OXYGEN THERAPY AND SATURATION MONITORING OF THE NEONATE - CLINICAL GUIDELINE V3.0

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OYGEN THERAPY AND SATURATION MONITORING OF THE NEONATE - CLINICAL GUIDELINE V3.0

1. Aim/Purpose of this Guideline 1.1 To provide guidance on the assessment and management of infants requiring oxygen therapy and oxygen saturation monitoring All involved will benefit from the improvement in service and timing. 2. The Guidance 2.1 Background Oxygen therapy may be essential in the neonatal period and beyond, but may also be harmful. Babies born below 28 weeks gestation have a higher risk of mortality if oxygen therapy is targeted at 85 89% Oxygen Saturations rather than 91-95%. Hypoxia in babies with Chronic Lung Disease (CLD) may lead to pulmonary hypertension, impaired growth and development, and higher risk of sudden unexplained death in infancy. However there is no evidence that (SaO2) above 95% benefits babies born preterm. The STOP-ROP trial randomised babies to 95 to 99% versus 89-94% SaO2 targets when they developed pre-threshold Retinopathy of Prematurity (ROP). Median enrolment was at 35 weeks post-menstrual age (corrected gestational age, CGA). BOOST randomised babies to 95-98% versus 91-94% SaO2 target when they reached 32 weeks CGA. STOP-ROP found no difference in retinopathy progression rates, and Boost found that higher sao2 targeting did not improve health or development. Both studies showed that babies in the higher SaO2 target groups received oxygen for longer, with a greater likelihood of home oxygen therapy and greater levels of healthcare dependency. A literature review in December 2017 did not find any new randomised controlled trial publications that suggest any change our guidance. A publication in 2016 combining the Australian and UK Boost-2 data (N Engl J Med 2016; 374:749-760), and a subanalysis of a randomised controlled trial published in 2017 (J Pediatr 2017; 186: 49-56), support our currently recommended alarm settings in preterms..

2.2 Oxygen saturation Alarm Limits These guideline alarm limits do not take the place of individual clinical assessment and management based on observed SaO2 and trend in the individual baby s clinical context. Special cases: Babies with persistent pulmonary hypertension, congenital heart disease or other special cases should have their alarm limits set by the responsible consultant. 2.3 Adjusting oxygen supply Fully monitored babies should have their oxygen adjusted according to observations and clinical assessment. Oxygen supply should be adjusted cautiously to avoid rapid increases and decreases. Babies can cease continuous Oxygen Saturation monitoring once they have been stable in air for at least 24 hours, remain clinically well and are considered to be at low risk of de-saturations

A baby who is planned to be discharged in oxygen and has a stable oxygen requirement should have saturation monitoring discontinued in the week preceding hospital discharge. An overnight Oxygen Saturation trace should be performed as a baseline and to inform the discharge oxygen prescription Responding to SaO2 alarms babies in percentage adjusted FiO2 High alarm Check alarm settings correct and alarm silence time set at 2 mins Low alarm Silence alarm and observe baby Reassess after 2 minutes Silence alarm Check readout accurate Assess baby before changing FiO2 Re-assess after 2 minutes Still above alarm limit: Decrease FiO2 by 5%. Silence alarm 2 minutes Re-check and reduce FiO2 by 5% each minute until within limits SaO2 at or above 70% Increase FiO2 by 5% each minute until within range SaO2 below 70% Increase baseline O2 by 25% When SaO2 above 90% wean back rapidly to baseline Do not leave cot side until stable and all alarms functional again Document all changes

Responding to SaO2 alarms babies in low-flow oxygen High alarm Check alarm settings correct and alarm silence time set at 2 mins Low alarm Silence alarm and observe baby Reassess after 30 minutes Silence alarm Check readout accurate Assess baby before changing FiO2 Re-assess after 2 minutes High alarm still ringing repeatedly: Decrease FiO2 by 1 increment (notch on flow meter). Silence alarm Re-check and reduce FiO2 by 1 increment each 30 minutes until within limits SaO2 at or above 70% Increase FiO2 by 1 increment each minute until within range SaO2 below 70% Give face mask oxygen by Neopuff When SaO2 above 90% wean back rapidly to baseline Do not leave cot side until stable and all alarms functional again Document all changes

2.4 Oxygen saturation profiling (Oxygen downloads ) Oxygen saturation downloads can help to identify inadequate or unstable oxygenation resulting from an airway or lung problem. Oxygen saturation downloads are not useful for identifying whether a baby is receiving a higher level of oxygen therapy than they need. Therefore oxygen saturation downloads are of limited use as a tool to guide weaning of oxygen therapy. Overnight oxygen saturation downloads should be used in neonatal inpatients to provide evidence of stability in a prescribed amount of oxygen when a baby is planned for discharge home in oxygen. This download also provides a baseline for comparison with later downloads completed post-discharge. It also allows an assessment as to whether it is necessary to initiate or increase oxygen therapy where this is clinically uncertainty. A download should run for a minimum of 6 hours, wherever possible in a stable amount of oxygen, since variable oxygen delivery during the download limits interpretation of the data. The following parameters should be used to interpret the downloaded data: 1. SaO2 should not fall below 92% for more than 5% of artefact-free recording period. 2. Mean SaO2 should be above >92%, and without frequent episodes of desaturations. 2.5 Other assessments pre-discharge of babies with Chronic Lung Disease Babies with Chronic Lung Disease who remain in oxygen should have a 12-lead Electrocardiogram pre-discharge. There should be no other clinical conditions precluding discharge, and the baby must be medically stable with satisfactory weight gain and no clinical cyanotic or apnoeic episodes in the preceding 2 weeks. Palivizumab should be considered at the appropriate time of year for infants with CNLD requiring home oxygen.

3. Monitoring compliance and effectiveness Element to be monitored Lead Tool Frequency Reporting arrangements Acting on recommendations and Lead(s) Change in practice and lessons to be shared Adherence to guidance Andrew Collinson, Consultant Paediatrician and Neonatologist Sally Vaughan, Neonatal Outreach Nurse Audit As dictated by audit findings Child Health Directorate Audit and Clinical Guidelines meetings Andrew Collinson, Consultant Paediatrician and Neonatologist Sally Vaughan, Neonatal Outreach Nurse Paul Munyard, Consultant Paediatrician and Neonatologist Guideline review found no significant new evidence no change in current guidance or practice required. Two new references added. 4. Equality and Diversity 4.1. This document complies with the Royal Cornwall Hospitals NHS Trust service Equality and Diversity statement which can be found in the 'Equality, Diversity & Human Rights Policy' or the Equality and Diversity website. 4.2. Equality Impact Assessment The Initial Equality Impact Assessment Screening Form is at Appendix 2.

Appendix 1. Governance Information Document Title OYGEN THERAPY AND SATURATION MONITORING OF THE NEONATE - CLINICAL GUIDELINE V3.0 Date Issued/Approved: 28 th November 2017 Date Valid From: 28 th November 2017 Date Valid To: 28 th November 2020 Directorate / Department responsible (author/owner): Contact details: (01872) 252997 Brief summary of contents Suggested Keywords: Target Audience Executive Director responsible for Policy: Andrew Collinson, Consultant Paediatrician and Neonatologist Sally Vaughan, Neonatal Outreach Nurse Child Health Directorate. Neonatal Unit. This guideline is designed to ensure the implementation of a standardised approach to the care of infants requiring oxygen therapy and oxygen saturation monitoring and their subsequent management Neonate. Oxygen therapy. Oxygen saturation monitoring. RCHT PCH CFT KCCG Medical Director Date revised: 28 th November 2017 This document replaces (exact title of previous version): OYGEN THERAPY AND SATURATION MONITORING OF THE NEONATE - CLINICAL GUIDELINE V2.0 Approval route (names of committees)/consultation: Divisional Manager confirming approval processes Name and Post Title of additional signatories Name and Signature of Divisional/Directorate Governance Paediatric consultants Neonatal outreach Nurses Child health Audit and Guidelines meeting David Smith Not Required {Original Copy Signed}

Lead confirming approval by specialty and divisional management meetings Signature of Executive Director giving approval Publication Location (refer to Policy on Policies Approvals and Ratification): Document Library Folder/Sub Folder Links to key external standards Related Documents: Training Need Identified? Name: Caroline Amukusana {Original Copy Signed} Internet & Intranet Clinical / Neonatal none Intranet Only 1. BOOST II United Kingdom, Australia and New Zealand Collaborative Groups. Oxygen saturation and outcomes in preterm infants. N Engl J Med 2013; 368: 2094-2104. 2. Balfour-Lynn IM et al. Guidelines for home oxygen in children. British Thoracic Society. Thorax 2009; 64 (Suppl II): ii1 ii26.) 3. STOP-ROP Multicenter Study Group. Supplemental therapeutic oxygen for prethreshold retinopathy of prematurity (STOP-ROP), a randomised, controlled trial. I: Primary outcomes. Pediatrics 2000; 105: 295-310. 4. Askie LM, Henderson-Smart DJ, Irwig L, et al. Oxygen-saturation targets and outcomes in extremely preterm infants. N Engl J Med 2003;349:959-67. 5. Oxygen Saturation Monitoring in Neonates. Western Neonatal Network Guideline, Nov 2012. 6. N Engl J Med 2016; 374:749-760 7. J Pediatr 2017; 186: 49-56 Electrocardiogram training and interpretation may be required by some junior medical staff accessing this guideline

Version Control Table Date Version No June 2014 V1.0 Initial Issue November 2014 V2.0 Review and formatted Summary of Changes Changes Made by (Name and Job Title) Dr.A.Collinson paediatric and neonatal consultant Sally Vaughan. Neonatal outreach Nurse Reviewed by: Dr.A.Collinson Paediatric and Neonatal Consultant. Dr. Paul Munyard Paediatric and Neonatal Consultant Sally Vaughan Neonatal outreach Nurse Formatted by Kim Smith. Staff Nurse November 2017 V3.0 Reviewed and re formatted Literature review no changes needed All or part of this document can be released under the Freedom of Information Act 2000 This document is to be retained for 10 years from the date of expiry. This document is only valid on the day of printing Controlled Document This document has been created following the Royal Cornwall Hospitals NHS Trust Policy on Document Production. It should not be altered in any way without the express permission of the author or their Line Manager.

Appendix 2. Initial Equality Impact Assessment Form This assessment will need to be completed in stages to allow for adequate consultation with the relevant groups. Name of Name of the strategy / policy /proposal / service function to be assessed OYGEN THERAPY AND SATURATION MONITORING OF THE NEONATE - CLINICAL GUIDELINE V3.0 Directorate and service area: Child Health Directorate. Neonatal Unit Name of individual completing assessment: Andrew Collinson Sally Vaughan Is this a new or existing Policy? Existing Telephone: (01872) 252997 (01872) 252667 1. Policy Aim* Who is the strategy / policy / proposal / service function aimed at? To provide guidance on the assessment and management of neonates receiving oxygen therapy and oxygen saturation monitoring on the neonatal unit. The guideline is aimed at hospital based staff responsible for neonatal care 2. Policy Objectives* As above 3. Policy intended Outcomes* Evidence based and standardised practice 4. *How will you measure the outcome? 5. Who is intended to benefit from the policy? 6a Who did you consult with b). Please identify the groups who have been consulted about this procedure. Audit Neonatal Medical and Nursing Staff Neonatal patients Workforce Patients Local groups x Please record specific names of groups Neonatal Guidelines Group consultant Child Health Directorate External organisations Other

What was the outcome of the consultation? Guideline agreed 7. The Impact Please complete the following table. If you are unsure/don t know if there is a negative impact you need to repeat the consultation step. Are there concerns that the policy could have differential impact on: Equality Strands: Yes No Unsure Rationale for Assessment / Existing Evidence Age Sex (male, female, trans-gender / gender reassignment) Race / Ethnic communities /groups Disability - Learning disability, physical impairment, sensory impairment, mental health conditions and some long term health conditions. Religion / other beliefs Marriage and Civil partnership Pregnancy and maternity Sexual Orientation, Bisexual, Gay, heterosexual, Lesbian You will need to continue to a full Equality Impact Assessment if the following have been highlighted: You have ticked Yes in any column above and No consultation or evidence of there being consultation- this excludes any policies which have been identified as not requiring consultation. or Major this relates to service redesign or development

8. Please indicate if a full equality analysis is recommended. Yes No 9. If you are not recommending a Full Impact assessment please explain why. No areas indicated Signature of policy developer / lead manager / director Kim Smith Date of completion and submission 28/11/17 Names and signatures of members carrying out the Screening Assessment 1. Kim Smith 2. Human Rights, Equality & Inclusion Lead Keep one copy and send a copy to the Human Rights, Equality and Inclusion Lead c/o Royal Cornwall Hospitals NHS Trust, Human Resources Department, Knowledge Spa, Truro, Cornwall, TR1 3HD This EIA will not be uploaded to the Trust website without the signature of the Human Rights, Equality & Inclusion Lead. A summary of the results will be published on the Trust s web site. Signed _Kim Smith Date 28/11/17