(a_~ The Honorable William M. "Mac" Thornberry Chairman Committee on Armed Services U.S. House ofrepresentatives Washington, DC 20515

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The Honorable William M. "Mac" Thornberry Chairman Committee on Armed Services U.S. House ofrepresentatives Washington, DC 20515 September 27, 2016 Dear Mr. Chainnan: This final report responds to section 715(a) of the National Defense Authorization Act for Fiscal Year 2016 (Public Law 114-92-Nov. 25, 2015) which requires the Secretary of Defense and the Secretary of Veterans Affairs to jointly establish a joint uniform formulary for the Department ofveteran Affairs and the Department of Defense with respect to pharmaceutical agents that are critical for the transition of an individual from receiving treatment furnished by the Secretary of Defense to treatment furnished by the Secretary of Veterans Affairs. Section 715(b) requires the Secretaries to select for inclusion on the joint uniform formulary established under subsection (a) pharmaceutical agents relating to: (1) the control ofpain, sleep disorders, and psychiatric conditions, including post-traumatic stress disorder; and (2) any other conditions determined appropriate by the Secretaries. Section 715(c) requires the Secretaries to jointly submit a report to the appropriate congressional committees on the joint uniform formulary, including a list of the pharmaceutical agents selected for inclusion on the formulary, not later than July 1, 2016. To ensure the report accurately captured the interagency collaboration and processes used to develop the list, an interim report was provided to the appropriate committees. Thank you for your interest in the health and well-being of our Service members, veterans, and their families. A similar letter has been sent to the additional congressional committees. (a_~ Sloan D. Gibson Deputy Secretary Department of Veterans Affairs Enclosure: As stated cc: The Honorable Adam Smith Ranking Member Sincerely, r Levme Acting Under Secretary of Defense for Personnel and Readiness

The Honorable Thad Cochran Chairman Committee on Appropriations United States Senate Washington, DC 20510 September 27, 2016 Dear Mr. Chairman: This final report responds to section 715(a) of the National Defense Authorization Act for Fiscal Year 2016 (Public Law 114-92-Nov. 25, 2015) which requires the Secretary of Defense and the Secretary ofveterans Affairs to jointly establish a joint uniform formulary for the Department of Veteran Affairs and the Department of Defense with respect to pharmaceutical agents that are critical for the transition of an individual from receiving treatment furnished by the Secretary of Defense to treatment furnished by the Secretary ofveterans Affairs. Section 715(b) requires the Secretaries to select for inclusion on the joint uniform formulary established under subsection (a) pharmaceutical agents relating to: (1) the control of pain, sleep disorders, and psychiatric conditions, including post-traumatic stress disorder; and (2) any other conditions determined appropriate by the Secretaries. Section 715(c) requires the Secretaries to jointly submit a report to the appropriate congressional committees on the joint uniform formulary, including a list ofthe pharmaceutical agents selected for inclusion on the formulary, not later than July 1, 2016. To ensure the report accurately captured the interagency collaboration and processes used to develop the list, an interim report was provided to the appropriate committees. Thank you for your interest in the health and well-being ofour Service members, veterans, and their families. A similar letter has been sent to the additional congressional committees. Deputy Secretary Department ofveterans Affairs ~~~r -r L-;:; evine Acting Under Secretary of Defense for Personnel and Readiness Enclosure: As stated cc: The Honorable Barbara A. Mikulski Vice Chairwoman

The Honorable Harold Rogers Chairman Committee on Appropriations U.S. House ofrepresentatives Washington, DC 20515 September 27, 2016 Dear Mr. Chairman: This final report responds to section 715(a) of the National Defense Authorization Act for Fiscal Year 2016 (Public Law 114-92-Nov. 25, 2015) which requires the Secretary of Defense and the Secretary of Veterans Affairs to jointly establish a joint uniform formulary for the Department of Veteran Affairs and the Department of Defense with respect to pharmaceutical agents that are critical for the transition of an individual from receiving treatment furnished by the Secretary of Defense to treatment furnished by the Secretary ofveterans Affairs. Section 715(b) requires the Secretaries to select for inclusion on the joint uniform formulary established under subsection (a) pharmaceutical agents relating to: (1) the control ofpain, sleep disorders, and psychiatric conditions, including post-traumatic stress disorder; and (2) any other conditions determined appropriate by the Secretaries. Section 715(c) requires the Secretaries to jointly submit a report to the appropriate congressional committees on the joint uniform formulary, including a list ofthe pharmaceutical agents selected for inclusion on the formulary, not later than July 1, 2016. To ensure the report accurately captured the interagency collaboration and processes used to develop the list, an interim report was provided to the appropriate committees. Thank you for your interest in the health and well-being ofour Service members, veterans, and their families. A similar letter has been sent to the additional congressional committees. ~~ - er Levine Deputy Secretary Department ofveterans Affairs Enclosure: As stated cc: The Honorable Nita M. Lowey Ranking Member Acting Under Secretary of Defense for Personnel and Readiness

The Honorable Johnny Isakson Chairman Committee on Veterans' Affairs United States Senate Washington, DC 20510 September 27, 2016 Dear Mr. Chairman: This final report responds to section 715(a) ofthe National Defense Authorization Act for Fiscal Year 2016 (Public Law 114-92-Nov. 25, 2015) which requires the Secretary ofdefense and the Secretary of Veterans Affairs to jointly establish a joint uniform formulary for the Department of Veteran Affairs and the Department of Defense with respect to pharmaceutical agents that are critical for the transition of an individual from receiving treatment furnished by the Secretary of Defense to treatment furnished by the Secretary ofveterans Affairs. Section 715(b) requires the Secretaries to select for inclusion on the joint uniform formulary established under subsection (a) pharmaceutical agents relating to: (1) the control of pain, sleep disorders, and psychiatric conditions, including post-traumatic stress disorder; and (2) any other conditions determined appropriate by the Secretaries. Section 715( c) requires the Secretaries to jointly submit a report to the appropriate congressional committees on the joint uniform formulary, including a list ofthe pharmaceutical agents selected for inclusion on the formulary, not later than July 1, 2016. To ensure the report accurately captured the interagency collaboration and processes used to develop the list, an interim report was provided to the appropriate committees. Thank you for your interest in the health and well-being of our Service members, veterans, and their families. A similar letter has been sent to the additional congressional committees. ~~ Deputy Secretary Department of Veterans Affairs r Levine Acting Under Secretary of Defense for Personnel and Readiness Enclosure: As stated cc: The Honorable Richard Blumenthal Ranking Member

The Honorable Jeff Miller Chairman Committee on Veterans' Affairs U.S. House ofrepresentatives Washington, DC 20515 September 27, 2016 Dear Mr. Chainnan: This final report responds to section 715(a) of the National Defense Authorization Act for Fiscal Year 2016 (Public Law 114-92-Nov. 25, 2015) which requires the Secretary of Defense and the Secretary ofveterans Affairs to jointly establish a joint uniform formulary for the Department of Veteran Affairs and the Department of Defense with respect to pharmaceutical agents that are critical for the transition of an individual from receiving treatment furnished by the Secretary of Defense to treatment furnished by the Secretary ofveterans Affairs. Section 715(b) requires the Secretaries to select for inclusion on the joint uniform formulary established under subsection (a) pharmaceutical agents relating to: (1) the control of pain, sleep disorders, and psychiatric conditions, including post-traumatic stress disorder; and (2) any other conditions determined appropriate by the Secretaries. Section 715(c) requires the Secretaries to jointly submit a report to the appropriate congressional committees on the joint uniform formulary, including a list ofthe pharmaceutical agents selected for inclusion on the formulary, not later than July 1, 2016. To ensure the report accurately captured the interagency collaboration and processes used to develop the list, an interim report was provided to the appropriate committees. Thank you for your interest in the health and well-being ofour Service members, veterans, and their families. A similar letter has been sent to the additional congressional committees. Sincerely, ~ i~ Deputy Secretary Department ofveterans Affairs e 1ne Acting Under Secretary of Defense for Personnel and Readiness Enclosure: As stated cc: The Honorable Mark Takano Acting Ranking Member

The Honorable John McCain Chairman Committee on Armed Services United States Senate Washington, DC 20510 September 27, 2016 Dear Mr. Chainnan: This final report responds to section 715(a) of the National Defense Authorization Act for Fiscal Year 2016 (Public Law 114-92-Nov. 25, 2015) which requires the Secretary of Defense and the Secretary of Veterans Affairs to jointly establish a joint uniform formulary for the Department ofveteran Affairs and the Department of Defense with respect to pharmaceutical agents that are critical for the transition of an individual from receiving treatment furnished by the Secretary of Defense to treatment furnished by the Secretary ofveterans Affairs. Section 715(b) requires the Secretaries to select for inclusion on the joint uniform formulary established under subsection (a) pharmaceutical agents relating to: (1) the control of pain, sleep disorders, and psychiatric conditions, including post-traumatic stress disorder; and (2) any other conditions determined appropriate by the Secretaries. Section 715(c) requires the Secretaries to jointly submit a report to the appropriate congressional committees on the joint uniform formulary, including a list of the pharmaceutical agents selected for inclusion on the formulary, not later than July 1, 2016. To ensure the report accurately captured the interagency collaboration and processes used to develop the list, an interim report was provided to the appropriate committees. Thank you for your interest in the health and well-being ofour Service members, veterans, and their families. A similar letter has been sent to the additional congressional committees. ~~ Deputy Secretary Department of Veterans Affairs Peter Levine Acting Under Secretary of Defense for Personnel and Readiness Enclosure: As stated cc: The Honorable Jack Reed Ranking Member

REPORT TO CONGRESS SECTION 715 OF THE NATIONAL DEFENSE AUTORIZATION ACT FOR FISCAL YEAR 2016 (Public Law 114-92), "JOINT FORMULARY FOR THE DEPARTMENT OF VETERANS AFFAIRS AND DEPARTMENT OF DEFENSE

TABLE OF CONTENTS 1.0 Purpose... 3 2.0 Construction of the DoD-VA Transitional Continuity of Care Drug List........ 3 3.0 Medications Included......... 3 4.0 Conclusion... 4 5.0 Appendix A: DoD-VA Transitional Continuity of Care Drug List..... 5 2

1.0Purpose Section 715 of the National Defense Authorization Act for Fiscal Year 2016 (Public Law 114-92) requires the Secretary of Defense and the Secretary of Veterans Affairs to jointly establish a joint uniform formulary for the Department of Veterans Affairs (VA) and the Department of Defense (DoD) with respect to pharmaceutical agents that are critical for the transition of an individual from receiving treatment furnished by DoD to treatment furnished by VA. This report responds to the requirement in Section 715 for the Secretaries to jointly submit a report to the appropriate Congressional Committees on the joint uniform formulary, including a list of the pharmaceutical agents selected for inclusion on the formulary, not later than July 1, 2016. Section 715 requires the Secretaries to select for inclusion on the joint uniform formulary of pharmaceutical agents relating to: (1) the control of pain, sleep disorders, and psychiatric conditions, including post-traumatic stress disorder (PTSD); and (2) any other conditions determined appropriate by the Secretaries. In response to this requirement, the DoD and VA jointly developed a Transitional Continuity of Care Drug List. Prepared in consultation with VA/DoD Health Executive Committee psychological health and pain specialists, the enclosed list includes pharmaceutical agents in the referenced categories, as well as alcohol deterrents/narcotic antagonists and smoking cessation agents. The list will be updated annually. 2.0 Construction of the Transitional Continuity of Care Drug List A collaborative approach was used to develop the list. In December 2015, VA Pharmacy Benefit Management Services (VA PBM) identified general drug classes to be included. The Defense Health Agency Pharmacy Operations Division (DHA POD) then provided a file that included DoD formulary status for all prescription medications that fell into the corresponding classes as defined by the DoD and were dispensed during FY 2015 for any DoD beneficiary. The VA PBM then provided a file that matched the DoD listings, provided VA National Formulary Status, and compared the overlap across agencies. In response, the DHA POD cross-walked VA and DoD listings for the same medications to resolve terminology differences and provide the number of prescriptions filled during FY 2015 for each agent for Active Duty beneficiaries. Representatives from the VA PBM and DHA POD then met to discuss and resolve the final recommended list, based on input from VA and DoD clinical experts, Active Duty medication use during FY 2015, and formulary status across both systems. Comments were then solicited from VA/DoD Health Executive Committee psychological health and pain specialists, and the list briefed to DoD and VA formulary management committees (DoD P&T Committee; VA National Formulary Committee); the DoD Medical Operations Group; and the DoDNA Health Executive Committee by April 19. 3

3.0 Medications Included In addition to pharmaceutical agents specified in Section 715-those related to the control of pain, sleep disorders, and psychiatric conditions, including PTSD-the list also includes alcohol deterrents/narcotic antagonists and smoking cessation agents. Alcohol deterrents/narcotic antagonists include both agents commonly used as part of ongoing substance abuse deterrence and treatment (acamprosate, disulfiram, naltrexone) and those used emergently to counteract the effects of narcotic overdose (e.g., naloxone injection or nasal spray). Only one prescription medication, varenicline, is listed on the accompanying list as a smoking cessation agent; however, bupropion, an antidepressant listed as a psychiatric medication, is also commonly used for smoking cessation. Other medications used for smoking cessation are primarily nicotine replacement agents (inhalers, gum, lozenges, patches), which are available over-the-counter. Medications for control of pain are defined broadly: the list includes not only narcotics (such as morphine or acetaminophen/hydrocodone), but also non-steroidal anti-inflammatory agents (such as celecoxib or meloxicam), medications specific for migraine (such as sumatriptan), and miscellaneous pain agents such as lidocaine patch. It should also be noted that some of the agents listed under psychiatric disorders are also commonly used as pain agents, particularly for nerve-related pain disorders (e.g., amitriptyline, duloxetine, gabapentin, pregabalin). Medications for the treatment of psychiatric disorders include the many different classes of antidepressants, as well as antipsychotics, antianxiety agents, mood stabilizers, attention deficit hyperactivity disorder agents, and medications not typically defined as psychiatric medications but included as options for treatment of PTSD symptoms (e.g., prazosin and ergoloid mesylates). The list also includes anticonvulsants, many of which are also used for psychiatric conditions and/or pain. Medications for sleep disorders are equally broad: the list includes both the widely used non-benzodiazepine hypnotics (e.g., eszopiclone, zolpidem); benzodiazepines such as triazolam and temazepam; hydroxyzine, an antihistamine used for its sleep-promoting effect; and low dose doxepin, an antidepressant also listed (at higher doses) as a psychiatric medication. 4.0 Conclusion The Transitional Continuity of Care Drug List is expected to inform DoD and VHA formulary decision-making, and to work in conjunction with the VA policy addressing continuation of DoD-prescribed medications for transitioning service members. VHA is working on repeating their study of medication continuation in transitioning Servicemembers with a larger sample size; planned completion by November 2016. 4

5.0Appendix A: Department of Defense - Department of Veterans Affairs Transitional Continuity of Care Drug List Pharmaceuf1caI A.gent N ames an d D osage Farms, b1y C a t egory ALCOHOL DETERRENTS/NARCOTIC ANTAGONISTS Acamprosate Tab, EC Disulfiram Tab Naloxone lnj MEDICATIONS FOR CONTROL OF PAIN Acetaminophen/Oxycodone HCI Cap Acetaminophen/Oxycodone HCI Liq Acetaminophen/Oxycodone HCI Tab Aspirin/Butalbital/Caffeine Cap Aspirin/Butalbital/Caffeine Tab Buprenorphine Patch Buprenorphine Tab,Sublingual Buprenorphine/Naloxone Tab,Sublingual Butalbital/Acetaminophen/Caffeine Cap Butalbital/Acetaminophen/Caffeine Tab Butalbital/Acetamin/Caffeine/Codeine Cap Caffeine/Ergotamine Supp, Rectal Caffeine/Ergotamine Tab Celecoxib Cap Codeine Sulfate Tab Codeine/Acetaminophen Liq Codeine/Acetaminophen Tab Diclofenac Sodium Tab DR Diclofenac Potassium Tab Diclofenac/Misoprostol (provided as combination or components) Diclofenac T apical Eletriptan HBr Tab Etodolac Cap/Tab Fentanyl Patch Hydrocodone/Acetaminophen Sain, Oral Hydrocodone/Acetaminophen Tab Hydrocodone/lbuprofen Tab Hydromorphone HCI Tab lndomethacin Cap lndomethacin Cap, ER lndomethacin Supp, Rectal lsometheptene/dichloralphenazone/aceta minophen Cap Ketoprofen Cap Lidocaine 5% Patch Naloxone Nasal Naltrexone HCI Tab Naltrexone Microspheres Susp ER Meloxicam Tab Methadone HCI Liq Methadone HCI Tab Morphine Cap, SA Morphine Soln, Cone/Liq, Oral Morphine Tab, IR Morphine Tab, SA Nabumetone Tab Naproxen/Esomeprazole Mag Tab, IR/DR Oxaprozin Tab Oxycodone HCI Liq Oxycodone HCI Tab Oxycodone Tab, SA 12h Oxymorphone HCI Tab Oxymorphone HCI Tab, ER 12h Piroxicam Cap Rizatriptan Benzoate Tab Rizatriptan Benzoate Tab Rapdis Salsa late Tab Sulindac Tab Sumatripan Succinate/Naproxen Sodium Tab Sumatriptan Spray Sumatriptan Succinate Cartridge Sumatriptan Succinate lnj Vial Sumatriptan Succinate Pen Sumatriptan Succinate Syringe Sumatriptan Succinate Tab Tapentadol Tab, SA 12h Tramadol HCI Tab Tramadol/Acetaminophen (provided as combination or components) Zolmitriptan Spray Zolmitriptan Tab Zolmitriptan Tab Rapdis 5

Pharmaceutical agents relating to the control of pain, sleep disorders, and psychiatric conditions, including post-traumatic stress disorder, are included. Additionally, alcohol deterrents/narcotic antagonists and smoking cessation agents are included. Appendix A: Department of Defense - Department of Veterans Affairs Transitional Continuity of Care Drug List Pharmaceutical Agent Names and Dosage Forms, by Category MEDICATIONS FOR TREATMENT OF PSYCHIATRIC CONDITIONS, INCLUDING PTSD Alorazolam Tab Divalproex Sodium Tab, SA, 24hr Alprazolam Tab, ER 24h Doxepin HCI Cap Amitriptyline HCI Tab Doxepin HCI Liq Amphetamine/Dextroamphetamine (Eqv- Add era II) Tab Duloxetine Cap, EC Amphetamine/Dextroamphetamine Resin Complex (Eov-Adderall XR) Cap, ER 24h Aripiprazole Ini, Susp, SA Aripiprazole Tab Atomoxetine HCI Cap Bupropion HCI Tab Bupropion HCI Tab, SA (12hr-SR) Bupropion HCI Tab, SA (24hr-XL) Buspirone HCI Tab Carbamazepine Cap/Tab, SA 12h Carbamazepine Susp Carbamazepine Tab Carbamazepine Tab Chew Chlordiazepoxide HCI Cap Chlorpromazine Tab Citalopram Hydrobromide Soln, Oral Citalopram Hydrobromide Tab Clomipramine Cap Clonazepam Tab Clonazepam Tab Rapdis Clonidine HCI Tab Clonidine Patch Clozapine Tab Desipramine HCI Tab Desvenlafaxine Succinate Tab, ER 24h (Eqv Pristiq ER) Dextroamphetamine Cap, ER Dextroamphetamine Cap, SA Dextroamphetamine Liq Dextroamphetamine Tab 6 Ergoloid Mesylates Tab Escitalopram Tab Fluoxetine Cap Fluoxetine Soln, Oral Fluoxetine Tab Fluphenazine Deconate lnj Fluphenazine Liq Fluphenazine Tab Fluvoxamine Maleate Tab Gabapentin Cap/Tab Gabapentin Soln, Oral Guanfacine HCI Tab, ER 24h (Eqv lntuniv) Haloperidol Decanoate lnj Haloperidol Liq Haloperidol Tab lmipramine HCI Tab Lamotrigine Tab Lisdexamfetamine Dimesylate Cap Lithium Cap/Tab Lithium Citrate Soln, Oral Lithium Tab, SA Lorazepam Tab Loxapine Cap Methylphenidate CPBP 30-70 (Eqv Metadate CD) Methylphenidate HCI CPBP 50-50 (Eqv Ritalin LA) Methylphenidate HCI Tab Chew Methylphenidate HCI Tab, ER 24h (Eqv Concerta) Methylphenidate Tab

Diazepam Tab Divalproex Sodium Cap, Sprinkle Methylphenidate Tab ER Mirtazapine Tab Pharmaceutical agents relating to the control of pain, sleep disorders, and psychiatric conditions, including post-traumatic stress disorder, are included. Additionally, alcohol deterrents/narcotic antagonists, and smoking cessation agents are included. Appendix A: Department of Defense - Department of Veterans Affairs Transitional Continuity of Care Drug List Pharmaceutical Agent Names and Dosage Forms, by Category MEDICATIONS FOR TREATMENT OF PSYCHIATRIC CONDITIONS, INCLUDING PTSD (Continued) Mirtazapine Tab Rapdis Pregabalin Cap Modafinil Tab Quetiapine Fumarate Tab Nortriptyline Cap Quetiapine Fumarate Tab, ER 24h Nortriptyline Soln, Oral Risperidone lnj, Susp, SA Olanzapine Tab Risperidone Soln Olanzapine Tab Rapdis Risperidone Tab Oxcarbazepine Tab Sertraline Soln Paliperidone Palmitate lni, Susp, SA Sertraline Tab Paroxetine Tab Thiothixene Cap Perphenazine Tab Tranvlcypromine Sulfate Tab Phenelzine Sulfate Tab Trazodone Tab Phenobarbital Elixir Trifluoperazine Tab Phenobarbital Tab Venlafaxine Cap, ER 24h Phenytoin Sodium Extended, Cap Venlafaxine HCI Tab ER 24h Phenytoin Susp Venlafaxine Tab IR Phenytoin Tab, Chew Ziprasidone Cap Pimozide Tab Zonisamide Cap Prazosin HCI Cap MEDICATIONS FOR SLEEP DISORDERS Doxepin HCI Tab (Eqv Silenor) Eszopiclone Tab Hydroxyzine Capffab Hydroxyzine Liq Temazepam Cap TOBACCO CESSATION AGENTS Varenicline Tartrate Tab Triazolam Tab Zaleplon Cap Zolpidem Tab Zolpidem T artrate Tab Mphase (Eqv Ambien CR) Pharmaceutical agents relating to the control of pain, sleep disorders, and psychiatric conditions, including post-traumatic stress disorder, are included. Additionally, alcohol deterrents/narcotic antagonists and smoking cessation agents are included. 7

Estimate of Cost to Prepare Congressionally-Mandated Report ATTACHMENT Short Title of Report: Report Required By: Public Law 114-92 In accordance with Title 38, Chapter 1, Section 116, the statement of cost for preparing this report and a brief explanation of the methodology used in preparing the cost statement are shown below. Manpower Cost: $6, 193 Contract(s) Cost: $0 Other Cost: $0 Total Estimated Cost to Prepare Report: $6, 193