A Malpractice Insurance Surgery Safety Collaborative Patricia Kischak, RN, MBA

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Session Code B12 The presenter has nothing to disclose A Malpractice Insurance Surgery Safety Collaborative Patricia Kischak, RN, MBA December 8, 2015 11:15 am -12:30 pm Session Objectives P2 After this presentation, participants will be able to: Describe the surgical safety projects- standardized pre-operative medical assessment, team training in the OR, vascular surgery comanagement and care of the obese surgical patient Discuss strategies and challenges for implementation of the surgical safety projects Identify process and outcome measures from the surgical safety projects 1

Presenters & Disclosure Information Patricia Kischak, RN, MBA - moderator Vice President & Chief Nursing Officer, Hospitals Insurance Co. Nothing to disclose Calie Santana, MD, MHS co-presenter Associate Director of Quality, Department of Medicine, Montefiore Medical Center Associate Professor of Medicine, Albert Einstein College of Medicine Nothing to disclose Michael L. Brodman, MD - co-presenter Professor and Chairman, The Ellen and Howard C. Katz Chairman s Chair Department of Obstetrics, Gynecology and Reproductive Science Icahn School of Medicine at Mount Sinai Nothing to disclose Ronald Kaleya, MD - co-presenter Director, Gastrointestinal Surgical Oncology Nothing to disclose I. Michael Leitman, MD, FACS - co-presenter Senior Associate Dean for Graduate Medical Education Professor of Medical Education and Professor of Surgery Icahn School of Medicine at Mount Sinai Nothing to disclose P3 Hospitals Insurance Company: Hospital Clients P4 Mount Sinai Beth Israel Mount Sinai Brooklyn Mount Sinai Hospital Mount Sinai Queens Mount Sinai Roosevelt Mount Sinai St. Luke s New York Eye and Ear Infirmary of Mount Sinai 2

Can we improve patient safety? Can we decrease claims? Build on Experience with Obstetrics Convene Clinical Leadership Standardize Care Identify medical comorbidities Quantify risk Optimize patient Frequency - Open & Closed Claims P6 3

Client Demographics Surgeries P7 Inpatient 34,815 Same Day Admissions 35,906 Ambulatory 72,673 Total 143,394 Surgical Safety Initiatives P8 Pre-op medical assessment OR team training (TeamSTEPPS) Co-management/perioperative medicine Care of the obese surgical patient 4

Session Code B12 Pre-operative Medical Assessment: Evaluation and Optimization of High-Risk Patients This presenter has nothing to disclose Calie Santana, MD, MHS December 8, 2015 11:15 am 12:30 pm 39% of high-risk patients did not get preoperative medical assessments Assessment author % Medical attending 47 Medical attending cosignature No attending co-signature or not present 14 39 Only 4% had a risk assessment score e.g. RCRI n = 498, Nov. 2011 FOJP/HIC Hospitals Patient is medically clear for surgery 5

Process to develop the Intervention P11 Pre-Operative Medical Assessment Form P12 6

Implementation of Preoperative Medical Assessment Form (POMAF) P13 High-risk inpatients (ASA III-IV, BMI >=40) Medical consult Medical attendings Specialists Attending surgeon must acknowledge ADD Same-day cases Preoperative units at Teaching Medicine practices (6 sessions) Training course on proper assessments Quality standards Impact on surgical mortality cases Results: Preoperative Medical Assessment P14 100% Assessment (POMAF) Compliance - May 2013 to August 2015 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% * ****include Same Day Admit patients POMAF Compliance Attending Note Compliance Full Compliance Target Compliance = 85% 7

Results: Preoperative Medical Assessment P15 * Results: Preoperative Medical Assessment (Room for Improvement) P16 90% of failures stem from SDA cases * 8

Lessons Learned/Next Steps P17 * Pre-Operative Medical Assessment P18 Q & A 9

Session Code B12 This presenter has nothing to disclose OR Team Training By Michael L. Brodman, MD December 8, 2015 11:15 am-12:30 pm Teamwork P20 poor care is inevitable when a complicated patient is cared for by myriad individuals who have not been trained to communicate effectively as a team. Gerald B. Healy, MD, FACS Presidential Address 93rd Clinical Congress American College of Surgeons October 8, 2007 Going from a team of experts to An expert team! 10

OR Team Training (TeamSTEPPS) P21 Strategies and Tools to Enhance Performance and Patient Safety Why TeamSTEPPS for the OR? P22 TeamSTEPPS : Benefits Increase Over Time Neily, J. et al. JAMA 2010;304:1693-1700 11

TeamSTEPPS Training P23 Custom designed program 1.5 day off-site Content Coaching Needs analysis Multi-disciplinary faculty and participants TeamSTEPPS Training P24 Off-site Day # 1 Friday, May 11, 2012 1:30 2:00 Lunch 2:00 2:10 Welcome 2:10 3:00 Introduction/Icebreaker 3:00 3:30 Module 1: Introduction to TeamSTEPPS 3:30 3:45 Break 3:45 4:00 Polling Survey 4:00 5:00 Module 2: Team Structure 5:00-6:30 Dinner 6:30-8:20 Module 3: Leadership 8:20 8:30 Wrap-up, Next Day Off-site Day # 2 Saturday, May 12, 2012 7:00 8:00 Breakfast 8:00 8:15 Overview of the day 8:15 9:10 Module 4: Situation Monitoring 9:10 10:00 Module 6: Communication 10:00 10:20 Module 5: Mutual Support 10:20 11:00 Break 11:00 12:40 Module 9: Coaching 12:40 1:30 Lunch 1:30 3:30 Breakout sessions-swot 3:30-4:00 Summary-Pulling it together 12

TeamSTEPPS Training P25 Used OR late days for the sessions Each hospital trained 800 1200 staff Videotaped the sessions Hospital validated 100% of the OR staff received training OR Team Training Observations P26 Met with 25-30 surgeons, anesthesiologists and nurses Reviewed and discussed the TeamSTEPPS tools & strategies Identified Brief and Debrief as consistent times to observe team work Determined tools & strategies unique for surgery briefings (time-outs) Real-time observations performed by dedicated observers, staff in the OR and hospital administrative staff Observations performed via OR cameras 13

OR Briefing Observations P27 Next steps P28 Improvement in Briefs and Debriefs Provide real-time feedback Expand to other critical areas L & D already done?e.d., ICUs Expand to PACU and hand offs 14

OR team training (TeamSTEPPS) P29 Q & A Session Code B12 This presenter has nothing to disclose Co-management of Surgical Patients Ronald Kaleya, MD December 8, 2015 11:15 am -12:30 pm 15

Background Surgical patients are older and the surgery is becoming more complex (Jaffer Clev Clin J Med 2006:73:2006:S1) P31 Projected in the next two decades: 50% rise in surgical cost 100% rise in surgical complications The difference between the high and low performing hospitals is the RESPONSE to adverse outcomes Background (cont,d) Failure to Rescue: mortality following adverse event in a hospitalized patient P32 Complication rates following surgery same in best performing and worst performing hospitals Complications: 24.6 vs 26.9 Mortality: 3.5% vs 6.9% (Ghaferi AA. NEJM 2009;361:1368-750) 16

Background (cont d) Short term surgical outcomes are determined by the quality of postoperative care (Pucher PH Ann Surg 2014;259:222) Early intervention by skilled providers improves outcome for deteriorating patients (McNeill G, Resuscitation 2013;84:1652-67) Surgical residents lack the skill set to manage common co-morbidities; e.g. DM, HTN, ACS, CKD, CHF, COPD P33 Pre-Emptive Co-Management P34 17

Target Population and Implementation P35 Goal of co-management is to mitigate the need to rescue patients by pre-emptive attention to comorbidities and clinical deterioration Hired hospitalists whose ONLY responsibility was comanagement of high-risk surgical patients Population: patients at risk for peri-operative deterioration ASA > 3 All hospitals: vascular expanded to other services Role of the Co-Managing Hospitalist P36 Daily discussion about plan of care. Pre-emptively manage medical problems Provide medical evaluation before and after surgery Communicate with surgeon, nurses, other doctors and team members Transition of care to community caregivers, SNFs, and rehabilitation facilities 18

Outcomes Measured P37 Complications using risk-adjusted NSQIP calculator Patient, Physician, Nurse and Resident satisfaction Readmission: 30 day Number of different services consulted ICU transfers Unplanned re-intubations Workflow Modifications and Patient Safety Initiatives Implemented Simultaneously P38 95% of ASA >3 undergo a formal pre-operative medical assessment Risk stratification by RCRI, POSSUM and NSQIP risk assessment tools Co-management of surgical patients by internists Initially on ASA >3 Vascular and General surgical patients Currently co-managing approximately >400 patients/month throughout the collaborative 19

NSQIP Risk Calculator Observed/Expected Complications Before and After Implementation P39 2012 n=432 2014 D N=453 (*P<.05) NSQIP Calculator Change AE Better / Worse O/E O/E Delta O/E Expected (%) AE/100 pts Death 1.04 0.46 0.58 3.4 1.97 Serious Complication 1.22 0.71* 0.51 19.6 9.99 Any Complication 1.03 0.66 0.37 24.6 9.10 Pneumonia 0.63 0.44 0.19 2.0 0.38 Cardiac 1.48 0.56 0.92 2.8 2.57 Surgical Site Infection 0.74 0.74-4.2 - UTI 0.70 0.76 0.06 2.0 0.12 VTE 1.17 0.75 0.42 1.2 0.50 Renal failure 0.75 1.03 0.28 2.0 0.56 Return to OR 1.00 0.51* 0.49 13.0 6.37 Subjective Outcomes P40 Nursing staff Safer environment, better communication, improved care for unstable patients Residents Learned medical management Patients Despite pamphlets and education material, there was no perceived benefit HCAHPS: Provider and patient satisfaction scores improved 20

Sustainability Estimate 4 hospitalist/100 patients/month Need to balance cost (about $1000/pt) and benefit. Complications increase hospital costs (Zogg Ann Surg 2015 Oct 31 (epub)) Complication Cost ($) Any complication 9100-11000 Cardiac 4100-6900 Pulmonary 8000-10000 UTI 2100-4200 Sustainability P42 Our data shows a reduction in any complication by ~9/100 patients Each any complication increases cost by $9-10000/event or $81000/100 patients treated recouping ~$800/pt of the $1000 cost/pt This does not include Poorer patient outcomes Loss of opportunity costs for increased LOS Increased liability costs Lower patient satisfaction scores Payment penalties for complications and readmissions 21

Summary P43 Co-management of high-risk surgical patients is an improvement over the traditional medical consult model Using pre-emptive, patient-centric, risk-stratified intervention, medical complications are reduced Co-management, when applied to an appropriate patient population, is cost-effective and represents a safer surgical care model Co-management/perioperative medicine P44 Q & A 22

Session Code B12 This presenter has nothing to disclose Preventing Complications in Morbidly Obese Patients Undergoing Surgery I. Michael Leitman, M.D., F.A.C.S. December 8, 2015 11:15 am-12:30 pm Session Objectives P46 The participant will understand why patients with morbid obesity are at increased risk following surgery The participant will learn opportunities to enhance safety for patients undergoing surgery with morbid obesity New technology to monitor patients for apneic episodes following surgery will be discussed 23

P47 Persons who are naturally very fat are apt to die earlier than those who are slender -Hippocrates Just the facts. Increased morbidity and mortality Increased risk of rhabdomyolysis Increased risk in skin breakdown Increased incidence of wound infection Increased operative time Prevalence of obstructive sleep apnea BMI 40-40.9 kg/m2, 74% BMI 50-59.9 kg/m2, 77% per cent. >BMI 60 kg/m2 95% 1. Mustain WC, Davenport DL, Hourigan JS, Vargas HD. Obesity and laparoscopic colectomy: outcomes from the ACS-NSQIP database. Dis Colon Rectum. 2012 Apr;55(4):429-35. 2. Ankichetty S, Angle P, Margarido C, Halpern SH. Case report: Rhabdomyolysisin morbidly obese patients: anesthetic considerations.can J Anaesth. 2013 Mar;60(3):290-3. 3. Greenblatt DY, Kelly KJ, Rajamanickam V, Wan Y, Hanson T, Rettammel R, Winslow ER, Cho CS, Weber SM. Preoperative factors predict perioperative morbidity and mortality after pancreaticoduodenectomy. Ann Surg Oncol. 2011 Aug;18(8). 4. Abedi NN, Davenport DL, Xenos E, Sorial E, Minion DJ, Endean ED. Gender and 30-day outcome in patients undergoing endovascular aneurysmrepair (EVAR): an analysis using the ACS NSQIP dataset.j Vasc Surg. 2009 Sep;50(3):486-91, 491.e1-4. 5. Lopez PP, Stefan B, Schulman CI, Byers PM. Prevalence of sleep apnea in morbidly obese patients who presented for weight loss surgery evaluation: more evidence for routine screening for obstructive sleep apnea before weight loss surgery. Am Surg. 2008 Sep;74(9):834-8. 24

Obstructive Sleep Apnea June 20, 2013 Vol. 368 No. 25 Implementation Process 50 Review of pertinent medical literature Review of medical malpractice claims Content experts (bariatric surgeons) engaged to learn best practices Education of nursing, surgeons, anesthesiologists and residents 25

Obese Surgery Patient Care Map BMI>40 Pre-op Intra-op Post-op Nursing admission assessment DVT Prophylaxis Special additional informed consent Pre-op medical risk assessment using HIC format Anesthesia assessment for ASA III, IV patients Intubation with presence of two Anesthesia providers Compliance with SCIP antibiotic protocol Instruments and trochar availability Physical environment, OR tables, gurneys, b/p cuffs Yearly training for OR staff in paraesthesia/ pressure sore prevention Anesthesia Attending assessment prior to leaving PACU Nursing protocols: education in mobilization, nutrition, skin care Bariatric beds, gowns, infrastructure support Pain management protocol Discharge plan reviewed by Attending Surgeon specific for obese patients 52 26

Chart Audit Overall Score* 53 100% 90% 80% 70% 60% 50% 40% 30% Hospital A Hospital B Hospital C Hospital D 20% 10% 0% *(% of cases have a score of >90%) 54 Post-Operative Pain Management Survey 1. Are you a: a. Surgical Attending Physician Assistant Nurse Practitioner Years in Practice: <5 5-10 11-15 >15 b. Surgical Resident PGY: 1 2 3 4 5 6 or greater 2. Are you involved in care of patients undergoing ambulatory surgery? Yes (answer Q4-6) No (Stop) 3. Is there a BMI above which you will not perform ambulatory surgery on an obese patient? a. Yes Please circle one: <30 30-35 36-40 >40 b. No 4. For obese ambulatory patients, what discharge pain prescriptions would you write for: Mild pain score 0-3: Drug: Quantity Prescribed: Moderate pain score 4-6: Drug: Quantity Prescribed: Severe pain score 7-10: Drug: Quantity Prescribed: 5. For non-obese ambulatory patients, what discharge pain prescriptions would you write for: Mild pain score 0-3: Drug: Quantity Prescribed: Moderate pain score 4-6: Drug: Quantity Prescribed: Severe pain score 7-10: Drug: Quantity Prescribed: 27

Remote Monitoring Touch Screen, Easy to Use, Compatible with Bar Code Scanners, Many Mounting Possibilities. Options for different profiles for different patient populations (Pediatric, Sedation, ETCO2, etc.) Single and Multi-parameter Scoring Options (ETCO2 only or MEWS) Configurable screen and text. Language can match hospital policy for the next steps A smart key can be configured to call the RRT PCA/RN Completes MEWS (Modified Early Warning Score) upon admission to general care floor, then every 30 minutes for 1 hour, then every hour for 4 hours, and finally every 4 hours for the remainder of the 48 hours of intended monitoring time. Focus note for changes in patient s condition. NOTE: MEWS score does not replace clinical judgment Green 0 1 Yellow 2 4 Orange 5 6 Red 7+ No Intervention PCA continues assessments per protocol timing PCA notifies RN If unstable, notify RRT If new deterioration, RN assesses and treats patient, review concerns and recheck MEWS Notify LIP Check MEWS every hour for the next 4 hours or as ordered Document change in condition and develop plan of care Consider patient acuity PCA notifies RN immediately If unstable, notify RRT RN evaluates patient RN notifies LIP as per evaluation & orders Document change in condition and develop plan of care Recheck VS and MEWS every 30 minutes x2 and every hour x4 hours Reassess as per orders RN / PCA calls for RRT Notify LIP Crash cart moved to patient room Stay with patient until RRT arrives RN places defibrillator pads on patient and connects to defibrillator Assess and treat patient as per orders Consider transfer / elevation of care Vitals / MEWS as per RRT Document change in condition and develop plan of care 28

Figure 1: Excerpt from monitoring of 70 y/o female (BMI 43.60) s/p right total hip replacement with previous history of obstructive sleep apnea 160 140 120 100 80 60 40 20 16 0 14 12 10 8 6 4 2 0 1:30 1:32 1:34 1:36 1:38 1:40 1:42 1:44 1:46 1:48 1:50 1:52 1:54 1:56 1:58 2:00 2:02 2:04 2:06 2:08 2:10 2:12 2:14 2:16 2:18 2:20 2:22 2:24 2:26 2:28 2:30 Systolic Blood Pressure (mmhg) SpO2 (%) Temperature ( F) Heart Rate (BPM) EtCO2 (mmhg) Respiratory Rate (RPM) MEWS Score True Apnea Alarm False Apnea Alarm True EtCO2 Page False EtCO2 Page True Desaturation (<85%) False Desaturation (<85%) True Other Vital Sign Alarm False Other Vital Sign Alarm 58 29

Change Practice Overall: Anesthesia vs. Surgeons 100 97 80 60 88 68 84 72 88 40 20 0 Anesthesia (p=0.0130) Surgeons (p<0.0001) TOTAL (p=<0.0001) 2012 2015 60 30

Care of the Obese Surgical Patient P61 Q & A How we did it. P62 Started planning in 2011 Developed one project at a time with key stakeholders Implemented each project over a period of time Audits started 2013 Completed first round of audits 2014 In the process of completing the second round of audit Take away start small, reward your successes! 31

Thank you Patricia Kischak, RN, MBA pkischak@fojp.com Calie Santana, MD, MHS casantan@montefiore.org Michael L. Brodman, MD michael.brodman@mssm.edu Ronald Kaleya, MD rkaleya@maimonidesmed.org I. Michael Leitman, MD, FACS mleitman@chpnet.org P63 32