Application Guidelines for the NHF/Novo Nordisk Career Development Award

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Application Guidelines for the NHF/Novo Nordisk Career Development Award Eligibility Criteria Candidates must hold a M.D., Ph.D., or equivalent degree and be an assistant professor (or equivalent) with no more than six years of experience since completing doctoral training. Individuals with more than six years of previous postdoctoral experience are discouraged from applying. U.S. citizenship is not required, but candidates must be affiliated with or be faculty members of domestic organizations such as universities, colleges, hospitals, and laboratories. Only non-commercial institutions and investigators associated with a non-commercial institution are eligible for NHF grant funding. Funding NHF awards up to $70,000 a year for a maximum of up to three consecutive years. Continuation of a CDA for a second or third year requires the submission of a continuation application and subsequent approval by the NHF Research Review Committee. NHF is a nonprofit 501c3 organization and as such, grant funding is based upon fundraising efforts; Therefore, all grants and fellowships are contingent on available funds. The funds awarded shall be used solely for the purposes specified in the application submitted to NHF as executed by the candidate and in strict compliance with the budget annexed to said application, or any subsequent budget approved by NHF. Grant periods normally run from July 1 to June 30 for each year of the grant. In special circumstances, NHF may approve an alternative date on which funding can start, provided permission has been obtained in advance. All grants shall be activated no later than December 31 of the year awarded. If not activated within this six-month period, the application must be resubmitted and will need to compete on an equal basis with the new grant applications when they are reviewed the following year. It is permissible for an applicant's research project to receive additional funding from another source. However, all current and pending funding sources for the applicant and his/her research project(s) must be communicated to the NHF. 1

Terms It is expected that the CDA recipient will spend at least 75% of his/her working time on research. Letters of support by appropriate officials (department chair and others) indicating institutional commitment of sufficient time to permit the candidate to focus on his/her efforts on research should be submitted with the application. Candidates may request up to 90% of annual salary support in the CDA award. In the event that a possible change in status for the candidate or his/her mentor would impact a pending CDA application, applicants are required to notify the NHF Research Department immediately. Application Forms Applicants can download the CDA application form from the NHF website, or access the following page link - https://www.hemophilia.org/researchers-healthcare- Providers/ Research-Grant-Programs/Career-Development-Award 3 Letters of recommendation must also be sent from: a. Sponsor b. Current Department Chairperson c. Doctoral advisor, former professor, or scientist familiar with candidates work or potential for research activities. (It is preferable that this letter come from someone at a different institution.) Instructions for Completing CDA Application "Description of proposed research project" section: The research description should include sufficient information needed for evaluation of the project, independent of any other document. Be specific and informative, and avoid redundancies. There is a set limit of 10 pages for the description of your research project which includes references. Applications exceeding the 10-page limitation will be subject to downgraded points in the review. The page margins for this section need to be.7" around and the font must be "Times New Roman 12". Address the following in the research proposal: 1. Specific aims for the project. Include a statement of your hypotheses. 2. Background and significance. Describe the background leading to the present application, evaluate existing knowledge, and identify gaps the project is intended to fill. 3. Preliminary studies by applicant, if any. (If none, state "none".) Relevant manuscript or published paper by the applicant may be submitted as part of the appendix. Only 1 extra publication can be submitted with the CDA application. 4. Experimental design and methods. Describe the research design and the procedures to 2

be used to accomplish the specific aims of the project. Indicate how the data will be collected, analyzed, and interpreted. Discuss the potential difficulties and limitations of the proposed procedures and alternative approaches to achieve the aims. (If statistics are used, how many individuals will be required for significance? And how will they be analyzed?) 5. State if work requires human research, animal care, biosafety, or radiation safety, and provide date of committee approval. If work requires IRB/IACUC approval, fill out the assurance/certification page. 6. Include at least one-half page that deals with anticipated problems and how they will be addressed. Include at least one-half page that describes where future studies would be directed if all the specific aims are accomplished. 7. Cited references. (The references are included as part of the 10-pg description.) 8. Letters of recommendation and any letters from suppliers of major scientific materials (monoclonal antibodies, DNA clones, etc.) from other institutions. (Include as appendix). Peer Review Process All NHF grant applications are subjected to a rigorous peer review process. Applications that are incomplete or that do not follow all instructions will not be considered. Applicants are assessed on scientific merit and relevance to NHF research priorities. Applications will be peer reviewed by a select panel of NHF s Research Review Committee, a volunteer body composed of physicians and researchers. Final funding approval is granted by the National Hemophilia Foundation. Authorized Expenses for Budget The following expenses are, when the National Hemophilia Foundation deems them justified by the research, permitted under the institutional overhead. All expenses must be accompanied by justification (use additional pages if needed): 1. Salary and fringe benefits for the grantee, but may not exceed the percent effort on the project multiplied by the investigator s salary. 2. Equipment and supply expenses necessary to fulfill the project's specific aims. (Also, if purchased solely with NHF funds, equipment should reside with the project for which it was funded.) a. Equipment expenses in the first year are subject to approval by NHF. b. Purchase of equipment is not allowed in the second and third year of the grant. 3. Travel expenses: a. Directly related to the implementation of the research; b. Expressly and solely for the purpose of reporting the results of NHF-supported research at suitable scientific or medical meetings; c. Limited to $2,000 maximum per year. 3

4. Costs associated with publication of the funded research. 5. Costs associated with making the products of the research (i.e., cell lines, DNA, protein, and other biological substances) available to others for research. 6. Certain patient care costs. Funds requested for hospitalization and/or professional medical services for study subjects may be granted if justification is presented in the application to show that such charges are needed for the research proposed and that the usual sources available for these costs are not adequate. All third-party payments received by the grantee institution for such services are to be used to offset the funds awarded in the grant for this purpose. 7. Indirect costs not to exceed 8% of direct costs. Unauthorized Expenses The following expenses are not permitted under the CDA program: 1. Salary or fringe benefits for anyone other than the grantee. 2. Salary, travel and/or housing related to sabbatical leaves. 3. Purchase or rental of office equipment (i.e., computers, furniture, filing cabinets or copy machines). 4. Consultant costs. 5. Expenses normally covered by the indirect cost of the grantee's institution. 6. Fees for tuition. 7. Membership dues, subscriptions, books, or journals. Scientific Misconduct and Fraud The CDA applicant s institution is responsible for having and instituting a written policy or guideline on conflict of interest and scientific misconduct and/or fraud. Biohazards The applicant, sponsor and sponsoring institution acknowledge that in their statement to NHF concerning potential biohazards and the safeguards to be employed are accurate descriptions of the circumstances pertaining to this aspect of the research proposed in the application to NHF. Projects which do not involve biohazards must so state. NHF assumes no responsibility or liability for any such biohazard and shall be held harmless from the results of the use of any such biohazard. Use of Animals in Research NHF adheres to the most current guidelines applicable to the care and treatment of animals used in laboratory work as outlined by the National Institutes of Health. National Institutes of Health policy defines animals as any live, vertebrate animal used or intended for use in research, research training, experimentation, or biological testing or for related purposes. NHF adheres to the following principles regarding the use of animals in research: 4

1. Animals shall be used in research only when no other means of obtaining scientifically sound, valid, and useful results are available. 2. The minimum number of appropriate animals required to obtain and validate results shall be used. 3. The acquisition, care, and use of animals must be in accordance with all applicable federal, state, and local laws and regulations. 4. Certifications must be received from research facilities prior to being approved for a research grant that the facility/(-ties), its researchers, and employees adhere to the Animal Welfare Act, National Research Council Guide for the Care and Use of Laboratory Animals, the standards for laboratories established by the Association for the Assessment and Accreditation of Laboratory Animal Care International, and any appropriate U.S. Department of Agriculture or National Institutes of Health regulations and standards. No funds will be awarded until these materials are received, reviewed, and approved by NHF. Failure to notify NHF of compliance with these guidelines or the use of laboratory animals may result in suspension of the grant. 5. In cases requiring the death of an animal, only the most appropriate and humane form of euthanasia shall be used consistent with the purpose of the research. Human Subjects The applicant s institution has the primary responsibility for protecting the rights and welfare of human subjects in any research activity supported by NHF. Applicants requesting funding for research involving human subjects must submit written approval of the research project from the institution's Institutional Review Board. SUBMISSION OF CDA APPLICATION CDA Applications can be emailed directly to (awang@hemophilia.org) or sent to: Angelina Wang, Director of Research NHF, 7 Penn Plaza, 370 Seventh Ave., Suite 1204, New York, NY 10001 One complete CDA application must be received at NHF by no later than 5:00 PM Eastern on Wednesday, May 31, 2017. Applications that do not arrive by 5pm ET on the deadline date will not be accepted. Applicants are responsible for ensuring that adequate time is allocated to meet the deadline by postal/or express delivery. Email submission is permissible so long as all required and supplemental attachments are included in a PDF or Word doc file. 5

Applications sent by email must also include the required initials/signatures from the applicant, sponsor/mentor, current department chairperson and a financial officer of the institution. Inquiries For additional questions on applications, policies, procedures and/or general inquiries regarding the NHF-Novo Nordisk Career Development Award, please contact Angelina Wang, Director of Research and Medical Information by phone at 212-328-3767, or by email (awang@hemophilia.org). Notification All applicants will be notified by NHF about the final decisions of the Research Review Committee. If selected, the CDA recipient will be asked to send NHF an official letter of award acceptance, and enter a mutually acceptable policy agreement with NHF and the award recipient's institution, outlining specific terms and obligations. The National Hemophilia Foundation is dedicated to finding better treatments and cures for inheritable bleeding disorders and to preventing the complications of these disorders through education, advocacy and research. Established in 1948, the National Hemophilia Foundation has chapters throughout the country. Its programs and initiatives are made possible through the generosity of individuals, corporations and foundations as well as through a cooperative agreement with the Centers for Disease Control and Prevention (CDC). 6