National Credit Union Supervisory Committee And Director s Conference

THE ONES IN RED PRESENT National Credit Union Supervisory Committee And Director s Conference A COMPREHENSIVE UPDATE ON INFORMATION YOU NEED TO BEST SERVE YOUR CREDIT UNION January 25 28, 2018 Scottsdale, Arizona SCOTTSDALE PLAZA RESORT ABOUT THIS EDUCATIONAL CONFERENCE: Unite with credit union supervisory committee members, CEOs, board of directors, internal auditors, senior management and other credit union leaders from across the country as we explore the risks and liabilities credit unions face on a daily basis and the safeguards needed to protect your credit union and its members. REGISTER EARLY FOR GREATEST CONFERENCE SAVINGS www.cuconferences.com CPE Credits Available! CU exclusively Educating The Credit Union Community V Since 1979

CU Optional PreConference Workshop* Only $225 *PreConference Workshop Requires Separate Registration Details On Page Six W n THURSDAY, JANUARY 25, 2018 n Hot Button Examination Issues PRESENTED BY: David Reed Attorney At Law, Reed & Jolly, PLLC With continued pressure on the NCUSIF, every credit union in the country should get ready for more regulatory scrutiny than ever. But with smart preparation, more scrutiny doesn t have to mean more time spent on compliance. Believe it or not, the regulators are not trying to surprise you during the examination process. They give plenty of notice of their intended targets, if you know where to look. David Reed cuts through the regulatory speak and shows how concentrated preparation around key regulatory and operational issues can put examiners at ease. David also covers your available responses to regulatory entanglements. From accepting the findings to actively engaging the examiner during the examination process all the way to appealing a finding to the NCUA Board, Reed covers the full set of options every credit union should understand. Are you as prepared as possible for the next round of examinations? PreConference Workshop Agenda 11:30 a.m. 1:00 p.m. PreConference Registration 1:00 1:15 p.m. Introduction 1:15 2:15 p.m. Hot Button Issues 2:15 2:30 p.m. Networking/Refreshment Break 2:30 4:30 p.m. Hot Button Issues (continued) 4:30 4:45 p.m. PreConference Wrap-Up Earn 3.5 CPE Credits For Attending This PreConference Workshop! National Credit Union Supervisory Committee And Director s Conference THURSDAY, JANUARY 25, 2018 n EVENING Tentative Schedule subject to change Registered guests are welcome to attend these (GP) events CU 5:00 6:00 p.m. Conference Registration 6:00 7:00 p.m. (GP) Welcome Reception Enjoy cocktails, light dining and networking with conference attendees from across the country, their guests & The Ones In Red. PAGE TWO

Whether You Are New To The Supervisory Committee, A Seasoned Vet, An Executive Or A Board Member, You Are Sure To Benefit From The Topics You Will Explore With Our Experts At This Essential Credit Union Educational Conference n FRIDAY, JANUARY 26, 2018 n 8:00 9:00 a.m. (GP) Sit-Down Breakfast 9:00 9:15 a.m. 9:15 10:15 a.m. Opening Remarks Bank Secrecy Act & Anti-Money Laundering Gary Hess, President, RTE Financial Services Compliance with the Bank Secrecy Act (BSA) continues to be a high priority with the regulators. We will look at why this is so, the responsibilities of the board and what constitutes a proper BSA program within the credit union. This informative session, led by Gary Hess, will include a refresher of what is and what is not covered by the Bank Secrecy Act. He will also provide updates on developments impacting the Act. 10:15 10:30 a.m. Networking/Refreshment Break 10:30 11:30 a.m. Emerging Risks In The CU Environment Jerry Tenbrink, Owner J. Tenbrink & Associates Recent years have been characterized by a substantial number of risks and challenges to your credit union. They are not going away, and they re not diminishing in number. How effective will your supervisory committee be in assessing and navigating these rough waters? How will it survive them? During Jerry s session he will guide you through the most intense issues facing credit unions and how to conquer them. 11:35 a.m. 12:35 p.m. Tales From The Dark Side... How To Steal A Billion Dollars... And How To Prevent It Randy Romes, Principal/Information Security, CliftonLarsonAllen n PART ONE n Organized crime has figured out how to make money at computer hacking and cyber fraud. They are developing & applying business models to improve and enhance their techniques and profitability, which have resulted in significant compromises of back end payment systems (SWIFT, ACH, credit card processing). 11:35 a.m. 12:35 p.m. (continued) This session will explore case studies from several such significant breaches, describe lessons learned from each event, and highlight key control strategies, and specific critical controls that Randy s Session need to be in place to prevent Continues After and/or mitigate these types of Sit-Down Luncheon breaches. Case studies will include Corporate Account Take Overs (CATO s) and payment system compromises (SWIFT and ACH). 12:35 1:35 p.m. (GP) 1:35 2:35 p.m. Sit-Down Luncheon Tales From The Dark Side... How To Steal A Billion Dollars... And How To Prevent It Randy Romes, Principal/Information Security, CliftonLarsonAllen n PART TWO n During Randy s two-part session his objective is to equip you with the understanding & knowledge to... n Describe key weaknesses in system security that allow these major breaches to occur n Formulate strategies for your credit union to prevent or mitigate the risks posed by breaches of back end payment systems n Identify critical components of a sound incident response program 2:40 3:40 p.m. Internal Security David Reed, Attorney At Law, Reed & Jolly, PLLC The security requirements found in Part 748 of the NCUA Rules and Regulations are still a hot examination topic and essential operational issue. From pre-employment screening to routine monitoring of existing staff, this presentation looks at all aspects of an internal security program. Most security experts agree that the biggest risk of loss to a financial institution is internal fraud. David will take a look at ways to keep the bad guys out and to effectively monitor existing staff without creating a Big Brother mentality. 3:40 4:00 p.m. The Day In Review PAGE THREE

8:00 9:00 a.m. (GP) Sit-Down Breakfast 9:00 9:05 a.m. Opening Remarks 9:05 10:05 a.m. n SATURDAY, JANUARY 27, 2018 n CEO Evaluations Diane Reed, President, CU Doctor CEO evaluations are one of the most important but often overlooked facets of volunteer service. n Is your process effective? n Are you truly managing your CEO, or is your CEO managing you? With ever-increasing scrutiny of board/ceo relations, it s imperative that you not only regularly review your CEO s performance but document it as well. Diane will provide you with a comprehensive strategy for evaluating your CEO s effectiveness while supplying a wealth of information on how to design your CEO s evaluation program so you get the CEO performance you desire. 10:05 10:20 a.m. Networking/Refreshment Break 10:20 11:20 a.m. Strategic Planning SWOT (Strength, Weaknesses, Opportunities, Threats) Gary Hess, President, RTE Financial Services Strength, weakness, opportunity and threat: All of these will be relevant considerations during your strategic planning session. Join Gary for an exploration of several important issues in each of these four categories. The discussion will involve a mix of economic developments, general trends and credit union specific trends, all of which impact your credit union today. Your comments will be incorporated into a joint sharing session for the benefit of all attendees. Each CU may be impacted differently by a single issue, but it is important to understand the issue, its possible impact and the options available to deal with it. 11:25 a.m. 12:25 p.m. How Effective Is Your Supervisory Committee? Jerry Tenbrink, Owner, J. Tenbrink & Associates Today s credit union supervisory committees are expected to provide more valuable input than ever before. Jerry will discuss actions your credit union should take to bring the best possible committee members on board, challenge them in order to instill them with purpose and evaluate them successfully. Our current economic climate requires closer scrutiny of your credit unions supervisory committee. Learn how to determine which committee members are keepers and which should be removed. 12:25 12:45 p.m. Conference Wrap-Up SUNDAY, JANUARY 28 IS A TRAVEL DAY n Have A Safe Trip Home! CPE Credits Are Available CU Conferences is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State Boards of Accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org. For more information regarding administrative policies such as complaints and refunds, contact our office at 888-465-6010. Level Of Knowledge: Overview Prerequisite: None Recommended CPE Credits: PreConference And Conference: 13 Method of Presentations (group & live): Lectures And Workshops Cancellation Policy: (Details on page 6) Earn 9.5 CPE Credits For Attending This Conference! PAGE FOUR

Join Other Credit Union Professionals And Their Guests At The Scottsdale Plaza Resort Where Classic Never Goes Out Of Style! RESORT ACCOMMODATIONS The SCOTTSDALE PLAZA RESORT is an oasis of tranquility that captures the essence of scenic Arizona. Graceful Spanish Mediterranean architecture and décor create a cozy, private estancia-style feel. Warm desert breezes and views of Camelback Mountain in the distance settle the pulse. Clusters of rooms and suites are tucked among peaceful courtyards that are surrounded by fragrant, indigenous flowers, seasonal plantings, 50-foot palms and eucalyptuses. Five heated pools are located throughout the grounds, which means that you are never more than a short walk away when you re in the mood for a dip or a day of lounging in the sun. Scottsdale is home to many of the best golf courses in the country. Smooth out your stroke on the resort s private putting green then head to one of McCormick Ranch Golf Club s two championship courses. Tee times and transportation can also be arranged at Stadium Course at TPC Scottsdale (annual site of the PGA TOUR S Waste Management Phoenix Open), Grayhawk Golf Club and more. Reserve Your Guestroom Early! Book your room via a special link at www.cuconferences.com or by calling the Scottsdale Plaza Resort at 800-832- 2025. Please mention CU Conferences to receive special rates starting at $239. Rates As Low As $239 Resort Fee is waived when you book your room under CU Conferences room block! GUEST PROGRAM Only $225* CU Conferences National Credit Union Supervisory Committee And Director s Conference Guest Program (GP) enables registered guests to join you during Thursday s Welcome Reception Friday s Sit-Down Breakfast & Luncheon Saturday s Sit-Down Breakfast * Separate Registration Required TRAVEL INFORMATION Phoenix Sky Harbor International Airport (PHX) is approximately 30 minutes from the Scottsdale Plaza Resort The Resort offers an airport shuttle* that runs to and from Sky Harbor International Airport in Phoenix. The shuttle runs daily from 5 a.m. until 9 p.m., every 30 minutes. The cost is $23 per person each way. After arriving at the airport and claiming your luggage, please call the Scottsdale Plaza Resort Bell Desk at 480-951- 5118 for directions to shuttle meeting area. * Shuttle availability and times are subject to change. Taxi service is approx. $45 from airport to resort. 7200 NORTH SCOTTSDALE ROAD. SCOTTSDALE, ARIZONA 85253. 800-832-2025 Special Rates Based On Availability Self-Parking At Hotel Is Complimentary For Airfare And Car Rental Assistance Please Call Altair Travel & Cruises: 800-264-3316 M F: 8:30 a.m. 5 p.m. CST. (Nominal Service Fee Applies) PAGE FIVE

CU Please Provide Your Email Address To Receive Conference Materials And Updates FOUR EASY WAYS TO REGISTER: 1. Online: www.cuconferences.com 2. Fax: 888-328-2047 3. Call: 888-465-6010 4. Mail registration and payment to: CU Conferences 8711 Watson Road, Ste 200 St. Louis, MO 63119 Cancellation Policy: If you need to cancel for any reason, you are welcome to send a substitute. Or, if you cancel in writing at least 10 business days prior to the conference date, you will receive a full refund, less a $50 administrative fee. There are no refunds for cancellations made less than 10 business days prior to the conference date. However, your credit union may apply the paid registration fee to any future conference. Registrants who do not attend are liable for the full conference fee. Please Note: CU Conferences reserves the right to photograph official events and sessions for exclusive use in marketing materials Upcoming Credit Union Educational Conferences: Business Development & Marketing Conference FEBRUARY 20 22, 2018 And... Maximizing Your CU s Earnings Conference FEBRUARY 22 25, 2018 Back-to-Back Conferences At Caesars Palace LAS VEGAS, NEVADA For More Information Please Visit www.cuconferences.com National Credit Union Supervisory Committee And Director s Conference 1ST PARTICIPANT NAME Title Nickname for ID Badge Email Address Guest Name Guest Nickname for ID Badge 2 ND PARTICIPANT NAME Title Nickname for ID Badge Email Address Guest Name Guest Nickname for ID Badge Please Register Additional Participants & Guests On Separate Sheet CREDIT UNION INFORMATION: Optional PreConference Workshop $225 National Credit Union Supervisory Committee And Director s Conference On Or Before November 15, 2017 $1045 November 16 December 14, 2017 $1095 December 15, 2017 And Beyond $1145 Guest Program $225 1st Participant Subtotal: $ Optional PreConference Workshop $225 National Credit Union Supervisory Committee And Director s Conference On Or Before November 15, 2017 $1045 November 16 December 14, 2017 $1095 December 15, 2017 And Beyond $1145 Guest Program $225 Total Amount Due: January 25 28, 2018 n SCOTTSDALE PLAZA RESORT n Scottsdale, Arizona Remember To Register Early For Greatest Savings! 2nd Participant Subtotal: $ $ Based on registration date selected, PreConference & Guest Program Credit Union Name: Asset Size: Contact Person: Contact Person s E-mail: Street Address: City: State: Zip: Phone Number: ( ) Fax Number: ( ) METHOD OF PAYMENT/CREDIT CARD AUTHORIZATION: CU Conferences is authorized to CHARGE my VISA MASTERCARD in the amount of: $ Credit Card #: / / / Expiration Date: / CSV Code: (3-digit code on back of card) Print Name (as appears on card) Signature (required to process charge) ENCLOSED is my CHECK made payable to CU Conferences in the amount of: $ CU 8711 WATSON ROAD, ST. LOUIS, MISSOURI 63119 888-465-6010 www.cuconferences.com You Can t Miss Us WE RE THE ONES IN RED At CU Conferences we ve been dedicated to educating the credit union community exclusively since 1979. And we are proud to note that many who attend our conferences are loyal, repeat participants. What sets us apart? The relaxed atmosphere, sit-down meals and meeting environments that are perfect for plenty of networking and for allowing you the personal attention you deserve. Should you need anything at all while you re at our conferences if you have questions, problems or even if you just want to shoot the breeze look for a member of our CU Conferences staff. We appreciate your participation, and we re here to do whatever it takes to make your conference experience a cut above the rest. exclusively CU Conferences Educating The Credit Union Community V Since 1979 PAGE SIX