AGENDA. 1. Latest Developments in the NYP PPS. 4. NYC Primary Care Information Program (Anname Phann)

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NYP PPS - Project Advisory Committee [PAC] meeting 107 East 70 th Street, (btw Park/Lexington Avenues) VNSNY Auditorium, 1 st Floor Dial-in 212-305-9039 Monday, March 9, 2015 9:30 a.m.-11:30 a.m. AGENDA 1. Latest Developments in the NYP PPS 2. IT Update 3. Population Health and Workforce 4. NYC Primary Care Information Program (Anname Phann) Next PAC meeting: Monday June 15th 9:30am 11:30am Place TBD

HIE, RHIOs, SHIN-NY and DSRIP Gilad J. Kuperman, MD, PhD NewYork-Presbyterian Hospital Information Systems 3/9/2015

Outline Health information exchange Needs and challenges RHIOs Why do we have RHIOs Healthix Getting data in and out of RHIOs Privacy policies Participant obligations Directed exchange SHIN-NY HIE and DSRIP

Health information exchange Place where data was generated Today Copies of paper records The patient United States Postal Service Fax machines CDs of images / film themselves Or, do without Place where data is needed Vision Electronic data exchange Data should be available where it is needed not just where it is collected

Need for HIE In primary care 1 Clinical information missing in 13% of visits Data present in an outside system 52% of time Missing data at least somewhat likely to affect care 44% of time In emergency setting 2 Information gaps present in 32% of visits More common in sicker patients Essential to care 48% of time Necessary to support new models of care of care delivery 3 1 Smith, JAMA, 2005, 2 Stiell, CMAJ, 2003 3 McClellan, Health Affairs, 2010

Challenges to HIE Until recently, EHRs not commonly available (see next slide) Leadership / organizational models Who s responsible for getting this to happen? What is the structure for governing and managing exchange? Privacy Just because the data can move, should it? How do the patient s wishes fit in? Technology -- data interfaces, networks Patient matching How do we know that the Gilad J. Kuperman who went to NYU for care is the same as Gil Kuperman who went to NYPH for care Structuring / coding of the clinical data Assuring that the various data types (meds, problems, allergies, etc.) coming from various sources can be combined for best care and analysis Vendor-related challenges Financial sustainability What is the mechanism to pay for the technology and operations? As a result of all of the above, electronic information exchange currently occurring infrequently.

Regional health information organization (RHIO) Idea promoted in mid-2000s Premise: Since most of the benefit would be local, providers in a region should organize to tackle the challenges As of 2010, ~200 RHIOs nationwide NY State invested heavily in RHIO model

HEAL-NY Starting in 2006, used HEAL to advance a 21st century health information infrastructure to support the delivery of high quality care Advanced RHIOs Also, supported deployment of EHRs Four phases 1. 2006 -- Demonstrate interoperability (established RHIOs) 2. 2008 1 st attempt at state-wide architecture 3. 2009 -- Support for patient centered medical home 4. 2010 -- Support for chronic disease with a mental health comorbidity Lessons More complex than first thought, especially state-wide exchange Still, a substantial infrastructure was established ~10 RHIOs in NY State

Example of a RHIO

Healthix technology Master patient index links patients Statistical matching techniques applied to patient demographics Interface engine Retrieves data from participant sites when needed Organization #1 Clinical Systems Edge Server Organization #3 Registrations and encounters Healthix hub (i) Master patient index (patient links) (ii) Interface engine (data retrieval and routing) Organization #2 Registrations only Clinician requesting data using Healthix browser

Healthix results review screen

Another way to get information from Healthix: notifications List of PPS patients Healthix event detector Event detected Healthix notifier For the list of patients, Healthix listens for activity at other participants (admissions, ED visits) message Advanced feature (i.e., not the first thing an organization implements) Requires link between provider and patient Requires some method to get message to provider Receiving messages requires the patient s consent Inbox of provider(s) associated with patient

Healthix Privacy Policy Consent -- patient must give each site written consent to access data Provider commitments Authorized users Appropriate use Accept responsibility for breaches Will audit compliance w/ these commitments Healthix commitments Oversees the auditing process

Healthix participant obligations Leadership engagement Integrate Healthix into workflow Implement processes to capture patient consent Implement workflows to leverage data Negotiate workflows with partner organizations Integrate with other information technologies Point person for project management Legal and compliance obligations Participant agreement; legal relationship w/ Healthix Compliance with Healthix privacy policies

NYP involvement in Healthix Healthix Board Aurelia Boyer (NYP CIO) Healthix Clinical Committee Gil Kuperman, MD (IT) Peter Gordon, MD (HIV) Healthix Privacy and Security Committee Gil Kuperman, MD (IT) Peter Grabowski (Security) Cheryl Parham (Legal) Debora Marsden (Privacy Officer)

Directed exchange Push of data from A to B Patient data Direct Gateway Direct Gateway Sender s system Example scenarios include: -Referral -Visit / discharge summary -Lab results -Radiology report -Etc. Recipient s system Could be: -Ambulatory provider -Nursing home -Public health agency -PHR -Etc. Notes Direct does not require the RHIO However, RHIOs can help Systems can be EHRs but don t have to be

Directed exchange Still relatively new Less complex than RHIO Fewer interfaces needed Less need for complex governance Privacy model much simpler; consent not needed Complements RHIO model Useful when know where you want to send data Requires Participants to have an address Provider directories An inbox could be an EHR but could be a web application provided by Healthix Workflows for handling messages Partners need to mutually decide when they can / want to use Direct

SHIN-NY SHIN-NY will provide ability to exchange data across RHIOs Currently, Healthix can only pull from its members Excludes HHC, Bronx, rest of the State SHIN-NY capabilities scheduled to be available in the 2 nd half of 2015 Might be an ambitious timeline

HIE and DSRIP Goal of DSRIP is to make effective use of all available services and to keep patients from needing ED visits and admissions Requires collaborative care models and IT-enabled workflows, including HIE NYP PPS has multi-layered HIE strategy Some partners will be using Allscripts Care Director Many PPS partners will become Healthix members Direct messaging Challenges Designing the workflows that best use HIE and then implementing those workflows Staging / phasing

Summary Several challenges to HIE RHIOs are an important infrastructure that enable HIE A RHIO provides the technology, privacy and governance infrastructure for HIE RHIO participants can contribute registration, encounter, or clinical data RHIO participants have obligations Direct is an emerging approach to HIE that complements the RHIOs Workflows that use Direct need to be worked out between the partners that will use it The SHIN-NY will provide data exchange capabilities across RHIOs where that is needed HIE is an important (but not the only) enabler of DSRIP s goals

NYP PPS PAC Meeting: Integrating three roles Community Health Worker Care Manager Patient Navigator March 9, 2015

Working Together to Provide Patient-Centered Care Across the Continuum Home Community Health Workers Hospital (ED) Patient Community and Ambulatory Based Patient Navigators Care Managers

Community Health Workers Who are they? Bilingual, peer supporters Community based Members of the health care team Support patients to better manage their chronic disease CBOs working together with NYP since 2005 Integrated into PCMH 2011

Community Health Workers What do they do? Support patients in the home, PCMH, hospital, and Community Based Organizations Conduct home visits and make referrals for community based resources Apply non-clinical, peer-based approach to reinforce key health messages Help patients understand diagnoses and address disease management challenges Key member of interdisciplinary team

Community Health Workers What are the outcomes? Asthma Diabetes

Care Managers Who we they? Both community based and imbedded within the NYP Patient Centered Medical Home Depending on the agency: various models Outreach staff Non-clinician Care Coordinators (e.g., ASC) Nurse Care Managers (RN) Behavioral Health Care Managers (LCSW) For NYP Health Home: both Community and NYP based Care Managers work within a common IT platform Allscripts Care Director

Care Managers What do they do: Target medically and psychosocially complex patients with multiple co-morbidities and a recent history of high inpatient and emergency room utilization. For Health Home: identified by the NYS. The interventions lasts from a few months to several years To have greatest impact and sustainability: Assessment and Care Plans are designed to address both clinical and social determinants of health in the following domains: Access and Coordination Medication Management Behavioral Health Functional Status Socioeconomic Social Network Self Efficacy Self Care

Care Managers What are the outcomes? - 27.0% - 62.6% * Represents a statistically significant risk reduction between the TCI Cohort and the Control Cases (p-value=0.02) 21

Patient Navigators Who are they? Implemented in 2008 @ NYP Serve three EDs: Milstein, Allen & MSCHONY Patient Navigators: Bilingual, multicultural & have experience working for and with the local community Provide services to patients of all ages who are treated and released from the Emergency Department (ED) Collaborate with ACN and Community Providers Support, educate and empower patients to effectively navigate the healthcare system and maximize available resources.

Patient Navigators What do they do? Provide referrals to connect to health insurance Educate patients on having and utilizing a Primary Care Provider Educate patients on the importance of keeping medical appointments Schedule appointments as necessary (whether Primary Care, Specialty or both) Follow-up with patients to verify appointment adherence

Patient Navigators What are the outcomes? ED Utilization 12 Months Pre- and 12 Months Post-Navigation 19.56 ACN Visits 12 Months Pre- and 12 Months Post-Navigation 2.96 3.26 12.61 2.42 7.27 1.64 1.34 1.09 3.67 1.99 3.93 1-2visits (n=1,462); p<0.001 3-5 visits (n=535); p<0.001 6-11 visits (n=119); p<0.001 12+ visits (n=18); p=0.003 Adults (n=1,262); p<0.001children (n=363); p<0.001 Before navigation After navigation Before navigation After navigation

Shared experience across the PPS Open discussion and questions? What are best practices or lessons learned with these three roles across the PPS? How might this experience best inform integration of these three roles into the DSRIP projects to achieve our goals? Other Q & A?

Health IT & Practice Transformation in PCIP Practices Anname Phann, MPH, Senior Manager, Partnerships Primary Care Information Project NYC Department of Health & Mental Hygiene March 9, 2015 Primary Care Information Project 1

PCIP Overview The Primary Care Information Project (PCIP) is a NYC DOHMH bureau in the division of Prevention and Primary Care. Mission: Improve population health using health IT with a focus on clinical preventive services in the ambulatory setting. Provider Network: 18,000+ primary care and specialist providers including 1,000+ small practices Funding: PCIP is funded by federal, state, and private grants to provide practice transformation and quality improvement services. NYC DOHMH Division of Prevention & Primary Care Bureau of Primary Care Information Project (PCIP) Primary Care Information Project 2

PCIP Overview EHR Adoption & Meaningful Use Provider Recruitment Regional Extension Technical Center Assistance for EHR Optimization Resources and Trainings for Providers Quality Improvement On-site Dashboards PCMH Pay for Quality Patient engagement Community Projects Interoperability Health Information Exchange Interfaces Accountable Care Organizations Public Health Monitoring Disease Surveillance and Management Diabetes Registry Query Health Clinical Data Primary Care Information Project 3

Actionable Information in NYC PCIP Successes: 3,200 PCPs implemented preventionoriented EHR 6,000 behavioral health providers on qualifying EHR and care coordination software Practice Transformation Results: 4,200 providers achieved Meaningful Use $250,000,000 earned MU incentives 400 practices supported with PCMH Primary Care Information Project 4

Health IT + Technical Assistance = Quality Improvement Practices receiving customized technical assistance from PCIP saw more improvement at a faster rate. Primary Care Information Project 5

PCIP Data On Practice Transformation Status Lesson Learned: Providers need 1-2 years for EHR adoption Engaging providers requires multiple touches Ambulatory practices overwhelmed & need more than MU technical assistance Primary Care Information Project 6

Practice Transformation Timeline DSRIP PPS practices should start transformation now. 2015/Year 1 Must Have Certified EHR Must Achieve MU stage 1 Start 2014 PCMH Transformation 2016/Year 2 Start MU Stage 2 Continue 2014 PCMH Transformation 2017/Year 3 Must Achieve PCMH Level 3 Must Achieve MU Stage 2 Primary Care Information Project 7

Practice Transformation Workflow Primary Care Information Project 8

Meaningful Use is the foundation for Quality Improvement Meaningful Use EHR Program: Federally funded incentive program to increase EHR adoption and standardized documentation Providers receive up to $64,000 in Medicaid MU Incentives Program Components Use of certified EHRs Consistent documentation for easier reporting Patient engagement Increased patient safety Care coordination SUBSIDIZED TECHNICAL ASSISTANCE for Medicaid participating PCPs & Specialists until 2016 Primary Care Information Project 9

NYS Medicaid PCMH Incentive Payments Additional reimbursement helps practices coordinate care Managed Care NCQA Level 2 2014 Standards NCQA Level 3 2014 Standards Per Member Per Month $6.00 $8.00 Fee for Service Add On Per Visit NCQA Level 2 2014 Standards NCQA Level 3 2014 Standards Article 28 clinic $23.25 $25.25 Office-Based Provider $20.50 $29.00 http://www.health.ny.gov/health_care/medicaid/program/update/2015/feb15_mu.pdf Primary Care Information Project 10

HIE Incentive Program RHIO connectivity required by DSRIP Year 3 NYS incentives available for EHR RHIO fees (interface & first year of maintenance) Requirements Incentive Sign RHIO Agreement and attest to contribute clinical data for 1 year $ 2,000 Attest to connection Go-Live date & contribute 5 of 7 clinical data elements $8,000 Attest on behalf of EPs (max 40 providers) $500 per provider (max $20,000) Primary Care Information Project 11

Contact Information For questions or more information: Email: pcip@health.nyc.gov Phone: 347-396-4888 Primary Care Information Project 12

VNSNY Homecare Risk for Re-Hospitalization NYP PPS PAC Meeting March 9 th 2015 Regina Hawkey, MPA, RN, NE-BC

Reducing Re-Hospitalizations --- The Age-Old Problem 2

DSRIP - The New Opportunity 3

The Good News About Hospitalization Reduction ED Diversion Take Heart Risk Stratification Drives Care Planning 4

VNSNY Transitional Care Rosati risk stratification embedded in the Comprehensive Assessment Development and Testing of an Analytic Model to Identify Home Healthcare Patients at Risk for a Hospitalization Within the First 60 Days of Care Robert J. Rosati, PhD Liping Huang, MA Available online at http://hhc.haworthpress.com 2007 by The Haworth Press, Inc. All rights reserved. doi:10.1300/j027v26n04_03 21 5

(M1032) Risk for Hospitalization Which of the following signs or symptoms characterize this patient as at risk for hospitalization? (Mark all that apply) 1 - Recent decline in mental, emotional, or behavioral status 2 - Multiple hospitalizations (2 or more) in the past 12 months 3 - History of falls (2 or more) in the past 12 months 4 - Taking five or more medications 5 - Frailty indicators e.g. weight loss, self-reported exhaustion 6 - Other 7 - None of the above 6

Other Risk Factors for Hospitalization/Emergent Care HIV/AIDS CHF Diabetes End Stage Renal Disease Chronic skin ulcers Neoplasm as primary diagnosis COPD "New" diagnosis/problem 9 or more medications More than two secondary diagnoses Low socioeconomic status or financial concerns Lives alone Help with managing medications needed Confusion (any level) Short life expectancy Poor prognosis Dyspnea (any level) Urinary catheter Open wound (stasis, pressure, diabetic ulcer; open surgical wound) None of the above VNS1222 7

From Assessment to Intervention Triggers for referral to other members of the Team Home Health Aide Physical Therapist / Occupational Therapist / Speech Language Pathologist Social Worker Palliative Care Consult Behavioral Health Program Frequency and intensity of contact In person Telephonic Remote Monitoring 8

From Assessment to Intervention Triggers for referral to community programs: Nutrition Programs Housing Based Supportive Services Transportation Providers The Assessment Findings and Pt Stated Goal(s) inform: My Action Plan Personal Health Record Red Flags Communication with the PCP (SBAR) 9

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Discussion What best practices for Transitional Care and Risk Stratification exist across the PPS? How should we look at integrating best practices to best serve the PPS? Other Q & A? 12