STATE OF NEW YORK IN SENATE BILL TEXT: Regular Sessions. April 25, 2007

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BILL TEXT: Page 1 of 7 STATE OF NEW YORK 5307 2007-2008 Regular Sessions IN SENATE April 25, 2007 Introduced by Sens. MARCELLINO, DeFRANCISCO, MORAHAN, RATH, VOLKER -- read twice and ordered printed, and when printed to be committed to the Committee on Higher Education AN ACT to amend the education law, the business corporation law and the limited liability company law, in relation to the practice of geology The People of the State of New York, represented in Senate and Assembly, do enact as follows: 1 Section 1. The education law is amended by adding three new sections 2 7204-a, 7204-b and 7206-b to read as follows: 3 7204-a. The practice of the profession of geology. The practice of 4 the profession of geology is defined as the performance of geology 5 including, but not limited to, researching, investigating, consulting, 6 and geological mapping, describing the natural processes that act upon 7 the earth's materials, predicting the probable occurrence of natural 8 resources, predicting and locating natural or human-induced phenomena 9 which may be useful or hazardous to humankind and recognizing, determin- 10 ing and evaluating geological factors, and the inspection and perform- 11 ance of geological work and the responsible supervision thereof in 12 furtherance of the health, safety, and welfare of the public; provided, 13 however, that geological mapping shall not include the practice of land 14 surveying as defined in section seventy-two hundred three of this arti- 15 cle. 16 7204-b. Practice of geology and the use of title "licensed profes- 17 sional geologist". Only a person licensed or otherwise authorized under 18 this article shall practice the profession of geology or use the title 19 "licensed professional geologist". 20 7206-b. Requirements for a license as a licensed geologist. 1. To 21 qualify for a license as a licensed geologist, an applicant shall 22 fulfill the following requirements: 23 (a) Application: file an application with the department; EXPLANATION--Matter in italics (underscored) is new; matter in brackets [ ] is old law to be omitted. LBD01647-02-7

S. 5307 2 Page 2 of 7 1 (b) Education: have received an education, including a bachelor's or 2 higher degree in geological sciences, in accordance with the commission- 3 er's regulations; 4 (c) Experience: have at least five years practical experience satis- 5 factory to the board in appropriate geological work; up to one year of 6 experience may be credited in accordance with the commissioner's regu- 7 lations; 8 (d) Examination: pass an examination satisfactory to the board and in 9 accordance with the commissioner's regulations; 10 (e) Age: be at least twenty-one years of age; 11 (f) Character: be of good moral character as determined by the depart- 12 ment; and 13 (g) Fees: pay a fee of two hundred twenty dollars to the department 14 for admission to a department conducted examination and for an initial 15 license, and a fee of two hundred ten dollars for each triennial regis- 16 tration period. 17 2. In lieu of the education and experience requirements specified in 18 paragraphs (b) and (c) of subdivision one of this section, twelve years 19 of practical experience in geological work of a grade and character 20 satisfactory to the board may be accepted by the department. 21 3. An applicant who applies for licensure within one year after the 22 effective date of this section shall be qualified for a license as a 23 licensed geologist without a written examination if the applicant has 24 satisfied the requirements of education and experience described in 25 paragraphs (b) and (c) of subdivision one or subdivision two of this 26 section. 27 2. Subdivision 3 of section 7207 of the education law is renumbered 28 subdivision 4 and a new subdivision 3 is added to read as follows: 29 3. On recommendation of the board of regents, the department may issue 30 a limited permit to practice as a licensed geologist to a geologist not 31 a resident of this state and having no established place of practice in 32 this state who is legally qualified to practice as such in his or her 33 own country or state with standards equivalent to those enumerated in 34 this article and who submits evidence satisfactory to the board of 35 regents established and recognized professional standing in his or her 36 own country or state and who submits satisfactory certification as to 37 character and qualifications from at least two licensed professional 38 geologists, one of whom shall be a resident of this state. Such limited 39 permit shall be issued solely in connection with the specific project 40 for which such limited permit is granted. The fee for each limited 41 permit shall be one hundred five dollars. 42 3. The section heading of section 7208 of the education law, as 43 added by chapter 987 of the laws of 1971, is amended to read as follows: 44 Exempt persons for the professions of engineering and land surveying. 45 4. The education law is amended by adding a new section 7208-a to 46 read as follows: 47 7208-a. Exempt persons in or related to the profession of geology. 48 Nothing in this article shall be construed to affect or prevent: 49 1. The employment and supervision of interns and other persons quali- 50 fied by education or experience by licensed geologists as assistants in 51 the performance of geological services, or as consultants or employees 52 in special fields related to but not uniquely geology, provided that the 53 licensed geologist employing or supervising such persons shall not be 54 relieved of any responsibility whatsoever by delegation to such persons. 55 2. The practice of professional engineering by a professional engineer 56 licensed pursuant to this article to practice engineering in this state

S. 5307 3 Page 3 of 7 1 or an entity authorized pursuant to section seventy-two hundred ten of 2 this article to provide engineering in this state, including the inves- 3 tigation, acquisition, evaluation, and interpretation of the physical 4 and chemical properties of the soil, rock, groundwater, earth materials 5 and data related thereto, and the performance of activities as specified 6 in section seventy-two hundred four-a of this article, provided that no 7 such person shall use the designation, or hold himself or herself out as 8 a "licensed professional geologist," unless licensed as such in this 9 state. 10 3. The practice of land surveying by any person that is licensed or 11 otherwise authorized to practice land surveying in this state, provided 12 that no such person shall use the designation or hold himself or herself 13 out as a "licensed professional geologist" unless licensed as such in 14 this state. 15 4. The execution of work by contractors or by others of work prepared 16 by a licensed geologist, or the superintendence of such work as a super- 17 intendent, foreman, or inspector. 18 5. The practice of the profession of geology by officers and employees 19 of the United States and this state practicing solely as officers and 20 employees; provided, however, that this exemption shall not apply to 21 officers and employees of the state of New York who commence employment 22 performing such work after the effective date of this section. 23 6. The execution of geological research and/or teaching conducted at 24 accredited educational institutions and not-for-profit research insti- 25 tutions, conducted solely through those institutions. 26 7. Work customarily performed by physical or natural scientists 27 provided such work does not include geological investigations, being in 28 responsible charge of geological work, or the drawing of geological 29 conclusions and recommendations. 30 5. The section heading of section 7209 of the education law, as 31 added by chapter 987 of the laws of 1971, is amended to read as follows: 32 Special provisions for the professions of engineering and land survey- 33 ing. 34 6. The education law is amended by adding a new section 7209-a to 35 read as follows: 36 7209-a. Special provisions for the profession of geology. 1. Every 37 licensed geologist shall have a seal, approved by the board, which shall 38 contain the name of the licensed geologist and the words "licensed 39 professional geologist" and such other words or figures as the board may 40 deem necessary. All geological drawings and reports, prepared by such 41 geologist or by a full-time or part-time subordinate employed under his 42 or her supervision, shall be stamped with such seal and shall also be 43 signed on the original with the personal signature of such geologist 44 when filed with appropriate public officials. No official of this state, 45 or of any county, city, town or village therein, charged with the 46 enforcement of laws, ordinances or regulations shall accept or approve 47 any geologic drawings or reports that are not stamped: 48 (a) With the seal of a licensed professional geologist and bearing the 49 authorized facsimile of the signature of such licensed professional 50 geologist; 51 (b) With the official seal and authorized facsimile of the signature 52 of a geologist who has been granted a limited permit pursuant to subdi- 53 vision three of section seventy-two hundred seven of this article, 54 provided that the geologic drawings and reports are accompanied by and 55 have attached thereto written authorization issued by the department 56 certifying to the granting of such limited permit; or

S. 5307 4 Page 4 of 7 1 (c) With the seal of a professional engineer provided that the reports 2 or drawings pertain to geotechnical, environmental or hydrologic engi- 3 neering. 4 2. All geologic drawings and reports to which such seal has been 5 applied shall also be stamped with appropriate wording warning that it 6 is a violation of this law for any person, unless he or she is acting 7 under the direction of a licensed geologist or professional engineer, to 8 alter a drawing or report in any way. If an item bearing the seal of a 9 licensed professional geologist or professional engineer is altered, the 10 altering party shall affix to the item his or her seal and the notation 11 "altered by" followed by his or her signature and the date of such 12 alteration, and a specific description of the alteration. 13 3. Engineers, land surveyors, architects, landscape architects and 14 licensed geologists may join in the formation of a joint-enterprise, a 15 partnership, a professional service corporation or a professional 16 service limited liability company, or may form any desired combination 17 of such professions, and may use in the name of such entity or entities 18 the title of any of the professions which will be practiced. After the 19 name of each member, his or her profession shall be indicated. 20 4. A licensed professional geologist is not authorized to practice 21 professional engineering unless he or she is licensed as a professional 22 engineer pursuant to this article. 23 7. Subdivision 4 of section 7209 of the education law, as added by 24 chapter 987 of the laws of 1971, is amended to read as follows: 25 4. Engineers, land surveyors, architects, [and] landscape architects 26 and licensed geologists may join in the formation of a joint enterprise, 27 [or] a partnership [or], a professional service corporation, or a 28 professional service limited liability company or may form any desired 29 combination of such professions and may use in the name of such corpo- 30 ration the title of any of the professions which will be practiced. 31 After the name of each member his or her profession shall be indicated. 32 8. Subdivision 2 of section 7307 of the education law, as added by 33 chapter 987 of the laws of 1971, is amended to read as follows: 34 2. Engineers, land surveyors, architects [and], landscape architects 35 and licensed geologists may join in the formation of a joint enterprise, 36 [or] a partnership [or], a professional service corporation, or a 37 professional service limited liability company or may form any desired 38 combination of such professions and may use in the name of such corpo- 39 ration the title of any of the professions which will be practiced. 40 After the name of each member his or her profession shall be indicated. 41 9. The article heading of article 145 of the education law, as added 42 by chapter 987 of the laws of 1971, is amended to read as follows: 43 ENGINEERING [AND], LAND SURVEYING AND 44 GEOLOGY 45 10. Section 7200 of the education law, as added by chapter 987 of 46 the laws of 1971, is amended to read as follows: 47 7200. Introduction. This article applies to the professions of 48 engineering [and], land surveying and geology. The general provisions 49 for all professions contained in article one hundred thirty of this 50 title apply to this article. 51 11. The education law is amended by adding a new section 7205-a to 52 read as follows: 53 7205-a. Special board for geology. A board consisting of at least 54 three licensed geologists licensed in this state shall be appointed by 55 the board of regents upon the recommendation of the commissioner and

S. 5307 5 Page 5 of 7 1 shall assist the state board for engineering and land surveying in 2 accordance with section sixty-five hundred eight of this title; 3 provided, however, that for purposes of geological matters, including, 4 but not limited to, the licensure and professional conduct of licensed 5 geologists, and the promulgation of any regulations required under this 6 article applicable solely to licensed geologists, the members of the 7 geology board shall be full voting members of the state board for engi- 8 neering and land surveying. The geology board shall assist the state 9 board for engineering and land surveying on all other matters over which 10 the state board for engineering and land surveying has jurisdiction and 11 shall be ex-officio non-voting members for such purposes. The initial 12 geology board need not be licensed by examination at the time of 13 appointment but, shall have satisfied the education and experience 14 requirements of this article for licensure as a licensed geologist. 15 12. Paragraph (a) of section 1503 of the business corporation law, 16 as added by chapter 974 of the laws of 1970, is amended to read as 17 follows: 18 (a) Notwithstanding any other provision of law, one or more individ- 19 uals duly authorized by law to render the same professional service 20 within the state may organize, or cause to be organized, a professional 21 service corporation for pecuniary profit under this article for the 22 purpose of rendering the same professional service, except that one or 23 more individuals duly authorized by law to practice professional engi- 24 neering, architecture, landscape architecture [or], land surveying or 25 geology within the state may organize, or cause to be organized, a 26 professional service corporation for pecuniary profit under this article 27 for the purpose of rendering such professional services as such individ- 28 uals are authorized to practice. 29 13. Paragraph (b) of section 1504 of the business corporation law, 30 as added by chapter 974 of the laws of 1970, is amended to read as 31 follows: 32 (b) Each final plan and report made or issued by a corporation prac- 33 ticing professional engineering, architecture, landscape architecture 34 [or], land surveying or geology shall bear the name and seal of one or 35 more professional engineers, architects, landscape architects, [or] land 36 surveyors or geologists, respectively, who are in responsible charge of 37 such plan or report. 38 14. Subdivision (a) of section 1203 of the limited liability company 39 law, as separately amended by chapters 420 and 676 of the laws of 2002, 40 is amended to read as follows: 41 (a) Notwithstanding the education law or any other provision of law, 42 one or more professionals each of whom is authorized by law to render a 43 professional service within the state, or one or more professionals, at 44 least one of whom is authorized by law to render a professional service 45 within the state, may form, or cause to be formed, a professional 46 service limited liability company for pecuniary profit under this arti- 47 cle for the purpose of rendering the professional service or services as 48 such professionals are authorized to practice. With respect to a profes- 49 sional service limited liability company formed to provide medical 50 services as such services are defined in article 131 of the education 51 law, each member of such limited liability company must be licensed 52 pursuant to article 131 of the education law to practice medicine in 53 this state. With respect to a professional service limited liability 54 company formed to provide dental services as such services are defined 55 in article 133 of the education law, each member of such limited liabil- 56 ity company must be licensed pursuant to article 133 of the education

S. 5307 6 Page 6 of 7 1 law to practice dentistry in this state. With respect to a professional 2 service limited liability company formed to provide veterinary services 3 as such services are defined in article 135 of the education law, each 4 member of such limited liability company must be licensed pursuant to 5 article 135 of the education law to practice veterinary medicine in this 6 state. With respect to a professional service limited liability company 7 formed to provide professional engineering, land surveying, architec- 8 tural [and/or], landscape architectural and/or geological services as 9 such services are defined in article 145, article 147 and article 148 of 10 the education law, each member of such limited liability company must be 11 licensed pursuant to article 145, article 147 and/or article 148 of the 12 education law to practice one or more of such professions in this state. 13 With respect to a professional service limited liability company formed 14 to provide licensed clinical social work services as such services are 15 defined in article 154 of the education law, each member of such limited 16 liability company shall be licensed pursuant to article 154 of the 17 education law to practice licensed clinical social work in this state. 18 With respect to a professional service limited liability company formed 19 to provide creative arts therapy services as such services are defined 20 in article 163 of the education law, each member of such limited liabil- 21 ity company must be licensed pursuant to article 163 of the education 22 law to practice creative arts therapy in this state. With respect to a 23 professional service limited liability company formed to provide 24 marriage and family therapy services as such services are defined in 25 article 163 of the education law, each member of such limited liability 26 company must be licensed pursuant to article 163 of the education law to 27 practice marriage and family therapy in this state. With respect to a 28 professional service limited liability company formed to provide mental 29 health counseling services as such services are defined in article 163 30 of the education law, each member of such limited liability company must 31 be licensed pursuant to article 163 of the education law to practice 32 mental health counseling in this state. With respect to a professional 33 service limited liability company formed to provide psychoanalysis 34 services as such services are defined in article 163 of the education 35 law, each member of such limited liability company must be licensed 36 pursuant to article 163 of the education law to practice psychoanalysis 37 in this state. In addition to engaging in such profession or 38 professions, a professional service limited liability company may engage 39 in any other business or activities as to which a limited liability 40 company may be formed under section two hundred one of this chapter. 41 Notwithstanding any other provision of this section, a professional 42 service limited liability company (i) authorized to practice law may 43 only engage in another profession or business or activities or (ii) 44 which is engaged in a profession or other business or activities other 45 than law may only engage in the practice of law, to the extent not 46 prohibited by any other law of this state or any rule adopted by the 47 appropriate appellate division of the supreme court or the court of 48 appeals. 49 15. Subdivision (b) of section 1207 of the limited liability company 50 law, as separately amended by chapters 420 and 676 of the laws of 2002, 51 is amended to read as follows: 52 (b) with respect to a professional service limited liability company 53 formed to provide medical services as such services are defined in arti- 54 cle 131 of the education law, each member of such limited liability 55 company must be licensed pursuant to article 131 of the education law to 56 practice medicine in this state. With respect to a professional service

S. 5307 7 Page 7 of 7 1 limited liability company formed to provide dental services as such 2 services are defined in article 133 of the education law, each member of 3 such limited liability company must be licensed pursuant to article 133 4 of the education law to practice dentistry in this state. With respect 5 to a professional service limited liability company formed to provide 6 veterinary services as such services are defined in article 135 of the 7 education law, each member of such limited liability company must be 8 licensed pursuant to article 135 of the education law to practice veter- 9 inary medicine in this state. With respect to a professional service 10 limited liability company formed to provide professional engineering, 11 land surveying, architectural [and/or], landscape architectural and/or 12 geological services as such services are defined in article 145, article 13 147 and article 148 of the education law, each member of such limited 14 liability company must be licensed pursuant to article 145, article 147 15 and/or article 148 of the education law to practice one or more of such 16 professions in this state. With respect to a professional service limit- 17 ed liability company formed to provide licensed clinical social work 18 services as such services are defined in article 154 of the education 19 law, each member of such limited liability company shall be licensed 20 pursuant to article 154 of the education law to practice licensed clin- 21 ical social work in this state. With respect to a professional service 22 limited liability company formed to provide creative arts therapy 23 services as such services are defined in article 163 of the education 24 law, each member of such limited liability company must be licensed 25 pursuant to article 163 of the education law to practice creative arts 26 therapy in this state. With respect to a professional service limited 27 liability company formed to provide marriage and family therapy services 28 as such services are defined in article 163 of the education law, each 29 member of such limited liability company must be licensed pursuant to 30 article 163 of the education law to practice marriage and family therapy 31 in this state. With respect to a professional service limited liability 32 company formed to provide mental health counseling services as such 33 services are defined in article 163 of the education law, each member of 34 such limited liability company must be licensed pursuant to article 163 35 of the education law to practice mental health counseling in this state. 36 With respect to a professional service limited liability company formed 37 to provide psychoanalysis services as such services are defined in arti- 38 cle 163 of the education law, each member of such limited liability 39 company must be licensed pursuant to article 163 of the education law to 40 practice psychoanalysis in this state. 41 16. This act shall take effect two years after the date on which it 42 shall have become a law.