Inspection Report We are the regulator: Our job is to check whether hospitals, care homes and care services are meeting essential standards. Woodlands Residential Care Wood Lane, Netherley, Liverpool, L27 4YA Tel: 01514984266 Date of Inspection: 19 April 2014 Date of Publication: June 2014 We inspected the following standards as part of a routine inspection. This is what we found: Care and welfare of people who use services Management of medicines Requirements relating to workers Assessing and monitoring the quality of service provision Complaints Inspection Report Woodlands Residential Care June 2014 www.cqc.org.uk 1
Details about this location Registered Provider Registered Manager Overview of the service Type of service Regulated activity Woodlands Rest Home Limited Miss Yvonne Moore Woodlands Residential Care is registered to provide accommodation for up to 34 people who require personal care. Some of the people using the service have dementia care needs. The service is located in the Netherly area of Liverpool. Accommodation is provided over three floors and a passenger lift is available for access to all floors. There is a car park to the front of the building and large gardens surrounding the home. Care home service without nursing Accommodation for persons who require nursing or personal care Inspection Report Woodlands Residential Care June 2014 www.cqc.org.uk 2
Contents When you read this report, you may find it useful to read the sections towards the back called 'About CQC inspections' and 'How we define our judgements'. Summary of this inspection: Page Why we carried out this inspection 4 How we carried out this inspection 4 What people told us and what we found 4 More information about the provider 5 Our judgements for each standard inspected: Care and welfare of people who use services 6 Management of medicines 8 Requirements relating to workers 9 Assessing and monitoring the quality of service provision 10 Complaints 11 About CQC Inspections 12 How we define our judgements 13 Glossary of terms we use in this report 15 Contact us 17 Inspection Report Woodlands Residential Care June 2014 www.cqc.org.uk 3
Summary of this inspection Why we carried out this inspection This was a routine inspection to check that essential standards of quality and safety referred to on the front page were being met. We sometimes describe this as a scheduled inspection. This was an unannounced inspection. How we carried out this inspection We carried out a visit on 19 April 2014, talked with people who use the service, talked with carers and / or family members and talked with staff. What people told us and what we found We gathered evidence to help us answer our five questions; Is the service caring? Is the service responsive? Is the service safe? Is the service effective? Is the service well-led? Below is a summary of what we found. Is the service safe? The one relative and five people who lived at the home told us they had no concerns over the safety or welfare of anyone who lived there. We saw evidence that people's needs were assessed and care and treatment was planned and delivered in line with their individual care plan and was intended to ensure people's safety. The way in which staff were recruited was found to be correct and safe. Staff showed evidence of previous experience and continuing professional development within healthcare. We saw the provider had policies and procedures in place for safeguarding and emergency events. All staff were aware of where to locate them if need be. We saw staff using correct manual handling techniques and explaining procedures clearly before assisting them. The three staff members we spoke to were all able to confidently and correctly tell us what they would do in an event of a person suffering a fall. Is the service caring? We spoke to five people who lived at the home and one relative. They all said that they were "Very happy" at the home and described the staff as "Helpful", "Friendly" and "Courteous". The one relative told us that the staff liaise well with them and that the staff were "Always happy to help". During our observations we saw staff as being polite and caring. We saw the staff continuously engaged with people in a friendly manner and reassured those who were confused. Is the service responsive? We saw the provider conducted annual 'relatives and residents feedback' questionnaires. We saw the results from the August 2013 questionnaire was very positive. All of the people who completed this noted the care, staff and food as "Excellent". Inspection Report Woodlands Residential Care June 2014 www.cqc.org.uk 4
Is the service well-led? Staff told us they were able to openly raise any ideas for improvement and they felt they would be heard. One staff member told us they were like a "family". When asking people who lived at the home and staff about the providers and managers they all said they were "Approachable", "Friendly and "Easy to talk to". Is the service effective? We saw from the results of the August 2013 'relatives and residents feedback' questionnaire all the people who completed the form had said they were confident in raising complaints and felt that the provider would deal with complaints promptly. When we spoke to the people who used the service they all told us they were confident in raising complaints to staff. One person we spoke to said they raised a complaint and it was dealt with very quickly and they were happy with the outcome. You can see our judgements on the front page of this report. More information about the provider Please see our website www.cqc.org.uk for more information, including our most recent judgements against the essential standards. You can contact us using the telephone number on the back of the report if you have additional questions. There is a glossary at the back of this report which has definitions for words and phrases we use in the report. Inspection Report Woodlands Residential Care June 2014 www.cqc.org.uk 5
Our judgements for each standard inspected Care and welfare of people who use services People should get safe and appropriate care that meets their needs and supports their rights Our judgement The provider was meeting this standard. Care and treatment was planned and delivered in a way that was intended to ensure people's safety and welfare. Reasons for our judgement We looked at four care plans of people who lived at the home. These care plans were person centred and provided evidence of the person's involvement in its development. We saw all care plans contained a comprehensive pre-admission assessment prior to being admitted to the home. This allowed the provider to ensure they were able to meet the person's need prior to them coming to the home. Where appropriate we saw people provided signed consent for treatment or a best interest assessment was completed. All care plans had a range of risk assessments, for example, skin integrity and nutrition. We saw care plans were regularly reviewed. They contained daily records and records from visiting professionals. Although the provider may like to note that some care plans did not clearly identify who's they were nor dated clearly. We raised this to the providers' attention during the visit who were aware and obliging to further educate the carer assistants on 'good recording keeping'. We saw care plans took account of people's social and emotional well-being. We saw staff had taken accounts of peoples social interests. These were however not always reflected in what activities were provided at the home. We saw the provider employed an activities coordinator most days and had two activities planned each day, for example, exercises, games and quizzes. Although, when taking with people who used the service and the staff they all felt that there could be a wider variety of activities, in particular more days out. During our inspection we were told by the registered manager and staff that they were aware of the need to review their activities and were going to look at providing more oneto-one activities for those who are unable to join in on group activities. We spoke to five people who lived at the home and one relative. They all said that they were "Very happy" at the home and described the staff as "Helpful", "Friendly" and "Courteous". The one relative told us that the staff liaise well with them and that the staff were "Always happy to help". During our observations we saw staff as being polite and caring. We saw the staff continuously engaged with people in a friendly manner and reassured those who were confused. Inspection Report Woodlands Residential Care June 2014 www.cqc.org.uk 6
We saw the provider had policies and procedures in place for safeguarding and emergency events. All staff were aware of where to locate them if need be. We saw staff using correct manual handling techniques and explaining procedures clearly before assisting them. The three staff members we spoke to were all able to confidently and correctly tell us what they would do in an event of a person suffering a fall. The one relative and five people who lived at the home told us they had no concerns over the safety or welfare of anyone who lived there. We saw evidence that people's needs were assessed and care and treatment was planned and delivered in line with their individual care plan and was intended to ensure people's safety. Inspection Report Woodlands Residential Care June 2014 www.cqc.org.uk 7
Management of medicines People should be given the medicines they need when they need them, and in a safe way Our judgement The provider was meeting this standard. People were protected against the risks associated with medicines because the provider had appropriate arrangements in place to manage medicines. Reasons for our judgement All medication sheets were clear and consistent, evidencing good record keeping and safe administration. All medicines were appropriately prescribed by GPs. All the medication charts contained the required information about the people who used the service in order to be able to administer medication safely. We looked at fifteen medication charts, we saw all medicines were given as per the recommended prescribing regime and were prescribed by the individual's GP. When asked, staff were aware of the risks and side effects associated with certain medication, for example, diabetes medication. Staff were also able to tell us the correct procedure for what they would do in an event of a medication error. For medication that was prescribed 'as required', we were told by people who used the service staff gave them choices of whether they wanted it. This was then documented correctly. Staff told us how they disposed of medication, which was to have one staff sign and count medication, store it separately, return it to pharmacy,who would then counter sign the medication. All medication was stored in a locked trolley which was secured to the wall. We saw and were told the keys were kept with the senior care assistant at all times. Medication which is regulated under the Misuse of Drugs Act (1971), otherwise known as 'controlled' drugs or medicines, which is aimed to control the possession and supply of numerous listed drugs which may be harmful, misused or illegally obtained, were shown as been stored correctly. Controlled medicines were found to be correctly kept separately in a locked cupboard and a stock supply was clear in the records book. We saw evidence that arrangements were in place in relation to the recording of medicine and they were stored and disposed of safely. Inspection Report Woodlands Residential Care June 2014 www.cqc.org.uk 8
Requirements relating to workers People should be cared for by staff who are properly qualified and able to do their job Our judgement The provider was meeting this standard. People were cared for, or supported by, suitably qualified, skilled and experienced staff. Reasons for our judgement We looked at four staff files of people who worked at the home all of which contained the correct documentation for recruitment. We saw all personnel files contained references numbers to full and satisfactory DSB checks before commencing employment. The three staff we spoke with also confirmed that they all had satisfactory DBS checks before commencing employment. We also noted all staff files contained application forms, job descriptions, regular supervisions and two references. All four staff files contained extensive training records since the commencement of employment, such as:- fire safety, first aid, food hygiene, health and safety, moving and handling, medicines management and safeguarding vulnerable adults. Care staff told us they either held a National Vocational Qualification in healthcare studies or if not, were encouraged to complete the course by the care provider. We were told by staff they had also received inductions and shadow shifts before working alone. The three staff members said the employer always encouraged further training. We saw some staff had also undertaken dementia awareness training and challenging behaviour training. The way in which staff were recruited was found to be correct and safe. Staff showed evidence of previous experience and continuing professional development within healthcare. Inspection Report Woodlands Residential Care June 2014 www.cqc.org.uk 9
Assessing and monitoring the quality of service provision The service should have quality checking systems to manage risks and assure the health, welfare and safety of people who receive care Our judgement The provider was meeting this standard. The provider had an effective system to regularly assess and monitor the quality of service that people receive. Reasons for our judgement We saw the provider conducted regular staff meetings. We saw minutes from the last staff meeting in February 2014 which discussed changes in procedures to infection control, plans for what to do if there was an outbreak, hand hygiene, laundry and when to wear disposable aprons. During the inspection we observed staff wearing disposable aprons when appropriate. We saw the provider conducted medication audits to ensure correct stock and had plans to undertake infection control audits. We saw the provider conducted annual 'relatives and residents feedback' questionnaires. We saw the results from the August 2013 questionnaire was very positive. All of the people who completed this noted the care, staff and food as "Excellent". We saw the provider maintained a clear record for every year and then posted a 'results poster', which would contain the changes if any that the provider would make. We saw this year's results poster displayed that all the results were positive. The questionnaire also allowed people to provide suggestions for improvement although there was no suggestions only positive comments such as "Staff are brilliant", "Meals are nice", "Happy place to live" and "I enjoy being here". We saw the registered manager and owner held regular meetings, which reviewed the whole home. We saw minutes for the last meeting, which discussed staffing levels, maintenance and any complaints. We saw the provider had development plans in place to refurbish the kitchen and we were also told some of the empty bedrooms were in the process of being redecorated. When speaking to staff they told us the home needed modernizing and redecorating and were confident the provider had plans to do so. Staff told us they were able to openly raise any ideas for improvement and they felt they would be heard. One staff member told us they were like a "family". We saw evidence that the provider had effective systems in place to assess and monitor the quality of service that people receive. Inspection Report Woodlands Residential Care June 2014 www.cqc.org.uk 10
Complaints People should have their complaints listened to and acted on properly Our judgement The provider was meeting this standard. There was an effective complaints system available and complaints people made were responded to appropriately. Reasons for our judgement We saw from the results of the August 2013 'relatives and residents feedback' questionnaire all the people who completed the form had said they were confident in raising complaints and felt that the provider would deal with complaints promptly. When we spoke to the people who used the service they all told us they were confident in raising complaints to staff. One person we spoke to said they raised a complaint and it was dealt with very quickly and they were happy with the outcome. When asking people who lived at the home and staff about the providers and managers they all said they were "Approachable", "Friendly and "Easy to talk to". We saw visitors had easy access to a complaints book which was by the front entrance. We saw no one had logged a complaint in the past three years. We saw the provider had a clear procedure for complaints in the 'residents handbook' and in the staff policies and procedure. We saw the policies had a clear timescales for a reply and resolution of the complaint. We saw this procedure needed to be updated and contain clearer instructions of how to inform the Care Quality Commission of any concerns. We discussed this with the provider on the day of inspection who was aware of the need to update most of the policies and procedures for the home. We saw the provider had two complaints the past year we saw both were dealt with promptly and escalated through the appropriate channels. We saw evidence of good record keeping and notifications to the Care Quality Commission. We saw both complaints were resolved and in one instance the provider made changes to increase the safety of the respective person who lived at the care home. We saw the provided had an effective complaints system available and complaints people made were responded to appropriately. Inspection Report Woodlands Residential Care June 2014 www.cqc.org.uk 11
About CQC inspections We are the regulator of health and social care in England. All providers of regulated health and social care services have a legal responsibility to make sure they are meeting essential standards of quality and safety. These are the standards everyone should be able to expect when they receive care. The essential standards are described in the Health and Social Care Act 2008 (Regulated Activities) Regulations 2010 and the Care Quality Commission (Registration) Regulations 2009. We regulate against these standards, which we sometimes describe as "government standards". We carry out unannounced inspections of all care homes, acute hospitals and domiciliary care services in England at least once a year to judge whether or not the essential standards are being met. We carry out inspections of other services less often. All of our inspections are unannounced unless there is a good reason to let the provider know we are coming. There are 16 essential standards that relate most directly to the quality and safety of care and these are grouped into five key areas. When we inspect we could check all or part of any of the 16 standards at any time depending on the individual circumstances of the service. Because of this we often check different standards at different times. When we inspect, we always visit and we do things like observe how people are cared for, and we talk to people who use the service, to their carers and to staff. We also review information we have gathered about the provider, check the service's records and check whether the right systems and processes are in place. We focus on whether or not the provider is meeting the standards and we are guided by whether people are experiencing the outcomes they should be able to expect when the standards are being met. By outcomes we mean the impact care has on the health, safety and welfare of people who use the service, and the experience they have whilst receiving it. Our inspectors judge if any action is required by the provider of the service to improve the standard of care being provided. Where providers are non-compliant with the regulations, we take enforcement action against them. If we require a service to take action, or if we take enforcement action, we re-inspect it before its next routine inspection was due. This could mean we re-inspect a service several times in one year. We also might decide to reinspect a service if new concerns emerge about it before the next routine inspection. In between inspections we continually monitor information we have about providers. The information comes from the public, the provider, other organisations, and from care workers. You can tell us about your experience of this provider on our website. Inspection Report Woodlands Residential Care June 2014 www.cqc.org.uk 12
How we define our judgements The following pages show our findings and regulatory judgement for each essential standard or part of the standard that we inspected. Our judgements are based on the ongoing review and analysis of the information gathered by CQC about this provider and the evidence collected during this inspection. We reach one of the following judgements for each essential standard inspected. This means that the standard was being met in that the provider was compliant with the regulation. If we find that standards were met, we take no regulatory action but we may make comments that may be useful to the provider and to the public about minor improvements that could be made. Action needed This means that the standard was not being met in that the provider was non-compliant with the regulation. We may have set a compliance action requiring the provider to produce a report setting out how and by when changes will be made to make sure they comply with the standard. We monitor the implementation of action plans in these reports and, if necessary, take further action. We may have identified a breach of a regulation which is more serious, and we will make sure action is taken. We will report on this when it is complete. Enforcement action taken If the breach of the regulation was more serious, or there have been several or continual breaches, we have a range of actions we take using the criminal and/or civil procedures in the Health and Social Care Act 2008 and relevant regulations. These enforcement powers include issuing a warning notice; restricting or suspending the services a provider can offer, or the number of people it can care for; issuing fines and formal cautions; in extreme cases, cancelling a provider or managers registration or prosecuting a manager or provider. These enforcement powers are set out in law and mean that we can take swift, targeted action where services are failing people. Inspection Report Woodlands Residential Care June 2014 www.cqc.org.uk 13
How we define our judgements (continued) Where we find non-compliance with a regulation (or part of a regulation), we state which part of the regulation has been breached. Only where there is non compliance with one or more of Regulations 9-24 of the Regulated Activity Regulations, will our report include a judgement about the level of impact on people who use the service (and others, if appropriate to the regulation). This could be a minor, moderate or major impact. Minor impact - people who use the service experienced poor care that had an impact on their health, safety or welfare or there was a risk of this happening. The impact was not significant and the matter could be managed or resolved quickly. Moderate impact - people who use the service experienced poor care that had a significant effect on their health, safety or welfare or there was a risk of this happening. The matter may need to be resolved quickly. Major impact - people who use the service experienced poor care that had a serious current or long term impact on their health, safety and welfare, or there was a risk of this happening. The matter needs to be resolved quickly We decide the most appropriate action to take to ensure that the necessary changes are made. We always follow up to check whether action has been taken to meet the standards. Inspection Report Woodlands Residential Care June 2014 www.cqc.org.uk 14
Glossary of terms we use in this report Essential standard The essential standards of quality and safety are described in our Guidance about compliance: Essential standards of quality and safety. They consist of a significant number of the Health and Social Care Act 2008 (Regulated Activities) Regulations 2010 and the Care Quality Commission (Registration) Regulations 2009. These regulations describe the essential standards of quality and safety that people who use health and adult social care services have a right to expect. A full list of the standards can be found within the Guidance about compliance. The 16 essential standards are: Respecting and involving people who use services - Outcome 1 (Regulation 17) Consent to care and treatment - Outcome 2 (Regulation 18) Care and welfare of people who use services - Outcome 4 (Regulation 9) Meeting Nutritional Needs - Outcome 5 (Regulation 14) Cooperating with other providers - Outcome 6 (Regulation 24) Safeguarding people who use services from abuse - Outcome 7 (Regulation 11) Cleanliness and infection control - Outcome 8 (Regulation 12) Management of medicines - Outcome 9 (Regulation 13) Safety and suitability of premises - Outcome 10 (Regulation 15) Safety, availability and suitability of equipment - Outcome 11 (Regulation 16) Requirements relating to workers - Outcome 12 (Regulation 21) Staffing - Outcome 13 (Regulation 22) Supporting Staff - Outcome 14 (Regulation 23) Assessing and monitoring the quality of service provision - Outcome 16 (Regulation 10) Complaints - Outcome 17 (Regulation 19) Records - Outcome 21 (Regulation 20) Regulated activity These are prescribed activities related to care and treatment that require registration with CQC. These are set out in legislation, and reflect the services provided. Inspection Report Woodlands Residential Care June 2014 www.cqc.org.uk 15
Glossary of terms we use in this report (continued) (Registered) Provider There are several legal terms relating to the providers of services. These include registered person, service provider and registered manager. The term 'provider' means anyone with a legal responsibility for ensuring that the requirements of the law are carried out. On our website we often refer to providers as a 'service'. Regulations We regulate against the Health and Social Care Act 2008 (Regulated Activities) Regulations 2010 and the Care Quality Commission (Registration) Regulations 2009. Responsive inspection This is carried out at any time in relation to identified concerns. Routine inspection This is planned and could occur at any time. We sometimes describe this as a scheduled inspection. Themed inspection This is targeted to look at specific standards, sectors or types of care. Inspection Report Woodlands Residential Care June 2014 www.cqc.org.uk 16
Contact us Phone: 03000 616161 Email: enquiries@cqc.org.uk Write to us at: Care Quality Commission Citygate Gallowgate Newcastle upon Tyne NE1 4PA Website: www.cqc.org.uk Copyright Copyright (2011) Care Quality Commission (CQC). This publication may be reproduced in whole or in part, free of charge, in any format or medium provided that it is not used for commercial gain. This consent is subject to the material being reproduced accurately and on proviso that it is not used in a derogatory manner or misleading context. The material should be acknowledged as CQC copyright, with the title and date of publication of the document specified. Inspection Report Woodlands Residential Care June 2014 www.cqc.org.uk 17