for Change Artifacts of Culture Change Benchmark Reports 04/01/2010-3/31/2011

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TOOLS for Change VOL. 1 NO. 1 APRIL 211 Artifacts of Culture Change Benchmark Reports 4/1/21-3/31/211 (www.artifactsofculturechange.org) EXECUTIVE SUMMARY SURVEY DETAILS Number of Surveys 319 Geographic Range Chain Affiliation 47 States and Canada 67% of Respondents Respondent Org Type For-Profit: 32%; Non-Profit: 23%; Government: 45% Average Size Average Number of Employees 336 196 Beds *Only organizations with confirmed provider numbers are included in benchmark reports. For homes that completed multiple surveys, the most recent survey scores were utilized in compiling statistics TOTALS Homes completing the Artifacts of Culture Change average 241 total points (42% implementation rate) - TABLE A. Care Practice and Family & Community measures represent the highest implementation rate at 5% - TABLE A. Note: Outcome measures are not included in implementation and discussed below. The Environment section averages the lowest implementation rate (32%) due in large part to low completion rates of measures worth more points in this section including Measure #15 (Households), with an average score of 7 out of 1 points. This is further illustrated by the left hand distribution of scores in GRAPH C. OUTCOMES Homes completing the Artifacts of Culture Change report relatively stable outcome measures (74% in TABLE A). This is further illustrated by the right hand distribution of scores in GRAPH G. It is unclear whether stability is a predecessor to change or as a result of change. Scoring seems to indicate that homes completing the Artifacts have high scores prior to transformations. 83% of homes report no (zero) use of agency staff for Nurses or CNA positions 8% have had only 1 Administrator (zero turnover) in the past 12 months and 4% report that the Administrator has been with the home for 5+ years. 75% have had only 1 DON (zero turnover) in the past 12 months and 35% report that the DON has been with the home for 5+ years.

MEASURES What measures are homes FULLY implementing? Homes report 1% implementation of more minor environmental transformations such as an extra lighting source, policy supports (residents can decorate their own rooms), and some process changes such as activities led by other departments. - TABLE B What measures are homes PARTIALLY implementing? Core culture change elements included in The Centers for Medicare & Medicaid Services Interpretive Guidelines such as choice of waking time, and choice of bath/shower times are reported as occurring for SOME as opposed to all residents by the many homes. - TABLE C Visit http://www.pioneernetwork.net/providers/promisingpractices/ to read more about Interpretive Guidelines. What measures are homes NOT implementing? Most homes completing the Artifacts do not have Households and still utilize traditional nurses stations. Residents are not able to bring pets into the homes. Staff still wear uniforms and do not have career ladder opportunities. - TABLE D TABLE A Artifacts Average Totals by Section SECTION AVERAGE SCORE MAXIMUM SCORE PERCENT COMPLETE Care Practice Artifacts 35 7 5.% Environment Artifacts 12 32 31.88% Family & Community Artifacts 15 3 5.% Leadership Artifacts 9 25 36.% Workplace Practice Artifacts 32 7 45.71% Staffing Outcomes & Occupancy 48 65 73.85% Total Scores 241 58 41.55% TABLE B Top 15 Measures by Number of Surveys Reporting 1% Implementation (Maximum Points Awarded) MEASURE NUMBER (DESCRIPTION) SECTION TOTAL SURVEYS 21 - Accessible Bathroom Sinks Environment 268 25 - Decorate Rooms Environment 26 2 - Snacks Care Practice 259 57 - Outside Conferences Workplace 255 38 - Walking/Wheeling Path Environment 251 26 - Extra Lighting Source Environment 25 46 - Special Dining Room Family & Community 227 63 - Job Development Workplace 222 43 - Community Groups Meet in Home Family & Community 216 22 - Sinks Paddle Handles Environment 27 6 - Activities led by other departments Workplace 26 27 - Temp Controls in Room Environment 195 4 - Birthdays Care Practice 194 28 - Room Refrigerators Environment 189 2 - Accessible Bathroom Mirrors Environment 187 TOOLS for Change 2

TABLE C Top 15 Measures by Number of Survey Reporting Partial Implementation (Partial Points Awarded) MEASURE NUMBER (DESCRIPTION) SECTION TOTAL SURVEYS 16 - Private Rooms (Possible 5) Environment 286 7 - Dogs and Cats Care Practice 213 42 - Intergenerational Program Family & Community 181 19 - Direct Window View Environment 174 9 - Waking Time Choice Care Practice 172 55 - Consistent Assignment CNAs Workplace 163 59 - % Cross-Trained Workplace 147 54 - Consistent Assignment LPNs Workplace 145 53 - Consistent Assignment RNs Workplace 14 48 - CNAs Care Conferences Leadership 126 32 - Computer/Internet Adaptations Environment 126 29 - Seat Heights in Public Rooms Environment 12 1 - Bathing without a Battle Care Practice 118 11 - Bath/Shower Frequency Care Practice 117 12 - Someone with Dying Resident Care Practice 12 TABLE D Top 15 Measures by Number of Surveys Reporting NO Implementation (Zero Points Awarded) MEASURE NUMBER (DESCRIPTION) SECTION TOTAL SURVEYS 64 - Day Care Onsite Workplace 287 15 - Households (Possible 1) Environment 286 49 - Residents/Families on Quality Committees Leadership 273 39 - Call System Environment 269 8 - Resident s Pets Care Practice 267 58 - No uniforms Workplace 256 3 - Gliders Environment 239 62 - Career Ladder Workplace 235 18 - No Traditional Nurses Station (Possible 25) Environment 228 6 - Massage Care Practice 227 35 - Warm Towels for Bathing Environment 225 5 - Aromatherapy Care Practice 224 3 - Baked Goods Care Practice 221 44 - Private Guestroom Family & Community 216 56 - Self-scheduling Workplace 21 TOOLS for Change 3

8 7 8 6 7 5 6 4 5 3 4 2 3 1 2 1 6 6 5 5 4 4 3 3 2 2 1 1 6 5 4 3 2 1 1 1 8 8 6 6 4 4 2 2 1 8 6 4 2 8 7 8 6 7 5 6 4 5 3 4 2 3 1 2 1 6 6 5 5 4 4 3 3 2 2 1 1 6 5 4 3 2 1 8 7 8 6 7 5 6 4 5 3 4 2 3 1 2 1 TOOLS for Change 4

TABLE E Average Per Question Score MEASURE SECTION AVERAGE SCORE 1 - Expanded Dining Care Practice 2.4 2 - Snacks Care Practice 4.4 3 - Baked Goods Care Practice 1. 4 - Birthdays Care Practice 3.7 5 - Aromatherapy Care Practice 1.2 6 - Massage Care Practice 1.1 7 - Dogs and Cats Care Practice 2.5 8 - Resident s Pets Care Practice.9 9 - Waking Time Choice Care Practice 3.4 1 - Bathing without a Battle Care Practice 2.4 11 - Bath/Shower Frequency Care Practice 3.4 12 - Someone with Dying Resident Care Practice 3.1 13 - Memorial for Individual Resident Care Practice 2.9 14 - I Care Plans Care Practice 2.4 15 - Households (Possible 1) Environment 6.9 16 - Private Rooms (Possible 5) Environment 17.6 17 - Privacy Enhanced Rooms (Possible 25) Environment 5.7 18 - No Traditional Nurses Station (Possible 25) Environment 5.3 19 - Direct Window View Environment 3.3 2 - Accessible Bathroom Mirrors Environment 3.6 21 - Accessible Bathroom Sinks Environment 4.6 22 - Sinks Paddle Handles Environment 3.8 23 - Adaptive Handles Doors Environment 3.6 24 - Closets Moveable Rods Environment 1.5 25 - Decorate Rooms Environment 4. 26 - Extra Lighting Source Environment 3.9 27 - Temp Controls in Room Environment 3.6 28 - Room Refrigerators Environment 2.9 29 - Seat Heights in Public Rooms Environment 2.5 3 - Gliders Environment 1.3 31 - Store/Gift Shop/Cart Environment 2.9 32 - Computer/Internet Adaptations (Possible 1) Environment 4.4 33 - Workout Room Environment 2.1 34 - Bathing Rooms with Radiant Heat Environment 2. 35 - Warm Towels for Bathing Environment 1.3 36 - Protected Outdoor Garden/patio Environment 3.4 37 - Raised Gardens Environment 3.3 38 - Walking/Wheeling Path Environment 3.9 39 - Call System Environment.9 4 - Overhead Paging Turned Off Environment 2.3 41 - Laundry by Household/Neighborhood Environment 2. 42 - Intergenerational Program Family & Community 2.4 43 - Community Groups Meet in Home Family & Community 3.3 44 - Private Guestroom Family & Community 1.7 45 - Café/Restaurant/Tavern/Canteen Family & Community 1.9 46 - Special Dining Room Family & Community Family & Community 3.5 TOOLS for Change 5

TABLE E (continued) Average Per Question Score MEASURE SECTION AVERAGE SCORE 47 - Common Kitchen Area Family & Community 1.8 48 - CNAs Care Conferences Leadership 2.1 49 - Residents/Families on Quality Committees Leadership.8 5 - Staff Guardian Angel for Residents Leadership 1.6 51 - Learning Circles Leadership 2.2 52 - Community Meetings Leadership 2. 53 - Consistent Assignment RNs Workplace 3.4 54 - Consistent Assignment LPNs Workplace 3.5 55 - Consistent Assignment CNAs Workplace 3.3 56 - Self-scheduling Workplace 1.2 57 - Outside Conferences Workplace 3.9 58 - No uniforms Workplace 1.1 59 - % Cross-Trained Workplace.7 6 - Activities led by other departments Workplace 3.2 61 - Awards to Staff Workplace 2. 62 - Career Ladder Workplace 1.4 63 - Job Development Workplace 3.4 64 - Day Care Onsite Workplace.6 65 - Paid Volunteer Coordinator Workplace 1.9 66 - Employee Evaluations Workplace 2.2 67 - Longevity CNAs Outcomes 3.2 68 - Longevity LPNs Outcomes 3.5 69 - Longevity RNs Outcomes 3.2 7 - Longevity DON Outcomes 2.6 71 - Longevity Administrator Outcomes 2.9 72 - Turnover CNAs Outcomes 4. 73 - Turnover LPNs Outcomes 4. 74 - Turnover RNs Outcomes 4. 75 - Turnover DONs Outcomes 4.2 76 - Turnover Administrator Outcomes 4.3 77 - % CNAs Agency Outcomes 4.5 78 - % Nurse Agency Outcomes 4.5 79 - Occupancy Rate Outcomes 3.1 Made Possible with Support from The Commonwealth Fund Pioneer Network in Culture Change 23 E. Ohio Street Suite 4 Chicago, IL 6611 Phone: 312-224-2574 Fax: 312-644-8557 info@pioneernetwork.net www.pioneernetwork.net TOOLS for Change 6