NRF - TWAS Doctoral Scholarships NRF - TWAS African Renaissance Doctoral Scholarships. Framework document

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NRF - TWAS Doctoral Scholarships NRF - TWAS African Renaissance Doctoral Scholarships Framework document Directorate: Date: May 2017 Human and Infrastructure Capacity Development

Table of Contents 1. BACKGROUND... 3 2. RATIONALE... 3 3. OBJECTIVES... 4 4. AREAS OF SUPPORT... 4 5. ELIGIBILITY... 4 6. APPLICATION REQUIREMENTS... 5 7. SELECTION CRITERIA... 6 8. AWARDING PRINCIPLE... 7 9. CONDITIONS OF SCHOLARSHIP... 7 10. VALUE OF SCHOLARSHIP... 8 11. RESPONSIBILITIES OF SCHOLARS... 9 12. APPLICATION PROCESS... 9 13. ATTACHMENTS... 10 14. REPORTING... 10 15. FINANCIAL CONTROL... 11 ELIGIBLE DEVELOPING COUNTRIES... 12 TWAS ENDORSED COUNTRIES... 14 Page 2 of 14

1. Background The core mandate of the National Research Foundation of South Africa (NRF) is to promote and support research through funding, human resource development and the provision of the necessary facilities in order to facilitate the creation of knowledge, innovation and development in all fields of research. In order to realise this mandate, the NRF has made great commitment and investment towards supporting next generation researchers and to intensify and strengthen African and global networks. This is in line with the National Development Plan (NDP) 2030, and the national priorities as set out in the Medium term Strategic Framework (MTSF). The continuous improvement in research and innovation sets South Africa on a competitive global platform globally to leverage effective partnerships and funding. The NRF and The World Academy of Sciences (TWAS) partnered to pursue this goal through the establishment of two Doctoral Scholarships namely; the NRF - TWAS Doctoral Scholarship and the NRF - TWAS African Renaissance Doctoral Scholarship. TWAS is based in Italy and operates as a programme of the United Nations Educational, Scientific and Cultural Organization (UNESCO) for the advancement of science in developing countries. The parties entered into a contractual agreement to support Doctoral scholars from Africa and developing countries who will be funded per annum for a maximum of three (3) years to pursue full-time research training in South Africa. There will be an intake of 70 doctoral scholars each year for three (3) years, starting in 2017. The doctoral scholarships will be awarded under two funding instruments annually as follows: NRF - TWAS Doctoral Scholarship funding instrument: 20 scholars from developing countries outside Africa; and NRF - TWAS African Renaissance Doctoral Scholarships funding instrument: 50 scholars from Africa. 2. Rationale International strategic partnerships remain the vehicle for development within the context of the advancement of research and human capacity development. Through this funding instrument, South Africa will contribute to effective science collaboration on the African continent and globally. In particular, ensuring capacity development of promising next generation and emerging researchers in developing countries will make headways towards exchange of knowledge and improving the quality of research, leading to innovative ideas for socio-economic development. Page 3 of 14

3. Objectives The objectives of the doctoral scholarship funding instruments are to: Increase the number and quality of doctoral scholars in Africa and in other developing countries; Foster scientific and technological cooperation by facilitating brain circulation between countries; Attract young scientists and professionals of the highest calibre from developing countries to access world class strategic and applied research opportunities in order to advance their professional competitiveness; and Support human capacity needs and thus position the developing countries for global competitiveness in scientific and technological fields. 4. Areas of Support The successful candidates will undertake full-time doctoral studies in South Africa and may be based at any South African public research institution including Higher Education Institutions (HEIs), Science Councils and National Research Facilities. For details of Recognised HEIs and other Public Research Institutions click here. Applicants who wish to pursue research under Science, Engineering and Technology (SET) disciplines will be supported through the Scholarship. 5. Eligibility In selecting applicants for consideration for the doctoral scholarships, the following criteria will apply: The NRF-TWAS Doctoral Scholarship funding Instrument is open to citizens and permanent residents from developing countries outside Africa. Refer to Appendix 1 for the list of eligible developing countries or click here; The NRF-TWAS African Renaissance Doctoral Scholarship funding instrument is open to citizens and permanent residents from Africa except South Africa. Refer to Appendix 1 for Table 3: Eligible developing countries; Page 4 of 14

The following individuals are not eligible to apply under either funding instrument: o o o o o South African citizens; Foreign citizens who hold permanent residency permits of South Africa; Foreign citizens who are already resident in South Africa or in any developed country and hold temporary residence permits (this includes study permits); Citizens and permanent residents of any developed country; and Foreign citizens who were previously employed or studying towards a degree or undertaking research in South Africa, and have returned to their country of origin but have been in their country of origin for less than two (2) years. Applicants must be thirty five (35) years of age on 31 December of the year of application for the doctoral scholarship ; Applicants must hold a university degree that will satisfy requirements for admission to doctoral studies at a South African public university, which is generally a Master s Degree; and Visa and immigration laws of the applicant s home country and South Africa must be met by the applicant. 6. Application Requirements Applicants must provide an official letter from their host South African institution, department or laboratory and motivation from the applicant s host. It is the responsibility of the applicant to contact the respective institution to apply for acceptance. In addition, it is also the responsibility of the applicant to secure a supervisor for the study; The research project must be registered and approved by the host institution (a letter of support from the prospective supervisor must be attached to the application.; and Applicants must have all foreign qualifications (obtained from non-south Africa universities) evaluated by the South African Qualification Authority (SAQA). Proof that at least the applicant has submitted his/her qualification for evaluation at SAQA must be submitted with the application, failing which the application will be rejected. Further information on the process can be accessed by logging on to www.saqa.org.za. The applicant must secure their own visa s or study permits under the programme for study in South Africa. The NRF will not be responsible for assisting with visa requirements. Upon completion of the studies, all successful applicant MUST return to their country of origin to plough back Page 5 of 14

7. Selection Criteria Applications that meet the eligibility criteria and are completed appropriately will be subjected to a competitive merit review process. If any information that should have been submitted as attachments is not included in the application, it will be rendered incomplete resulting in a rejection without review. The reviewers are selected by the NRF from existing reviewer databases and other sources and may include reviewers suggested by the applicant. TWAS may also submit names of potential reviewers to the NRF. The feasibility and academic merit of the research projects will be assessed in line with the scorecard published together with the call documents on the NRF website. In assessing the proposals, the reviewers reports are referred to, and agreed assessment criteria are applied in the form of a scorecard during the panel review process. The following will be considered in evaluating all Doctoral applications (Table 1) in a competitive merit review process: Problem statement; Rationale and literature review; Aims and objectives; Methodology and proposed research plan; Anticipated outputs; Potential Impact; Alignment with National Research Priorities; Support from the Masters Supervisor, identified Doctoral supervisor and referee. Page 6 of 14

Table 1: Scorecard for the Assessment of Proposals for TWAS Doctoral Scholarships Criteria Description Weight Academic Merit Problem Statement Average cumulative percentage mark for previous degree or cumulative percentage for major subjects. 15% Description of the problem statement informing the proposal 5% Rationale and Literature Review Aims and Objectives Methodology and proposed research plan Anticipated outputs Potential impact Alignment to National Research Strategies Description of rationale including a literature review with references. Description of the aims and objectives of the study. Research methodology, work plan and project organisation. Anticipated realistic outputs of the research such as publications, poster and/or oral conference presentation. Potential for socio-economic impact of the research in South Africa. In addition, applicants must demonstrate the novelty and scientific contribution to new knowledge. Where applicable multi-disciplinary aspect of the project must be described. Alignment with one or more National Research Strategies. 20% 5% 25% 10% 10% 10% 100% 8. Awarding Principle Priority will be given to applicants from the 66 states endorsed by TWAS as priority in capacity development in Science and Technology. Refer to Appendix 2 for the list of TWAS endorsed developing countries or click here; Priority will be given to female applicants and the target is to award 50% of scholarships to female scholars; and 50 scholars will be from countries in Africa; and 20 scholars will be from developing countries outside Africa in accordance with the two types of scholarships. 9. Conditions of Scholarship The scholarship shall be held as the primary funding for the doctoral Scholarships; Scholarships may not be held simultaneously with a scholar from any other TWAS, South African government or NRF administered source; Page 7 of 14

Doctoral scholars may not concurrently hold the scholarship with any full-time employment position; Doctoral scholars hold non-binding supplementary grants or emoluments to the institutional capped value; Successful applicants will be required to give a written undertaking that they will return to their home country upon completion of the scholarship; and Candidates must meet the following requirements of the English Language Proficiency Academic test: IELTS 6.5 (no band less than 6.0); or TOEFL (paper) 575 (TWE 4.5); or TOEFL ibit (min. 20); or Cambridge minimum 58. Information on the IELTS tests can be obtained from the British Council in home country or accessed on: www.ielts.org. Further information on the TOEFL test can be accessed on: www.toefl.com. Applicants may consult the British Council in the home country for assistance. 10. Value of Scholarship The NRF - TWAS African Renaissance doctoral scholarship (Table 2) will be granted for the duration of three (3) years renewable annually subject to satisfactory performance. Table 2: The breakdown of the award will be as follows: Category of support Value (Rand) Duration Stipend 120 000 Per Annum Local travel 25 000 Maximum allowed during the funding period based on need International travel 50 000 Maximum allowed during the funding period based on need Cost towards mobility of the scholar 15 000 Once off travel (from home country to South Africa and from South Africa to home country) The costs for the mobility of the scholar will include the following: Travel visa and study visa; subject to submission of proof of expenditure. A single economy airfare for travel from the scholar s home country to South Africa; to the maximum of 15 000. Page 8 of 14

A single economy airfare from South Africa to the scholar s home country, upon completion of the doctoral degree to the value of 15 000. Successful candidates are also eligible for a once-off travel grant of up to R25 000, for local travel, and up to R50 000, for international travel. The travel grants may be used to contribute towards the costs of attending local or international conferences; workshops; visiting a laboratory or; any other activity that supports the beneficiaries research training. This is the maximum amount permitted over the tenure of the scholarship. Scholars who wish to access the travel grant must complete a travel grant application form available on the NRF Online Submission System https://nrfsubmission.nrf.ac.za/. 11. Responsibilities of Scholars It is the responsibility of the scholar to: Obtain appropriate Visas; Secure a supervisor at a South African Institution who is willing to host them for the duration of scholarship Arrange own accommodation in South Africa for the duration of the scholarship The scholarship does not cover the following: All financial expenses of accompanying family members must be carried out by the individuals. Scholars must also ensure that accompanying family members have the correct documentation for entry and stay in South Africa; and Comprehensive medical insurance for the period of the scholar s or family member s stay to meet any untoward incidents and major ailments during travel and stay in South Africa. 12. Application Process The NRF invites applications from scholars who wish to pursue Doctoral degrees at any South African public research institution including Higher Education Institutions (HEIs), Science Councils and National Research Facilities. Applicants may apply by following the steps below: Applications must be submitted through an online application process to the NRF. Applicants must apply for the 2018 NRF-TWAS Doctoral/African Renaissance Doctoral Scholarships by accessing the link: https://nrfsubmission.nrf.ac.za/ Register / Login using your ID number and password. Page 9 of 14

13. Attachments Go to My Applications Select Create Application. Select the call for which you are applying to viz. NRF-TWAS Doctoral/African Renaissance Doctoral Scholarships call for 2018. Click on the Apply icon. Remember to complete all compulsory sections of the application as incomplete applications will not be considered for support by the NRF. Please follow the stepby-step directions supplied in the Funding Guide. Remember to submit your application on completion. Complete applications will be directed to the host University for Verification before being forwarded to the NRF for further processing. It is the responsibility of the applicant to ensure that the university has approved the application and forwarded it to the NRF. Incomplete applications will not be considered. Applications that do not meet the eligibility criteria will not be considered (please refer to section 5 for details on eligibility for the NRF-TWAS Doctoral/African Renaissance Doctoral Scholarships). Please contact the NRF if you have any queries. The closing date for submitting applications is 18 July 2017. Please attach the following documents on the attachment section of your online application: 1. Certified Passport; 2. SAQA Certificate or proof of SAQA Application; 3. English language proficiency certificate (if available at the time of the application); 4. Acceptance letter from the South African university; and 5. Certified academic record 14. Reporting For continuous monitoring of the funding instrument, the scholars will be required to submit Annual Progress Reports (APR) in a format provided by the NRF, against deliverables as outlined in the application form and the signed Conditions of Grant. The NRF may in consultation with the grant holder s research office, request interim progress report for the purpose of implementing corrective measures timeously to ensure that stated objectives are met within the stipulated timeframes. All scholars will be requested, to submit an exit report to the NRF-TWAS, upon completion of their Doctoral studies, on their overall experience, achievements and outputs. Page 10 of 14

Scholarships for qualifying continuing scholars will be released upon submission of an Annual Progress Report in accordance with the NRF Scholarship Agreement. 15. Financial control These awards will be managed in terms of standard NRF financial policies and procedures. The payment of the grant by the NRF to successful applicants will be administered by the Grants Management and Systems Administration (GMSA) Directorate to the relevant institutions cost centres. The institutions will in turn administer the funds on behalf of the successful grant holder to the value of the full sum awarded by the NRF. Additionally, the scholarship-holder must obtain the degree for which the scholarship was awarded by the contractual date which is within one (1) year after NRF funding has ceased and notify the NRF via the university authority. Should the scholarship-holder not complete the degree for which the scholarship was awarded, the funds will have to be returned to the NRF plus interest at the prevailing prime rate charged by the NRF bankers. Scholarships not taken up within six (6) months of the grant award will be cancelled by 1 July for reallocation unless otherwise approved by the NRF. Page 11 of 14

Appendix 1 TABLE 3: ELIGIBLE DEVELOPING COUNTRIES 155 ELIGIBLE DEVELOPING COUNTRIES 1 Afghanistan 53 Grenada 105 Palau 2 Albania 54 Guatemala 106 Palestine, State of 3 Algeria 55 Guinea 107 Panama 4 Angola 56 Guinea-Bisau 108 Papua New Guinea 5 Antigua and Barbuda 57 Guyana 109 Paraguay 6 Argentina 58 Haiti 110 Peru 7 Armenia 59 Honduras 111 Philippines 8 Aruba 60 Hong Kong, SAR 112 Qatar 9 Azerbaijan 61 India 113 Romania 10 Bangladesh 62 Indonesia 114 Rwanda 11 Bahamas 63 Iran, Islamic Rep. 115 Samoa 12 Bahrain 64 Iraq 116 São Tomé and Principe 13 Barbados 65 Jamaica 117 Saudi Arabia 14 Belarus 66 Jordan 118 Senegal 15 Belize 67 Kazakhstan 119 Serbia 16 Benin 68 Kenya 120 Seychelles (Transitional) 17 Bhutan 69 Kiribati 121 Sierra Leone 18 Bolivia 70 Korea, Dem Rep. 122 Solomon Islands 19 Bosnia and Herzegovina 71 Kosovo 123 Somalia 20 Botswana 72 Kuwait 124 South Sudan 21 Brunei 73 Kyrgyz Republic 125 Sri Lanka 22 Brazil 74 Lao PDR 126 St. Lucia 23 Bulgaria 75 Lebanon 127 St. Vincent and the Grenadines 24 Burkina Faso 76 Lesotho 128 Sudan 25 Burundi 77 Liberia 129 Suriname 26 Cabo Verde 78 Libya 130 Swaziland 27 Cambodia 79 Macedonia, FYR 131 Syrian Arab Republic 28 Cameroon 80 Macau 132 Taiwan, China 29 Central African Republic 81 Madagascar 133 Tajikistan 30 Chad 82 Malawi 134 Tanzania Page 12 of 14

155 ELIGIBLE DEVELOPING COUNTRIES 31 Chile 83 Malaysia 135 Thailand 32 China 84 Maldives 136 Timor-Leste 33 Colombia 85 Mali 137 Trinidad and Tobago 34 Comoros 86 Marshall Islands 138 Togo 35 Congo, Dem. Rep 87 Mauritania 139 Tonga 36 Congo, Rep. 88 Mauritius 140 Tunisia 37 Costa Rica 89 Mayotte 141 Turkey 38 Côte d'ivoire 90 Mexico 142 Turkmenistan 39 Cuba 91 Micronesia, Fed. Sts. 143 Tuvalu 40 Djibouti 92 Moldova 144 Uganda 41 Dominica 93 Mongolia 145 Ukraine 42 Dominican Republic 94 Montenegro 146 United Arab Emirates 43 Ecuador 95 Morocco 147 Uruguay 44 Egypt, Arab Rep. 96 Mozambique 148 Uzbekistan 45 El Salvador 97 Myanmar 149 Vanuatu 46 Eritrea 98 Namibia 150 Venezuela 47 Ethiopia 99 Nepal 151 Vietnam 48 Fiji 100 Nicaragua 152 Western Samoa 49 Gabon 101 Niger 153 Yemen, Rep. 50 Gambia, The 102 Nigeria 154 Zambia 51 Georgia 103 Oman 155 Zimbabwe 52 Ghana 104 Pakistan Page 13 of 14

Appendix 2 TABLE 4: TWAS Endorsed Countries LIST OF 66 TWAS ENDORSED COUNTRIES 1. Afghanistan 25. Guinea 49. Solomon Islands 2. Angola 26. Guinea-Bissau 50. Somalia 3. Bangladesh 27. Haiti 51. South Sudan 4. Benin 28. Honduras 52. Sri Lanka 5. Bhutan 39. Kenya 53. Sudan 6. Bolivia 30. Kiribati 54. Swaziland 7. Burkina Faso 31. Lao PDR 55. Syrian Arab Republic 8 Burundi 32. Lesotho 56 Tajikistan 9. Cambodia 33. Liberia 57. Tanzania 10. Cameroon 34. Madagascar 58. Timor-Leste 11. Central African Republic 35. Malawi 59. Togo 12. Chad 36. Mali 60. Tuvalu 13. Comoros Islands 37. Mauritania 61. Uganda 14. Congo 38. Mongolia 62. Vanuatu 15. Côte d'ivoire 39. Mozambique 63. West Bank & Gaza Strip 16. Congo, Dem. Rep 40. Myanmar 64. Yemen 17. Djibouti 41. Nepal 65. Zambia 18. El Salvador 42. Nicaragua 66. Zimbabwe 19. Equatorial Guinea 43. Niger 20. Eritrea 44. Paraguay 21. Ethiopia 45. Rwanda 22. Gambia 46. São Tome and Principe 23. Ghana 47. Senegal 24. Guatemala 48. Sierra Leone TWAS has identified 66 developing countries whose capacity in science and technology is still lagging, these include the 48 UN-listed Least Developed Countries, some low Income countries and other countries with specifically low research capacity. For this reason, TWAS is focusing special attention on capacity-building efforts in these countries. In 2017, TWAS issued a list of 81 science and technology lagging countries. The above list reflects changes and advances in global development patterns. Page 14 of 14