Capacity Development: Building Toward a Sustainable Future

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Capacity Development: Building Toward a Sustainable Future U.S. Army Corps of Engineers Panel Discussion for USAID Infrastructure Workshop 14 DEC 2010 US Army Corps of Engineers

Presenters and Topics for this Panel Discussion 1. Overview of Capacity Development at the Corps of Engineers Ms. Sheryl Lewis, Panel Chair National Program Manager for Capacity Development, HQUSACE 2. Using Sustainability to Build Stability: Smart Power and Water Security Andrew Bruzewicz Civil-Military Emergency Preparedness (CMEP) Program Manager, HQUSACE 3. USACE-USAID Cooperation in the Pacific Region Mark Schnabel USACE Liaison Officer to U.S. Pacific Command (PACOM) 2

Definition -- Adopted by USACE Capacity Development is the building of human, institutional and infrastructure capacity to help societies develop secure, stable and sustainable economies, governments and other institutions through mentoring, training, education, and physical projects, the infusion of financial and other resources, and most importantly, the motivation and inspiration of people to improve their lives. Definition by LTG Henry J. Hatch (Ret.) 3

Goals for this Session Explain evolving emphasis on Capacity Development Communicate the Corps commitment and approach Provide examples of on-the-ground implementation 4

Presidential Policy Directive on Global Development Today, the President signed Presidential Policy Directive on Global Development, the first of its kind by a U.S. administration. The directive recognizes that development is vital to U.S. national security and is a strategic, economic, and moral imperative for the United States. It calls for the elevation of development as a core pillar of American power and charts a course for development, diplomacy and defense to mutually reinforce and complement one another in an integrated comprehensive approach to national security. - The White House, Office of the Press Secretary, September 22, 2010 Policy focused on sustainable development outcomes Foster next generation emerging markets, broad-based economic growth, democratic governance Game-changing innovations to help solve long-standing development challenges Emphasis on building sustainable capacity in public sectors to provide basic services over the long-term Tailor development strategies in stabilization and post-crisis situations to context of challenges Hold all recipients of U.S. assistance accountable for achieving development results New operational model Foster integration of capabilities needed to address complex security environments (whole of government approach Host nation ownership and responsibility required Must be selective in service recipients and services provided 5

Building Partner Capacity "The capabilities of the United States' allies and partners may be as important as its own, and building their capacity is arguably as important as, if not more so than, the fighting the United States does itself. Robert Gates, Secretary of Defense, February 2009 Department of the Army is working to adapt to increased emphasis on shaping the environment through building partner capacity, security cooperation, and security force assistance Army Campaign Plan, Objective 8.3 Adapt the Army for Building Partner Capacity shape Army institutions to support USG interactions with foreign governments and supporting institutions; develop partner nation capability and capacity to govern and secure their people and territory. Emphasis on need for capacity development in latest Quadrennial Defense Review strong regional allies and partners are fundamental to meeting the 21 st century challenges successfully. Helping to build their capacity can help prevent conflict from beginning or escalating 6

USACE Capacity Development Business Practice USACE has formed a Capacity Development business practice: To guide and assist USACE staff in effective Capacity Development planning and implementation Adopting principles of governments and organizations worldwide Primary responsibilities Manage and oversee Capacity Development process Conduct training for USACE staff Serve as an advocate for Capacity Development Monitor Capacity Development implementation, develop briefings and reports, and maintain lessons learned USACE Capacity Development business practice documents Policy, Requirements, and Guidance Documents (2009) Web-based training developed for USACE staff (2010) 7

Next Topic 1. Overview of Capacity Development at the Corps of Engineers Ms. Sheryl Lewis, Panel Chair National Program Manager for Capacity Development, HQUSACE 2. Using Sustainability to Build Stability: Smart Power and Water Security Andrew Bruzewicz Civil-Military Emergency Preparedness (CMEP) Program Manager, HQUSACE 3. USACE-USAID Cooperation in the Pacific Region Mark Schnabel USACE LNO to PACOM 8

Civil-Military Emergency Preparedness (CMEP) Program Using Sustainability to Build Stability: Smart Power and Water Security Andrew J. Bruzewicz CMEP Program Manager HQUSACE Washington, D.C. Andrew.J.Bruzewicz@usace.army.mil 202-761-5964 East Timor

Topics What is CMEP? CMEP Process Headquarters Army Global CMEP Funding Sources FY 10 and 11 CMEP Partners CMEP Services Opportunities Discussion

What Is CMEP? CMEP is a program and a tool Part of Army Global CMEP (AGCMEP) USACE CMEP CMEP is a methodology Assessment Gap analysis Roadmap development Capability building Testing - Table Top Exercises (TTXs) and AARs CMEP is an access portal to USACE expertise 35,000+ professionals Engineers, researchers, Subject Matter Experts (SMEs)

What Does CMEP Do? Capacity Building for Consequence Management for all hazards disasters Assessments/Roadmaps/Seminars/Workshops/TTXs Stabilization (Stability Operations) Improved capability and capacity to meet public needs for basic services Increased reliance on national and regional resources Inter-ministerial/Civ-Mil/Regional Decrease in future needs for response and recovery assistance Improved Risk Management and Resilience Critical Infrastructure Protection/Mitigation/Adaptation

How Does CMEP Operate? Needs Assessment Roadmap Development with Country Teams, COCOMs, ASCCs, etc Concept and Budget Development (CFRs) Activity Execution, Assessment, AARs Activity Development Plan Review and Approval

Funding Sources Top Down HQDA G3/5 activities with funding through the ASCCs Warsaw Initiative Funds (WIF) Bottom Up Defense Environmental International Cooperation (DEIC) Program Overseas Humanitarian Disaster and Civic Aid (OHDACA) Program Traditional Commanders Activities (TCA) Foreign Military Sales (FMS) Other?

Civil Military Emergency Preparedness (CMEP) NORTHCOM EUCOM Armenia Azerbaijan Bosnia-Herzegovina Georgia Macedonia Moldova Montenegro Serbia Ukraine SOUTHCOM El Salvador AFRICOM Mauritius Swaziland CENTCOM Kazakhstan Kyrgyz Republic Tajikistan Turkmenistan Uzbekistan CMEP Events FY10 (total of 38 Events) 110 + events since 1997

CMEP FY 11 Program CENTCOM and EUCOM Armenia, Azerbaijan (3), Balkans GIS Workshop Balkans Regional TTX, Black Sea Initiative (Ukraine), Georgia (2) Kazakhstan (7), Kyrgyzstan (3), Macedonia Moldova, Montenegro (2), Pakistan (3) SEE CMEP Council (2), Serbia (2), Tajikistan (3), Turkmenistan (2), Ukraine (3), Uzbekistan (4) AFRICOM Kenya (2), Liberia, Mauritania PACOM Bangladesh, Mongolia (2), Nepal, Cambodia SOUTHCOM Haiti

CMEP and Stability How can CMEP help maintain stability? Stability Operations (Phase 0) Theater Security Cooperation Disaster Planning All hazards preparedness Risk Management CIP Resiliency What programs might CMEP assist? USAID/OFDA DEIC OHDACA TCA FMS

USACE CMEP Services Civil Emergency Preparedness Surveys National Response Plan Workshops Regional / Bilateral Table Top Exercises Regional / Bilateral GIS Workshops Critical Infrastructure Protection Workshops Interagency Crisis Management System Plans Review Workshops Crisis Management / Emergency Operations Center Development Workshops Risk Management/Resilience Seminars and Workshops HAZMAT Clean-Up Seminars and Workshops Hydrology and Hydraulics Workshops Special Topic/Functional Area Seminars and Workshops

Sources of US Support CMEP workshops and TTXs planned and executed by Host Nations with assistance led by USACE CMEP interacts with other US organizations: Office of the Secretary of Defense (Policy) Defense Security Cooperation Agency US Country Teams Combatant Commands and Joint Staff IWR and ICIWaRM for Water Security and Basin Management FEMA and civil government agencies PfP Information Management System (PIMS) Use PfP Information Management System (PIMS)-furnished equipment, provided Local Area Network/Internet access, web-portal capabilities, on-site technicians NGB State Partnership Program Army Staff and Component Commands

Application of relevant USACE capabilities to OCONUS national security and disaster cycle requirements More robust capabilities on the part of Partners including: Greater resilience to respond to all hazards Greater Inter-ministerial cooperation pre-emergency and during a crisis Building of regional networks of emergency/disaster agencies and responders Improved civil-military cooperation CMEP Results Enhanced knowledge and skills of Partners and USACE Emergency Management personnel Experienced civilian and military emergency planners Transfer of useful technologies including GIS Enhanced planning by Partners with regional groups

Opportunities Coordinated capacity building for consequence management for all hazards disasters Seamless Planning and Preparedness, Response, Recovery, Mitigation and Adaptation support for partner nations and HA/DR Improved Risk Management and Resilience components in US programs and projects Better support for the life cycle of US involvement

Summary CMEP provides USACE experience globally CMEP brings wide-ranging US support: USACE Emergency Management experience 35,000 engineers and scientists Broad-based GIS experience CMEP-developed services

BUILDING STRONG

Next Topic 1. Overview of Capacity Development at the Corps of Engineers Ms. Sheryl Lewis, Panel Chair National Program Manager for Capacity Development, HQUSACE 2. Using Sustainability to Build Stability: Smart Power and Water Security Andrew Bruzewicz Civil-Military Emergency Preparedness (CMEP) Program Manager, HQUSACE 3. USACE-USAID Cooperation in the Pacific Region Mark Schnabel USACE LNO to PACOM 24

USACE USAID Cooperation in the Pacific Region Mark Schnabel USACE LNO to PACOM Camp Smith, Hawaii (808) 477-0880 Mark.Schnabel@pacom.mil James K. Ligh, PE Chief, Business Management Pacific Ocean Division (808) 438-9500 James.K.Ligh@usace.army.mil East Timor

UNCLASSIFIED USPACOM Security Cooperation Offices Co-located w/usaid DAO & ODCs in AOR DAO LAOS - TOTAL - J4 - DIA - DSCA - USDR DAO MONGOLIA JUSMAG KOREA ODC CAMBODIA - 21-17 (187 PAX) -5-1 -1 MDAO JAPAN JUSMAG THAILAND ODC BANGLADESH AIT TAIWAN ODC NEPAL DAO VIETNAM PACOM HQ ODC INDIA JUSMAG PHILIPPINES ODC SRI LANKA ODC E. TIMOR USDR REP. MARSHALL IS ODC MALAYSIA ODC SINGAPORE DAO FIJI ODC INDONESIA ODC AUSTRALIA Smaller font for higher info density DAO NEW ZEALAND (use sparingly) BUILDING STRONG

USACE USPACOM-USAID Cooperation in Pacific Area USPACOM conducts synchronization of country objectives/activities reviews with USAID Mission Directors to find common ground and integrate efforts to leverage resources; Indonesia, Cambodia, Sri Lanka USAID participates in USPACOM Country JPGs (Joint Planning Groups) where next year s objectives and activities are developed. Every DSCA/PACOM funded Humanitarian Assistance project is formally coordinated with the USAID Country Mission staff. USACE works with the country ODC (Chief, Office of Defense Cooperation) and USAID on project site selection and effects analysis USACE seeks USAID advice on cultural and design features USACE helps USACE with access to Host Nation Ministries of Education and Health USACE LNO coordinates initiatives and issues with USAID LNO assigned to USPACOM

USACE (POD) HA Program Guidelines Use Whole of Government approach in project selection Use local contractors Use local materials and cultural standards (but include some new technology) Coordinate project details and designs with Host Nation Ministries Conduct continuous improvement through Host Nation feedback Build host nation engineering & construction capacity Way Ahead - Develop Standard Designs by Country - Use Local Construction Quality Assurance personnel - Standardize Business Processes - Annual Review of Processes and System - Focus on Water (potable) and Sanitation Improvements - Provide Maintenance Training; Leave Behind Supplies - Follow-up with Warranty Visits and Lessons Learned - Promote Green Facilities

USACE Support to USPACOM Security Cooperation Program (Partnering with USAID in Blue) Nepal FY11 Bridge and Airfield Seismic Insp./Training Mongolia FY 08-10 GPOI Projects $5M FY 11 GIS/H&H Training and drainage canal upgrade Lao PDR FY 08 $1.2M 3 projects FY 09 $1M 3 projects FY 10 $2.0 M 5 projects Taiwan Blackhawk FMS Bangladesh FY 08 $5M 27 projects FY 09 $1.8M 7 projects FY 10 $2.8 M 10 projects FY 11-13 $38M USAID Cyclone Shelters (PAPA pending) India C-17 FMS $4.4 B (potential $150M Construction) Maldives FY11 Master Planning, HA Road Project Sri Lanka USAID FY 08 $2.5M 8 projects FY 09 $2.5M 4 projects FY 10 $2.1 M 5 Projects Vietnam FY 07 $1.5M 4 projects FY 09 $2M 6 projects FY 10 $2.2 M 10 Projects Cambodia FY 07 $3M 7 projects FY 08 $1.2M 5 projects FY 09 $2M 6 projects FY 10 $1.4 M 5 projects Indonesia FY 07 $3.5M 13 projects

Questions and Discussion 30

BACKUP SLIDES 31

How Does CMEP Operate? The CMEP program helps to increase Inter-ministerial collaboration within and between governments in the field of national and international emergency planning and preparedness. CMEP fosters the skills and capabilities all countries need to achieve their security objectives and to meet the consequence management expectations of their citizens following disaster events. (CB/TSC) The CMEP program designs and manages bilateral and multilateral activities to achieve our partner s security cooperation objectives. CMEP strives to increase civil and military cooperation in emergency management and disaster planning, and emphasizes planning for the consequences of all hazards disasters (natural, technological and use of weapons of mass destruction [WMD]). (Mil-Mil/Civ-Mil/CM/SO) CMEP examines existing capabilities, identifies areas of need, and designs appropriate activities to increase our partners disaster-planning and response capabilities. The mission involves both supporting interministerial relations within countries and government to government coordination and cooperation across borders. (Assessment/Gap Analysis/Roadmap)

How Does CMEP Operate? (cont d) Develop professional civil-military emergency management competence and experience to: Support international partner national and regional strategies relating to disaster preparedness and consequence management. Create reliable civil-military planning processes that are interoperable and sustainable by the partners using Internet applications Assist the partners in developing regional and national plans for catastrophic disaster response. Facilitate multi-national ( regional ) disaster preparedness and response cooperation with international and nongovernmental organizations.

How Does CMEP Operate? (cont d) Improve consequence management capabilities through scenario development, TTX events, and after action analysis and reporting. Improve existing capabilities of partnering country s emergency planners and GIS users through mentorship of other partners. Design events (conferences, workshops and tabletop exercises) to strengthen cooperation between US and partners. Build partner capacity to conduct theater security and stability operations with civil-military response plans and procedures (including all ministries) and in coordination with NGO s. Encourage partners to provide assistance during regional crises, using the tools provided during the CMEP events, thus promoting regional cooperation during natural and man-made disasters including WMD ensuring that today s issues are not tomorrow s crises.

Ambassador OSD POLICY COCOMs NGB SPP Guidance Mission Plans Guidance Funding Theater Engagement Plans Country Plans MOA Mil to Mil Execute Activities Provide Support w/smes & Resources Support to Foreign Militaries Collaborative Roadmap for Partner State (3-5 yrs) ARMY GLOBAL CMEP PROGRAM ProvIDES Assessments CSA Issued CMEP Yearly Plan 10 ASCCs Army Program Office Responsible for 6 Phases of Emergency Mgt Collaborative Action Plan ACOMs US Army Pacific US Army South US Army Europe US Army Africa Military Surface Deployment & Distribution Command 6 Phases of Emergency Mgt 11 DRUs MOA TRADOC AMC FORSCOM USACE Army Medical Cmd US Military Academy US Army Reserve Cmd US Installation Cmd COE-DM/HA Conduct research and Analysis assist in international disaster preparednes s. managemen t, response, health security & disaster response Educate & & Resources train via Courses/Workshops Combined Humanitarian Assistance Response Training (CHART) Training Assistance Program (TAP) NGOs & PVOS Civ to Mil; (By Exception) Civ to Civ Execute Activities Provide Support w/smes United Nations Office for the Coordinatio n of Humanitaria n Affairs Civil Military Coordinatio n Courses Partner States ProvIDES COI IOs Health Emergencie s in Large Populations (HELP) USG The Enhanced International Peacekeepin g Capabilities Program (EIPC) COI Members: USAID; DoS COE-DM/HA CRED Harvard HI Tulane USACE Naval Surface Warfare Center FEMA TEEX World Bank PACOM J732 APAN JFCOM J7 & J9 Civ to Civ Execute Activities Provide Support w/smes & Resources