Site Sponsor Evaluation form, which may be completed and submitted directly to the NBCRNA by the clinical sponsor. Refresher Program Transition to Reentry Program Upon implementation of the Continued Professional Certification (CPC) Program on August 1, 2016, the NBCRNA Refresher Program transitioned to the new Reentry Program. The Reentry Program has been designed for a similar purpose as the current Refresher Program; however, it is in alignment with the CPC program. Applications for approval to enroll in the current Refresher Program were accepted through July 31, 2016. Individuals who were enrolled in the Refresher Program on or before July 31, 2016 must complete all Refresher Program requirements, including passing the current NCE when applicable, by July 31, 2018. No extensions to allow completion of the Refresher Program requirements beyond July 31, 2018 will be granted. All applications received on or after August 1, 2016, will be processed for enrollment into the Reentry Program. The Reentry Program requirements are available on the CPC/Continued Recertification page of the NBCRNA website. For any questions involving the Refresher Program, please email recertification@nbcrna.com or call (855) 285-4658. Refresher Handbook 11 Version 01.02 Last Revised 03/22/2018