ARNG - SQI4 - Apply Recruiting and Retention Ethics 805B-PJ9TS05 / Version 3.1 Effective Date Not Assigned

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SECTION I. ADMINISTRATIVE DATA ARNG - SQI4 - Apply Recruiting and Retention Ethics 805B-PJ9TS05 / Version 3.1 Effective Date Not Assigned All Course Masters/POIs Including This Lesson Courses Course Number Version Title Phase Status POIs POI Number Version Title Phase Status 805B-SQI4 4.1 SQI4 Non Career Recruiter 0 Analysis Task(s) Taught(*) or Supported Reinforced Task(s) Task Number Task Number Task Title Task Title Knowledge Knowledge Id Title Taught Required 805B-K-0005 Know Mission Procedures Yes Yes 805B-K-0058 Know Recruiting Operational Environment Yes Yes 805B-K-0066 Knowledge of Recruiting Improprieties Yes Yes 805B-K-0101 Know ARNG Unit SOP Yes Yes 805B-K-0092 Know Area of Operation Yes Yes Skill Skill Id Title Taught Required 805B-S-0007 Operate A Computer Yes Yes 805B-S-0062 Perform Analysis of Information Yes Yes 805B-S-0074 Recognize Risks and Hazards Yes Yes 805B-S-0052 Apply leadership tactics Yes Yes 805B-S-0033 Maintain Equipment and Supply Accountability Yes Yes Administrative/ Academic Hours The administrative/academic hours required to teach this lesson are as follows: Academic Resident Hours / Methods Yes 2 hrs 0 mins Discussion (Small or Large Group) Yes 2 hrs 0 mins Conference/Discussion Total Hours: 4 hrs 0 mins Test Lesson Number Hours Lesson Number 1

Prerequisite Lesson(s) Lesson Number Lesson Title Training Material Classification Foreign Disclosure Restrictions References Security Level: This course/lesson will present information that has a Security Classification of: U - Unclassified. Number Title Date Student Study Assignment Instructor Requirements Support Personnel Requirements AR 58-1 MANAGEMENT, ACQUISITION, AND USE OF MOTOR VEHICLES AR 600-20 Army Command Policy (*RAR 001, 02/11/2009) (*RAR 002, 11/30/2009) (*RAR 003, 04/27/2010) (*RAR 004, 08/04/2011) (*RAR 005, 09/20/2012) NG PAM 601-1 Personnel Procurement - Army National Guard Strength Maintenance Program NGR 601-1 Personnel Procurement - Army National Guard Strength Maintenance Program TRADOC REG 350-6 (C1) Enlisted Initial Entry Training Policies and Administration SMTC Qualified Instructor(s) 10 Aug 2004 18 Mar 2008 04 Aug 2006 28 Apr 2006 07 Nov 2013 Additional Support Personnel Requirements Name Student Ratio Qty Man Hours 2

Equipment Required for Instruction Materials Required ID - Name Student Ratio Instructor Ratio Spt Qty Exp 6130-01-C12-1514 - Power 1:5 1:1 No 0 No Supply Assembly, TYX: Battery Back Up UPS APC 6730-01-C07-0756 - Projector, 0:0 1:1 No 0 No LCD/DLP: ELP7200 Epson 6730-01-C13-1784 - Screen 0:0 1:1 No 0 No Projection, Rear/Fixed or PT: 980S Quartet 702101C056576 - COMPUTER, 0:0 1:1 No 0 No PERSONAL WORKSTATION 702101C161319 - COMPUTER 1:1 0:0 No 0 No MICRO LAP TOP PORTABLE AC 7025-01-559-1352 - Display Unit: 0:0 1:1 No 0 No Smartboard White 64 7520-01-186-3605 - Marker 1:1 5:1 No 0 Yes Assortment, Tube Type 7520-01-C12-6434 - Easel, 1:5 1:1 No 0 No portable with/without Access TY SZ AA: QRT500TE Quartet 7730-01-C09-7569 - Television Large Screen, with Stereo Speakers: Regza 42RV530U Toshiba 0:0 2:1 No 0 No (Note: Asterisk before ID indicates a TADSS.) Instructor Materials: 1. Recruiter Work Station (RWS) 2. Instructor CD 3. NGR 601-1 4. NG Pam 601-1 5. NGR 600-200 6. DOD./JER5500.7-R 7. TRADOC Reg. 350-6 8. AR 58-1 Student Materials: 1. Recruiter Work Station (RWS) 2. Student CD 3. NGR 601-1 4. NG Pam 601-1 5. NGR 600-200 6. DOD./JER5500.7-R 7. TRADOC Reg. 350-6 8. AR 58-1 3

Classroom, Training Area, and Range Requirements ID - Name Quantity Student Ratio 17120-M-1600-40 Classroom, Multipurpose, 1600 Square Feet, 40 Students Setup Mins Cleanup Mins 1:25 10 10 Ammunition Requirements DODIC - Name Exp Student Ratio Instruct Ratio Spt Qty Instructional Guidance Proponent Lesson Plan Approvals NOTE: Before presenting this lesson, instructors must thoroughly prepare by studying this lesson and identified reference material. Instructor must ensure that dicussions of the current Operational Environment (OE) is infused throughtout the lesson. Name Rank Position Date NO DATA 4

SECTION II. INTRODUCTION Method of Instruction: Conference/Discussion Instr Type(I:S Ratio/Qty): 79T Certified Instructor (1:25/0) Time of Instruction: 5 mins Instructional Strategy: Large Group Instruction Motivator Show VU #1: Title Slide In recent years, the ethical behavior of the military has been called into question. Recent ethics headlines include trainer and trainee misconduct, Recruiter violations that include rape, sexual battery and harassment, fraud, honor code violations at military academies, affiliations with extremist groups, and key leader scandals. It is your responsibilty to be professional at all times. Properly conducting yourselves while in the public eye, as well as projecting a professional image to applicants and other Soldiers, should be your priority. Show VU #2: TLO Terminal Learning Objective NOTE. Inform the students of the following Terminal Learning Objective requirements. At the completion of this lesson, you [the student] will: Action: Conditions: Standards: Apply Recruiting and Retention ethics to fulfill your role as an RRNCO In a classroom environment, given NGR 601-1, NG Pam 601-1, AR 600-20, AR 58-1, and a Job Aid Understand the rules, regulations, and laws governing ethical conduct as an RRNCO. Safety Requirements In a training environment, leaders must perform a risk assessment in accordance with FM 5-19, Composite Risk Management. Leaders will complete a DA Form 7566 Composite Risk Management Worksheet during the planning and completion of each task and sub-task by assessing mission, enemy, terrain and cold weather, troops and support available-time available and civil considerations, (METT-TC). No food or drink is allowed near or around electrical equipment (CPU, file servers, printers, projectors, etc.) due to possible electrical shock or damage to equipment. Exercise care in personal movement in and through such areas. Avoid all electrical cords and associated wiring. In the event of an electrical storm, you will be instructed to power down equipment. Everyone is responsible for safety. A thorough risk assessment must be completed prior to every mission or operation. In the event of a tornado, or other adverse weather, designated storm shelters provide 5

protection. In SGT Young Hall, the designated storm shelters are: all latrines and GuardX Rooms. Risk Assessment Level Low - Power and Data Cables on the floor. Assessment: Power cords and data cables may cause a potential tripping hazard. Controls: Tape or secure cables to the floor. Leader Actions: Inspect classroom prior to training. Periodically remind students to look down before they move their feet. Low - Food or drink near computer and electrical equipment Assessment: Food or drinks may spill into electrical equipment and cause an electrical shock and damage equipment. Controls: Do not allow food or drink around electrical or computer equipment. Leader Actions: Inspect classroom prior to training. Identify and correct violations. Low - Electrical storm Assessment: During an electrical storm, surges of electricity can be passed through electrical equipment and can pose a hazard to equipment users. Controls: Power down all electrical equipment. Leader Actions: Locate fire extinguisher(s) and first aid kit(s) and ensure they are functional. Low - Inclement Weather Assessment: Tornadoes or other adverse weather can pose a huge safety risk. Controls: In an emergency, move towards designated storm shelters. Leader Actions: Identify storm shelters in the building and brief students. Environmental Considerations NOTE: Instructor should conduct a Risk Assessment to include Environmental Considerations IAW FM 3-34.5, Environmental Considerations {MCRP 4-11B}, and ensure students are briefed on hazards and control measures. Instructor should conduct a Risk Assessment to include Environmental Considerations IAW FM 3-34.5, Environmental Considerations {MCRP 4-11B}, and ensure students are briefed on hazards and control measures. Environmental protection is not just the law but the right thing to do. It is a continual process and starts with deliberate planning. Always to be alert to ways to protect our environment during training and missions. In doing so, you will contribute to the sustainment of our training resources while protecting people and the environment from harmful effects. Refer to FM 3-34.5 Environmental Considerations and GTA 05-08-002 ENVIRONMENTAL-RELATED RISK ASSESSMENT. It is the responsibility of all Soldiers and DA Civilians to protect the environment from damage. Instructional Lead-in The ARNG is currently experiencing one of the most dynamic periods in our proud history. Personnel assigned to the Recruiting and Retention Command play a major role in ensuring that our proud heritage and professionalism are clearly demonstrated in the eyes of the citizens of our great nation. This charge mandates that we hold ourselves to a higher standard in the the conduct and performance of our duties. 6

SECTION III. PRESENTATION TLO - LSA 1. Learning Step / Activity TLO - LSA 1. Define Recruiting and Retention Ethics to the students. Method of Instruction: Conference/Discussion Instr Type(I:S Ratio/Qty): 79T Certified Instructor(1:25/1) Time of Instruction: 30 mins Instructional Strategy: Large Group Instruction Media Type: PowerPoint Presentation Other Media: Unassigned Security Classification: This course/lesson will present information that has a Security Classification of: U - Unclassified. Show VU #3: Ethics Defined a. According to Webster's dictionary, ethics is defined as "The discipline dealing with what is good and bad with moral duty and obligaton; A theory or system of moral principles or values; The principles of conduct governing an individual or a group." NOTE: Explain to students that students can get disenrolled from this course due to lack of professionalism. Acting ethically at all times will help ensure the stay at PEC is a pleasurable one. b. Ethics are a Pursuit of Excellence. When making ethical decisions, ethical values relate to what is right and wrong, and, thus take precedence over non-ethical values. When we speak of Ethics, we refer to a set of rules or a body of principles. Every social and professional group has a body of principles or standards of conduct that provides ethical guidance to its members, and we in the Military have our own. NOTE: Ask the following question: How do we know what is right? Why do some Soldiers continue to conduct unethical actions? NOTE: Break the group into small groups. Allow each group 15 minutes to work on the questions below and 4 minutes per group for a brief back. (1) What are some of the reasons RRNCO s make unethical decisions? (2) How can we prevent unethical behavior? (3) Without mentioning names, have you witnessed any unethical acts? How did you respond? Show VU #4: Ethical Conduct is Critical c. As a member of the Army National Guard, and specifically the Recruiting and Retention Force, you play a major role in establishing rapport and building trust in the community. You must present a high degree of professionalism on and off duty. Your 7

conduct and performance as a member of the RRF requires you to maintain higher than normal standards. Show VU #5: Ethical Decision Making d. Ethical decisions are almost always complex for several reasons. Most ethical decisions have (a) multiple alternatives, (b) consequences that extend beyond the immediate situation, (c) uncertain consequences, (d) outcomes that mix various economic, legal, and social benefits and costs, and (e) personal implications. Ethical decisions in organizations are seldom simple choices between right and wrong; they involve complex judgments balancing economic and self-interest benefits and costs against various legal, ethical, and social benefits and costs. Further, ethical decisions often involve many stakeholders and constituencies, with varied and often-opposing goals and interests. Show VU #6: Multiple Factors e. There are multiple factors that may tempt individuals to behave unethically, for example: (a) personal gain, including power, (b) competition, including awards (c). Recognition, including top recruiter (d) Blind loyalty Soldiers are trained to obey orders: Snap to attention, salute smartly and state, Yes, Sir/Ma am. NOTE: Ask students the following question: What are some examples that you have found throughout your military career of some ethical decision making? Also, how you dealt with them. f. Adhering to the principles that the Army values is essential to upholding high ethical standards of behavior. Unethical behavior quickly destroys organizational morale and cohesion, which undermines the trust and confidence essential to teamwork and mission accomplishment. Consistently doing the right thing forges strong character in individuals and expands to create a culture of trust throughout the organization. g. When a situation involves a conflict of one or more moral values, we face an ethical problem. What should we do when faced with this situation? NOTE: Discuss: What does unethical behavior do to an Organization? Generate a discussion with students. NOTE: Show VU #7: Check on Learning Check on Learning: NOTE: Use the student CPS Response System to answer these Check on Learning questions. 8

1. When witnessing an unethical act, what should you do? a. Intervene and stop the act b. Notify your chain of command c. Document what you saw d. All of these choices are correct REF: Job Aid TLO - LSA 2. Review Summary: We have all witnessed some unethical acts in our profession. As NCOs, we must stand up and do whats right all the time. Ethical conduct is embedded in the NCO Creed and the Army Values. During your tour as an RRNCO, you will be faced with many unethical temptations. Always remember what you stand for and always consider the consequences of your actions before making a deicison. Learning Step / Activity TLO - LSA 2. Explain Ethical Reasoning to students. Method of Instruction: Conference/Discussion Instr Type(I:S Ratio/Qty): 79T Certified Instructor(1:25/0)* Time of Instruction: 40 mins Instructional Strategy: Large Group Instruction Media Type: PowerPoint Presentation Other Media: Unassigned Security Classification: This course/lesson will present information that has a Security Classification of: U - Unclassified. Note: Marked as (*) is derived from the parent learning object Show VU #8: Legally and Morally NOTE: Refer Students to Ethics Job Aid (NGR 601-1) and discuss the following: a. As Army leaders, you make decisions all the time. Some involve ethical reasoning that require you to make tough, and sometimes unpleasant, choices concerning questions of what is right or wrong and good or bad. As a leader, you should do the right thing for the right reason every day. You should always especially do what is legally and morally right. While some decisions may seem more important than others, a consideration of ethical ramifications should precede all decision. Just ask yourself, "Is this worth risking my career over?" b. When you talk about ethics, no school can offer solutions, formulas, or answers because situations differ. Decision makers differ in terms of personal values and experience. As well, many problems defy a right or wrong kind of answer or solution. Therefore, when faced with a difficult ethical problem, we could pick any number of courses or avoid making any decision at all. However, we can learn and apply a 9

systematic process as an effective tool to make a reasonable, sound, ethical judgment. We can systematically use leadership tools when making administrative, technical, or tactical decisions. c. Army values are important in our military culture. Stay true to both the Seven Army Values and the NCO Creed. Ethical conduct must ALWAYS be in the forefront of your mind as a student and an RRNCO. Only you can decide which path you take. Show VU #9: Prohibited Relationships NOTE: Refer Students to Ethics Job Aid page 3, para 4-15 and discuss the following: d. Relationships between permanent party personnel assigned or attached to the Army National Guard Recruiting Command and potential prospects, applicants Soldiers of different rank if applicable, members of the Recruit Sustainment Program (RSP) and Initial Entry Training (IET) is prohibited. e. This prohibition applies to RRC personnel without regard to the unit of assignment of permanent party member and their potential prospects, applicants. Show VU #10: Recruiter Investigations NOTE: Generate a discussion with students. Ask the following question: "What are some examples of fraudulent enlistments perpetrated by RRNCOs?" NOTE: There are recruiting impropriety articles on the student CD of unethical recruiting behavior. If time permits, show the students these articles. f. Elimination of Recruiter Investigations and the correction of systemic deficiencies are a primary goal at every level of ARNG, Recruiting and Retention Command. Reference: TRADOC Regulation 350-6. 2-12 Show VU #11: Check on Learning Check on Learning: NOTE: Use the student CPS Response System to answer these Check on Learning questions. Which of the following is NOT a reason RRNCOs are tempted to behave unethically? 10

a. Recognition b. Unforseen Circumstances c. Competition d. Personal Gain REF: PowerPoint Slide Review Summary: The consequences of unethical behavior are harsh. Not only can you lose your job or get discharged from the military, but an RRNCO can be liable to criminal charges. Living your life in conjunction with the NCO Creed and Army values will help ensure you do not get involved in any unethical situation. TLO - LSA 3. Learning Step / Activity TLO - LSA 3. At the end of this lesson, students will understand how ethics apply to Government Owned Equipment that will be assigned to them. Method of Instruction: Conference/Discussion Instr Type(I:S Ratio/Qty): 79T Certified Instructor(1:25/0)* Time of Instruction: 20 mins Instructional Strategy: Large Group Instruction Media Type: PowerPoint Presentation Other Media: Unassigned Security Classification: This course/lesson will present information that has a Security Classification of: U - Unclassified. Note: Marked as (*) is derived from the parent learning object Show VU #12-13: Government Owned Vehicles (GOV) PDF page 4-6 NOTE: Refer Students to Ethics Job Aid (AR 58-1). a. The use of Government owned Vehicles is for OFFICIAL USE ONLY! (1) Transportation for prospective recruits in connection with interviews, processing and orientation. (2) GOV s will not be used to conduct personal business or other activities of a personal nature. (3) Transportation between Domicile and Place of Employment, The Secretary of the Army may Authorize Exceptions if determined to be cost effective. Reference (AR 58-1) NOTE: Generate a discussion with students by asking them what their inteprretation is of "activities of a personal nature." 11

NOTE: Refer Students to Ethics Job Aid (DOD Financial Management, U2015 GTCC Use, and DODFMR 7000). Show VU #14-15: Government Travel Charge Card PDF page 7-9 b. The Government Travel Charge Card will only be used for Mission-Essential Purchases. c. Government employees should avoid any actions creating the appearance that they are violating the law or the ethical standards in effect. d. Individuals misusing the Government Purchase Credit Card (GPC) shall be subject to UCMJ action. This also includes misusing the fuel card. e. The Deputy Secretary of Defense has clearly stated that the Department will not tolerate misuse of charge cards. NOTE: Generate a discussion with students by asking them what are some examples of misuse of goverment travel cards? Show VU #16-19: Communications Equipment f. Communication that is necessary in the interest of the Government is the following: (1) Personal communication from the office is authorized under the following conditions. (2) Office Phones / Cell phones (3) E-Mail / internet (4) Fax machines NOTE: Generate a discussion with students by asking them what are some examples of misuse of communications equipment? NOTE: There are various news articles located on the Student CD of Recruiting Improprieties. If time permits, bring the students to these articles and reinforce the importance of behaving ethically and morally. Show VU #20-21: Check on Learning Check on Learning: NOTE: Use the student CPS Response System to answer 12

these Check on Learning questions. 1. What is the maximum penalty allowed if an RRNCO misues their government vehicle? a. Imprisonment for up to 1 year b. Imprisonment for up to 5 years c. Imprisonment for up to 10 years d. Pay a fine REF: Job Aid, AR 58-1, para 1-6d. 2. When is it acceptable for an RRNCO to park their GSA vehicle at their house? a. When their NCOIC authorizes it b. When their Recruiting SGM authorizes it c. When the Recruiting Commander authorizes it d. When the Secreatry of the Army authorizes it REF: (Job Aid, AR 58-1, para. 4-3a. Review Summary: As an RRNCO you will be given enormous responsibility. It is imperative that you do the right thing, even when nobody is looking. Acting ethically in all situations will help ensure you live by the Army Values and NCO Creed., Show VU #22: TLO TLO - LSA 4. Learning Step / Activity TLO - LSA 4. Weekly Ethics Discussion Method of Instruction: Discussion (Small or Large Group) Instr Type(I:S Ratio/Qty): 79T Certified Instructor(/0) Time of Instruction: 2 hrs Instructional Strategy: Large Group Instruction Media Type: No Media Selection Required Other Media: Unassigned Security Classification: This course/lesson will present information that has a Security Classification of: U - Unclassified. Each Friday during the SQI4 course, the instructor will assign an ethics topic for the students to research. On Monday morning, the class will discuss their findings with the 13

other students and instructor. This activity will be four weeks in length and each discussion will last for 30 minutes. There are four ethics topics attached to this lesson plan as Practical Exercises (PE), one for each of the four weeks. Check on Learning: How do you identify an ethical violation? Review Summary: Review with students the situation that occured and the outcome of the violation. 14

SECTION IV. SUMMARY Method of Instruction: Instr Type(I:S Ratio/Qty): Time of Instruction: Instructional Strategy: Conference/Discussion 79T Certified Instructor (1:25/0) 5 mins Large Group Instruction Check on Learning Instructor will conduct a Check on Learning at the end of each LSA. Review/ Summary During this block of instruction, we have discussed and practiced how to conduct yourselves as an RRNCO, whether being around Soldiers or using government resources. We have given you the basic knowledge and regulations needed to properly conduct yourselves at all times while in the public eye as well as projecting a professional image to other Soldiers. Courage, integrity, honor and service are core values of the Army National Guard. Using ethical standards will not only make you a better Soldier, but also a better Recruiter. It is your responsibility to be a professional at all times. 15

SECTION V. STUDENT EVALUATION Testing Requirements Feedback Requirements There are no formal testing requirements for this lesson. Schedule and provide immediate feedback in context to the material presented. Answer students questions, correct misunderstandings, and provide remedial training as needed. 16

Appendix A - Viewgraph Masters ARNG - SQI4 - Apply Recruiting and Retention Ethics 805B-PJ9TS05 / Version 3.1 Sequence Media Name Media Type A-1

Appendix B - Test(s) and Test Solution(s) B-1

Appendix C - Practical Exercises and Solutions PRACTICAL EXERCISE(S)/SOLUTION(S) FOR LESSON 805B-PJ9TS05 Version 3.1 C-1

Appendix D - Student Handouts ARNG - SQI4 - Apply Recruiting and Retention Ethics 805B-PJ9TS05 / Version 3.1 Sequence Media Name Media Type 0 Maintain Ethical Conduct as an RRNCO PPTX D-1

Appendix E - TRAINER'S LESSON OUTLINE ARNG - SQI4 - Apply Recruiting and Retention Ethics 805B-PJ9TS05 / Version 3.1 DRAFT 1. The importance of this lesson: (Why) Apply Recruiting and Retention ethics to fulfill your role as an RRNCO 2. What we want our Soldiers to Achieve: (Outcomes/Standard) Understand the rules, regulations, and laws governing ethical conduct as an RRNCO. 3. Tasks to be taught Task Number Task Title Task Type Additional Non-Standard Tasks 4. References: Reference Number Reference Title Date AR 58-1 MANAGEMENT, ACQUISITION, AND USE OF MOTOR 10 Aug 2004 VEHICLES AR 600-20 Army Command Policy (*RAR 001, 02/11/2009) (*RAR 18 Mar 2008 002, 11/30/2009) (*RAR 003, 04/27/2010) (*RAR 004, 08/04/2011) (*RAR 005, 09/20/2012) NG PAM 601-1 Personnel Procurement - Army National Guard Strength 04 Aug 2006 Maintenance Program NGR 601-1 Personnel Procurement - Army National Guard Strength 28 Apr 2006 Maintenance Program TRADOC REG 350-6 (C1) Enlisted Initial Entry Training Policies and Administration 07 Nov 2013 Additional Non-Standard References E-1

5. Resources TIME: Time of Instruction: 4 hrs 0 mins LAND: Classroom, Training Area, and Range Requirements Id 17120-M-1600-40 Name Classroom, Multipurpose, 1600 Square Feet, 40 Students AMMO: Ammunition Requirements DODIC Name MISC: Materiel Items and TADSS Requirements Id Name 6130-01-C12-1514 Power Supply Assembly, TYX: Battery Back Up UPS APC 6730-01-C07-0756 Projector, LCD/DLP: ELP7200 Epson 6730-01-C13-1784 Screen Projection, Rear/Fixed or PT: 980S Quartet 702101C056576 COMPUTER, PERSONAL WORKSTATION 702101C161319 COMPUTER MICRO LAP TOP PORTABLE AC 7025-01-559-1352 Display Unit: Smartboard White 64 7520-01-186-3605 Marker Assortment, Tube Type 7520-01-C12-6434 Easel, portable with/without Access TY SZ AA: QRT500TE Quartet 7730-01-C09-7569 Television Large Screen, with Stereo Speakers: Regza 42RV530U Toshiba (Note: Asterisk before ID indicates a TADSS.) Additional Non-Standard Resources 6. A possible technique to achieve the outcome: 7. Conduct AAR with Soldier and Cadre. E-2

NOTE: Before presenting this lesson, Instructors must be thoroughly prepared by studying the appropriate lesson plan and identified reference material. E-3