Improving Population and Clinical Health with Integrated Services and Decision Support

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Strategies to Achieve Alignment, Collaboration, and Synergy across Delivery and Financing Systems Improving Population and Clinical Health with Integrated Services and Decision Support Research In Progress Webinar Wednesday, December 7, 2016 12:00-1:00pm ET Funded by the Robert Wood Johnson Foundation

Agenda Title Welcome: Glen P. Mays, PhD, MPH, Director, RWJF Systems for Action National Coordinating Center, University of Kentucky College of Public Health Title Improving Population and Clinical Health with Integrated Services and Decision Support Presenter: Joshua Vest, PhD, MPH, Associate Professor of Health Policy and Management, Indiana University Richard M. Fairbanks School of Public Health Indianapolis joshvest@iu.edu Commentary: Katie Sendze, MBA, Director of Client Services HealthInfoNet, Maine s Health Information Exchange ksendze@hinfonet.org Questions and Discussion 2

RWJF Systems for Action Program to build a national Culture of Health http://www.systemsforaction.org/ Overview

Mission: Widen the lens beyond health care & public health systems Rigorous research to identify novel mechanisms for aligning delivery and financing systems in medical care, public health, and social & community services in ways that improve health and wellbeing, achieve efficiencies in resource use, and reduce inequities. www.systemsforaction.org

Wide lens: implicated sectors Public health Medical care: ACOs, PCMCs, AHCs Income support Nutrition and food security Education and workforce development Housing Transportation Criminal justice Child and family services Community development and finance

Study novel mechanisms for aligning systems and services across sectors Innovative alliances and partnerships Inter-governmental and public-private ventures New financing and payment arrangements Incentives for individuals, organizations & communities Governance and decision-making structures Information exchange and decision support New technology: m-health, tele-health Community engagement, public values and preferences Innovative workforce and staffing models Cross-sector planning and priority-setting

S4A Program Structure University of Chicago Collaborating Research Centers Arizona State University Indiana University Purdue University Indianapolis CRC CRC CRC partners partners National Coordinating Center University of Kentucky NCC Collaborative Research Project partners LA Co. Dept. of Health Individual Research Projects Michigan State Univ. IRP IRP Drexel Univ. IRP Univ. of Delaware IRP

Collaborating Research Centers University of Chicago: Randomized trial of a Comprehensive Care, Community and Culture program Arizona State University: Analysis of medical, mental health, and criminal justice system interactions for persons with behavioral health disorders IUPUI: Evaluating integration and decision support strategies for a community-based safety net health care and public health system University of Kentucky: Measuring multi-sector contributions to public health services and population health outcomes.

Individual Research Projects Michigan State University: Randomized trial of Community Complex Care Response Team Los Angeles Department of Health: Evaluation of Housing for Health initiative, which provides permanent housing and supportive services for vulnerable populations University of Delaware: Randomized trial to test the efficacy of using the team approach to leverage different financing systems and services Drexel University: Evaluation of Building Wealth and Health Network within anti-poverty programming

Presenter Joshua R. Vest, PhD, MPH Director, Center for Health Policy Associate Professor of Health Policy & Management Indiana University Richard M Fairbanks School of Public Health - Indianapolis Affiliated Scientist, Regenstrief Institute joshvest@iu.edu 10

Improving Population and Clinical Health with Integrated Services and Decision Support a Robert Wood Johnson Foundation Collaborative Research Center project Joshua R Vest, PhD, MPH Associate Professor Health Policy & Management Indiana University Richard M. Fairbanks School of Public Health Affiliated Scientist Regenstrief Institute 11

Indiana University Richard M. Fairbanks School of Public Health Eskenazi Health Regenstrief Institute IU Collaborating Research Center Partners Marion County Public Health Department Indiana University Polis Center Support for this presentation was provided by the Robert Wood Johnson Foundation through the Systems for Action National Coordinating Center, ID 73485.

Research Team Paul Halverson (Co-PI) Nir Menachemi Shaun Grannis Brian Dixon Jennifer Williams Suranga Kashuriranthne Bashia Andraka-Christou Dennis Watson Ying Zhang Jennifer Long Karen Comer Mark Bustamante Jennifer Ferrell and many others 13

Overall objective Support the collaboration and partnership of the health care, public health, and social services systems in addressing social determinants of health. Focus area: the delivery of integrated care services in an urban safety-net population.

Increasingly, patients require services and expertise that go beyond the tradition scope of health care services. Increased emphasis on the social determinants of health Increased organizational accountability for health and prevention Insufficient time in a single clinical visit to address social, behavioral, environmental, and contextual factors

Examples of social determinant of health services integrated into primary care behavioral health social work dental dietetics respiratory therapy (includes asthma education) financial counseling patient navigation pharmacy assistance

Study 1 Impact of integrating social determinant services Study 2 Social determinants of health decision support Study 3 Integration of public health into case conferencing

Relationship to the RWJF Culture of Health foster cross-sector collaboration to improve well-being investigate the implementation and impact of strategies designed to achieve alignment, collaboration, and synergy across delivery and financing systems investigate the effectiveness and efficiency of information and decision support strategies in achieving alignment, collaboration, and synergy across delivery and financing system strengthening integration of health services and systems

Study 1 Impact of integrated services Study 2 Social determinants of health decision support Study 3 Integration of public health into case conferencing

Measuring the association of between patient receipt of social determinant of health services and avoidable utilization Setting - Eskenazi Health Public hospital system serving the Indianapolis, IN area 315 bed hospital Federally qualified health center (FQHC) operating 10 sites Subjects 9 year propensity score matched panel Adults >1 primary care visit before 1/2011 and >1 primary care visit after 1/2011 (Eskenazi increased offerings of services in 2011)

Data Indiana Network for Patient Care Largest & oldest health information exchange in the nation Data from >100 health systems, hospitals, & outpatient providers Encounters, demographics, etc. Social determinant of health services Eskenazi Health billing & registration systems Orders from the G3 electronic health record system NLP of outpatient clinical documents (e.g. visit notes)

Approach: a difference-in-difference like approach in propensity-score matched panel Matched sample Logistic regression model estimating the probability of receiving social determinant of health services Including: patient demographic characteristics, diagnoses, and prior utilization 3 matched controls Outcomes Readmissions (30 day) Ambulatory care sensitive admissions Avoidable emergency department encounters

About our sample (as of making this slide) 50,116 individual patients 44,078 identified social service encounters (and counting) Navigation ~ 8% Dental ~ 17% Dietician ~ 50% Behavioral health ~ 15% Respiratory therapy ~ 2% 23

Lessons Identifying service delivery data is challenging (especially over time) Multiple systems within a single organization (10 systems) Diverse practices across services, locations, and providers (e.g. actual order, documented in notes, billed ) Conceptual issues & labels integrated services vs. co-located services vs. wraparound services

Study 1 Impact of integrated services Study 2 Social determinants of health decision support Study 3 Integration of public health into case conferencing

Need to more effectively and efficiently identify patients in need of wrap around services. Wrap around services target the social and behavioral determinants of health Traditional risk identification has not included social determinants of health Objective: Determine the impact of decision support that includes social determinants on referral and uptake of wrap around services

Traditional risk prediction modeling. Claims & EHR Individual risk score (high utilization) Diagnoses & Utilization

Our project expands to the social determinants of health Claims & EHR Diagnoses & Utilization Financial assist. referral risk score Behavioral health referral risk score Dietician referral risk score Social work referral risk score www.citygalleryindy.org Area resources Living conditions Social context Safety Transport nationswell.com Additional health behaviors Utilization at other providers Neighborhood risk behaviors Chronic diseases

Framework for organizing the factors included in risk identification tool Data included in most prediction models What we are adding Social Determinants of Health Model by Braveman et al (2011) Annu. Rev. Public Health, 32:381-398

Framework for organizing the factors included in decision support modeling INPC Diagnoses AHD Asthma Autism Coronary artery disease Cervical cancer Chronic kidney disease Colorectal cancer Congestive heart failure COPD Stroke / cerebrovascular accident Depression Diabetes Hypertension Ischemic vascular disease Obesity Pregnancy Peripheral vascular disease ED visits (number) >2 ED / urgent care visits in 6 months Inpatient admissions >2 readmissions in 1 year >5 medications PCP visits Mental illness INPC Smoking Substance abuse Age Domestic violence Care fragmentation Payer? Annu. Rev. Public Health 2011.32:381-398

Framework for organizing the factors included in decision support modeling POLIS Marion County LHD Annu. Rev. Public Health 2011.32:381-398

Framework for organizing the factors included in decision support modeling kff.org/disparities-policy/issue-brief/beyond-health-care-the-role-of-social-determinants-in-promoting-health-and-health-equity/

IU POLIS @ census tract Employment rates Tax delinquent properties Crime indices Education rates Voter participation Walkability. Examples of indicators Marion County LHD @ census / health planning area Smoking prevalence Perceived safety Mortality rates Infant mortality rates Maternal smoking Overweight / obesity prevalence. Annu. Rev. Public Health 2011.32:381-398

Methods Based on daily clinic appointment lists, population health nurses automatically receive: 1. Results of predictive algorithm of need for wrap around services Service specific need (e.g. mental health, or social work) Machine learning algorithm (2 years of training data) 2. Recent ED and inpatient encounters from across the state 3. Supplemented with access to online resource look up tool in patients neighborhood

Timeline AIM 1 Summer 2016 Fall 2016 Data aggregation X X X Winter 2017 Spring 2017 Summer 2017 Analyses X X X AIM 2 Data aggregation X X Modeling / Testing First 3 clinics Second 3 clinics Third 3 Analyses X X (Jan) X (May) Fall 2017 X (Sep) Winter 2018 X

Effects of an integrated service delivery approach on health care utilization: background & preliminary a Robert Wood Johnson Foundation Collaborative Research Center project Joshua R Vest, PhD, MPH joshvest@iu.edu

Project Updates go to: http://systemsforaction.org/projects/improving-population-and-clinical-health-integratedservices-and-decision-support 37

Commentary Katie Sendze, MBA Director of Client Services HealthInfoNet, Maine s Health Information Exchange Portland, Maine ksendze@hinfonet.org More information: Program: http://hinfonet.org/about-us / RWJF Data Across Sectors for Health: http://hinfonet.org/dash-grant Questions and Discussion 38

Webinar Archives & Upcoming Events go to: http://systemsforaction.org/research-progress-webinars Upcoming Webinars S4A National Coordinating Center Intramural Research December 15, 2016, 1 pm ET A NETWORK VIEW OF POPULATION HEALTH DELIVERY SYSTEMS Rachel Hogg Graham, DrPH, MA, Assistant Professor of Health Sciences, Education, and Research, University of Kentucky College of Health Sciences January 11, 2017, 12 pm ET ESTIMATING THE COSTS OF FOUNDATIONAL CAPABILITIES FOR THE NATION'S PUBLIC HEALTH SYSTEM C. B. Mamaril, PhD, Senior Scientist, Systems for Action National Coordinating Center, University of Kentucky College of Public Health Public Health Practice-Based Research Networks January 19, 2017, 1 pm ET/ 10 am PT INTER-ORGANIZATIONAL COLLABORATION IN LOCAL PUBLIC HEALTH SYSTEMS Justin Marlowe, PhD and Betty Bekemeier, PhD, University of Washington 39

Thank you for participating in today s webinar! For more information about the webinars, contact: Ann Kelly, Project Manager Ann.Kelly@uky.edu 111 Washington Avenue #201, Lexington, KY 40536 859.218.2317 www.systemsforaction.org 40

Speaker Bios Joshua Vest, PhD, MPH is a health services researcher with interests in organizational determinants and effectiveness of health information technology and systems, specifically the adoption, utilization, and policy issues of technologies that facilitate the sharing of patient information between different organizations. He is widely published and his work has employed a variety of research techniques from large scale database analyses, to geographical information system mapping, to survey research, to qualitative focus groups and interviews. As a former local public health practitioner, Dr. Vest has a particular interest in effective public health information systems including the role of information technology governance structures on local public health departments' adoption of information technology and systems, the structure of state and local public health information systems, as well as an evaluation of email intervention to improve disease notification efforts. Katie Sendze, MBA, is Director of Client Services for HealthInfoNet, Maine s Health Information Exchange in Portland, Maine. For more information: HealthInfoNet: http://hinfonet.org/about-us/ RWJF Data Across Sectors for Health (DASH) program: http://hinfonet.org/dash-grant/ 41

Acknowledgements Systems for Action is a National Program Office of the Robert Wood Johnson Foundation and a collaborative effort of the Center for Public Health Systems and Services Research in the College of Public Health, and the Center for Poverty Research in the Gatton College of Business and Economics, administered by the University of Kentucky, Lexington, Ky.