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REPORT DOCUMENTATION PAGE 1. AGENCY USE ONLY (leave blank) 4. TITLE & SUBTITLE 2. REPORT DATE September 30, 1996 3. REPORT TYPE & DATE COVERED DoD Instruction 1336.5, Change 1 5. FUNDING NUMBERS Automated Extracts of Active Duty Military Personnel Records 6. AUTHOR(S) M. Rudolph 7. PERFORMING ORGANIZATION NAME(S) & ADDRESS(ES) Assistant Secretary of Defense for Force Management Policy Washington, DC 20301 8. PERFORMING ORGANIZATION REPORT NUMBERS 9. SPONSORING/MONITORING AGENCY NAME(S) & ADDRESS(ES) 10. SPONSORING/MONITORING AGENCY REPORT NUMBERS The DTIC accession number for the basic Instruction is ADA-271708. 12a. DISTRIBUTION/AVAILABILITY STATEMENT Unclassified, Release unlimited. 13. ABSTRACT (Maximum 200 Wori mbirnoii m?:r t jpwed im. izsjjis ;rek«2«i i *.rr 5*3 ; fe^-k-' "^ ''"^TJS 12b. DISTRIBUTION CODE * This Change 1 to DoD Instruction 1336.5, "Automated Extracts of Active Duty Military Personnel Records," August 17, 1993, is provided to DTIC. 14. SUBJECT TERMS WOm 351 15. NUMBER OF PAGES 9 Pages 16. PRICE CODE 17. SECURITY CLASSIFICATION OF REPORT 18. SECURITY CLASSIFICATION OF THIS PAGE 19. SECURITY CLASSIFICATION OF ABSTRACT 20. LIMITATION OF ABSTRACT Unclassified Unclassified Unclassified NSN 7540-01-280-5500 Standard Form 298 rrrr'.to ^.-"-i",«. T jy^ B

DEPARTMENT OF DEFENSE DIRECTIVES SYSTEM TRANSMITTAL NUMBER ATTACHMENTS 1336.5, Change 1 DATE September 30,1996 DISTRIBUTION 1000 Series 8 Pages INSTRUCTIONS FOR RECIPIENTS The following pen and page changes to DoD Instruction 1336.5, "Automated Extracts of Active Duty Military Personnel Records," August 17,1993, are authorized: PEN CHANGES Page 5 Enclosure 5. Change "Changes to Reporting Requirements as Required by an Operational Mission, Contingency Operation, or National Emergency, for Reserve Personnel" to "Additional Reporting Requirements for an Operational Mission, Contingency Operation, National Emergency, or War" PAGE CHANGES Remove: Pages 5-1 through 5-3 Insert: Attached replacement pages and new pages 5-4 through 5-8 EFFECTIVE DATE The above changes are effective immediately. Larry Tv5wry, Director Correspondence and Dfrectives WHEN PRESCRIBED ACTION HAS BEEN TAKEN, THIS TRANSMITTAL SHOULD BE FIJ.ED WITH THE BASIC DOCUMENT SD FORM 106-1. MAR 84 PREVIOUS EDITIONS ARE OBSOLETE

Aug 17, 93# ADDTTTONAL REPORTING REQUIREMENTS FOR AN OPERATIONAL MTSSTON. CONTINGENCY OPERATION. NATIONAL EMERGENCY. OR WAR A. APPLICABILITY 1. The Military Services shall implement the additional reporting requirements described in section B., below, for operational missions, contingency operations, national emergencies, or war (known hereafter as a "Specified Operation"), for which a Deployment Order has been issued by the Chairman of the Joint Chiefs of Staff or as directed by the Under Secretary of Defense for Personnel and Readiness (USD(P&R)) in coordination with the Director for Manpower and Personnel (J-l). These enhanced requirements will continue until the Military Services are notified in writing by the USD(P&R) to cease reporting. 2. For each Specified Operation, reporting shall be accomplished for the following groups of military personnel: a. All active duty personnel participating in a Specified Operation who are counted and reported as part of total official Military Service strength as defined in DoD Instruction 1120.11 (reference (c)). b. All Regular and Reserve retired personnel, whose retirement is based on 15 or more years of active duty service, ordered to active duty in support of a Specified Operation. c. All Reserve component personnel, including those personnel not on the active duty list of their Military Service, ordered to active duty in support of a Specified Operation. B. REPORTING REQUIREMENTS 1. Reporting shall be accomplished by transaction records. a. A transaction record shall be submitted whenever one of the following events occurs: begins. ends. (1) Operation Gain. The association of a military member with a Specified Operation (2) Operation Loss. The association of a military member with a Specified Operation (3) Operation Change. A military member who is associated with a Specified Operation changes his or her duty status, assignment unit, attachment unit, and/or duty location (record fields 11,12,13, and 14, described in subsection B.3., below). //First Amendment (Ch 1, 9/30/96) 5-1

Aug 17, 93# b. A cancellation to a transaction record shall be submitted whenever a previously reported Operation Gain or Operation Loss transaction record was submitted in error or submitted incorrectly. In the latter case, the correct information shall be submitted as a new Operation Gain or Operation Loss transaction record. 2. Transaction records shall be submitted daily as they are generated or as defined in the implementing guidance. Data transmission to DMDC shall be via electronic means in accordance with the most current DMDC procedures for sending and receiving electronic files. 3. Transaction records shall be submitted in the following format: 1 01-09 Person Social Security Number 2 10 Uniformed Service Organization Code A Army N Navy M Marine Corps F Air Force P Coast Guard 3 11 Uniformed Service Organization Component Type Code R G V T Regular Guard Reserve Temporary 12-13 Reserve Component Category Code SA Selected Reserve, trained in units, 48 or more Inactive Duty Training (IDT) periods SG Selected Reserve, trained in units, Active Guard Reserve (AGR) TB Selected Reserve, trained individuals, Individual Mobilization Augmentee (IMA) UF Selected Reserve, training pipeline, on Initial Active Duty for Training (IADT) US Selected Reserve, training pipeline, AGR on or awaiting IADT UT Selected Reserve, training pipeline, Simultaneous Membership Program (SMP) UX Selected Reserve, training pipeline, in other training programs //First Amendment (Ch 1, 9/30/96) 5-2

Aug 17, 93# 12-13 Reserve Component Category Code (continued) RE Individual Ready Reserve, trained PJ Ready Reserve training, in officer training programs PK Ready Reserve training, in Health Professional Scholarship Program (HPSP) II Inactive National Guard YD Standby Reserve, Active Status List, other YL Standby Reserve, Inactive Status List, 20 or more years YN Standby Reserve, Inactive Status List, other VI Retired Reserve, Reserve service retiree age 60 or more V2 Retired Reserve, Reserve service retiree less than age 60 V3 Retired Reserve, disability retiree V4 Retired Reserve, Active service retiree V5 Retired Reserve, other retiree Not applicable to personnel described by paragraph A.2.a., above. Codes UP, UQ, RH, and RU are not applicable to reporting under this enclosure. 14 Activation Type Code Y N With member's consent (voluntary) Without member's consent (involuntary) Not applicable to personnel described by paragraph A.2.a., above. 15-19 Operation Plan Identifier As assigned to each Specified Operation by Chairman or the Joint Chiefs of Staff. Report the Plan Number in record positions 15-18 and, if available, the Plan Number Suffix in record position 19. 20-21 Transaction Type Code GA Operation gain LA Operation loss CA Operation change GX Cancellation of an operation gain LX Cancellation of an operation loss #First Amendment (Ch 1, 9/30/96) 5-3

September 30, 1996 8 22-29 Transaction Effective Date Format: YYYYMMDD. If the Transaction Type Code is GA, then report the date the association of the military member with a Specified Operation began. If the Transaction Type Code is LA, then report the date the association of the military member with a Specified Operation ended. If the Transaction Type Code is CA, then report the date the military member who is associated with a Specified Operation changed his or her military duty status, assignment unit, attachment unit, and/or duty location. If the Transaction Type Code is GX or LX, then report the Transaction Effective Date of the original GA or LA transaction. 9 30-37 Transaction Processing Date Format: YYYYMMDD. If available, report the date the transaction was originally processed by the submitting agency. 10 38-43 Transaction Processing Time 11 44-46 Duty Status Format: HHMMSS. If available, report the time the transaction was originally processed by the submitting agency. The status of the member relevant to his or her availability for duty. If the Transaction Type Code is LA, then report the Duty Status as of the end of the association of the military member with the Specified Operation. Not applicable if the Transaction Type Code is GX or LX. 5-4

September 30, 1996 1336.5 (End 5) 44 Administrative Condition Code A B C D H I J K M Present for duty Casualty status Civil confinement Deserted Leave status Military confinement Absent without leave Sick in quarters In transit 45 Casualty Status Type Code Report only if the Administrative Condition Code (record position 44) isb. A 111 or injured B Missing C Whereabouts unknown D Deceased Code D is applicable only if the Transaction Type Code is LA. 46 Casualty Missing Status Type Code Report only if the Casualty Status Type Code (record position 45) is B. A B C D E F G Beleaguered Besieged Captured Detained Interned Missing in action Missing 5-5

September 30, 1996 12 47-54 Assigned Unit Identification Code (UIC) The unit organization to which the military member is permanently assigned. For personnel described by paragraph A.2.b., above, report the unit organization to which the military member is assigned when called to active duty, unless this assignment is permanently changed subsequent to the call to active duty. If the Transaction Type Code is LA, then report the Assigned UIC as of the end of the association of the military member with the Specified Operation. Not applicable if the Transaction Type Code is GX or LX. 13 55-62 Attached Unit Identification Code (UIC) 14 63-70 Duty Location The unit organization at which the military member is performing duty. Report only if different from the Assigned UIC. If the Transaction Type Code is LA, then report the Attached UIC as of the end of the association of the military member with the Specified Operation. Not applicable if the Transaction Type Code is GX or LX. The place the military member is physically located. If the Transaction Type Code is LA, then report the Duty Location as of the end of the association of the military member with the Specified Operation. Not applicable if the Transaction Type Code is GX or LX. 5-6

September 30, 1996 14 63-70 Duty Location (continued) 63-64 Country Code For a list of domain values, reference Defense Data Repository System (DDRS)-approved standard data element Counter Identifier 14392 or FIPS PUB 10-3, "Countries, Dependencies, Areas of Special Sovereignty, and Their Principal Administrative Divisions." If available, values for the Water Body Code may be reported in place of Country Code. If the Country Code is classified, then report all Zs in record positions 63-70. 65-66 US State Numeric Code Report only if the Country Code (record position 63-64) is US. For a list of domain values, reference DDRS-approved standard data element Counter Identifier 17410 or FIPS PUB 5-2, "Codes for the Identification of the States, the District of Columbia and the Outlying Areas of the United States, and Associated Areas." If the US State Numeric Code is classified, then report all Zs in record positions 65-70. 67-70 Geolocation Code For domain value information, reference DDRS-approved standard data element Counter Identifier 17385 or JCS PUB 1-03.19, "Joint Reporting Structure, General Use/Miscellaneous." If the Geolocation Code is classified, then report all Zs in record positions 67-70. 5-7

September 30, 1996 15 71 Person In Theater Status Code A military member is considered to be in theater if he or she is located within the theater of operations or is in receipt of Special Pay for Duty Subject to Hostile Fire or Imminent Danger for service related to the Specified Operation. Y N Military member is in theater Military member is not in theater 16 72-85 Filler (blanks) 5-8