State Aid for R&D&I Projects Advanced Training

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Advanced Training Chair & Speaker SPEAKERS Professor at the College of Europe in Bruges and the Maastricht University, and Academic Director at Lexxion Training, Maastricht Katarzyna Piechucka-Thom Case Handler, DG Competition, Unit H2 - Access to finance, R&D&I and Environment, European Katrin Zilliges Economy Department, Development Bank of Saxony (Sächsische Aufbaubank - Förderbank) Marc Isabelle Founder and Director of European Economics, PhD in Economics, Paris Andrzej Kaznowski Partner, Easy State Aid Kaznowski Stasiak sp. j., Warsaw Intensive 2-day advanced training for officials, professionals and funding beneficiaries who have knowledge of State Aid and are involved in smart growth and research projects. Concept of State Aid: EU and Member State support for R&D Concept of State Aid for R&D&I Non-economic vs economic research Regulatory Framework: General Block Exemption Regulation (GBER) Provisions on R&D&I Framework for State Aid for R&D&I Specialized Topics: Collaborative Research Between Research Organisations and Undertakings Identification of Market Failure and Determination of Necessity and Proportionality of State Aid and Use of Repayable Advances Design of Claw-back Mechanisms in the Funding of Research Infrastructures National case studies

General information Overview In the last years the European Commission adopted a set of rules that should facilitate the granting of aid measures by Member States in support of research, development and innovation (R&D&I) activities. The R&D&I State aid Framework sets out the rules under which Member States can grant State aid to companies and institutions to carry out R&D&I activities. Moreover, the scope of measures that no longer need to be notified to the Commission for prior approval has been widened under the new General Block Exemption Regulation (GBER). These new rules help Member States reach the targets of the Europe 2020 Strategy for smart, sustainable and inclusive growth, while at the same time limiting distortions in the Single Market. R&D&I projects might suffer from insufficient access to finance (due to asymmetric information) or from coordination problems among actors involved. Therefore, State aid for R&D&I can be compatible with the internal market where it can be expected to alleviate a market failure in promoting the execution of animportant project ofcommon interest. Methodology The sessions will combine presentations, case studies and discussion on practical problems. You will have ample opportunities to present your own problematic issues and discuss them with the speakers and participants from other Member States. Do you want to get sure, that our experts will cover the topics most interesting for you? Just send us your cases and questions in advance. We will forward them to our speakers who will include your issues the programme and answer them during the training. All information concerning your problems and cases will be treated confidentially. Participants will receive extensive materials: All presentations shown during the training (inclusive online access to all presentations after the training) Confirmations of Participation Selection of corresponding journals published by Lexxion Who should participate? Lawyers and funding experts responsible for compliance with State aid law of R&D&I projects, working at: State Aid Monitoring Office Departments responsible for R&D&I funding in the Ministries of Education, Research, Innovation and Technology and their implementing agencies Departments responsible for R&D&I funding in the regional authorities Managing Authorities and Intermediate Bodies involved in Operational programmes for R&D&I National research institutes and agencies for Research, Innovation, Development and Competiveness Research centers Companies conducting R&D&I projects benefitting from public funding Universities Consultants Why should you participate? Receive a clear understanding of the State aid compliance requirements Receive legal advice on legal requirements of EU State aid regime Learn how to properly apply GBER and the Framework on State aid for Research, Development and Innovations Benefit from another Member State s experience and learn good practices Have a platform to exchange ideas and challenges within your organization and receive practical advice on current cases Analyze your problems and discuss your questions with the acknowledged experts from the European Commission as well as public and private practice.

Programme DAY 1 08:30 Registration & Welcome Coffee 09:00 Welcome note by Lexxion and Phedon Nicolaides (Chair) Introduction of participants 09:15 EU and Member States support for R&D, Professor at the College of Europe in Bruges and the Maastricht University, and Academic Director at lexxion training, Maastricht Session 1: Concept of State Aid 09:45 Concept of State Aid for R&D&I Types of State Aid Aid granted by a Member State or State Resources The concept of economic and noneconomic activity How to establish whether a measure is selectivity Competition and its effects on trade between the Member States 14:30 Framework for State Aid for R&D&I projects Explanation of the compatibility principles in the Framework Main differences between the Framework and the GBER Use of Art. 19 of the R&D&I Framework versus use of Art. 25-27 GBER Katarzyna Piechucka-Thom, Case Handler, DG Competition, Unit H2 - Access to finance, R&D&I and Environment, European 15.30 Coffee Break Session 3: Specialized Topics 16.00 Collaborative Research Between Research Organisations and Undertakings Andrzej Kaznowski, Partner, Easy State Aid Kaznowski Stasiak sp. j., Warsaw 17:00 Conclusion and Q&A 17:30 End of Day 1 11:00 Coffee Break 11:30 Special topic: Non-economic Research vs Economic Research 12:30 Lunch Break Session 2: Regulatory Framework 13:30 General Block Exemption Regulations (GBER) provisions on R&D&I Participants will benefit from: In-depth training Expert guidance Case studies Detailed discussion of individual questions Intensive networking and exchange Explanation of the rules on R&DI Definitions of research organisation Collaborative research Katarzyna Piechucka-Thom, Case Handler, DG Competition, Unit H2 - Access to finance, R&D&I and Environment, European

Programme DAY 2 Session 3: Specialized Topics (cont.) 09:00 Identification of Market Failure and Determination of Necessity and Proportionality of State Aid and Use of Repayable Advances Marc Isabelle, Founder and Director of European Economics, PhD in Economics, Paris 10:30 Coffee Break 11:00 Design of Claw-back Mechanisms in the Funding of Research Infrastructures 12:00 Lunch Break Session 4: National Case Studies on: How innovative SMEs are identified - choice between different instruments - how cooperation between research organisations and undertakings is encouraged - how research infrastructure is funded 15:30 Discussion and Lessons to Take Home 16:00 Q&A How to design an effective measure Factors that determine the choice between notification and use of GBER Exchange of views & Marc Isabelle 16:30 End of the Seminar & Distribution of your Certificates Just send us your cases and questions in advance! We will forward them to our speakers, who will include your issues in the programme and answer them during the workshop. All information concerning your questions and cases will be treated confidentially. As the number of participants is limited, participants will benefit from a maximum of exchange and discussion of their individual questions. 13:00 The Experience of France Marc Isabelle 14:00 The Experience of Germany Katrin Zilliges, Economy Department, Development Bank of Saxony (Sächsische Aufbaubank - Förderbank) 15:00 Coffee Break

Registration Venue Management Center Europe - Conference Center Rue de l'aqueduc 118 1050 Brussels, Belgium Participation fee YES, I would like to participate for the reduced fee for public authorities EUR 1090,00 (excl. VAT). YES, I would like to participate for the regular fee of EUR 1590,00 (excl. VAT). YES, I am European State Aid Law Quarterly - EStAL-subscriber (10% discount if applicable). The Belgian VAT of 21% will be added where applicable. The participation fees include the workshop material, drinks and snacks during the breaks and lunch. Newsletter subscription Please send me information about State Aid issues for free. I may unsubscribe from this service any time. Cancellations Cancellations should be made in writing per post or fax. Please note that the full fee will be charged for cancellations received after 11 September 2017 (included illness or impediment which prevents him or her from fulfilling his duties). Nomination of a substitute remains possible. A cancellation arising by reason of too small a number of participants is effected no later than two weeks prior to the seminar. In this case the participation fee will be refunded. A requirement for reimbursement of travel and accommodation expenses as well as loss of working hours is not possible, unless such costs result from wantonly negligent or deliberate behaviour on the part of the organiser. For more detailed information, scope and conduct of contract as well as cancellation policy, please check the Terms & Conditions on our website. Please register with: Hella Baumeister Lexxion Publisher Güntzelstr. 63 10717 Berlin, Germany Phone: +49 (0)30-81 45 06-26 Fax: +49 (0)30-81 45 06-22 E-mail: baumeister@lexxion.de online: www.lexxion.eu/events Name Position, Department Company Name Address Address Phone, Fax E-Mail Customer No. of EStAL-Subscription VAT Reg.-No. Date, Signature Upcoming events Intensive Workshop: EU State Aid Law for Energy and Environment 26-27 October 2017 Brussels Concept and principles of State aid The Environmental and Energy State Aid Guidelines and GBER The Commission s State aid sector inquiry State aid for resource adequacy, energy efficiency and renewable Workshop: Examples of State Aid Measures in the Energy Sector Best practice and examples on State aid energy efficiency and renewable energy European Conference: State Aid and Financial Instruments 23-24 October 2017 Vienna, Austria This conference provide a platform to present and discuss the latest developments in European State aid and Financial Instruments. As has been the case in previous years, you will have the opportunity to benefit from exchanging views on the rules and handlings for the coming years.