ICD-10: Preparation and Implementation Strategies Leah Killian-Smith

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Transitioning from ICD 9 to 10, LNHA, RHIA Director of Corporate Accounts OBJECTIVES Know what ICD-10 is & why coding is changing Know differences between ICD-9 and ICD-10 Identify regulatory requirements of ICD-10 Understand the benefits of ICD-10 Learn the structure of ICD-10 Be able to understand the expanded coding system Increase knowledge of implementation planning for ICD-10 Be able to create an implementation team Be prepared for reimbursement changes under ICD-10 DEFINITIONS ICD-9-CM International Classification of Diseases, 9 th Revision, Clinical Modification, over 30 year old coding system, 17,000 codes ICD-10-CM International Classification of Diseases, 10 th Revision, Clinical Modification, only a handful of countries have not adopted yet (US and Italy are two), 68,000 codes http://www.cms.hhs.gov/icd10/02m_2012_icd_ 10_CM.asp Pathway Health, Inc. 1

DEFINITIONS CMS Centers for Medicare and Medicaid Services AAPC International Standard Diagnostic classification for all general epidemiological, health, management purposes and clinical use NCHS National Center for Health Statistics www.cdc.gove/nchs/icd.htm DEFINITIONS AHIMA American Health Information Management Association www.ahima.org/infocenter/guidelines/ltcs/ HIPAA Health Insurance Portability Accountability Act WHO World Health Organization TERMINOLOGY What is ICD-10-CM? The International Classification of Diseases, 10 th Edition, Clinical Modification For use in all health care settings What is ICD-10-PCS? The International Classification of Diseases, 10 th Edition, Procedure Coding Used in inpatient hospital settings For procedure coding Codes for diseases, aftercare, symptoms, external causes, and procedures We will not use PCS in long term care Pathway Health, Inc. 2

WHY IS IT CHANGING? Because ICD-9 produces limited data about a patient s medical condition and inpatient hospital procedures ICD-9 is 30 years old ICD-9 has outdated terms ICD-9 is inconsistent with current medical practices It limits the number of new codes that can be created as many ICD-9 categories are full WHO NEEDS TO COMPLY? Everyone covered by HIPAA (Health Insurance Portability and Accountability Act) Does not affect CPT coding for outpatient procedures TIMELINES FOR ICD-10 9/30/14 All records & bills must have ICD-9 codes 10/1/2014 All records must have ICD-10 codes 10/2014 All end of month bills must have ICD-10 codes 2/2014 Ensure all appropriate staff are trained 10/2013 Begin transition planning Pathway Health, Inc. 3

REGULATORY REQUIREMENTS Anyone who is covered under HIPAA must comply with all changes from ICD-9 to ICD-10 It is expected that providers will experience a delay in payment and claims submission It is expected that this conversion could have a significant financial impact on your organization DIFFERENCES DIFFERENCES BETWEEN 9 & 10 Differences in the number of codes in the different categories Diabetes 59 to 200+ Pressure Ulcers 9 to 125 Pathologic Fractures 8 to 150 TOTALS 14,000 to 68,000 Pathway Health, Inc. 4

DIFFERENCES BETWEEN 9 & 10 More flexibility in incorporating advances in medicine & technology Uses more current & up to date med terms Codes are no longer just numeric (except u ) All codes begin with a letter Expanded code length 3-7 vs. 3-5 Increased precision with diagnoses Full diagnostic titles for each code DIFFERENCES BETWEEN 9 & 10 Laterality Added (left and right, both) Code extensions for injuries & external causes Combo codes for diagnoses & symptoms Example: ICD-9: 401.0 Essential HTN, malignant, 401.1 Essential HTN, benign, 401.9 Essential HTN, unspecified ICD-10: I10 Essential primary HTN EXAMPLES OF DIFFERENCES Asthma with acute exacerbation ICD-9 493.92 Asthma unspecified with acute exacerbation ICD-10 J45.21 Mild intermittent asthma with acute exacerbation < 2 weeks, J45.31 - > 2 weeks, J45.41 Daily Pathway Health, Inc. 5

EXAMPLES OF DIFFERENCES Mechanical complications, grafts, devices ICD-9 996.1 Mechanical complication of other vascular device, implant, or graft ICD-10 T82.591A Complication (mechanical) surgically created arterio-venous shunt initial encounter WHAT REMAINS THE SAME WHAT REMAINS THE SAME Use of Coding Books or E-Encoder Tabular List (Chapters similar to ICD-9) with same exceptions Main Terms Indented Sub-terms Alphabetical Index of external causes Table of Neoplasms Table of Drugs & Chemicals Pathway Health, Inc. 6

WHAT REMAINS THE SAME Conventions, Abbreviations, Punctuation Symbols, Code First, Use additional code Includes & Excludes Code to highest level of specificity Adherence to HIPAA & Official Guidelines Non-specific codes still available Inconsistent, missing, or conflicting documentation must be resolved by provider BENEFITS OF ICD-10 BENEFITS OF ICD-10 Reduces the need for attachments Monitor resource utilization Set health policy Improve clinical, financial, & administrative performance Prevent and detect fraud and abuse Pathway Health, Inc. 7

BENEFITS OF ICD-10 Track public health and risks Measures quality, safety, & efficacy Used for research, studies and clinical trials STRUCTURE OF ICD-10 3-7 Characters Alphanumeric All letters but U used Letters and numbers are mixed Decimal (.) after the third character www.cms.gov/icd10/02c STRUCTURE OF CODES Category Etiology, Anatomical Site, Severity Extension Pathway Health, Inc. 8

EXAMPLES OF STRUCTURE SF2 Fx of Forearm SF2.5 Fx lower end of radius SF2.52 Torus Fx of lower end of radius SF2.521 Torus Fx of lower end of R radius SF2.521A Torus Fx of lower end of R radius, initial encounter BASIC CODING PRINCIPLES Analyze clinical documentation from discharge summaries and history & physicals Locate main term in alpha index Identify all of component elements of the diagnostic statement Follow cross reference instructions as directed Use sub-terms and modifiers to assist in obtaining correct code BASIC CODING PRINCIPLES Verify the code obtained from the alpha index in the Tabular List Assign code numbers at their highest level of specificity using the maximum number of digits available Follow all instructional information within a code category (inclusion and exclusion notes, use of additional codes as necessary) Pathway Health, Inc. 9

BASIC CODING PRINCIPLES Interpret and in a code as and/or Terms with with mention of and associated with in a title mean that both parts of the title must be present in the diagnostic statement in order for the code to be assigned Use residual codes (final digits of 8 and 9) only if no more specific code assignment can be made BASIC CODING PRINCIPLES Query the physician or physician extender as needed to clarify diagnoses Assign appropriate codes. Follow Official Coding Guidelines Practice, Practice, Practice Try WHO s coding teacher on-line http://apps.who.int/classifications/apps/ic d/icd10training/icd- 10%20training/Start/index.html CHAPTERS OF ICD-10 Pathway Health, Inc. 10

CHAPTERS A & B A00-B99 Certain Infections and parasitic diseases A41.9 UnspecifiedSepsis B95.62 Methicillin resistant Staphylococcus aureus infection (MRSA) C00-D49 Neoplasms C80.1 Cancer, unspecified Chemotherapy would have a Z Code for aftercare Z51 Personal History of neoplasm would have Z Code CHAPTERS D & E D50-D89 Diseases of blood, blood forming organs, immune disorders Reserved for future guideline expansion E00-E89 Endocrine, Nutrition, & metabolic diseases Diabetes not specified in the medical record is E11.-, Type 2 Diabetes Mellitis Z79.4 Long term use of insulin CHAPTERS F & G F01-F99 Mental, behavioral, and neurodevelopmental disorders F45.41 pain exclusively related to psych disorders F10-19 are used for remission and are at the providers discretion G00-G99 Diseases of the Nervous System G89 Pain not elsewhere classified Can be principle if the main reason for admission is pain control Pathway Health, Inc. 11

CHAPTER H H00-H59 Diseases of the Eye and Adnexa H40 Glaucoma Code type, stage, which eye or both 7 th character 4 is used when stage is indeterminable H60-H95 Diseases of the Ear and Mastoid Process Reserved for future guide expansion CHAPTERS I & J I00-I99 Diseases of the circulatory system I15 Hypertension I13 Combination codes that include hypertension, heart disease, and chronic kidney disease I10-I15 codes assigned for controlled hypertension J00-J99 Diseases of the Respiratory System J44 & J45 distinguish between COPD that is uncomplicated and those in acute exacerbation J96.0 Acute respiratory failure J09 - Influenza CHAPTERS K & L K00-K95 Diseases of the Digestive System Reserved for future guideline expansion L00-L99 Diseases of the Skin and Subcutaneous Tissue L89 Designates Pressure Ulcer site and stage Healed requires no code upon admission Query MD if necessary Pathway Health, Inc. 12

CHAPTERS M & N M00-M99 Diseases of Musculoskeletal system & Connective Tissue Site and laterality Site represents bone, joint or muscle Acute vs chronic Pathologic fx coded with 7 th character A M81 - Osteoporosis N00-N99 Diseases of Genitourinary System CKD Mild N18.2 ESRD N18.6 Kidney disease with transplant status requires a Z Code CHAPTERS O & P O00-O9A Pregnancy, Childbirth, and the Puerperium Z33.1 used if encounter is unrelated but the patient is pregnant O Codes are used only on the maternal records, never on the newborn record 7 th character used for fetus identification P00-P96 Certain conditions originating in the perinatal period Never used on the maternal record Z Code used for principle dx according to place of birth and type of delivery P07 Low birth weight or prematurity CHAPTERS Q & R Q00-Q99 R00-R99 Congenital malformations, deformations, & chromosomal abnormalities If no unique code assignment, use additional codes for manifestations May be used throughout the life of the patient Z Codes may be used if the malformation is corrected Symptoms, signs, abnormal clinical or lab findings Used when a related definitive dx has not been established Not used if combination code includes symptoms R29.6 Repeated falls, reason being investigated Z91.81 Hx of Falling Pathway Health, Inc. 13

CHAPTERS S & T S00-T88 Injury, poisoning, & other certain consequences of external causes Most codes here require 7 th character A-active tx initial encounter D-routine care subsequent S-Sequela or late effects S00-T88 S02-S92 Fractures If not indicated as closed or not, code as closed M80 used for osteoporotic fractures Aftercare Z codes are not used for traumatic fx, use appropriate 7 th character T20-25 - Burns CHAPTERS V &Y V01-Y99 External Causes of Morbidity Intended to provide data for injury research & evaluation of injury prevention strategies How the injury happened Used with any code in range of A00-T88 and Z00-Z99 Can never be principle dx V01-Y99 Y92 used to designate where patient was when injury occurred Y93 used to designate the activity of the patient when the injury occurred Some codes take priority such as terrorism, cataclysmic events, transport accidents, related to the most serious dx CHAPTER Z Z00-Z99 Factors influencing health status and contact with health services May be used as principle dx Z20 indicates contact with and suspected exposure to communicable disease Z23 is used for inoculations and vaccinations Status codes indicate carrier status or sequela Prosthetic Z00-Z99 Z94.1 Heart transplant status Z99.11 Ventilator dependent Z16 Antimicrobial drug resistance Z66 DNR Z68 BMI Z79 Long term drug use Z88 Drug Allergy Z89 Acquired absence of limb Pathway Health, Inc. 14

EXTENSIONS EXTENSIONS NEW TO LTC D Extension specifically related to fx S Injuries related to specific body region T Injuries to unspecified region, poisoning, external causes V & Y Codes will have 7 th character extension A Initial Encounter D Subsequent Encounter S Sequela (Late Effect) EXTENSIONS NEW TO LTC Subsequent After the patient receives active treatment of injury and receiving routine care during healing or recovery period Sequela complications or conditions that arise as a direct result of the injury (late effect) Extension D for subsequent episode of care Pathway Health, Inc. 15

LATE EFFECTS / SEQUELA In ICD-9 we would code late effects for hemiplegia after a stroke using 438 codes if neuro deficits present or V Codes if no neuro deficits present In ICD-10 we code sequela for hemiplegia after a stroke using if neuro deficits present and Z Codes if not neuro deficits present EXAMPLES OF HISTORY CODES Z80 Family hx of primary malignant neoplasm Z85 Personal hx of malignant neoplasm Z91.5 Personal hx of self harm Z43 Attention to artificial opening Z47 Orthopedic aftercare Z91.1 Noncompliance with treatment EXAMPLES OF ICD-10 CODES A78 Fever A69.21 Meningitis due to Lyme s Disease O9A.311 Physical abuse complicating pregnancy, first trimester S52.131A Displaced fracture of neck of right radius, initial encounter for closed fracture Pathway Health, Inc. 16

EXAMPLES OF PLACEHOLDER X T42.3x2S Poisoning by barbiturates intentional self harm, sequel Character x is used as 5 th character placeholder For future additions or changes GUIDELINES WHO APPROVES CODING GUIDELINES Cooperating Parties for the ICD-10-CM AHA American Hospital Association AHIMA American Health Information Management Association CMS Centers for Medicare & Medicaid Services NCHS National Center for Health Statistics Pathway Health, Inc. 17

TERMS USED IN GUIDELINES Encounter: used for all settings, including hospital admissions Provider: used throughout the guidelines to mean physician or any other health care practitioner who is legally accountable for establishing the patient s diagnoses SECTIONS 1 - GUIDELINES Section 1: Structure and conventions of the classification and general guidelines that apply to the entire classification, and chapter-specific guidelines that correspond to the chapters as they are arranged in the classifications SECTIONS 2 - GUIDELINES Section 2: Includes guidelines for selection of principle diagnosis for non-outpatient settings Pathway Health, Inc. 18

SECTIONS 3 - GUIDELINES Section 3: Includes guidelines for reporting additional diagnoses in nonoutpatient settings SECTIONS 4 - GUIDELINES Section 4: For outpatient coding and reporting We must review all sections of the guidelines to fully understand all of the rules and instructions needed to code properly INCREASED PRECISION From 17,000 to 68,000 codes Far more specific Should make research and studies better because the information is more specific Pathway Health, Inc. 19

ICD-10-CM VS. PCS ICD-10-CM is used for diagnosis coding in all settings ICD-10-PCS is used for procedure coding in inpatient settings CPT Coding will still be used as well COMMUNICATION Physicians Clinics Hospitals Lab & X-Ray Podiatry & Dentist Optometry Vendors VERSION 5010 Electronic health transaction standards that will incorporate the use of ICD-10 codes and other updated fields Final Date for compliance: June 30, 2012 Pathway Health, Inc. 20

FAQs ABOUT 5010 ZIP Code: Must include complete 9 digit zip code for the billing provider and service location, ensure your system captures the full 9 digits Billing Provider Address: A physical address must be listed as the pay to address as 5010 does not allow for the use of PO Boxes NPI Must use NPI number now, TAX ID and/or SSN will no longer be allowed BUDGETING FOR ICD-10 BUDGETING FOR ICD-10 Hardware or software upgrades & maintenance fees Training Anatomy / Physiology Pathophysiology Medical Terminology ICD-10 Coding Classes Temporary staff to assist during transition period Pathway Health, Inc. 21

BUDGETING FOR ICD-10 Data Conversion double coding Reports Policy and Procedure changes Forms Design Reprinted Paper Forms Face Sheets Physician Orders Diagnosis Listings GEMs General Equivalent Mappings Translates/converts ICD-9 to ICD-10 codes Forward & backward mapping GEMs Two Ways to use GEMS 1. Translating lists of coded data or converting a system or application of certain ICD-9 codes 2. Creating a one-to-one applied mapping (aka crosswalk) between code sets that will be used ongoing to translate records or other coded data http://www.cms.gov/medicare/coding/icd10/2012- ICD-10-CM-and-GEMs.html Pathway Health, Inc. 22

DO NOT USE GEMS IF: A. Short list of ICD-9 codes with code description B. You have access to the clinical record C. You have access to other forms of clinical information such as text descriptions or clinical terms from surveys, research, or clinical software applications ASSEMBLING A TEAM ASSEMBLING A PROJECT TEAM Important to oversee your organization s shift to ICD-10 and for a successful transition Responsible for planning and implementation process Team members should be from key areas of your organization: Senior Management, HIM, Coding, Billing, Compliance, IS, Nursing Pathway Health, Inc. 23

ASSEMBLING A PROJECT TEAM Appoint a Project Manager responsible for establishing accountability across the ICD-10 implementation team, and making business, policy, and technical decisions TEAM s INITIAL TASKS Establish regular check-in meetings Conduct ICD-10 impact assessment Plan a comprehensive & realistic budget Identify and involve internal & external stakeholders Develop and adhere to established timelines Keep up to date on ICD-10 TRANSITION PLANNING Step 1: Impact Analysis (3-6 months) Step 2: Contact your Vendors (2-3 months) Step 3: Contact your payers, Billing Services, and Clearinghouse (2-3 months) Step 4: Installation of Vendor Upgrades (3-6 months) Step 5: Internal Testing (2-3 months) Step 6: Update Internal Processes (2-3 months) Pathway Health, Inc. 24

TRANSITION PLANNING Step 7: Conduct Staff Training (2-3 months) Step 8: External Testing with Clearinghouses, Billing Service, and Payers (6-9 months) Step 9: Make the switch to ICD-10 (October 1, 2014) Step 10: Monitor the submission and receipt of transactions to ensure reimbursement is accurate and what you expect SPECIAL INSTRUCTIONS FOR HIM Purchase new code books (or update pages) annually Check software to ensure codes are accurate, updated, and sequenced correctly Ask to be in the loop for information from Medicare, Medicaid, MACs and other payers Review job descriptions for HIM employees AFTER OCTOBER 1, 2014 Monitor the submission and receipt of transactions to ensure they are working properly. Issues on your end and at the end of the payer or clearinghouse could delay payment and cause cash flow issues. Use AMA s ICD-10 Project Plan Template Pathway Health, Inc. 25

PARTIAL CODE SET FREEZE The last regular update to both ICD-9 and ICD-10 were scheduled for 10/1/11 (this changed with the delay in ICD-10) As of 10/1/2012 there will be limited code updates to ICD-9 and ID-10 to capture new technology and diseases There will be no updates to ICD-9 on 10/1/2014 as the system will no longer be a HIPAA standard DOCUMENTATION CHANGES The documentation we receive from our acute care partners could look much different in the future as they will have to have far more specific documentation for DRG payments. We may see more specific diagnoses than HTN and anemia in the future We will need to have better med term knowledge REFERENCES Dept of Health & Human Services CMS AHIMA CDC NCHS HIMSS AAPC WHO AHA Pathway Health, Inc. 26

QUESTIONS? Thank you for your time today!, LNHA, RHIA Director of Corporate Accounts Leah.smith@pathwayhealth.com Pathway Health Services 651-407-8699 or www.pathwayhealth.com Pathway Health, Inc. 27