Sponsored Program Expenditures

Sponsored Program Expenditures 1/21/214 1

Sponsored Program Expenditures Introduction The State University of New York is the largest comprehensive university system in the United States. SUNY consists of 64 campuses with a total enrollment of about 46,, almost 9, SUNY employees, nearly 7,3 academic programs, and an estimated 3 Million alumni world-wide. For the 212-13 academic year, SUNY granted about 93, degrees. Pursuant to the 1977 Agreement between SUNY and the Research Foundation for SUNY, the RF partners with thirty-one state-operated campuses to manage a wide array of externally-funded sponsored programs activities. Measuring the expenditures that occur in the conduct of sponsored programs is one universally-accepted means by which educational institutions can evaluate their portfolio of programs and activities. This report seeks to provide a review of the sponsored program expenditures at the thirty-one state-operated campuses managed through the RF and includes the following elements: Growth percentage of R&D for the top 1 public university systems; Fiscal year-end expenditures by campus sector and campus location (by direct, F&A, and total expenditures); Expenditures by NACUBO classification; Expenditures by sponsor type and source of funding (i.e. federal, federal flow-through, and nonfederal); Campus-by-campus detail with key points noted; and Appendix materials offering additional detail and formats though which the data can be viewed. 2

Sponsored Program Expenditures Table of Contents Glossary and Acronyms/Abbreviations 5 Executive Summary 6-7 Growth Percentage of R&D Expenditures for Top 1 Public University Systems Direct Expenditures by Campus Sector and Campus Location F&A Expenditures by Campus Sector and Campus Location Total Expenditures by Campus Sector and Campus Location Expenditures by NACUBO 12 Expenditures by Major Sponsor 13-14 Expenditures by Campus Location All Campus Summary 15-16 University Centers and Doctoral Campuses Binghamton University 17-18 CNSE 19-2 College of Optometry 21-22 Stony Brook University 23-24 SUNY Downstate Medical Center 25-26 SUNY ESF 27-28 University at Albany 29-3 University at Buffalo 31-32 Upstate Medical University 33-34 University Colleges Buffalo State College 35-36 College at Oneonta 37-38 Empire State College 39-4 Old Westbury 41-42 Purchase College 43-44 SUNY Brockport 45-46 8 9 1 11 3

SUNY Cortland 47-48 SUNY Fredonia 49-5 SUNY Geneseo 51-52 SUNY New Paltz 53-54 SUNY Oswego 55-56 SUNY Plattsburgh 57-58 SUNY Potsdam 59-6 Technology Colleges Alfred State College 61-62 Farmingdale State College 63-64 Maritime College 65-66 Morrisville State College 67-68 SUNY Canton 69-7 SUNY Cobleskill 71-72 SUNY Delhi 73-74 SUNYIT 75-76 SUNY System Administration System Admin - Provost 77-78 Appendix Materials 4

Sponsored Program Expenditures Glossary and Acronyms/Abbreviations Glossary Facilities and Administration (F&A) Federal Flow Through OMB Circular A-21 defines F&A as costs that cannot be identified specifically with a particular sponsored program. As an example the cost associated with utilities in campus space used for conducting sponsored programs. Federal funding for a sponsored program that results or flows through a nonfederal third party entity to the RF. Fiscal Year The Research Foundation s fiscal year runs July 1 through June 3. Sponsored Program Sponsored Program Expenditures Sponsored programs are externally-funded activities in which a grant, contract, or cooperative agreement is entered into by the RF for the performance of a preapproved scope of work. Frequently, detailed financial and programmatic reports are provided to the sponsoring agency. Expenditures for salaries, fringe benefits, travel, supplies, OTPS, and F&A that result from conducting sponsored programs. Acronyms/Abbreviations DHHS DOD DOE ESDC F & A NIST NSF NIH RF U.S. Department of Health and Human Services U.S. Department of Defense U.S. Department of Energy Empire State Development Corporation Facilities and Administration National Institute of Standards and Technology National Science Foundation National Institutes of Health Research Foundation for SUNY 5

Sponsored Program Expenditures Executive Summary About 2,6 faculty and researchers at thirty-one state-operated SUNY campuses conducted 6,927 projects in conjunction with the RF. Some key points to consider with respect to sponsored program expenditures for associated with those various projects and initiatives include the following: From FYs 23 through 212, SUNY has the fourth highest rate of growth (nearly 68%) in R&D expenditures of the top 1 public university systems. (NSF Higher Education R&D survey) Total expenditures are up about $2.6 Million or 2% from $983.2 Million in to $13.9 Million in. Total expenditures include two components; direct expenditures and facilities and administration (F&A) expenditures. o o o Direct expenditures from federal sources are down nearly 6% or about $21.4 Million, expenditures from federal flow-through sources are down about 3% or $4.1 Million, and expenditures from nonfederal sources are up by 1% or about $46.1 Million. F&A expenditures from federal sources are down about 8% or $7.5 Million, expenditures from federal flow-through sources are down about 8% or $2.2 Million, and F&A expenditures from nonfederal sources are down over 9% or about $13.3 Million. In terms of total expenditure volume, the significant increase in nonfederal direct expenditures offset the decline in direct expenditures from both federal and federal flow through sources in. Of note is the impact on F&A expenditures that results when replacing federal funding with nonfederal funding. F&A is assessed on federal funding at a significantly higher rate than on nonfederal sources. Consequently, the increase in nonfederal direct expenditures, while substantial, does not provide a corresponding increase in F&A expenditures. The result is a decrease in overall F&A expenditures ($13.3 Million) for even as direct expenditures increase by nearly $34 Million. Specific sponsor highlights: o NIH expenditures have declined by about 8% or $14.3 Million from $177.2 Million in to $162.9 Million in. o Expenditures from Empire State Development Corporation have increased by about 177% from $83 Million in to about $172 Million in. 6

Sponsored Program Expenditures Executive Summary o Expenditures from IBM funding increased by about 22% from $5.4 Million in to $64.9 Million in. o o Expenditures from Sematech decreased by about $33.2 Million from $33.8 Million in to only $528,7 in. Expenditures from the Dormitory Authority of the State of New York decreases by about $17 Million from $18.1 Million in to $1.1 Million in. BY NACUBO classification, sponsored programs focusing on organized research make up nearly 75% of total expenditure volume or $749.9 Million, public service sponsored programs make up about 14% of total expenditure volume or $141.4 Million, and training sponsored programs make up about 6% of total expenditure volume or $61.1 Million. 7

Sponsored Program Expenditures Growth Percentage for Top 1 Public University Systems Growth Percentage of R&D Expenditures for Top 1 Public University Systems FY23 through FY212 1% 9% 8% 7% 6% 5% 47.5% 47.8% 5.3% 51.8% 55.7% 57.9% 67.7% 7.3% 78.5% 89.5% 4% 3% 2% 1% % Source: Table 65 - NSF Higher Education R&D Survey Key Observations: SUNY is in the top 1 in R&D expenditures for public university systems FYs 23-212 according to the National Science Foundation Higher Education R&D survey. Measuring growth in R&D expenditures as a percentage, SUNY has the fourth highest rate of growth of the top 1 public university systems. Note: Expenditures reported in the annual NSF Higher Education R&D Survey by SUNY state-operated campuses include RF R&D expenditures and may include state allocations or other sources of funding used to support R&D at the campus. Accordingly, expenditures reported in the NSF HERD survey may be different from expenditures reported by the RF. 8

Sponsored Program Expenditures Direct Expenditures by Campus Sector and Location Campus Sector Campus Location FY29-1 FY21-11 FY211-12 University Centers and Doctoral Campuses 637,973,157 697,81,164 69,396,411 761,183,562 791,185,331 Binghamton University 29,513,619 3,782,772 32,1,46 27,91,266 25,625,292 CNSE 157,476,328 219,356,21 212,941,3 317,869,195 359,745,195 College of Optometry 2,391,674 2,693,395 2,416,375 2,352,348 2,297,62 Stony Brook University 161,82,498 144,329,534 14,881,696 135,75,254 123,128,324 SUNY Downstate Medical Center 44,931,437 5,1,179 51,747,679 51,6,317 52,31,175 SUNY ESF 12,399,271 11,158,721 12,758,423 12,12,834 12,111,534 University at Albany 86,937,279 92,198,858 9,923,349 73,773,52 75,266,462 University at Buffalo 113,443,776 116,276,11 119,67,432 114,65,779 115,589,815 Upstate Medical University 29,59,275 3,914,394 27,659,21 25,75,66 25,389,931 University Colleges 77,68,99 69,974,813 64,874,88 56,767,371 56,19,89 Buffalo State College 39,93,792 33,633,177 25,13,736 2,197,753 19,55,33 College at Oneonta 5,931,811 5,335,217 6,46,569 5,878,975 5,217,433 Empire State College 868,614 696,849 723,63 1,6,59 1,376,797 Old Westbury 1,243,43 1,8,414 1,436,411 2,126,234 2,63,18 Purchase College 2,233,338 2,55,489 2,9,61 1,863,61 1,669,65 SUNY Brockport 4,569,54 4,34,924 5,672,79 3,899,482 4,42,75 SUNY Cortland 2,563,469 3,153,276 3,14,275 2,816,33 3,56,131 SUNY Fredonia 3,17,573 2,482,75 2,623,138 2,484,482 2,444,57 SUNY Geneseo 686,665 1,22,681 1,41,322 612,294 592,956 SUNY New Paltz 4,291,125 3,777,436 3,645,16 3,434,412 3,353,271 SUNY Oswego 3,342,88 3,579,732 4,245,49 4,254,449 5,133,35 SUNY Plattsburgh 5,28,268 5,474,98 5,586,931 5,57,635 4,24,37 SUNY Potsdam 3,18,666 3,,814 2,763,88 2,685,752 2,524,9 Technology Colleges 11,32,677 12,48,58 13,22,156 12,45,961 11,271,26 Alfred State College 662,86 1,83,244 1,774,89 1,319,856 699,675 Farmingdale State College 1,71,355 1,897,836 2,76,936 4,38,898 4,271,147 Maritime College 6,13 14,978 233,442 98,241 739,175 Morrisville State College 2,11,155 2,389,514 1,521,836 1,146,885 1,31,81 SUNY Canton 1,649,777 1,72,556 2,41,9 1,669,572 1,32,312 SUNY Cobleskill 3,238,581 3,272,637 2,581,765 2,47,623 1,641,347 SUNY Delhi 319,393 358,527 491,5 225,8 245,549 SUNYIT 1,614,452 1,671,215 1,851,147 1,859,85 1,322,192 SUNY System Administration 2,677,436 14,721,253 12,589,451 12,726,79 18,463,15 Sys. Admin. - Provost 2,677,436 14,721,253 12,589,451 12,726,79 18,463,15 Source: RF Oracle business system Total 747,21,368 794,914,737 781,62,897 843,83,63 877,29,497 9

Sponsored Program Expenditures F&A Expenditures by Campus Sector and Location Campus Sector Campus Location FY29-1 FY21-11 FY211-12 University Centers and Doctoral Campuses 129,3,253 132,684,45 137,937,715 13,345,93 117,675,835 Binghamton University 7,43,65 7,862,76 8,195,47 7,2,424 6,37,64 CNSE 1,464,525 8,958,275 1,713,89 11,616,37 5,762,978 College of Optometry 897,554 938,58 964,887 821,593 761,232 Stony Brook University 38,254,361 39,641,25 41,856,3 39,889,389 36,994,112 SUNY Downstate Medical Center 8,713,883 1,485,658 1,613,369 1,187,84 8,6,55 SUNY ESF 2,23,461 2,197,322 2,314,998 2,318,653 2,451,513 University at Albany 16,315,196 16,897,642 15,962,56 13,63,67 13,799,57 University at Buffalo 35,487,14 35,685,928 38,49,377 36,359,953 35,422,914 Upstate Medical University 9,29,484 1,17,197 9,267,745 8,546,677 7,846,91 University Colleges 12,297,14 1,42,134 9,29,542 7,667,346 7,47,575 Buffalo State College 8,312,284 6,517,12 4,82,178 3,86,44 3,476,429 College at Oneonta 657,497 553,326 615,782 592,69 57,346 Empire State College 133,614 115,344 145,473 19,31 136,235 Old Westbury 11,147 83,189 11,139 176,322 22,1 Purchase College 278,64 22,986 25,363 14,585 146,628 SUNY Brockport 385,835 416,557 475,64 381,883 367,693 SUNY Cortland 242,56 338,635 315,648 242,545 36,984 SUNY Fredonia 197,33 24,119 23,437 196,24 181,455 SUNY Geneseo 25,36 199,82 229,256 145,35 116,81 SUNY New Paltz 378,872 334,423 355,965 344,181 39,252 SUNY Oswego 572,378 596,691 679,646 684,213 67,711 SUNY Plattsburgh 553,57 583,294 617,916 562,196 372,66 SUNY Potsdam 278,881 239,475 228,675 24,753 19,967 Technology Colleges 1,,27 1,151,814 1,17,259 1,59,972 835,661 Alfred State College 38,561 76,25 93,17 31,659 18,621 Farmingdale State College 198,451 179,152 282,139 292,985 317,154 Maritime College 174 25 13,719 5,781 32,472 Morrisville State College 28,398 263,865 63,426 68,462 71,93 SUNY Canton 111,78 113,85 123,224 13,58 92,288 SUNY Cobleskill 233,724 31,85 35,757 285,544 14,671 SUNY Delhi 21,71 17,13 14,136 24,341 8,93 SUNYIT 188,184 2,681 211,751 247,619 191,27 SUNY System Administration 1,85,56 1,363,972 1,23,315 1,72,425 1,287,428 Sys. Admin. - Provost 1,85,56 1,363,972 1,23,315 1,72,425 1,287,428 Source: RF Oracle business system Total 144,178,187 145,61,965 149,97,831 14,145,674 126,846,5 1

Sponsored Program Expenditures Total Expenditures by Campus Sector and Location Campus Sector Campus Location FY29-1 FY21-11 FY211-12 University Centers and Doctoral Campuses 767,3,41 83,494,29 828,334,126 891,529,492 98,861,166 Binghamton University 36,917,269 38,645,532 4,196,877 34,93,689 31,662,356 CNSE 167,94,853 228,314,475 223,654,839 329,485,565 365,58,174 College of Optometry 3,289,228 3,631,454 3,381,262 3,173,941 3,58,834 Stony Brook University 2,74,859 183,97,738 182,737,698 175,639,643 16,122,436 SUNY Downstate Medical Center 53,645,32 6,585,838 62,361,48 61,788,121 6,631,23 SUNY ESF 14,62,732 13,356,43 15,73,421 14,439,487 14,563,48 University at Albany 13,252,474 19,96,5 16,885,45 87,376,569 89,65,519 University at Buffalo 148,93,916 151,962,38 157,116,89 15,425,733 151,12,729 Upstate Medical University 38,349,758 4,931,591 36,926,766 34,296,743 33,236,841 University Colleges 89,365,23 8,376,947 73,94,421 64,434,717 63,157,384 Buffalo State College 48,243,76 4,15,19 29,95,915 24,4,193 23,26,462 College at Oneonta 6,589,38 5,888,543 7,22,35 6,471,584 5,787,779 Empire State College 1,2,228 812,193 868,536 1,196,54 1,513,32 Old Westbury 1,344,576 1,163,63 1,546,55 2,32,556 2,265,181 Purchase College 2,511,978 2,726,475 2,295,973 2,3,646 1,815,692 SUNY Brockport 4,955,376 4,451,481 6,147,853 4,281,365 4,788,443 SUNY Cortland 2,85,525 3,491,912 3,455,923 3,58,875 3,867,115 SUNY Fredonia 3,214,65 2,686,824 2,853,575 2,68,722 2,625,962 SUNY Geneseo 892,24 1,419,763 1,639,578 757,644 79,767 SUNY New Paltz 4,669,998 4,111,858 4,1,7 3,778,594 3,662,523 SUNY Oswego 3,915,187 4,176,424 4,924,695 4,938,662 5,84,16 SUNY Plattsburgh 5,761,775 6,57,392 6,24,847 6,69,831 4,576,436 SUNY Potsdam 3,459,547 3,24,288 2,992,555 2,89,55 2,714,976 Technology Colleges 12,32,946 13,56,321 14,39,415 13,465,933 12,16,868 Alfred State College 71,421 1,159,269 1,867,996 1,351,516 718,296 Farmingdale State College 1,899,86 2,76,988 2,989,75 4,331,883 4,588,32 Maritime College 6,277 15,3 247,16 14,23 771,646 Morrisville State College 2,318,553 2,653,379 1,585,262 1,215,347 1,12,93 SUNY Canton 1,76,855 1,833,641 2,164,314 1,773,152 1,412,6 SUNY Cobleskill 3,472,35 3,574,487 2,887,522 2,333,167 1,746,17 SUNY Delhi 341,93 375,657 55,187 25,14 253,642 SUNYIT 1,82,636 1,871,896 2,62,898 2,16,75 1,513,462 SUNY System Administration 22,527,996 16,85,225 13,612,766 13,799,135 19,75,578 System Admin - Provost 22,527,996 16,85,225 13,612,766 13,799,135 19,75,578 Source: RF Oracle business system Total 891,199,555 94,516,72 93,16,728 983,229,277 1,3,875,997 11

Sponsored Program Expenditures by NACUBO Project NACUBO FY29-1 FY21-11 FY211-12 Organized Research 566,772,7 636,96,393 65,584,613 725,366,29 749,93,6 Public Services 23,668,191 194,897,99 167,754,68 148,257,36 141,49,719 Training 48,234,95 45,19,332 46,174,9 53,138,473 61,129,859 Educational Support 14,86,778 16,39,659 16,913,661 16,266,489 16,36,71 Institutional and Dept Support 12,326,456 14,28,938 15,28,152 15,77,973 12,619,311 Alterations and Renovations 34,844,569 23,59,684 22,92,346 12,966,18 11,5,369 Organized Activities 3,187,93 1,756,796 2,226,579 4,53,174 3,218,43 Fellowships 1,964,41 2,45,477 2,63,544 2,663,321 2,78,314 Academic Support 2,411,49 1,419,737 1,815,426 1,739,89 2,43,231 Scholarships 649,759 879,291 1,674,525 1,261,14 1,529,486 Student Services 993,29 1,248,612 956,34 959,15 744,469 Libraries 499,985 574,811 61,83 315,228 411,627 Instruction and Dept Research 595,54 943,424 589,987 237,45 351,588 Other Auxiliary 18,621 22,292 16,297 General Institutional Support 8,541 5,143 5,424 5,45 64,917 Sponsored Program Development 452,976 221,723 58,5 42,843 Maintenance and Operations 163,468 175,795 97,993 194,158 11,895 Sponsored Funds Administration 792 334 5,965 Prizes and Awards 31 1,12 17,84 2,357 Total 891,199,555 94,516,72 93,16,728 983,229,277 1,3,875,997 Source: RF Oracle business system 12

Sponsored Program Expenditures by Major Sponsor Funding Type Major Sponsor FY29-1 FY21-11 FY211-12 Federal Agency for Intl Dev 19,564,243 2,186,775 1,823,639 4,953,536 7,788,445 Federal Dept of Agriculture 1,992,612 2,36,548 2,448,19 2,398,695 3,74,675 Federal Dept of Commerce 6,163,73 5,612,998 6,911,565 5,854,256 4,649,245 Federal Dept of Defense 21,652,568 25,136,346 28,657,757 25,61,344 19,44,486 Federal Dept of Education 22,446,89 21,961,348 21,834,884 18,66,234 16,83,517 Federal Dept of Energy 13,745,816 15,348,68 21,833,982 27,547,692 24,684,497 Federal Dept of Interior 654,971 763,241 86,687 1,327,625 1,399,9 Federal Dept of Justice 2,172,867 1,419,52 1,63,589 1,27,69 1,45,3 Federal Dept of Labor 46,645 Federal Dept of Transportation 1,952,914 1,135,91 1,429,44 976,126 562,265 Federal Dept of Veterans Aff 682,45 88,765 1,11,67 671,26 1,484,957 Federal DHHS 217,14,891 236,552,27 224,27,466 22,14,454 187,375,94 Federal EPA 2,262,695 1,834,394 1,286,355 1,52,25 1,11,797 Federal HUD 275,49 34,25 175,559 94,81 28,711 Federal NASA 6,528,836 4,81,254 4,57,77 3,845,84 4,538,751 Federal NSF 59,931,665 61,616,233 63,88,7 61,786,9 61,371,91 Federal Other Federal 3,839,996 4,647,489 5,133,617 7,385,147 7,67,843 Federal SBA 7,642,76 7,168,93 8,485,531 8,512,385 1,69,72 Federal Soc Security Admin 1,818 Federal US Homeland Security 822,225 47,147 563,486 176,163 283,691 Federal US Postal Service 911,34 872,684 793,77 484,452 795,855 Federal Flow Through Business and Industry 9,882,46 9,841,76 15,29,193 11,862,7 11,927,517 Federal Flow Through Colleges and Universities 23,362,969 28,736,937 32,161,262 31,48,1 27,834,815 Federal Flow Through Foreign 37,721 466,212 37,234 25,632-2 Federal Flow Through Foundations 934,91 1,7,472 2,368,848 2,56,478 1,11,799 Federal Flow Through Health Orgs 2,319,85 2,65,453 3,117,65 3,44,61 3,211,6 Federal Flow Through Local 4,566,558 4,588,56 4,866,159 5,129,154 2,977,163 Federal Flow Through Multiple 3,879 7,512 23,376 23,677 6,923 Federal Flow Through NYS Agencies, Authorities & Public Benefit Corporations 16,54,347 95,993,777 82,669,956 73,76,186 75,97,47 Federal Flow Through Private Other 16,662,113 14,189,199 15,66,723 16,38,171 15,99,93 Federal Flow Through Prof Bus Assoc 14,717 274,681 473,912 147,338 362,223 Federal Flow Through States other than NYS 1,28,9 1,468,183 1,985,291 1,95,457 2,39,978 Federal Flow Through SUNY and SUNY Related Orgs 2,982,264 2,862,597 2,78,357 2,665,261 3,77,678 Nonfederal Balance Nonfederal Business and Industry 81,784,585 84,283,526 88,198,28 28,793,5 175,175,286 13

Funding Type Major Sponsor FY29-1 FY21-11 FY211-12 Nonfederal Clinical Practice 142,48 198,87 133,422 17,983 18,678 Nonfederal Colleges and Universities 5,15,792 5,22,53 5,53,914 4,757,662 4,17,842 Nonfederal Foreign 21,263,698 26,586,344 28,814,727 28,427,578 32,91,415 Nonfederal Foundations 9,465,379 11,329,499 1,565,7 9,129,815 11,266,15 Nonfederal Health Orgs 6,557,227 6,133,458 6,521,31 6,986,614 7,135,983 Nonfederal Local 4,613,2 5,598,699 4,125,288 8,95,235 14,379,917 Nonfederal Multiple 12,539,529 12,435,685 13,55,887 16,24,381 15,492,636 Nonfederal NYS Agencies, Authorities & Public Benefit Corporations 153,747,45 175,446,587 173,95,829 15,868,386 222,937,93 Nonfederal Private Other 14,966,655 18,383,659 8,584,886 7,59,544 1,8,78 Nonfederal Prof Bus Assoc 91,53 1,186,618 1,478,127 1,32,356 1,196,955 Nonfederal Public Gov Other 7,327,513 5,73,758 4,526,11 3,345,256 397,885 Nonfederal States other than NYS 28,397 23,341 36,71 77,756 52,66 Nonfederal SUNY and SUNY Related Orgs 8,556,322 8,59,548 12,81,445 9,91,858 8,453,47 Nonfederal Unrestricted Prg Income 5,325,29 4,75,65 5,161,914 4,69, 3,318,791 Source: RF Oracle business system Total 891,199,555 94,516,72 93,16,728 983,229,277 1,3,875,997 Note: The major sponsor type of "NYS Agencies, Authorities & Public Benefit Corporations" includes major sponsor types of "NYS Auth and Pub Ben Corp" (i.e. Empire State Development Corporation, NYS Energy, Research, and Development Authority), "NYS Comm and Centers" (i.e. Dormatory Authority of the State of NY, NYS Governor's Traffic Safety Committee), "NYS Dept of Env Con," "NYS Dept of Health," "NYS Dept of Labor," "NYS Dept of Trans," "NYS Education Dept," "NYS Institutes and Programs" (i.e. NYS AIDS Institute, NYS Water Resources Institute at Cornell University), "NYS Office of Child," "NYS Office of Science Tech and Academic Res," "NYS Social Services," "Other NYS" (i.e. NYS Division of Criminal Justice Services, NYS Unified Court System), "Other NYS Agencies" (i.e. NYS Office of Temporary & Disability Assistance, NYS Office for the Aging). 14

Sponsored Program Expenditures All Campuses Summary: Total sponsored program expenditures for all campuses are up about 2% from $983.2 Million in to $1,3.9 Million in, an increase of about $2 Million. FY214 Sponsored Program Expenditures by Funding Source Direct Expenditures Source % Change 1, Direct Sponsored Program Expenditures by Source All Campus Federal 284,195,248 27,318,54-4.9% Federal Flow Through 12,953,696 119,25,48-1.6% Millions 1 284.2 27.3 121. 119. 437.9 487.7 Nonfederal 437,934,658 487,685,963 11.4% 1 Total 843,83,63 877,29,497 4.% F&A Expenditures Source % Change Federal 9,266,133 82,788,697-8.3% Federal Flow Through 27,688,276 25,484,532-8.% Nonfederal 22,191,266 18,573,272-16.3% Total 14,145,674 126,846,5-9.5% Total Expenditures Source % Change 1 1 9 8 7 6 Millions 5 4 3 2 1 9.3 82.8 1, F&A (Indirect) Sponsored Program Expenditures by Source All Campus 27.7 25.5 22.2 18.6 Total Sponsored Program Expenditures by Source All Campuses Federal 374,461,381 353,16,75-5.7% 374.5 353.1 46.1 56.3 Federal Flow Through 148,641,972 144,51,12-2.8% Millions 1 148.6 144.5 Nonfederal 46,125,924 56,259,234 1.% 1 Total 983,229,277 1,3,875,997 2.1% 1 15

Sponsored Program Expenditures All Campuses Key Observations: Expenditures resulting from PHS funding are down about $14.4 Million or 8% from $177.3 Million in to $162.9 Million in. The three campuses with the largest declines in expenditures from PHS funding include Stony Brook (-$5.2 Million), Downstate Medical Center (-$4.8 Million), and Upstate Medical University (- $3.2 Million). The major sponsor categories provide insight into expenditures from nonfederal sources. Nonfederal expenditures from the major sponsor category of business and industry sources are down about $33.6 Million. Expenditures from Sematech are down about $33 Million. Nonfederal expenditures from the major sponsor category of agencies, authorities and public benefit corporations are up about $72 Million. Of note, expenditures at CNSE from the Empire State Development Corporation have increased by over $94 Million from $72.5 Million in to about $166.9 Million in. 16

University Centers and Doctoral Degree Granting Institutions Sponsored Program Expenditures Binghamton University Summary: Total sponsored program expenditures for Binghamton University are down about 9% from $34.9 Million in FY213 to $31.7 Million in FY214, a reduction of about $3.2 Million. Expenditures from federal and federal flow through sources are down 15% and 21% respectively. FY214 Sponsored Program Expenditures by Funding Source Direct Expenditures Source % Change Federal 14,537,556 12,355,6-15.% Federal Flow Through 3,18,965 2,558,186-19.6% Nonfederal 1,182,745 1,712,46 5.2% Total 27,91,266 25,625,292-8.2% F&A Expenditures Millions 16 14 12 1 8 6 4 Direct Sponsored Program Expenditures by Source Binghamton University 14.5 12.4 2 3.2 2.6 1.2 1.7 Source % Change Federal 4,614,491 3,931,54-14.8% Federal Flow Through 777,185 558,95-28.2% Nonfederal 1,61,748 1,547,914-3.9% Total 7,2,424 6,37,64-13.8% Total Expenditures Millions 5 4 3 2 1 F&A (Indirect) Sponsored Program Expenditures by Source Binghamton University 4.6 3.9.8.6 1.6 1.5 Source % Change 25 Total Sponsored Program Expenditures Binghamton University Federal 19,152,47 16,286,115-15.% 2 19.2 Federal Flow Through 3,958,15 3,116,281-21.3% 15 Millions 1 16.3 11.8 12.3 Nonfederal 11,793,492 12,259,96 4.% 5 Total 34,93,689 31,662,356-9.3% 4. 3.1 17

Sponsored Program Expenditures Binghamton University Key Observations: The decrease in direct federal expenditures is largely the result of a decline in US Navy Office of Naval Research (-$1.3 Million), the NIH (-$526,6), NSF (-$47,), and the Bureau of Health Professions (-$296,). Federal flow through expenditures resulting from Broome Tioga BOCES funding are down $93,. Reviewing the major sponsor categories within the nonfederal funding sector (see Appendix), some shifts of note include: 1) The business and industry category is down about $43,4; 2) The foreign category is up about $534,; and 3) The NYS agencies, authorities & public benefit corporation category is up about $429,4. Campus Outlook: The campus has hired about 6 new faculty during 213-14. Many of the faculty hired are focused in five key Transdisciplinary Areas of Excellence (TAE), which have been identified by the campus as having high potential for research excellence and growth. Recent awards include a $12.8 Million, four-year grant from the Department of Energy to fund the North East Center for Chemical Energy Storage, directed by chemist M. Stanley Whittingham, and an $8.2 Million, five-year grant from the National Institutes of Health for the Developmental Exposure Alcohol Research Center, led by neuroscientist Linda Spear. 18

Sponsored Program Expenditures CNSE Summary: Expenditures for FY214 are up nearly 11% from $329.5 Million in FY213 to $365.5 Million in FY214 as the result of increased nonfederal activity. FY214 Sponsored Program Expenditures by Funding Source Direct Expenditures Source % Change 1, Direct Sponsored Program Expenditures by Source CNSE Federal 17,98,575 14,738,57-17.7% 1 297.2 342.2 Federal Flow Through 2,751,448 2,849,352 3.6% Nonfederal 297,29,171 342,157,786 15.1% Millions 1 17.9 14.7 Total 317,869,195 359,745,195 13.2% F&A Expenditures 2.8 2.8 1 Source % Change Federal 3,923,229 2,794,36-28.8% 8 7 6 F&A (Indirect) Sponsored Program Expenditures by Source CNSE 7.1 Federal Flow Through 582,236 553,99-4.9% Nonfederal 7,11,96 2,415,33-66.% Total 11,616,37 5,762,978-5.4% Total Expenditures Source % Change 5 Millions 4 3 2 1 3.9 2.8 1,.6.6 2.4 Total Sponsored Program Expenditures by Source CNSE Federal 21,831,84 17,532,94-19.7% Federal Flow Through 3,333,684 3,43,261 2.1% Millions 1 34.3 344.6 Nonfederal 34,32,77 344,572,819 13.2% 1 21.8 17.5 Total 329,485,565 365,58,174 1.9% 1 3.3 3.4 19

Key Observations: Sponsored Program Expenditures CNSE The decrease in direct federal expenditures (about $4.2 Million) results largely from the US Department of Energy (-$1.3 Million), National Science Foundation (-$868 K), Economic Development Administration (-$648K), National Institute on Aging (-$532K), and US Air Force Research Laboratory (-$353K). There are two elements concerning F&A expenditures that need to be considered: 1. F&A recovery, is down significantly in FY214 as federal activity to which higher, federally-negotiated and approved F&A rates are applied was replaced with nonfederal activity in which F&A is assessed at a substantially lower rate. Reviewing FY213 F&A expenditures as a ratio of direct expenditures, federal and federal flow through activity returned F&A at a ratio of 21.9% and 21.1% respectively while nonfederal activity returned F&A at a ratio of only 2.4%. For FY214, federal and federal flow through activity returned F&A at a ratio of 19% and 19.4% respectively while nonfederal activity returned F&A at a ratio of only.7%. 2. Equipment expenditures are also an important consideration in any review of F&A volume as equipment is excluded from the base calculation in computing F&A costs. As the chart below shows, while CNSE s equipment expenditures in FY214 exceeded FY213 levels by over $55 Million, expenditures using federal funds actually decreased by about $2 Million. Accordingly, the significant increase in equipment expenditures between FY213 and FY214 did not create a scenario in which a greater volume of equipment expenditures was excluded from federal F&A recovery. CNSE Equipment Expenditures Federal and Federal Flow Through 8,294,444.89 6,213,95.4 Nonfederal 13,643,141.39 188,3,679.29 Total 138,937,586.28 194,244,629.33 Source: RF Expenditure Profile In the nonfederal sector, expenditures from business and industry are down about $34.3 Million (expenditures from Sematech funding are down about $33 Million) while expenditures from the NYS agencies, authorities & public benefit corporations category are up about $74.5 Million (expenditures from Empire State Development Corporation funding are up about $94.3 Million). Campus Outlook: CNSE will be working with MIT and other university and industry partners to apply for a Department of Defense competition to provide more than $1 Million to launch a new Institute for Manufacturing Innovation on Integrated Photonics. In, CNSE had a 21% increase in application submissions and a 12% increase in funding. 2

Sponsored Program Expenditures College of Optometry Summary: Total sponsored program expenditures are down about 3.6% from $3.2 Million in to about $3. Million in. In, federal flow through expenditures are down 35% while nonfederal expenditures have increased by almost 49%. FY214 Sponsored Program Expenditures by Funding Source Direct Expenditures Source % Change 2,5, Direct Sponsored Program Expenditures by Source College of Optometry Federal 2,54,25 1,92,912-7.4% Federal Flow Through 4,821 19,624-51.9% 2,, 1,5, 1,, 2,54,25 1,92,912 Nonfederal 257,321 375,66 45.8% 5, Total 2,352,348 2,297,62-2.3% F&A Expenditures 4,821 19,624 257,321 375,66 Source % Change Federal 762,74 672,754-11.8% Federal Flow Through 15,576 16,814 7.9% Nonfederal 43,313 71,664 65.5% Total 821,593 761,232-7.3% 9, 8, 7, 6, 5, 4, 3, 2, 1, F&A (Indirect) Sponsored Program Expenditures by Source College of Optometry 762,74 672,754 15,576 16,814 43,313 71,664 Total Expenditures Source % Change 3,, Total Sponsored Program Expenditures by Source College of Optometry Federal 2,816,91 2,575,666-8.6% Federal Flow Through 56,397 36,437-35.4% 2,5, 2,, 1,5, 2,816,91 2,575,666 Nonfederal 3,635 446,731 48.6% Total 3,173,941.22 3,58,834.44-3.6% 1,, 5, 56,397 36,437 3,635 446,731 21

Sponsored Program Expenditures College of Optometry Key Observations: The decrease in direct federal expenditures is largely due to a significant decrease from the US Army Medical Research Acquisition Activity (-$177,). The 48.6% increase in nonfederal expenditures is due to increased activity sponsored by Johnson & Johnson Vision Care, Inc. ($16,). Campus Outlook: The Clinical Vision Research Center has obtained over $3 Million in funding from industry for 11 clinical trials with several more in the pipeline. Award activity is up, not only in the Clinical Vision Research Center but also federally funded Research Project Grants and Exploratory/Developmental Research Grants. 22

Sponsored Program Expenditures Stony Brook University Summary: Total sponsored program expenditures for Stony Brook are down nearly 9% from $175.6 Million in FY213 to $16.1 Million in FY214, a reduction of about $15.5 Million. For FY214, expenditures from direct federal sources are down about $5.6 Million while expenditures from nonfederal sources are down about $9.4 Million. FY214 Sponsored Program Expenditures by Funding Source Direct Expenditures Source % Change Federal 84,188,563 8,963,855-3.8% Federal Flow Through 17,324,484 17,188,852 -.8% Nonfederal 34,237,28 24,975,617-27.1% Total 135,75,254 123,128,324-9.3% F&A Expenditures Millions 9 8 7 6 5 4 3 2 1 Direct Sponsored Program Expenditures by Source Stony Brook University 84.2 81. 17.3 17.2 34.2 25. Source % Change 35 F&A (Indirect) Sponsored Program Expenditures by Source Stony Brook University Federal 31,45,2 28,688,195-7.6% 3 25 31. 28.7 Federal Flow Through 5,664,975 5,278,212-6.8% Nonfederal 3,179,412 3,27,76-4.8% Total 39,889,389 36,994,112-7.3% Total Expenditures 2 Millions 15 1 5 5.7 5.3 3.2 3. Source % Change 14 Total Sponsored Program Expenditures by Source Stony Brook University Federal 115,233,565 19,652,5-4.8% Federal Flow Through 22,989,458 22,467,63-2.3% Nonfederal 37,416,62 28,3,323-25.2% Total 175,639,643 16,122,436-8.8% 12 1 115.2 19.7 8 Millions 6 4 2 37.4 23. 22.5 28. 23

Sponsored Program Expenditures Stony Brook University Key Observations: Federal expenditures from NIH funding alone declined about $5.2 Million from the previous fiscal year. From nonfederal sources, significant reductions resulted from the Dormitory Authority of the State of New York ($2.4 Million) and Empire State Development Corporation ($6.6 Million). A review of the ratio of F&A expenditures to direct expenditures provides a clear indication of the benefit of federal and federal flow through funding in terms of F&A recovery. As the chart below shows, federal and federal flow through funding returns F&A at a significantly higher ratio than funding from nonfederal sources. Ratio of F&A Expenditures to Direct Expenditures Funding Source Federal.37.35 Federal Flow Through.33.31 Nonfederal.9.12 Campus Outlook: Stony Brook has experienced a net increase of over 1 new faculty compared with 5 years ago, with most of this increase occurring within the past two years. Since 211-12, these new faculty have combined to bring $7 million in new research awards. Accordingly, in the first quarter of the current fiscal year, research expenditures are up 4.5% compared to the first quarter of the prior year. The campus has launched a Discovery Fund with philanthropic support from the Stony Brook Foundation. This fund will serve as an early career competition that will culminate in a public event where each of the four finalist PIs will present their great idea and a panel of external judges will choose the winner of a $1, award. The public event also serves as a vehicle to encourage philanthropic additional support for the fund. 24

Sponsored Program Expenditures SUNY Downstate Medical Center Summary: Sponsored program expenditures are down nearly 2% for. Reviewing expenditures by funding source, direct federal expenditures are down 17% while federal flow through expenditures are up almost 14% and nonfederal expenditures increased almost 2%. FY214 Sponsored Program Expenditures by Funding Source Direct Expenditures Source % Change Federal 27,633,83 23,195,824-16.1% Federal Flow Through 4,221,62 4,842,687 14.7% Nonfederal 19,745,614 23,992,663 21.5% Total 51,6,317 52,31,175.8% F&A Expenditures 3 25 2 Millions 15 1 Direct Sponsored Program Expenditures by Source SUNY Downstate Medical Center 27.6 23.2 19.7 24. 5 4.2 4.8 Source % Change 8 F&A (Indirect) Sponsored Program Expenditures by Source SUNY Downstate Medical Center Federal 7,617,14 5,937,846-22.% Federal Flow Through 1,24,522 1,133,63 1.6% 7 6 5 Millions 4 7.6 5.9 Nonfederal 1,546,142 1,529,145-1.1% 3 2 Total 1,187,84 8,6,55-15.6% Total Expenditures 1 1.5 1.5 1. 1.1 Source % Change 4 Total Sponsored Program Expenditures by Source SUNY Downstate Medical Center Federal 35,25,223 29,133,671-17.4% 35 3 35.3 Federal Flow Through 5,246,142 5,975,751 13.9% Nonfederal 21,291,756 25,521,88 19.9% 25 Millions 2 15 1 29.1 21.3 25.5 Total 61,788,121 6,631,23-1.9% 5 5.2 6. 25

Key Observations: Sponsored Program Expenditures SUNY Downstate Medical Center The decrease in federal expenditures is the result of rather dramatic decreases in NIH funding (-$4.8 Million) in addition to decreases from the US Navy Space & Naval Warfare Systems Center San Diego (-$86,) and the CDC (-$39,). Increased expenditures from the NYS Department of Health ($789,) largely drove the increase in federal flow through activity in. In the nonfederal sector, significant increases from NYC Economic Development Corporation ($4.7 Million) and the NYS Department of Health ($2.5 Million) offset a significant decrease from the NYC Department of Health and Mental Hygiene (-$2.9 Million). Campus Outlook: The Collaborative Study on the Genetics of Alcoholism led by Dr. Bernice Porjesz of the Department of Psychiatry was renewed for its 26 th through 3 th years with a competitive 5 year total over $36 Million. Total research expenditures have remained above $6 Million annually in spite of the campus challenges in dealing with the closure of the Long Island College Hospital. 26

Sponsored Program Expenditures SUNY ESF Summary: Sponsored program expenditures at ESF showed a very modest increase of less than 1% or about $123, from $14.4 Million in to $14.6 Million in. Decreases in expenditures from federal sources (nearly $1 Million) and federal flow through sources ($89,) were offset with increases in foreign sources ($62,) and nonfederal sources ($1.9 Million) for a net increase in expenditures of about $123,. FY214 Sponsored Program Expenditures by Funding Source Direct Expenditures Source % Change Federal 5,321,97 4,44,55-17.2% Federal Flow Through 3,43,46 2,616,747-23.7% Nonfederal 3,369,691 5,9,732 51.1% Total 12,12,834 12,111,534 -.1% F&A Expenditures Millions 6 5 4 3 2 1 Direct Sponsored Program Expenditures by Source SUNY ESF 5.3 4.4 3.4 3.4 2.6 5.1 Source % Change Federal 965,748 96,638-6.1% Federal Flow Through 619,677 542,829-12.4% Nonfederal 733,228 1,2,46 36.7% Millions 1 1 1 1 F&A (Indirect) Sponsored Program Expenditures by Source SUNY ESF 1..9.6.5.7 1. Total 2,318,653 2,451,513 5.7% Total Expenditures Source % Change 7 Total Sponsored Program Expnditures by Source SUNY ESF Federal 6,286,845 5,31,693-15.5% Federal Flow Through 4,49,723 3,159,576-22.% Nonfederal 4,12,919 6,92,779 48.5% 6 5 4 Millions 3 2 6.3 5.3 4. 4.1 3.2 6.1 Total 14,439,487 14,563,48.9% 1 27

Sponsored Program Expenditures SUNY ESF Key Observations: In, direct federal expenditures from NSF were down significantly (-$925,). Federal flow through expenditures from the US Endowment for Forestry and Communities, Inc. were down sharply in (-$1.1 Million). Increases in nonfederal expenditures from the NYS Department of Environmental Conservation ($54,) and Empire State Development Corporation ($328,) resulted in an overall increase in FY214. Campus Outlook: Through the National Science Foundation s Major Research Instrumentation program, ESF has purchased an NMR spectroscope. ESF has been successful with the NYSUNY22 program, including the $15 Million Institute for Environmental Medicine in collaboration with Upstate, Oswego, and Onondaga Community College; and the new $2 Million award with Onondaga Community College for a SUNY Water Research and Education Center in Syracuse s Inner Harbor. 28

Sponsored Program Expenditures University at Albany Summary: University at Albany expenditures have increased modestly by 1.9% from $87.3 Million in to $89.1 Million in. Expenditures from federal and federal flow through sources decreased 1.3% and 1.1% respectively while expenditures from nonfederal sources have increased by almost 2%. FY214 Sponsored Program Expenditures by Funding Source Direct Expenditures Source % Change 35 Direct Sponsored Program Expenditures by Source University at Albany Federal 29,536,944 29,8,868-1.5% Federal Flow Through 32,565,664 32,434,579 -.4% Nonfederal 11,67,894 13,751,16 17.8% 3 25 2 Millions 15 1 5 29.5 29.1 32.6 32.4 11.7 13.8 Total 73,773,52 75,266,462 2.% F&A Expenditures Source % Change 7 F&A (Indirect) Sponsored Program Expenditures by Source University at Albany Federal 6,643,65 6,625,624 -.3% Federal Flow Through 5,61,73 5,33,559-5.% Nonfederal 1,349,298 1,842,874 36.6% Total 13,63,67 13,799,57 1.4% Total Expenditures 6 6.6 6.6 5 5.6 5.3 4 Millions 3 2 1 1.8 1.3 Source % Change 45 Total Sponsored Program Expenditures by Source University at Albany Federal 36,18,1 35,76,491-1.3% Federal Flow Through 38,176,367 37,765,138-1.1% Nonfederal 13,2,192 15,593,89 19.8% Total 87,376,569 89,65,519 1.9% 4 35 38.2 37.8 36.2 35.7 3 25 Millions 2 15 15.6 1 13. 5 29

Sponsored Program Expenditures University at Albany Key Observations: Direct federal expenditures in are down about $474,. Some significant shifts of note include: 1) $3.7 Million decrease from the Small Business Administration; 2) $2.7 Million increase from the US Agency for International Development; and $1.5 Million increase from the National Center for Research Resources. Federal flow through expenditures in are down about $411,. Some significant shifts of note include: 1) $876, decrease from the Asia Foundation; and 2) $886, decrease from NYS Office of Temporary & Disability Assistance. Nonfederal expenditures in have increased by almost $2.6 Million. Of note, expenditures on an award from the Department for International Development Kenya increased by $2.9 Million. Campus Outlook: University at Albany s new grant applications are up 25% this year, including an international collaboration with three leading Taiwan research universities for a NSF Partnerships in International Research (PIRE) award, which has an average award size of $4 million over 5 years. The campus is expecting to finalize its contract with FEMA for the $23.6 million statewide mesonet an early warning, weather detection system, consisting of 125 stations with instrumentation to measure surface observations including rainfall, wind, soil moisture, temperature, pressure, along with three dimensional, above the ground observations. This first of its kind system will help better protect the public against extreme weather events once fully implemented. Four recent awards have been received from National Oceanic and Atmospheric Administration and one award from Department of Energy also related to Atmospheric Science. The RNA Institute is awaiting review of a T32 NIH Training Grant ($2.3M). The Institute s NIH Biomedical Research Resource pre-proposal has been approved for a full proposal ($5M over five years), and it plans to submit a revised NSF Science and Technology Center proposal ($17M over five years) that had been well received at the last submission. Through the 22 plan, six assistant professors have been hired directly affiliated with the Institute, an offer provided to a seventh, and two positions being searched presently. Two of these young investigators have already secured some $2M in grant funding. The Institute has concluded a recent research agreement with Becton Dickinson Bioscience, and has submitted five patent applications over the last year. The campus received two National Science Foundation Major Research Instrumentation grants. Dr. Rabi Musah received $153,322 for an ambient ionization mass spectrometer that will be used to advance federally-funded research as well as to enhance undergraduate and graduate education. Dr. Evgeny Dikarev received $233,8 for a single crystal x-ray diffractomer that will support synthetic programs involving other faculty, students, and post-doctoral associates in addition to teaching students how to employ modern analytical methods. 3

Sponsored Program Expenditures University at Buffalo Summary: University at Buffalo expenditures have increased slightly from $15.4 Million in to $151. Million in, an increase of.4%. Expenditures from direct federal awards remained flat while expenditures from federal flow through sources decreased by 15% and expenditures from nonfederal sources increased by 1%. FY214 Sponsored Program Expenditures by Funding Source Direct Expenditures Source % Change Federal 67,11,484 67,426,275.5% Federal Flow Through 15,175,79 12,788,196-15.7% Nonfederal 31,779,55 35,375,344 11.3% Total 114,65,779 115,589,815 1.3% F&A Expenditures 8 7 6 5 Millions 4 3 2 1 Direct Sponsored Program Expenditures by Source University at Buffalo 67.1 67.4 15.2 12.8 31.8 35.4 Source % Change Federal 25,61,576 25,492,724 -.4% Federal Flow Through 6,49,772 5,58,641-14.1% Nonfederal 4,348,65 4,421,55 1.7% 3 25 2 Millions 15 1 F&A (Indirect) Sponsored Program Expenditures by Source University at Buffalo 25.6 25.5 Total 36,359,953 35,422,914-2.6% Total Expenditures 5 6.4 5.5 4.3 4.4 Source % Change 1 Total Sponsored Program Expenditures by Source University at Buffalo Federal 92,712,6 92,918,999.2% 9 8 92.7 92.9 7 Federal Flow Through 21,585,562 18,296,837-15.2% Millions 6 5 Nonfederal 36,128,111 39,796,894 1.2% 4 3 36.1 39.8 Total 15,425,733 151,12,729.4% 2 1 21.6 18.3 31

Sponsored Program Expenditures University at Buffalo Key Observations: Federal flow-through expenditures are down about $3.3 Million in. Some of the notable decreases included CUBRC Incorporated (-$666,6), BBN Technologies Corporation (-$619,6), Research Foundation of City University of New York (-$378,5), Trustees of the University of Pennsylvania (-$324,3), and the Buffalo Municipal Housing Authority (-$251,). Nonfederal expenditures are up 1% or about $3.7 Million in. In particular, increased expenditures from Empire State Development Corporation ($2.1 Million) and NYS Department of Economic Development ($1.6 Million) are worth noting. Campus Outlook: The University at Buffalo has announced the launch of RENEW (Research and Education in energy, Environment and Water), an ambitious, university-wide, interdisciplinary research institute that will focus on the most difficult and complex environmental issues, as well as the social and economic issues with which they are intertwined. One of the most expansive initiatives launched in recent years by the university, RENEW will harness the expertise of more than 1 faculty across the university, with the goal of hiring 2 more outstanding faculty with expertise in such areas as aquatic ecology, pollution law, behavioral economics, environmental planning, community health and energy/environmental systems. UB RENEW is anticipated to be a major catalyst for future sponsored research programs in the field of sustainability. UB will further develop the capacity to undertake multidisciplinary research, education, and engagement, and invest in important, defined areas through a newly established Communities of Excellence program. Communities will address areas of human/social/global concern that require thought leadership and significant attention from multiple disciplines. The Communities of Excellence will not simply be a faculty hiring plan, but will also involve support infrastructure including staff and student support, vital instrumentation and space to house a community. Communities are expected to consider external sources of investment (e.g., extramurally funded projects/programs) to best leverage the community s goals and potential for significant, sustained impact. 32

Sponsored Program Expenditures Upstate Medical University Summary: Upstate Medical University expenditures have decreased by about $1.1 Million from $34.3 Million in FY212-13 to $33.2 Million in. Direct federal expenditures for are down about $2.9 Million, while nonfederal expenditures are up about $1.6 Million. FY214 Sponsored Program Expenditures by Funding Source Direct Expenditures Source % Change Federal 15,157,658 13,81,831-13.7% Federal Flow Through 2,959,49 3,226,637 9.% Nonfederal 7,632,918 9,81,463 19.% Total 25,75,66 25,389,931-1.4% F&A Expenditures Millions 16 14 12 1 8 6 4 2 Direct Sponsored Program Expenditures by Source Upstate Medical University 15.2 13.1 3. 3.2 7.6 9.1 Source % Change Federal 6,675,147 5,852,82-12.3% Federal Flow Through 1,264,88 1,21,227-5.% Nonfederal 67,442 792,863 3.5% Total 8,546,677 7,846,91-8.2% Total Expenditures Millions 8 7 6 5 4 3 2 1 F&A (Indirect) Sponsored Program Expenditures by Source Upstate Medical University 6.7 5.9 1.3 1.2.6.8 Source % Change 25 Total Sponsored Program Expenditures by Source Upstate Medical University Federal 21,832,86 18,934,652-13.3% Federal Flow Through 4,223,577 4,427,864 4.8% Nonfederal 8,24,36 9,874,326 19.8% Total 34,296,743 33,236,841-3.1% 2 21.8 18.9 15 Millions 1 9.9 5 8.2 4.2 4.4 33

Sponsored Program Expenditures Upstate Medical University Key Observations: Expenditures on NIH federal awards in are down about $3.2 Million. NYS Department of Health expenditures in are up about $1 Million. Campus Outlook: Recent successes totaling $16.5 Million in awards include a large renewal to Empire Scholar George Holtz in diabetes, three large sub-awards of the DEARC alcohol grant as part of Binghamton's award, a new RO1 to our psychiatric geneticists, and three other large renewals. Upstate is hopeful that this is a sign of reversal in recent funding trends; traffic through the post-award office is up ~5%, which reflects much effort on the part of the faculty. Upstate has leveraged new microscopy facilities to successfully hire Wei-Dong Yao from Harvard as a junior level Empire Scholar; Yao works in the area of brain physiology and behavior and his appointment is in psychiatry complements a strong program in psychiatric genetics. A Department of Defense grant to Upstate s Global Health group to develop a Dengue challenge model with the possibility of positioning Upstate to be the go to place in the country to perform Dengue vaccine trials. 34

University Colleges Sponsored Program Expenditures Buffalo State College Summary: Buffalo State College expenditures decreased by about 4% from $24 Million in to $23 Million in. Direct federal expenditures for are down 21% or about $79, while nonfederal expenditures are up almost 12% or about $372,. FY214 Sponsored Program Expenditures by Funding Source Direct Expenditures Source % Change Federal 3,9,38 2,333,2-22.5% Federal Flow Through 14,335,5 14,56,49-1.9% Nonfederal 2,853,324 3,16,982 1.8% Total 2,197,753 19,55,33-3.2% F&A Expenditures 16,, 14,, 12,, 1,, 8,, 6,, Direct Sponsored Program Expenditures by Source Buffalo State College 14,335,5 14,56,49 4,, 2,, 3,9,38 3,16,982 2,333,2 2,853,324 Source % Change 3,5, F&A (Indirect) Sponsored Program Expenditures by Source Buffalo State College Federal 372,29 339,451-8.8% Federal Flow Through 3,138,912 2,777,195-11.5% Nonfederal 295,319 359,782 21.8% Total 3,86,44 3,476,429-8.7% Total Expenditures Source % Change Federal 3,381,588 2,672,453-21.% Federal Flow Through 17,473,962 16,833,245-3.7% Nonfederal 3,148,643 3,52,764 11.8% Total 24,4,193 23,26,462-4.1% 3,, 2,5, 2,, 1,5, 1,, 5, 372,29 339,451 2,, 18,, 16,, 14,, 12,, 1,, 8,, 6,, 4,, 2,, 3,138,912 2,777,195 295,319 359,782 3,381,588 2,672,453 Total Sponsored Program Expenditures by Source Buffalo State College 17,473,962 16,833,245 3,148,643 3,52,764 35