Rascal IRB 2.0 Release May 11, Brenda Ruotolo, Executive Director, HRPO Alan Teller, Assoc. Dir., Operations, HRPO

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Rascal IRB 2.0 Release May 11, 2015 Brenda Ruotolo, Executive Director, HRPO Alan Teller, Assoc. Dir., Operations, HRPO

IRB 2.0 MAY 31, 2015 Page 2

May 31, 2015 (Sunday) IRB 1.0 replaced by IRB 2.0 overnight Timing TBD No noticeable Rascal shut down June 1, 2015 (Monday): New IRB screens/fields/questions ALL new fields will be required for ALL protocols as part of the first submission after May 31, 2015 Same system one version replacing the other New fields not accessible until 2.0 is live Page 3

IRB 2.0 Goals Reduce turnaround time without compromising quality Obtain more complete applications reduce returns 55% of all new protocols are returned at pre-review 66% of exempt/expedited protocols are returned at pre-review Average returns for new protocols: 2.1 (including external reviews, e.g. PRMC, JRSC, IBC, COI) Directed logic driven questions with less narrative text required Address researchers requests Upgrade to the investigator interface (only) 4

Goals (continued) Provide explanations and Help Text Enhance IRB ability to meet regulatory requirements IRB module initially released March 2003 Facilitate ability to run more reports Researchers and HRPO/IRB Streamline review process and set up for IRB 2.1 (IRB side) Requests that could not be incorporated into 2.0 will be assimilated in monthly releases IRB bug list was 100+ items Page 5

Status of Rascal IRB 2.0 Testing of the composite module is underway Researcher feedback has been helpful thank you! Working with units that receive data from Rascal E.g., HICCC, IBC, JRSO/RSO, RCT (COI) Finalized approval requirements Scheduled many more lab/consultation/demo sessions Staging phase (TBA) will allow look at active protocols Page 6

Outreach Efforts April 3 rd and May 11th Listserv messages Emails to department heads and DAs IRB staff email tag line IRB correspondence (Rascal) CUMC/MS MIMs Sessions for departments, personnel Peds faculty Adol Med CDM Taub/Sergievsky Business School DOM Division Chiefs/faculty Page 7

Follows the IRB Review Process Application flow will mirror the way protocols are reviewed Research Human Subjects Exempt» Expedited Specific pages for specific research components Built-in I don t know responses New pages Page 8

Identify Special Circumstances New Attributes page identifies submission features that may affect triage/board assignment Special funding circumstances HS procedures don t start immediately Training/Center grant IRB Reliance Agreements Multi-center trials Roles e.g., Coordinating Center/Lead Site/Repository Responsibilities University Resources used Page 9

Prompts and Validations Many more required fields - Page and submit validations Individual pages cannot be saved until required information is provided Validations between pages will identify inconsistencies and/or missing items prior to submission Page 10

Stand-alone* Protocols Certain questions/sections designed to allow for referral to protocols built outside of Rascal (e.g. sponsor s protocols, grants, multi-center or externally developed protocols) The current Study Description is going away All related fields are incorporated into individual pages If accurate and comprehensive, can be Stand-alone *Document that describes some/all aspects of the study (e.g., sponsor s protocol, grant application, dissertation) and will be attached to your Rascal IRB submission Page 11

All previously approved submissions will remain the same Page 12

IRB 2.0 MAY 31, 2015 Page 13

First submission after May 31, 2015: ALL new fields will be required for ALL protocols, renewals, mods (submission & resubmission) Page 14

Events* in Researcher Queues At the time of transition: existing data in fields in the current submission that do not map directly to fields in the new system will be cleared all previously approved submissions will be unaffected all previously submitted versions will be unaffected New fields will appear and require completion before submission Tip: Save text in Study Description for creating events *Event = protocol, modification, renewal, UP, closure Page 15

Events in the IRB Queues If returned prior to approval: Information in non-mapped fields will be cleared upon return New fields will appear and completion will be required before re-submission If approved without being returned: IRB 2.0 fields will not appear until a renewal or modification is created Page 16

Planning: New Protocols Protocols currently in process (creating, returned, pending) Submit/re-submit asap to obtain approval before go-live date Protocols not yet created in Rascal Consider the target go-live date Requiring review at a convened meeting: Suggest waiting until June 1 to submit Expedited or exempt (i.e., low risk) Consider time sensitivity; wait if possible Be prepared to re-submit quickly if returned during review Page 17

Consider expiration dates Renewals May/June: should already be submitted July expedited/exempt: can probably wait until June 1 July full board : toss up! No changes, no issues: submit by May 31 Changes, issues: submit after June 1 Creation/submission at any time after the go-live date will require completion of ALL new fields before submission regardless of expiration date Trying to avoid completion in 2 formats (if return) Page 18

Modifications - Completion of ALL new fields will be required for any modification, no matter how minor, if it is the first event submitted after go-live date - Consider NOW what modifications are foreseeable and create those asap Unanticipated Problems reports & Closures New fields not required UPs improved format Closures additional questions Page 19

IRB Meeting Schedule HRPO staff and IRB members will not be able to process all protocols if they are submitted right before the deadline. Start early! IRB Convened Meeting Dates IRBs 2 & 3: Agendas close one week prior to each meeting 5/27, 6/10, 6/24, 7/8, 7/22 IRBs 1 & 4: 5/20, 6/3, 6/17, 7/1, 7/15, 7/29 Page 20

Plan Ahead! Stay tuned for future updates/sessions/trainings Assess all current and potential future submissions for timing Be prepared that old protocols may require additional information that has not previously been required/requested Contact HRPO staff with questions and/or if you would like to be involved in the final rounds of testing. Page 21

Information/Demos/Help Presentations: P&S Amphitheatre 7; Thursdays 3:30-4:30 pm May 14th: Monthly May 28th: Rascal 2.0 Demo IRB Walk-In Consultation 154 Haven Ave, 1 st Floor: Tuesdays 10-11 am IRB Liaison Service (Rui Ferreira) New! Walk-in: PH 10-402: Wednesdays and Thursdays 10-11 am By appointment: 342 5136; rf2554@cumc.columbia.edu Page 22

Walk-in Computer Lab Consultation Hours Demos Assistance with planning - staging 10:30-11:30 am, Hammer 202A: Friday, 5/22 Additional sessions to be disseminated via listserv Page 23

Questions? Medical Center HRPO: irboffice@columbia.edu 212-305-5883 HRPO Staff: http://www.cumc.columbia.edu/dept/irb/documents/i RBStaffDirectoryexternal9.15.2014.pdf Page 24