ORANGE IS THE NEW GREEN : TRAUMA PI AND RESOURCES FOR OPTIMAL CARE OF THE INJURED PATIENT: 2014

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ORANGE IS THE NEW GREEN : TRAUMA PI AND RESOURCES FOR OPTIMAL CARE OF THE INJURED PATIENT: 2014 Glen Tinkoff MD, FACS, FCCM (gtinkoff@christianacare.org) Associate Vice Chair of Surgery Christiana Care Health System, Newark, DE 18TH ANNUAL CONFERENCE SOCIETY OF TRAUMA NURSES JACKSONVILLE, FL March 27 th, 2015

Delaware s Inclusive Trauma System Hospital Care 9 acute care hospitals in the state Wilmington Hospital designated Level I Trauma Center in 1984 No coordination of services for the injured or differentiation of clinical capabilities Injured routinely taken to nearest hospital

Delaware s Inclusive Trauma System 70 60 50 40 30 20 10 0 Rate of Unintentional Injury-related Mortality (per 100,000 population) Annual Averages by County 58.1 50.7 46.5 43.7 39.6 35.8 38.6 36.1 35.7 35.1 35 34.1 1986-1990 1994-1998 1999-2001 U.S. Kent Cty New Castle Cty Sussex Cty

HB 433 - Delaware s Trauma System Legislation 7/8/96 Amended Chapter 97, Title 16 of Delaware Code Emergency Medical Services Systems

Delaware s Inclusive Trauma System Christiana Hospital S. Chester Co., PA Cecil Co., MD St. Francis Hospital New Castle Co., DE DuPont Hospital for Children Wilmington Hospital Salem Co., NJ All Trauma Centers verified by ACS COT State VRC designated and Level designated I by the DE Division of Public Health State designated Level III State designated Participating Trauma Center Fully Inclusive Trauma System inaugurated 1/2000 Kent Co., DE Sussex Co., DE Nanticoke Memorial Hospital Kent General Hospital Milford Memorial Hospital Beebe Medical Center

Delaware Trauma Data (1998 2007) Mortality by ISS category by year National Trauma Data Bank (1998 2007): Mortality by ISS category by year 50.0% 45.0% 40.0% 35.0% 30.0% 25.0% 20.0% 15.0% 45.0% 40.0% 35.0% 30.0% 25.0% 20.0% 15.0% 10.0% 10.0% 5.0% 0.0% 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 5.0% 0.0% 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 1-8 9-15 16-24 > 24 1-8 9-15 16-24 > 24

National Trauma Data Bank vs Delaware Trauma Data (ISS > 24) 50.0% 45.0% 40.0% 35.0% 30.0% 25.0% 20.0% 15.0% 10.0% 5.0% 3%/ yr decrease in mortality 0.0% 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 NTDB Delaw are Linear (NTDB) Linear (Delaw are)

Objectives Outline the development and current vision of the American College of Surgeons Committee on Trauma (ACS COT) PI efforts Discuss fundamental structure and processes required for an effective trauma PI program. Review changes to the PI chapter (chapter 16) in the revised edition of the Resources for Optimal Care of the Injured Patient

PERFORMANCE IMPROVEMENT PROBLEM SOLVING FLOWSHEET Don t mess with it YES Does the stupid thing work? NO Did you mess with it? NO NO Does anyone know? Hide it YES NO You Idiot!! You poor guy! Can you blame someone else? YES YES NO PROBLEM Will you get in trouble? NO Throw it away

Trauma Center Standards

Basic Principles of Trauma Center Performance Improvement (PI) A trauma center should provide care to the injured patient that is: Efficient (functioning in the best possible manner with the least waste of time and effort) Effective (able to produce the desired result) Safe (free from mishap or danger)

Basis for Trauma Center PI Theory and Practice Earnest A. Codman MD (1869-1940) End Results Idea The common sense notion that every hospital should follow every patient it treats, long enough to determine whether or not the treatment has been successful, and then to inquire, If not, why not? with a view to preventing similar failures in the future Clin Orthop Relat Res. Nov 2009; 467(11): 2763 2765. Basis for the hospital standardization movement founded by the American College of Surgeons, and the precursor to the Joint Commission on Accreditation of Hospitals formed in 1951

Basis for Trauma Center PI Theory and Practice William Edwards Deming (1900-93) Total Quality Management (TQM) Customer-focused Total employee involvement Process centered Integrated system-based Continual improvement Fact-based decision-making Effective communication Plan/ Do/ Study (Check)/ Act

Basis for Trauma Center PI Theory and Practice Avedis Donabedian MD, MPH (1919-2000) Evaluation of Health Care Structure + Process = Outcomes Outcome measures performance, which are conditional on structure and process (which can be manipulated) System redesigns and other inputs correct deficiencies, improving quality of care Continued performance monitoring keeps quality of care high

Basis for Trauma Center PI Theory and Practice Medical audit process consisting of: J Trauma 1987; 27(8); 866-75. Systematic medical record review Precise definitions of preventability Utilization of risk-adjusted probability of survival (TRISS) Multidisciplinary review for determination of preventability

A Medical Culture Paradox Do No Harm & To Err is Human

The Patient Safety Crisis 44,000 to 98,000 deaths per year $37.6B in costs per year Preventable mistakes cost $17 to $29 billion/yr Medical errors consume 10-15% of a hospital s annual operating budget Annual Deaths 800000 700000 600000 500000 400000 300000 200000 100000 Medical Errors are a Leading Cause of Death 0 Heart Disease Cancer Stroke Lung Disease Medical Errors Diabetes Pneumonia Alzhemer's Kidney Disease

The Patient Safety Crisis The American health care delivery system is in need of fundamental change. Patients, doctors, nurses, and health care leaders are concerned that the care delivered is not the care we should receive. Yet the problems remain. Health care today harms too frequently and routinely fails to deliver its potential benefits.

Basis for Trauma Center PI Theory and Practice James Reason Ph.D. Human factors engineer Risk and human error analysis Swiss Cheese model of accident causation

Reason s Swiss cheese model of accident causation Some holes due to active failures Hazards Losses Other holes due to latent conditions Successive layers of defences, barriers and safeguards System defences

Reason s - Defenses

Basis for Trauma Center PI Theory and Practice PI and Patient Safety (PIPS) Freedom from accidental injury Establishment of operational systems and processes that minimize the likelihood of errors and maximizes the likelihood of intercepting them when they occur

Basis for Trauma Center PI Theory and Practice Value of Care = Quality of Process + Quality of Outcome Cost

Trauma PI or Peer Review? Peer Review - process whereby peers evaluate the quality of work performed by their colleagues Evidence or consensus based analysis Regular intervals Expert review Produce effective corrective strategies Used in credentialing/ privileges Integrate into hospital-wide PI Provide protection from discovery

Trauma PI or Peer Review? Efficient Fosters standardization Self regulatory - Polices the profession Credentialing Core of trauma center PI activities

Trauma PIPS Program Structure Board of Directors Medical Staff Trauma Medical Director Trauma Program Manager

Trauma PIPS Program Structure Administrative Accountability TMD must be empowered to address multidisciplinary issues Determine the qualifications of trauma panel Recommend changes to trauma panel based on performance review

Trauma PIPS Program Structure Scope Defined the trauma patient population: Patients with ICD-9-CM Dx 800.00-959.9 Trauma-related hospital admissions Injury-related deaths in ED or after admission

Trauma PIPS Program Structure Registry Foundation National Trauma Data Standard

Trauma PIPS Program Structure Trauma Registry Foundation National Trauma Data Standard Concurrent (80% cases/ 60d of discharge) Confidentiality assured Monitored for data validity Annual NTDB submission Risk-stratified benchmarking system to measure performance and outcomes (TQIP)

Trauma PIPS Program Structure

TQIP Inclusion Criteria

TQIP Cohort Definitions

TQIP Cohort Definitions

TQIP Cohort Definitions

TQIP Variables for Risk-Adjusting

TQIP Variables for Risk-Adjusting

TQIP Patient Cohorts and Chacteristics

TQIP Process Measures

TQIP Outcomes Mortality* Major Complications (w & w/o death)* MOI* Resource Utilization Co-morbidites Complications Time to Death D/C Disposition * graphical inter-facility comparison by OR s and deciles

TQIP Reports & Inter-facility comparison March 2014 report 198 centers 160, 560 incidents

TQIP Reports & Inter-facility comparison

TQIP Reports & Inter-facility comparison

TQIP Model for PTSF?

Trauma PIPS Program Structure Personnel PI Coordinator Trauma Registrars Trauma panel, specialty liaisons, and service representatives Physician extenders, Residents, Trauma Nurses Hospital administration EMS Medical Examiner

Trauma PIPS Program Structure Measures of Performance ( audit filters ) Process Outcome Benchmarks

Trauma PIPS Program Structure Committees Executive committee Operational Process Performance Committee (Systems committee) Multidisciplinary Peer Review Committee

Trauma PIPS Program Process

Trauma PIPS Program Process LEVELS OF REVIEW 1 o Review Identification 2 o Review Delegation & Distribution 3 o Review Discussion & Determination

Trauma PIPS Program Process Categorization of Mortalities Old Preventable Non- Preventable Possibly Preventable New Unanticipated mortality with opportunity for improvement Mortality without opportunity for improvement Anticipated mortality with opportunity for improvement

Trauma PIPS Program Process System-related issues Guidelines & protocols Education Enhanced resources ($) Provider-related issues Education & mentoring Counseling Change in privileges Corrective Actions

Trauma PIPS Program Process

Trauma PIPS Program Process Problem Resolution = Closing the Loop Demonstrating a corrective action has the desired effect by continuous monitoring Improvement can not always be demonstrated; however, the PIPS process can!

http://www.facs.org/trauma/verification/resources-preview/index.html

Chapter 15: Trauma Registry Trauma registry data must be collected and analyzed by every trauma center These data must be collected in compliance with the National Trauma Data Standard (NTDS) and submitted to the National Trauma Data Bank (NTDB ) every year in a timely fashion so that they can be aggregated and analyzed at the national level The trauma registry is essential to the performance improvement and patient safety (PIPS) program and must be used to support the PIPS process The trauma registry must be used to identify injury prevention priorities that are appropriate for local implementation All trauma centers must use a risk adjusted benchmarking system to measure performance and outcomes Trauma registries should be concurrent. At a minimum, 80 percent of cases must be entered within 60 days of discharge

Chapter 15: Trauma Registry Trauma registrars must attend or have previously attended two courses within 12 months of being hired: ATS s Trauma Registrar course or equivalent AAAM s injury scaling course The trauma program must ensure that appropriate measures are in place to meet the confidentiality requirements One FTE dedicated to the registry must be available to process the data capturing the NTDS data set for each 500 750 admitted patients annually Strategies for monitoring data validity are essential

CHAPTER 16 Performance Improvement and Patient Safety This chapter describes the concept of monitoring, evaluating, and improving the performance of a trauma program. There is no precise prescription for trauma performance improvement and patient safety (PIPS). However, the American College of Surgeons Committee on Trauma (ACS- COT) calls for each trauma program to demonstrate a continuous process of monitoring, assessment, and management directed at improving care) These performance improvement activities are concordant with the Institute of Medicine s six quality aims for patient care: safe, effective, patient centered, timely, efficient, and equitable.

Prescriptive Basic structure & processes remains unchanged Comprehensive written PIPS plan required Integration with institutional PIPS effort - clearly defined reporting structure - method for provision of feedback Integration with regional/ state trauma system

No Core/ non-core trauma panel All trauma surgeons and liaisons must participate (50% attendance) Emphasis on clinical practice guidelines, protocols, and algorithms derived from evidenced-based resources Defined process and outcome measures (trauma audit filters) Levels of review required Identify OFI s Corrective actions Continuous monitoring & evaluation Problem resolution Multidisciplinary trauma peer review - variety of formats

Must use risk stratified benchmarking system - Maintenance of certification and pay for performance. - Commitment to improving performance through comparative analysis of outcomes across appropriately risk-stratified populations

Level I trauma center must meet admission volume requirement (one of the following): Admit at least 1,200 trauma patients yearly Admit at least 240 admissions with an ISS > 15 Geriatric trauma (older than 65 years) # admitted with MOI = fall from standing height # isolated hip fractures included in registry data Special considerations for geriatric patient Anticoagulation reversal Comfort/palliative care Orthopaedic surgery # pelvis and acetabular cases/yr # pelvis and acetabular cases transferred out Time to ORIF for femur fractures. Time to I&D open fractures. Appropriateness and timing of intravenous antibiotics for all open fractures.

Blood bank. Turnaround time for massive transfusion protocol (MTP) use/times. Turnaround time for use of goal-directed component therapy. Burn patients (if not a burn center). # burn patients admitted, transferred in, transferred out. Vertebral column injuries. # vertebral column injuries admitted, transferred in, transferred out # with neurologic deficits

The methods, language, and concepts of PIPS are evolving. Trauma program staff who are interested in developing and further refining their trauma performance improvement processes should attend the Trauma Outcomes and Performance Improvement Course (TOPIC) offered by the Society of Trauma Nurses (see www.traumanurses.org).

Transforming Trauma Center PIPS: From QA to a Culture of Safety What s Next? Shift the emphasis on error and preventability to outcomes, system re-design and behavioral change Adopt uniform patient safety taxonomy Apply CRM and AHRQ s TeamSTEPPS measures Implement Just Culture methodology for peer review Aspire to be a High Reliability Organizations

Summary Foundational Principles - Codman - Deming - Donebidian - Reasons - Resouces Document Shackford/ Tepas/ Rhodes/ Metzger/ Cryer Trauma PIPS premise Optimal Structure + Processes = Optimal Outcomes The Orange Book Prescriptive Structure & Processes Well-defined audit filters Risk-adjusted Outcomes (TQIP)