CALTCM SNF 2.0 Readmissions Webinar, Utilizing SBAR

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CALTCM SNF 2.0 Readmissions Webinar, Utilizing SBAR California Association of Long Term Care Medicine (CALTCM) and Health Services Advisory Group (HSAG) Wednesday, August 9, 2017

Webinar Presenters Lindsay Holland, MHA Director, Care Transitions HSAG Albert Lam, MD Chair, Department of Geriatrics Palo Alto Foundation Medical Group Cheryl Reinking, MS, RN, NEA-BC Chief Nursing Officer El Camino Hospital 2

Objectives Discuss the Quality Innovation Network- Quality Improvement Organization (QIN-QIO) readmission data and metrics. Identify Situation Background Assessment Recommendation (SBAR) and how to effectively use it in your skilled nursing facility (SNF). Distinguish how SBAR is used in the hospital and the SNF. 3

QIN/QIO Readmission Data and Metrics Lindsay Holland, MHA Director, Care Transitions HSAG 4

HSAG: Your Partner in Healthcare Quality HSAG is California s Medicare QIN-QIO. QIN-QIOs in every state and territory are united in a network administered by the Centers for Medicare & Medicaid Services (CMS). The QIN-QIO program is the largest federal program dedicated to improving health quality at the community level. 5

About HSAG Nearly 25 percent of the nation s Medicare beneficiaries HSAG is the Medicare QIN-QIO for California, Arizona, Florida, Ohio, and the U.S. Virgin Islands. 6

California Medicare Fee-for-Service (FFS) Hospital Readmission Rates Calendar Readmission Year (CY) Rate CY 2013 18.5% CY 2014 18.3% CY 2015 18.5% Q1 2016 18.4% Q2 2016 18.5% 0% relative improvement rate 7 Medicare Fee-for-Service claims data representing calendar year 2013 to Q2 2016 was used for the analyses in this report. Claims data is provided to Health Services Advisory Group (HSAG) by the Centers for Medicare & Medicaid Services (CMS). The data includes Part-A claims for Fee-for-Service beneficiaries.

California FFS Days to Readmission: Q3 2015 Q2 2016 Setting 0 7 8 14 15 21 22 30 Count Rate Count Rate Count Rate Count Rate Home 22,476 37.50% 14,869 24.8% 11,330 18.9% 11,304 18.8% SNF * 12,212 32.80% 9,608 25.8% 7,598 20.4% 7,863 21.1% HHA ** 9,462 36.00% 6,674 25.4% 5,197 19.8% 4,916 18.7% Hospice 245 40.20% 137 22.5% 122 20.0% 105 17.2% Other 4,601 42.90% 2,332 21.7% 1,772 16.5% 2,027 18.9% Total 48,996 36.40% 33,620 24.9% 26,019 19.3% 26,215 19.4% 36.4% returning within one week of discharge * Skilled nursing facility (SNF) ** Home Health Agency (HHA) 8 Medicare Fee-For-Service claims data representing Q3 2015 to Q2 2016 was used for the analyses in this report. Claims data is provided to Health Services Advisory Group (HSAG) by the Centers for Medicare & Medicaid Services (CMS). The data includes Part-A claims for Fee-for-Service beneficiaries.

California Hospital Readmission Penalties Hospital Penalty Year Number of Hospitals Penalized 2013 197 2014 165 2015 153 2016 147 2017 207 2018 221 9 Readmission penalties data, Centers for Medicare & Medicaid Services (CMS).

Doing things the same way will NOT reduce readmissions. 10

California Care Coordination Communities 11

California Cohort A: Readmissions 14.0% 12.0% Goal Readmissions,10% 10.0% 8.0% 6.0% 4.0% 2.0% 0.0% -2.0% -4.0% Q4 2013 - Q3 2014 Q1 2014 - Q4 2014 Q2 2014 - Q1 2015 Q3 2014 - Q2 2015 Q4 2014 - Q3 2015 Q1 2015 - Q4 2015 Q2 2015 - Q1 2016 Q3 2015 - Q2 2016 Q4 2015 - Q3 2016 Q1 2016 - Q4 2016 Q2 2016 - Q1 2017 Q3 2016 - Q2 2017 Q4 2016 - Q3 2017 Q1 2017 - Q4 2017 Q2 2017 - Q1 2018 Q3 2017 - Q2 2018 Q4 2017 - Q3 2018 12 The data source for the beneficiary counts within each community of the cohort is the Centers for Medicare & Medicaid Services (CMS) National Coordinating Center (NCC) Scorecard.

California Cohort B: Readmissions 15.0% Goal Readmissions,10% 10.0% 5.0% RIR* 0.0% -5.0% -10.0% Q2 2014 - Q1 2015 Q3 2014 - Q2 2015 Q4 2014 - Q3 2015 Q1 2015 - Q4 2015 Q2 2015 - Q1 2016 Q3 2015 - Q2 2016 Q4 2015 - Q3 2016 Q1 2016 - Q4 2016 Q2 2016 - Q1 2017 Q3 2016 - Q2 2017 Q4 2016 - Q3 2017 Q1 2017 - Q4 2017 Q2 2017 - Q1 2018 Q3 2017 - Q2 2018 Q4 2017 - Q3 2018 *Relative improvement rate (RIR) 13 The data source for the beneficiary counts within each community of the cohort is the CMS NCC Scorecard.

California Cohort C: Readmissions 8.0% Goal Readmissions, 6% 6.0% 4.0% 2.0% RIR 0.0% -2.0% -4.0% -6.0% -8.0% -10.0% Q2 2015 - Q1 2016 Q3 2015 - Q2 2016 Q4 2015 - Q3 2016 Q1 2016 - Q4 2016 Q2 2016 - Q1 2017 Q3 2016 - Q2 2017 Q4 2016 - Q3 2017 Q1 2017 - Q4 2017 Q2 2017 - Q1 2018 Q3 2017 - Q2 2018 Q4 2017 - Q3 2018 14 The data source for the beneficiary counts within each community of the cohort is the CMS NCC Scorecard.

We Can Do Better California! Tips for improvement Focus on your 7-day readmission rate Review case studies Conduct a root-cause analysis Share your findings with your hospital/snf partners Implement and consistently use SBAR in your facility Form hospital and SNF partnerships Aim to reduce 10 readmissions per month to reach the 10% RIR goal 15

Thank you! Health Services Advisory Group: Lindsay Holland Director, Care Transitions Lholland@hsag.com 16

What Hospitals and SNFs Need to Know About SBARs Albert Lam, MD Chair, Department of Geriatrics, Co-Founder SNF 2.0, Co-Founder TriageTRACE digital SNF 2.0

Background Nursing Homes Medical Director Health Plan/ Payor SNF 2.0 Medical Group Hospital 18

Plan for Success CALTCM Premium Training Live Training with Action Planning Session SNF 2.0 1:1 Mentorship Incentive Programming CALTCM SNF 2.0 Combine CALTCM Training with SNF 2.0 1:1 Telephonic Coaching Sessions for 6 months SAMPLE of 13 NHs: 10.4 % Readmission Reduction after 6 months Education, Leadership Training and Patient Satisfaction 33 66% Readmission Reduction Maximize Results Improved Care Accrues to Patients Savings are Multifaceted Savings Accrue to Health Plans 19

SNF 2.0 : The 5 Principles CALTCM SNF 2.0 Train the Mentor Principles Principle 1: See every moment as a teaching moment. Principle 2: Promote Accountability in a "No shame, No blame" environment. Principle 3: Never allow someone to do a first SBAR/provider call alone. Principle 4: Learn to walk others through the process. Principle 5: Show appreciation. Copyright SNF 2.0 All rights reserved. This training material may not be modified, adapted or reproduced in part or whole without express written consent of Albert Lam, MD. 20

Audience Question Are you using SBARs to communicate changes of condition for nurse communication? A. Hospital Yes, most of the time using B. Hospital No, most of the time not using C. SNF Yes, most of the time using D. SNF No, most of the time not using 21

SBAR Background Developed by Michael Leonard, MD; Doug Bonacum; and Suzanne Graham at Kaiser Permanente Colorado in 2002 22

Where Did the SBAR Come From? Doug Bonacum Vice President, Quality, Safety, and Resource Management Kaiser Permanente, Oakland, CA June 1994 Present Environmental, Health, and Safety Manager Tyco, North American Printed Circuits April 1992 June 1994 Officer U.S. Submarine Force June 1983 February 1991 23

Elements of the Original SBAR 24 Institute for Healthcare Improvement. www.ihi.org Courtesy Kaiser Permanente

Elements of the Original SBAR (cont.) 25 Institute for Healthcare Improvement. www.ihi.org Courtesy Kaiser Permanente

Elements of the Original SBAR (cont.) 26 Institute for Healthcare Improvement. www.ihi.org Courtesy Kaiser Permanente

Elements of the Original SBAR (cont.) 27 Institute for Healthcare Improvement. www.ihi.org Courtesy Kaiser Permanente

Hospital Use of SBAR Cheryl Reinking, MS, RN, NEA-BC Chief Nursing Officer, El Camino Hospital Executive Sponsor for Transitions of Care Project at El Camino Hospital and Avoiding Readmissions Collaboration 28

Usage Used in some hospitals and some SNFs Hospitals use SBAR: Structured method of gathering relevant patient information Giving the nurse opportunity to organize this information before calling the physician A method for clearly communicating what is needed for the patient to continue optimal care 29

Hospital SBAR Usage Several areas for usage: Critical/stable patient situations For interdepartmental transfers, post-acute transfers, and inter-shift handoff report Electronic health record (EHR) is built with SBAR handoff methodology, pulling relevant data from the medical record 30

Nursing Differences Hospital 1:2 to 1:8 nurse to patient ratio Multidisciplinary teams including social work, pharmacists, therapists, techs, and physicians Frequent CEU and educational opportunities Top pay opportunities Physicians more present Warm handoffs standard Nursing Facilities 1:20 to 1:40 nurse to patient ratio Fragmented patchwork of teams Infrequent educational opportunities Pay 1/2 to 2/3 of hospital Physicians minimally present Warm handoffs may not be standard 31

SNF SBARs Key to improved assessments Key to improved communication 32

SBAR in SNFs Key component of the INTERACT * program developed by: Joseph Ouslander, MD Gerri Lamb, PhD, RN Laurie Herndon, GNP Ruth Tappen, EdD, RN Jo Taylor, RN And many others *Interventions to Reduce Acute Care Transfers 33 INTERACT. copyright and licensed by: Florida Atlantic University. Materials available from Pathway Health http://www.pathway-interact.com/interact-tools/

Checklist Description Background History Medications Vitals 34

Mental Function Behavior Resp Cards Abd/GI 35

GU Skin Pain Neuro 36

Appearance Notification Orders Notes 37 INTERACT. copyright and licensed by: Florida Atlantic University. http://www.pathwayinteract.com/interact-tools/

Key Differences Longer More detailed More documentation Greater emphasis on assessment More cumbersome Less focused More paperwork/computer work Less effective for MD communication 38

Why? Longer More detailed More documentation Greater emphasis on assessment 1:20 to 1:40 nurse to patient ratio Fragmented patchwork of teams Infrequent educational opportunities Pay 1/2 to 2/3 of hospital physicians minimally present Warm handoffs may not be standard 39

What Can We Do? Hospitals Publicly support and encourage accurate assessments from SNFs Engage physicians in promoting good SNF care Avoid cutting off nursing reports Ask questions Encourage and express appreciation for the effort Own a HSAG hospital collaborative SNFs Publicly support and encourage your nursing and non-nursing staff in their SBAR communication Be persistent Look for partners to reinforce the efforts HSAG hospital collaboratives Health plans Progressive medical groups CALTCM, others 40

Audience Response Now I: A. Understand how to use SBARs B. Understand barriers to communication in SNFs C. Will go out of my way to encourage SNF nurses to use SBAR communication D. All of the above E. None of the above 41

Contact Us if You Are Interested In: More information about how to create/join a hospital collaborative Nursing home mentorship with CALTCM SNF 2.0 Suggesting topics for future educational webinars 42

43 Thank you!

This material was prepared by Health Services Advisory Group, the Medicare Quality Improvement Organization for California, under contract with the Centers for Medicare & Medicaid Services (CMS), an agency of the U.S. Department of Health and Human Services. The contents presented do not necessarily reflect CMS policy. Publication No. CA-11SOW-C.3-08072017-01