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AEGIS BALLISTIC MISSILE DEFENSE Aegis Ballistic Missile Defense Overview to the National Defense Industrial Association RADM Alan B. Hicks Program Director 18 June 2008 DISTRIBUTION STATEMENT A. Approved for Public Release; Distribution is Unlimited

2 Integrated Ballistic Missile Defense System Approved for Public Release 08-MDA-3231 (5 Feb 08) Rev: 3.1, 5/1/07 Sensors Defense Support Program Boost Defense Segment Space Tracking and Surveillance System Sea-Based Radars Midcourse Defense Segment Forward-Based Radar With Adjunct Sensor Midcourse X-Band Radar Early Warning Radar Terminal Defense Segment Airborne Laser Sea-Based Terminal Kinetic Energy Interceptor Command, Control, Battle Management & Communications Aegis Ballistic Missile Defense / Standard Missile-3 NMCC Multiple Kill Vehicle USSTRATCOM Ground-Based Midcourse Defense USNORTHCOM Terminal High Altitude Area Defense USPACOM EUCOM Patriot Advanced Capability-3 CENTCOM

3 Approved for Public Release 08-MDA-3231 (5 Feb 08) Current and Future Capability Rev: 5.0, 3/14/07 Launch on Remote () 2006 Launch on Remote (BMD Sensors) 2010 Engage on Remote 2015 SM-3 Link 16 Aegis Ballistic Missile Defense Signal Processor (BSP) Upgrade 2010 Open Architecture 2012 Radar System AN/SPY-1 Blk I / IA / IB 2004/2006/2010 Sea-Based Terminal Blk IIA 2015+ SM-2 TBD Program of Record Quantities Thru 2013 3 15 147 2 Vertical Launching System Mark 41 Blk IV 2009 Near Term 2015 Far Term

4 Contribution to the BMDS Flexible Forward Defense vs. Ballistic Missile Threats Engagement: Approved for Public Release 07-MDA-3024 (13 DEC 07) Rev: 3.0, 2/9/07 By 2015 Autonomous Operations in International Waters Moves Ballistic Missile Defense Forward From U.S. Long Range Surveillance & Track (LRS&T) Fire Control Quality Track Data for Other BMDS Elements Global Presence Counter-Ballistic Missile Strike, Forward Presence, and Multi-Mission Capabilities Surge Capability Scalable by Force Level and Geographical Considerations

5 Block 04 Approved for Public Release 07-MDA-3024 (13 DEC 07) Rev: 3.0, 1/18/07 Limited Defense Operations (LDO) Long Range Surveillance & Track (LRS&T) Sept 04 Destroyers On Alert 3.0E LRS&T Capability Provides Forward Based BMDS Surveillance Engagement Preliminary Capability Spring 05 Cruiser 3.0 SM-3 BLK I Block 04 Capability Spring 06 Cruiser Destroyer (End CY 06) 3.6 SM-3 BLK IA Detect and Track ICBMs Transmit Target Data to GMD Via Satellite Link 16 Generate Target Acquisition Cue for GMD Radar Support GMD Interceptor Weapon Task Plan (WTP) Initialization Engagement Capability Defeats SRBMs, MRBMs, & Some IRBMs

6 Block 2.0 3.6 System Performance (Old Block 04 ) Approved for Public Release 08-MDA-3231 (5 Feb 08) Rev: 5.0, 1/18/07 Long Range Surveillance and Tracking GMD Engage on Aegis Aegis Organic Engagement * Engagement Launch on TADIL Includes defense of Okinawa Hawaii Ship Locations Simultaneously Support All Three Operational Missions * Block 2.0 Threat Set AEGIS BMD BLOCK 2.0 CAPABILITY

7 Long Range Surveillance Operations Approved for Public Release 07-MDA-3024 (13 DEC 07) Rev: 1.0, 1/18/07 Initiate Sensor Task Plan (STP) Loss of Track Deployment Ballistic Transition Detection Propagation Interval Stable Track Interval Intercept Point Aegis Provided Cue L-Band Radar In Track Position and Velocity Uncertainty Ground-Based Interceptor Aegis Block 04 Ship Initiate Weapon Task Plan (WTP) AEGIS DATA PASSED TO GMD VIA SATELLITE LINK 16

SM-3 Evolution Spiral Development with Incremental Capability Improvements Approved for Public Release 07-MDA-3024 (13 DEC 07) Rev: 5.0, 2/9//07 SM-3 Blk IA SM-3 Blk IB SM-3 Blk II SM-3 Blk IIA Blk IA Kinetic Warhead (KW) 1-Color Seeker Pulsed Divert/Attitude Control System (DACS) Blk IB KW 2-Color Seeker All-Reflective Optics Advanced Signal Processor Throttleable Divert/Attitude Control System (TDACS) 21 Nosecone Japan Cooperative Research (JCR) Blk IB KW 21 Nosecone JCR Large Diameter KW Adv Discrim Seeker High Divert DACS 13.5 Propulsion 2 nd & 3 rd Stage 13.5 Propulsion 2 nd & 3 rd Stage 21 Propulsion 2 nd & 3 rd Stage 21 Propulsion 2 nd & 3 rd Stage MK 72 Booster MK 41 Vertical Launch System (VLS) Compatible MK 72 Booster MK 41 VLS MK 72 Booster MK 41 VLS Compatible Light Weight (LW) Canister MK 72 Booster MK 41 VLS LW Canister (Part of IIA Development; Not Planned to be a Fielded Capability) 8

Final Block 2004 Configuration - 3.6 Engage / LRS&T Ships- Approved for Public Release 05-MDA-1255 (15 DEC 05) Rev: 3.0, 8/9/05 Weapon Control System Mark 8 BMD 3.6 Computer Program SM-3 Blk IA Sustain Mode or Pulse DACS SM-3 Launch on TADIL SM-2 AAW Fire Control System Mark 99 Supports SM-2 Engagements Aegis Display System Mark 2 BMD 3.6 Computer Program Command & Decision System Mark 2 BMD 3.6 Computer Program C&D Adjunct Computer Joint Tactical Terminal Integrated Mission Planner Radar System AN/SPY-1 BMD 3.6 Computer Program Programmable Energy Sig Pro Mods Integrated Satellite System Calibration Computer Aegis Combat Training System Mark 50 Upgraded to Support BMD Training Missile Downlink System (T&E, CG Only) Receives KW Downlink Supports Kill Assessment Operational Readiness Test System Mark 7 Upgraded to Monitor SPY BMD Functions Vertical Launching System Mark 41 VLS GPS Integration Upgraded Computer Program Supports any Missile any cell SM-3, SM-2 (all variants), VLA, TLAM Standard Missile-3 SM-3 Blk I Sustain Mode DACS SM-3 Blk IA Sustain Mode or Pulse DACS Tactical Data Links CDLMS v3.4 Upgrade to Support JRE Delta to 5.3.8 = Changes from 3.0 9

Approved for Public Release 08-MDA-3613 (17 JUN 08) Ship Deliveries - As of June 08 - Engagement and Long Range Surveillance & Track ( 3.6) USS PORT ROYAL (CG 73) USS PAUL USS LAKE ERIE (CG 70) USS USS HAMILTON (DDG 60) O KANE (DDG 77) RUSSELL (DDG 59) 77) USS SHILOH (CG 67) USS JOHN S. S. McCAIN (DDG 56) 56) USS STETHEM (DDG 63) USS FITZGERALD (DDG 62) USS CURTIS WILBUR (DDG 54) 54) USS RAMAGE (DDG 61) USS STOUT (DDG 55) USS DECATUR (DDG 73) 73) USS MILIUS (DDG 69) 69) USS BENFOLD (DDG 65)** Long Range Surveillance & Track ( 3.6) USS HOPPER (DDG 70) 70) Sept 2008 USS HIGGINS (DDG 76) 76) Aug 2008 USS JOHN PAUL JONES (DDG 53) 53) Oct Oct 2008 PHBR SHIP YOKO SHIP NORVA SHIP SDGO SHIP **Upgrade Installation in in Progress 10

Approved for Public Release 08-MDA-3613 (17 JUN 08) At-Sea Operations LRS&T IFT-9 IFT-10 PAC EX I, II, III Homeland Defense Engage SRBM Threat Teamwork Defense) 5 Jun 08 FTM 14 GT-180 Glory Boost First ICBM Tracking: 19 Sep 02 JCTV-1 Joint Cooperative Research 25 Jan 02 FM-2 First Intercept 13 Jun 02 FM-3 21 Nov 02 FM-4 Pacific Phoenix Sea Based Terminal 17 Jun 03 FM-5 Ascent Phase Intercept 11 Dec 03 FM-6 24 Feb 05 FTM 04-1(FM-7) No Notice Firing Descent Phase With Aim Point Adjust 17 Nov 05 FTM 04-2(FM-8) PAC EX IV 22 Jun 06 FTM 10 7 Dec 06 FTM 11 SM-3 BLK IA Aegis 3.6 Separating First Coalition Test Warhead 22 Jun 07 FTM 12 26 Apr 07 FTM 11 Event 4 6 Nov 07 FTM 13 17 Dec 07 JFTM 1 Engage Dual SRBMs Simultaneous BMD/AAW Engagements Auto-BMD Pulse DACS Future Testing 20 Feb 08 Intercept of Satellite First Launch on Remote Operation First Firing from Japanese Destroyer FTM-15 (2QFY09): Engage IRBM (Launch on on TADIL) FTM-16 (4QFY10): SM-3 Block IB IB Engage MRBM 12 for 14 in SM-3 Midcourse Intercepts Including Japanese Intercept 2 for 2 in SM-2 Block IV Terminal Intercepts 1 for 1 in Real World Events 11

12 FTM-14 Firing Event Description Approved for Public Release 08-MDA-3512 (27 May 2008) FTM-14 Is a Near-Term Sea Based Terminal (SBT) engagement of a FMA Group A SRBM incorporating: An 3.6.1e configured CG with a SM-2 Block IV fuse modified missile. Significant operational realism through the use of a combat ready ship and crew, a no-notice target launch, and operational patrol areas. BETD Mission Window for the Event is 1800 2100 Z, 5 Jun 08 (0800 1100 W, 5 Jun 08). Participants 3.6.1e Cruiser THAAD/TPY-2 (Soldiers Only, No Link)

Approved for Public Release 08-MDA-3512 (27 May 2008) 13 FTM-14: Live Near-Term SBT Engagement Scheduled Date: 5 June SRBM Target Mobile Launch Platform USS Lake Erie SM-2 Blk IV Dual Salvo To PMRF & SPAWAR Not to Scale TPY-2 Radar #1 PMRF TPY-2 Radar #5

14 FTM-14 Firsts Approved for Public Release 08-MDA-3512 (27 May 2008) First 3.6.1 Live Fire Event (3.6.1e) First FMA firing for ABMD (Event 1) Target launched from a barge Out to In Same target system used for THAAD firing in FTT-07 4 target launches to date from MLP First Modified SM-2 BLK IV fired with BMD 3.6.1 (Event 1) Previous firing was with Linebacker derivative

15 Modifications To Aegis Ballistic Missile Defense System To Accomplish Mission Approved for Public Release 08-MDA-3523 (20 MAY 08) Revise Aimpoint to Increase Likelihood of Rupturing Hydrazine Tank Report Satellite as an Engageable Track Identify Satellite as Valid Target Compute Valid Intercept Points SM-3 Blk IA Radar System AN/SPY-1 Program of Record Quantities Thru 2013 (MDA $) 3 15 147 Vertical Launching System Mark 41

20 Sensors and Missile Improvements With Increased Integration With BMDS Approved for Public Release 07-MDA-3024 (13 DEC 07) Near-Term Tactical Capability AN / SPY-1 Radar with Aegis BMD Signal Processor (BSP) SM-3 Block IB Missile with Improved IR Sensitivity & Discrimination Launch on Remote with BMDS Sensor Cueing 4.0E/4.0/4.0.1 Enhanced Use & Support of BMDS ESGs Enhanced SRBM, MRBM & Limited IRBM Defense Tactically Certified Weapons System Capability (2010 / 4.0.1) AEGIS BMD UNDERLAY SUPPORTS 3 rd rd SITE

Approved for Public Release 08-MDA-3613 Rev: 3.0, (17 JUN 5/9/07 08) 21 The Fleet End of CY 2009 Projected SM-3 Inventory (53) SDGO Engagement Ships BENFOLD HIGGINS JOHN PAUL JONES MILIUS DECATUR JMSDF Engagement Ships KONGO CHOKAI MYOKO KIRISHIMA (2010) YOKO Engagement Ships SHILOH STETHEM CURTIS WILBUR JOHN S. MCCAIN FITZGERALD PHBR Engagement Ships LAKE ERIE PORT ROYAL RUSSELL HOPPER O KANE PAUL HAMILTON Norfolk Engagement Ships RAMAGE STOUT Projected SM-2 Blk IV Inventory (80-100)

SM-3 Evolution Spiral Development with Incremental Capability Improvements Approved for Public Release 08-MDA-3231 (5 Feb 08) Rev: 5.0, 2/9//07 SM-3 Blk IA SM-3 Blk IB SM-3 Blk II SM-3 Blk IIA Blk IA Kinetic Warhead (KW) 1-Color Seeker Pulsed Divert/Attitude Control System (DACS) Blk IB KW 2-Color Seeker All-Reflective Optics Advanced Signal Processor Throttleable Divert/Attitude Control System (TDACS) 21 Nosecone Japan Cooperative Research (JCR) Blk IB KW 21 Nosecone JCR Large Diameter KW Adv Discrim Seeker High Divert DACS 13.5 Propulsion 2nd & 3rd Stage 13.5 Propulsion 2 nd & 3 rd Stage 21 Propulsion 2 nd & 3 rd Stage 21 Propulsion 2nd & 3rd Stage MK 72 Booster MK 41 Vertical Launch System (VLS) Compatible MK 72 Booster MK 41 VLS MK 72 Booster MK 41 VLS Compatible Light Weight (LW) Canister MK 72 Booster MK 41 VLS LW Canister (Part of IIA Development; Not Planned to be a Fielded Capability) 22

Gold Dot 40000 1 0.98 35000 0.96 30000 0.94 25000 0.92 20000 0.9 0.88 15000 0.86 10000 0.84 5000 0.82 0 0.8 0.0E+00 2.0E+12 4.0E+12 6.0E+12 8.0E+12 1.0E+13 NEQ (Flux) Supporting An Increasingly Capable BMDS ( Spiral Evolution) Approved for Public Release 06-MDA-1837 (11 AUG 06) Rev: 3.0, 2/16/06 Missile Kinematic Capability BMDS Coordinated Battle Management Missile IR Engagement Capability BMDS Planning Capability Ship RF Discrimination Capability BMDS Fire Control Connectivity System Flexibility and Robustness BMDS Advanced Battle Management and Weapons Control Launch on THAAD Enhanced Launch on TADIL Enhanced Engage on Remote Engage on Remote Cold Shield Assy Includes Filter Platform UVH Windows Aegis Ballistic Missile Defense Signal Processor (BSP) Advanced KW Lower Vacuum Housing TDACS 2-Color Seeker SM-3 Block II / IIA Feature Aided Track Correlation (FATC) Open Architecture Feature 21 Propulsion Data Exchange Getter Sensor Registration Flex FPA Circuit SCA Frame Open Architecture Theater Engagement Coordination Greater Network Architecture Flexibility Launch on FBX-T Block 2004 Approved for Public Release 05-MDA-1243 (13 DEC 05) Launch on TADIL ms-107684 / 083005 23

Block IIA SM-3 Cooperative Development Program Approved for Public Release 08-MDA-3231 (5 Feb 08) MDA/D Provided Direction to Incorporate IIA Development Into in 22 Dec 05 Program Guidance Letter The 21" SM-3 Blk IIA Combined with BMDS Remote Sensor Data Provides: Increased Defended Area Increased Probability of Kill Against a Broader Threat Set Reduces Force Structure Requirements Improves Operational Flexibility PB07 Program Assumes Japan Work Share at ~50% Cost Estimate $2.1B ($1B Japan Estimated Contribution) SM-3 Block IIA Delivery End of 2015 ms-107684 / 083005 24

Approved for Public Release 08-MDA-3231 (5 Feb 08) 25 Greater Missile Reach Increases Defended Area SM-3 Block IB SM-3 Block IIA Supports 3 rd Site Forward Layer of Defense Ascent Phase Underlay Additional Depth of Fire 5.0/5.1/5.2 Enhanced Use & Support of BMDS ESGs SRBM, MRBM & Enhanced IRBM Defense & Limited ICBM Defense Interoperable Component of BMDS Including GMD and THAAD WORLDWIDE MOBILE CAPABILITY

26 Approved for Public Release 08-MDA-3613 (17 JUN 08) Congressional Adjustments FY05-08 Weapon System Updates +$108M Aegis Ballistic Missile Defense Signal Processor (BSP) S-Band Advanced Radar Open Architecture Pacific Missile Range Facility +$16.6M Standard Missile-3 Development, Manufacturing & Expanded Manufacturing Capacity +$110M PMRF Asymmetric Threat Initiative +$14M Sea Based Terminal +$15M (Plus $20M) Major Reports Assessment of Missile Defense Programs With Boost / Ascent Phase Capability (2006) Analysis of the Need for & Deployment of Asymmetric Missile Defense Capability (2006 & 2007)

27 Sea-Based Ballistic Missile Defense State of Play Approved for Public Release 07-MDA-3024 Rev: 3.5, (136/18/07 DEC 07) United Kingdom (UK): MDA Framework MOU RDT&E Annex US / UK Type 45 BMD Capability Study completed Spain: 4 Aegis (F-100) Ships: SPY-1D (S-Band), MK 41 VLS (B/L 3.4.8) 2 Aegis Ships (B/L 7.1) F-104 participated in FTM-12 to detect and track ballistic missile NATO ALTBMD Requirements: Integration Test Bed providing sensor support to initial lower tier efforts Netherlands: Japan: LCF Frigates (3) SMART-L Upgrading 4 KONGO DDGs to BMD 3.6 (L-Band) APAR, MK 41 VLS Completed successful tracking First Engagement Capable Ally in Dec 07 of TTV during FTM-11 (Dec 06) Largest BMD Co-Development - SM-3 Blk IIA Co-Development Flight Test in Looking at potential for SM-3 2014/15 integration Discussions on SM-3 Joint Maintenance Facility in Japan Radar (JUSRR) and Open Architecture (BMDOAR) Co-Research Annexes Germany: F 124 Frigates (3) SMART-L (L-Band) & APAR MK 41 VLS Plan to implement LRS&T capability MOU for LNO in Australia: 3 Aegis Ship Procurement (DDG 101-103) B/L 7.1 OA MDA Framework MOU 07 July 2004 South Korea: 3 Aegis Ships Under Construction KDX-III Destroyers B/L 7.1 COTS (C/R-2) Expressed Interest in Sea Based Terminal

HQ Building #1705, Dahlgren Moved on 24 Aug 07 Approved for Public Release 08-MDA-3231 (5 Feb 08) Building 1705 Shared Lobby Building 1700 Occupies Building 1705 Part of a $22M NAVFAC MILCON Project Approximately 350 MDA/AB and Infrastructure Support Staff Some Aegis Functions Still Housed in Temporary Facilities at Dahlgren Over 88% of Government Staff Committed to the Move Received All Transfer of Function Letters. FY08 Manpower Program Office: 339 Total Field Activities: 556 NSA-SP Field Activity: 128 Huntsville Footprint Increasing 28

30 Approved for Public Release 08-MDA-3613 (17 JUN 08) Rev 0.0, 06/23/06 Where Is the... Missile Defense Fleet? Forward At Sea On Patrol Enabling Capabilities, Providing Options for U.S. and Allies