Daniel J. Evans School of Public Public Policy & Governance University of Washington Box 353055, Parrington Hall 225 Seattle, WA 98195 206-221-4599/gugerty@uw.edu EDUCATION Harvard University, Cambridge, Massachusetts Ph.D. in Political Economy and Government, 2001. M.P.A., Harvard Kennedy School, 1993. Georgetown University, Washington, DC. B.A., Political Science and Economics, 1985. ACADEMIC APPOINTMENTS AND AFFILIATIONS Nancy Bell Evans Professor of Nonprofit Management, January 2014-present. Faculty Director, Nancy Bell Evans Center on Nonprofits and Philanthropy, July 2016-present. Professor, University of Washington, Daniel J. Evans School of Public Affairs, 2014-present. Associate Professor, 2009-2014. Assistant Professor, 2001-2009. Adjunct Associate Professor, Department of Political Science, University of Washington. 2010-present. Senior Faculty Advisor, Nancy Bell Evans Center for Nonprofits and Philanthropy, Daniel J. Evans School of Public Affairs, University of Washington, 2011-present; Acting Director 2009-2010 Faculty affiliate 2003-2009. Research Affiliate, Center for Studies in Demography and Ecology, University of Washington, 2007- present. Faculty Affiliate, Center for the Evaluation of Global Action (CEGA), University of California at Berkeley. 2013-present. Network Affiliate, Innovations for Poverty Action (IPA). 2012-present. Board of Editors, Journal of Public Administration and Theory (JPART), 2009-2013. Adjunct Director, African Studies Program, Jackson School of International Studies, 2009-2010. OTHER PROFESSIONAL EXPERIENCE Advisor, Rockefeller Disease Surveillance Networks Evaluation, Department of Global Health, University of Washington, 2010, Research Coordinator, Kenya Local Community Action Project, The World Bank, 1998-2000. Consultant, Consulting Assistance on Economic Reform Project (CAER), Harvard Institute for International Development, 1997-2000. Assistant Director; Project Director; Teacher, World Teach, Cambridge MA and Kisumu, Kenya, 1987-1991.
GRANTS, CONTRACTS AND ON-GOING PROJECTS Principal Investigator, Enhancing Women s Participation Along the Agricultural Value Chain in Tanzania. United States Agency for International Development, $832,158. Principal Investigator, Linking Think Tank Performance, Decisions, and Context: A Global Research Project, International Research Development Centre, with Results for Development, Washington, D.C. 2013-2014. $150,000. Co-Principal Investigator, The Goldilocks Project: Right-Sized Monitoring and Evaluation for NGOs. Google.org, $1,000,000. Principal Investigator, The Global Emergence of NGO and Nonprofit Voluntary Regulation, National Science Foundation, 2011-2014. $154,758. Co-Principal Investigator, Evans Policy Analysis and Research Group, Bill and Melinda Gates Foundation, 2012-2014. Principal Investigator, 2011-2012. Co-PI, 2010-2011. Award amounts varied from $500,000 to $720,000 in 2013-14. Northwest Areas Foundation, $5,000. 2014. Sub-contract award for the teaching case, The Ratings Challenge: Collaboration and competition in the Nonprofit Information Marketplace, with Laura Ciotti. Co-Investigator, Uganda NGO Monitoring and Evaluation Project, Innovations for Poverty Action, 2012-2015. Co-Investigator, Mapping and Empowering Public Health Networks in Sub-Saharan Africa and South Asia Bill and Melinda Gates Foundation, 2005-2007. RESEARCH AND PUBLICATIONS BOOKS The Goldilocks Problem: Right-Sized Monitoring and Evaluation for Development NGOs. Co-authored with Dean Karlan, forthcoming 2017, Oxford University Press. Voluntary Regulation of Nonprofit and Nongovernmental Organizations: An Accountability Club Framework, Mary Kay Gugerty and Aseem Prakash, editors. 2010. Cambridge University Press. Advocacy Organizations and Collective Action. Aseem Prakash and Mary Kay Gugerty, editors. 2010. Cambridge University Press. 2
RESEARCH ARTICLES Property Rights over Decision-Making Authority: Evidence on Intra-household Accord from Rural Tanzania. with Leigh Anderson and Travis Reynolds. Forthcoming, World Development. Regulation by Reputation: Monitoring and Sanctioning in Nonprofit Accountability Clubs. 2016. With Joannie Tremblay-Boire and Aseem Prakash. Public Administration Review: 76(5): 712 722. Regulatory Waves: Shifting Patterns of State Regulation and NGO Self-Regulation in Africa. 2016. Forthcoming in Regulatory Waves, edited by Oonagh Breen, Alison Dunn and Mark Sidel, Cambridge University Press. Management as Legitimacy: Government Funding for Development NGOs, with David Suarez. 2016. Voluntas. doi:10.1007/s11266-016-9706-3. Savings and Personal Discount Rates in a Matched Savings Program for Low Income Families, 2012. Contemporary Economic Policy. With Marieka Klawitter and C. Leigh Anderson. Pictorial approaches for measuring time use in rural Ethiopia, 2012. Social Indicators Research. With Yuta Masuda, Lea Fortmann, Marla Smith-Nilson and Joseph Cook. Trust but Verify: Voluntary Regulation Programs in the Nonprofit Sector. 2010. With Aseem Prakash. Regulation and Governance. 4(1): 22-47. Awarded the Best Article of 2010 by the journal editors. The Emergence of NGO Self-Regulation in Africa. Nonprofit and Voluntary Sector Quarterly, December 2010: 39(6): 1087-1112. The Emergence of Nonprofit Clubs in Africa, 2010. In Nonprofit Accountability Clubs: Voluntary of Regulation of Nonprofit and Nongovernmental Organizations, Mary Kay Gugerty and Aseem Prakash, editors. Cambridge University Press. Nonprofit Self-Regulation in Comparative Perspective, Nonprofit and Voluntary Sector Quarterly, with Angela Bies and Mark Sidel. December 2010 39(7): 1027-1038. Intertemporal Choice and Development Policy: Cross-National Evidence on Discount Rates, 2009, with C. Leigh Anderson. The Developing Economics, June 2009. Voluntary Clubs Among Nonprofit Organizations, 2009. In Prakash, Aseem and Matthew Potoski, Editors. Voluntary Programs: A Club Theory Perspective. MIT Press. Signaling Virtue: Voluntary Accountability Programs Among Nonprofit Organizations. 2009. Policy Sciences. 42(3): 243-273. Outside Funding and the Dynamics of Participation in Community Organizations with Michael Kremer. American Journal of Political Science, 52(3): 585-602, July 2008. The Effectiveness of National NGO Self-Regulation: Theory and Evidence from Africa. Public Administration and Development, 28: 105-118, May 2008. You Can t Save Alone: Commitment and Rotating Savings and Credit Associations in Kenya. Economic Development and Cultural Change. January, 2007. 3
Ethnic Diversity, Social Sanctions, and Public Goods in Kenya, with Edward Miguel, 2005. Journal of Public Economics, 89(2005): 2325-2368. The Impact of Development Assistance on Social Capital: Evidence from Kenya with Michael Kremer. In Grooteart, Christiaan and Thierry van Bastelaer, eds. The Role of Social Capital in Development: An Empirical Assessment. Cambridge University Press, 2002 OTHER ARTICLES & RESEARCH PAPERS New Perspectives on African Civil Society and Philanthropy, 2016. Nonprofit and Voluntary Sector Review. Patterns and Structures of NGO Self-Regulation in Africa, International Journal of Civil Society Law. Volume II, Issue I, January 2009. Clubs and Clans, in International Encyclopedia of Civil Society, Springer Press, Helmut Anheier, Regina List and Stefan Toepler, editors. Ethnicity and Civil Society, in International Encyclopedia of Civil Society, with Travis Reynolds. Springer Press, Helmut Anheier, Regina List and Stefan Toepler, editors. Gender and Cash Cropping: Cotton in Sub-Saharan Africa, with Kate Schneider, January, 2010. PUBLISHED TEACHING CASES The Ratings Challenge: Collaboration and Competition in the Nonprofit Information Marketplace, with Laura Ciotti. Forthcoming on the Electronic Hallway Case Distribution Service. Winner of the John Boehrer Outstanding Case Award, 2013. A Partnership in Troubled Waters: NGOs and Donors in the Philippines with Heather D Agnes. Electronic Hallway Case Distribution Service. Casa Amiga: Addressing Violence Against Women on the Mexican Border, with Marissa Chavez. Electronic Hallway Case Distribution Service. The Right to be Human: The Dilemmas of Rights-Based Programming at CARE Bangladesh, with Eric Bratton. Electronic Hallway Case Distribution Service. A Heritage Worth Saving: The Case of the Acheen Street Malay Mosque Village, with Aishah Valencia. Electronic Hallway Case Distribution Service. INVITED PRESENTATIONS Nonprofits and Innovation Keynote Address, National Early Childhood Education Innovation Summit, Seattle August, 2016. Self-Help Groups and Women s Participation in Agricultural Markets in Tanzania. Yale University, Women s Gender and Sexuality Studies Series. April 20, 2016. The Goldilocks Project: Helping Organizations Build Right-Fit Systems for Learning and Impact. Washington State Nonprofit Conference, May 2015. 4
NGOs and the State in Africa: Regulatory Waves and Contestation, Southern Methodist University, Tower Center for Political Studies and the Dedman College Interdisciplinary Institute. November 2014. "NGOs and Advocacy in the Supply Chain," Transformation of Supply Chains, UW Advisory Committee on Trademarks and Licensing, UW, Parrington Hall Seattle. May, 2013. "Evidence of Impact," Global Washington Annual Conference: From Silos To Collective Impact, Global Washington, Seattle. December 6, 2012 Ending Kenya's "Hunger Season", Panel Moderator and Speaker. Town Hall, Town Hall Seattle. September 25, 2012 "From Aid to Innovation," Panel Moderator and Speaker. World Affairs Council, African-American Museum, Seattle. June 5, 2012 "The New Harvest: Agricultural Innovation in Africa," The New Harvest: Agricultural Innovation in Africa, World Affairs Council, Burke Museum, UW Campus, Seattle. May 8, 2012 "How Philanthropy Can Build Enterprising Nonprofits," Evans School of Public Affairs, 50th Anniversary Faculty Roundtable Series, Evans School, Seattle. March 2012 "Women NGO Leaders Training," International Visitors Program, U.S. Department of State, World Affairs Council. March 2012 "The Emergence of Private Governance and Self-Regulation among NGOs: Evidence from Africa," Faculty Research Seminar, Price School, University of Southern California, Los Angeles. November 2011 "Voluntary Certification and Standard Setting Among Nonprofits and NGOs: Theory and Evidence," Faculty Research Seminar, Andrew Young School, Georgia State University, Atlanta. November 2011 "Impact Evaluation," Global Washington-Innovations for Poverty Action, Global Washington, Seattle. May 2011 "Understanding Nonprofit Self-Regulation," Doctoral & Faculty Seminar, School of Public and Environmental Affairs (SPEA), Indiana University, Bloomington IN (via webcam). April 7, 2011 Voluntary Regulation of Nonprofit Organizations.," Doctoral & Faculty Seminar, Center on Philanthropy, Indiana University, IUPUI, Indianapolis, via webcam. January 25, 2011 Teaching Comparative Public Management in the U.S. Classroom, Presentation at the Association for Public Policy and Management Teaching workshop on Teaching Policy Analysis and Management in Cross-National Settings Washington, DC, November 2007. Outside Funding and The Dynamics of Participation in Community Associations. Bush School of Government, Texas A&M University, February 2007. PROFESSIONAL ACTIVITIES AND SERVICE SERVICE TO THE PROFESSION Association for Research on Nonprofits and Voluntary Association Board Member, 2015-present. Program Committee, 2012 & 2013 5
Chair, Outstanding Article of the Year, 2015 Virginia Hodgkinson Book Award and Outstanding Book Committee, 2014 Rudney Dissertation Award Committee, 2013 Association for Public Policy and Management Program Committee, Global Policy Challenges, 2013 Program Committee, Public and Nonprofit Management Section 2008 and 2009. REFEREE Political Science: American Journal of Political Science American Political Science Review Comparative Political Studies, World Politics Economics: American Economic Review Economic Development and Cultural Change Journal of Development Economics Journal of Cultural Economics Oxford Bulletin of Economics and Statistics Journal of African Economics International Development: Journal of Development Studies World Development Public & Nonprofit Management: Journal of Public Administration Research and Theory Public Administration and Development Journal of Policy and Management Nonprofit and Voluntary Sector Quarterly Voluntas EVANS SCHOOL SERVICE Senior Faculty Advisor, Nancy Bell Evans Center on Nonprofits and Philanthropy, 2010-present. Chair, Nonprofit Faculty Search Committee, 2012-13. Chair, International Faculty Search Committee, 2012-13. Chair, Nonprofit Management Certificate Program, 2012-present. Chair, Evans School Faculty Council, 2009-2010; Member 2008-2009; 2005-2006. Chair, Steering Committee, International Development Certificate Program, University of Washington, 2008-2009; Member, 2002-2004, 2006-2008. PhD Committee, 2008-2009 Executive MPA Committee, 2008-2009. International Gateway Curriculum Coordinator, Evans School, 2003-2005. Co-coordinator, Nonprofit Technology Leadership Program, 2002-2005. Faculty Director, Peace Corps Master s International Program (PCMI), Evans School, 2005-2007. Peace Corps Master s International Program Advisory Committee Member, 2001-2005. 6
UNIVERSITY SERVICE Chair, President s Advisory Committee on Trademarks and Licensing, 2014-present. Member, Advisory Committee, African Studies Program, 2006-2009. Senator, University Faculty Senate, 2005-2007. COMMUNITY SERVICE Member, Advisory Council, Water 1 st. Seattle Washington, 2007-present. Evaluation Advisor, Village Reach, Seattle Washington. Board Member, WorldTeach, Cambridge, MA 1994-2000. SELECTED CONFERENCE AND SEMINAR PRESENTATIONS Self-Help Groups in International Development: Enabling or Enfeebling Civil Society?, Association for Research on Nonprofits and Voluntary Action (ARNOVA), November 2015; International Studies Association, March 2016. Choosing to Advocate: Advocacy Efforts of NGOs in Cambodia. With David Suarez. Association for Research on Nonprofits and Voluntary Action (ARNOVA), November 2014. Management as Legitimacy: Government Funding for Development NGOs with David Suarez. Association for Research on Nonprofits and Voluntary Action (ARNOVA), November 2013. The Benefits of Virtue: Are there Benefits to Joining Charity Regulation Programs? Association for Research on Nonprofits and Voluntary Action (ARNOVA), November 2012. Who Signal Virtue? Charity Decisions to Join Voluntary Regulation Programs. Association for Public Policy and Management (APPAM), November 2012. "Spousal Accord and the Costs of Household Decision-making in Tanzania and Mali, with Anderson, L. Reynolds, T. American Agricultural Economics Association Annual Conference, American Agricultural Economics Association, Seattle WA. August 7, 2012; Center for the Study of Demography and Ecology Seminar Series, CSDE, Seattle WA. May 25, 2012. Credible Commitment and Downward Accountability in Development Assistance: Post-Gujarat Earthquake Relief and Beneficiary Control, with Jesse Lecy. Association for Research on Nonprofits and Voluntary Action (ARNOVA), November 2011. "The Emergence of Voluntary Regulation Among NGOs in Africa," International Studies Association, International Studies Association, Montreal, Canada. March 19, 2011. Association for Research on Nonprofit Organizations and Voluntary Action (ARNOVA), Washington, DC. November 2010 "Collective Action, Organizational Maintenance, and Policy Influence in NGO Interest Associations," Association for Research on Nonprofit Organizations and Voluntary Action (ARNOVA), Washington DC. November 2010; International Studies Association Conference, Montreal, Canada, March 2011Association for Public Policy and Management (APPAM), Washington, DC, November 2009. Colloquy: Nonprofit Accountability Clubs - Voluntary Regulation of Nonprofit and Nongovernmental Organizations, Association for Research on Nonprofit Organization and Voluntary Action (ARNOVA), November, 2008. 7
Signaling Virtue: Voluntary Accountability Programs Among Nonprofit Organizations, Association for Public Policy and Management, November, 2008; Consortium on Collaborative Governance Conference, Santa Monica, CA April 2008. Voluntary Accountability Clubs, Association for Research on Nonprofit Organizations and Voluntary Action, November 2008. Collective Action and the Emergence of Private Governance among NGOs in Africa, Working Group on African Political Economy (WGAPE), UCLA, May 2008. Strategies to Enhance the Teaching of Diversity in Schools of Public Affairs. Presentation at the annual meetings of the National Association of Schools of Public Affairs and Administration, Seattle Washington, October, 2007. Symposium on Nonprofit Regulation in Comparative Perspective: The Emergence of Nonprofit Self- Regulation in Africa, Symposium organized and held at the Evans School of Public Affairs, University of Washington, March 2007. Collective Action and Private Governance: Explaining Variation in Nonprofit Voluntary Programs, Public Management Research Association (PMRA) Conference, Tucson, AZ 2007. The Emergence of Self-Regulation Among NGOs in Africa. Association on Nonprofit Organizations and Voluntary Action (ARNOVA) Conference, Atlanta, GA 2007. Collective Action and the Emergence of Private Governance Among NGOs, Association for Public Policy and Management (APPAM) Annual Conference, Washington, DC 2007. Outside Funding and The Dynamics of Participation in Community Associations. Bush School of Government, Texas A&M University, February 2007. Group Structure, Social Identity and Access to Savings and Insurance in Informal Groups in Kenya. Institute for Social Inequality, School of Social Work, University of Washington, May, 2006. Collective Action and Private Governance: Explaining Variation in Nonprofit Voluntary Programs, Association on Nonprofit Organizations and Voluntary Action (ARNOVA) Conference, 2006. Seeking Civil Society: The Emergence of NGO Associations in Africa, Association for Public Policy and Management (APPAM) Annual Conference, 2006. Outside Funding and the Dynamic of Participation in Community Organizations World Bank Development Research Group, 2005 (paper presented by Michael Kremer). Community-Based and Community-Driven Development: Does Project Design Affect Community Participation and Outcomes? Association for Public Policy and Management (APPAM) Annual Conference, 2005. The Rockefeller Effect Bureau for Research and Economic Analysis of Development. Washington, DC. April, 2004. Reaching the Poor: The Impacts of Targeted Delivery on Community-Based Organizations, American Society for Public Administration Annual Conference, Portland, Oregon, March 2004. 8
COURSES TAUGHT MASTER S & DOCTORAL COURSES Institutional Perspectives on Management (doctoral seminar) Organizations and Management (doctoral seminar) Program Evaluation The Political Economy of African Development International Development Management The Role of NGOs in International Development Managing Organizational Performance Managing Politics and the Policy Process Managing Policy in a Global Context Nonprofit Management Measuring Social Impact: Advanced Evaulation for Nonprofit Program Design and Assessment EXECUTIVE COURSES Improving Organizational Performance. Evans School Executive MPA Program, 2012-2017. Program Assessment. Leadership Forum for National Service Executives (AmeriCorps), July 2014, July 2012, July 2009, July 2007. Teaching Cases Using Analytic Frameworks and Syllabus Construction Using Cases. Case Teaching Workshop, Electronic Hallway, Evans School of Public Affairs, University of Washington, June 2010, June 2009. Program Evaluation Mini-workshop, Global Washington, Seattle WA, June 2009. 9