RE: Plans to improve NHS Continuing Healthcare assessment processes

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Publications Gateway Reference No.07091 To: CCG Accountable Officers CCG Clinical Leaders Email: england.ndoi@nhs.net 17 August 2017 Cc. Regional Directors Regional Directors of Operations and Delivery Regional and DCO Directors of Nursing Dear Colleague RE: Plans to improve NHS Continuing Healthcare assessment processes As you will be aware, the reduction in Delayed Transfers of Care (DTOCs) is a key priority for the NHS, with delays needing to reduce from approximately 6,428 per day to 4,080 per day in order to release the needed bed capacity within health systems. It is estimated that resolution of the factors causing delays due to NHS CHC assessment could help free up to a quarter of the total number of beds the NHS is required to release. These delays are primarily within the remit of health to resolve (in collaboration with Local Authority partners) and we need to ensure that plans to improve NHS CHC pathways and processes are in place in order to achieve the two key standards required for the Quality Premium for 2017/18 1 : 1. CCGs must ensure that less than 15% of all full NHS CHC assessments take place in an acute hospital setting; 2. CCGs must ensure that in more than 80% of cases with a positive NHS CHC Checklist, the NHS CHC eligibility decision is made by the CCG within 28 days from receipt of the Checklist (or other notification of potential eligibility). For both of these standards, 2017-18 Quarter 1 figures were sent to NHS England CHC assurance leads as assurance packs on 11 August 2017 and will be subsequently published on 14 September, showing performance by CCG. CCGs are expected to take a number of actions in relation to these standards during the course of 17/18: 1 https://www.england.nhs.uk/resources/resources-for-ccgs/ccg-out-tool/ccg-ois/qual-prem/

CCGs are expected to ensure that full assessments are only undertaken when required, for example, assessments are not required for people who are going on to NHS rehabilitation services or do not have long-term care needs; CCGs are expected to ensure if there is a need for the screening process for NHS CHC (i.e. the checklist undertaken to ascertain whether a full assessment for NHS CHC is required) that this does not cause any delays in the hospital discharge. Q1 data indicates that 100 CCGs are currently reporting that more than 30% of full NHS CHC multi-disciplinary assessments are taking place in an acute hospital setting (see appendix A). These CCGs are required to submit a plan for improving this to less than 15% by March 2018, which should include key milestones, barriers and mitigating actions. These plans should be submitted to the DCO Directors of Nursing by 11 September 2017, and should align with BCF plans being submitted on the same day. It is important that all NHS CHC assessments are undertaken in a timely manner, including those that are still undertaken in an acute location. CCGs are asked to map and review the assessment process in place to ensure it is as efficient as possible. NHS CHC assessments should only be undertaken when an individual has recovered after an acute period of care and when their long term care needs can be more clearly identified. In many local health economies, arrangements are in place to pay for a period of interim or intermediate care and then assessment (if required) for long term care is carried out after a period of time, such as six weeks. CCGs should ensure that any verification processes required to make the final decision on a CHC assessment are timely and do not contribute to any delays in transfer of care. Therefore there needs to be daily verification processes and daily contact with the CCG responsible. For example, CCGs must ensure that decisions can be made swiftly throughout the week, as soon as patients are ready for discharge. Verification of MDT recommendations should take no more than 2 working days. CCG Boards should publically commit to reporting on the proportion of assessments in an acute location and to verifying decisions within 2 working days; progress should be monitored at CCG public board meetings. Q1 data also indicates there are 84 CCGs who are currently reporting that less than 50% of NHS CHC eligibility decisions are being made within 28 days (see Appendix B).

These CCGs will be asked to conduct an audit to understand the reasons for lengthy delays in NHS CHC eligibility decision-making processes. Further details will be sent separately via regional teams to those CCGs, and these audits are to be completed and submitted to the DCO Directors of Nursing by 11 September 2017 to inform both local plans and national support to be formulated. The Government confirmed in July 2017 that the reduction in DTOCs should be achieved jointly (i.e. 50:50) between the NHS and local government. It is critical that CCGs take a leading role in the reduction of NHS-attributable DTOC in their local health system, and work in full collaboration with local government colleagues in order to jointly achieve the overall reduction ambitions. The improvement of NHS CHC assessment process will be an important part of the NHS contribution to this reduction. Actions requested - summary To summarise the actions requested within this letter: The 100 CCGs listed in Appendix A should submit a plan for improving the number of full NHS CHC assessments taking place in an acute hospital setting to less than 15% by March 2018 to the DCO Directors of Nursing by 11 September 2017; The 84 CCGs listed in Appendix B will be asked to conduct an audit to understand the reasons for lengthy delays in NHS CHC eligibility decision-making processes. Further details will be sent separately via regional teams to those CCGs, and these audits are to be completed and submitted to the DCO Directors of Nursing by 11 September 2017. Thank you for your commitment to our shared priority to improve patient experience and outcomes, and make the best use of NHS resources. Yours faithfully Matthew Swindells National Director: Operations and Information Professor Jane Cummings Chief Nursing Officer England

APPENDIX A - LIST OF 100 CCGs currently reporting that over 30% of full NHS CHC assessments are taking place in an acute hospital setting [Data provisional until formal publication in September] CCG Name % DST in acute setting Q1 1718 Ashford 44% Aylesbury Vale 52% Barking & Dagenham 31% Barnet 40% Bedfordshire 52% Birmingham Crosscity 53% Birmingham South & Central 42% Blackburn With Darwen 71% Blackpool 38% Bracknell & Ascot 50% Brighton & Hove 33% Bromley 77% Calderdale 33% Cambridgeshire & Peterborough 41% Camden 68% Cannock Chase 65% Canterbury & Coastal 34% Chiltern 47% Chorley & South Ribble 39% City & Hackney 51% Coastal West Sussex 66% Crawley 40% Croydon 41% Dartford, Gravesham & Swanley 49% Durham Dales, Easington & Sedgefield 31% East & North Hertfordshire 50% East Lancashire 56% East Leicestershire & Rutland 45% East Staffordshire 60% East Surrey 100% Eastbourne, Hailsham & Seaford 36% Eastern Cheshire 33%

Enfield 60% Fareham & Gosport 77% Fylde & Wyre 34% Great Yarmouth & Waveney 64% Greater Preston 45% Guildford & Waverley 100% Hambleton, Richmondshire & Whitby 40% Hammersmith & Fulham 32% Haringey 53% Harrow 44% Hartlepool & Stockton-On-Tees 39% Herefordshire 33% Heywood, Middleton & Rochdale 39% Hillingdon 43% Horsham & Mid Sussex 41% Hull 52% Ipswich & East Suffolk 35% Kingston 35% Lambeth 46% Leicester City 52% Lewisham 57% Mansfield & Ashfield 41% Medway 48% Merton 63% Mid Essex 63% Newark & Sherwood 31% Newham 57% North & West Reading 50% North East Essex 31% North East Hampshire & Farnham 89% North Hampshire 97% North Somerset 77% North West Surrey 100% Nottingham City 55% Nottingham North & East 64% Nottingham West 52% Oxfordshire 36% Rushcliffe 65%

Salford 32% Sandwell & West Birmingham 37% Sheffield 52% Slough 100% Solihull 47% South Cheshire 43% South East Staffordshire & Seisdon Peninsula 59% South Eastern Hampshire 92% South Reading 67% South Sefton 71% Southampton City 86% Southport & Formby 30% Southwark 60% Stafford & Surrounds 59% Surrey Downs 53% Surrey Heath 100% Sutton 73% Swale 43% Thanet 39% Wakefield 51% Walsall 34% Waltham Forest 76% Wandsworth 35% Warwickshire North 46% West Essex 33% West Hampshire 89% West Kent 33% West Leicestershire 48% West Suffolk 46% Windsor, Ascot & Maidenhead 100%

APPENDIX B LIST OF 84 CCGs currently reporting that less than 50% of CHC eligibility decisions are being made within 28 days [Data provisional until formal publication in September] CCG Name % referrals complete within 28 days Q1 1718 Aylesbury Vale 43% Barnet 48% Barnsley 0% Basildon & Brentwood 2% Bassetlaw 19% Bath & North East Somerset 9% Brent 46% Bristol 37% Bury 13% Cambridgeshire & Peterborough 43% Crawley 21% Croydon 20% Doncaster 48% Dorset 40% Durham Dales, Easington & Sedgefield 0% Ealing 48% East & North Hertfordshire 40% East Leicestershire & Rutland 20% East Riding of Yorkshire 24% Enfield 44% Gloucestershire 15% Greenwich 33% Halton 25% Hambleton, Richmondshire & Whitby 6% Harrogate & Rural District 19% Harrow 47% Heywood, Middleton & Rochdale 38% High Weald Lewes Havens 31% Horsham & Mid Sussex 23% Hounslow 44% Ipswich & East Suffolk 39% Isle of Wight 14%

Islington 21% Kernow 0% Leicester City 15% Lincolnshire East 23% Lincolnshire West 25% Manchester 18% Mansfield & Ashfield 37% Merton 4% Nene 48% Newark & Sherwood 28% Newcastle Gateshead 20% North East Essex 31% North Lincolnshire 18% North Norfolk 45% Northern, Eastern, Western Devon 13% Northumberland 8% Norwich 48% Nottingham North & East 43% Nottingham West 45% Oldham 42% Oxfordshire 45% Portsmouth 29% Redditch & Bromsgrove 13% Richmond 0% Rotherham 22% Rushcliffe 35% Salford 45% Scarborough & Ryedale 21% Sheffield 9% Shropshire 0% Somerset 36% South Eastern Hampshire 49% South Lincolnshire 16% South Norfolk 41% South Tyneside 44% South West Lincolnshire 39% Southend 0% Swindon 23%

Telford & Wrekin 22% Thurrock 41% Trafford 12% Vale of York 11% Vale Royal 46% Wakefield 40% West Essex 41% West Hampshire 43% West Leicestershire 10% West Norfolk 15% West Suffolk 40% Wigan Borough 45% Wiltshire 18% Windsor, Ascot & Maidenhead 25%