ALL MENTAL HEALTH AND SUBSTANCE USE DISORDER PROGRAMS MUST INCLUDE PSYCHOSOCIAL AND PSYCHIATRIC EVALUATIONS

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COUNTY of NASSAU DEPARTMENT OF HUMAN SERVICES Office of Mental Health, Chemical Dependency and Developmental Disabilities Services 60 Charles Lindbergh Boulevard, Suite 200, Uniondale, New York 11553-3687 : (516) 227-7057 Fax: (516) 227-7076 ALL APPLICATIONS ON BEHALF OF INDIVIDUALS WITH A SERIOUS MENTAL ILLNESS AND/OR A SUBSTANCE USE DISORDER MUST BE SUBMITTED TO THE NASSAU COUNTY SPOA AT THE ABOVE ADDRESS ALL MENTAL HEALTH AND SUBSTANCE USE DISORDER PROGRAMS MUST INCLUDE PSYCHOSOCIAL AND PSYCHIATRIC EVALUATIONS NASSAU COUNTY CARE COORDINATION COMMUNITY REFERRAL (To be used for any referral within Nassau County for medical, behavioral health and substance abuse care management services) Services Referred to (check all that apply) Care Coordination ACT AOT Date: Last First SSN Address: Street Apt. Town State Zip Alt. Address: Street Apt. Town State Zip AKA (also known as): Home : Mobile : Alt. : E-mail address: DEMOGRAPHIC INFORMATION DOB: Age: Gender: Male Female Transgender Race: White Black Other, specify: Hispanic/Latino Asian Alaskan Native American Indian Ethnicity: Hispanic t Hispanic Primary Language (spoken at home): English Spanish Other (specify): Primary Language During Service Provision: English Spanish Other (specify): If necessary, who will interpret? Native Hawaiian Pacific Islander Nassau County Care Coordination Referral April 2016 Page 1 of 8

ALL APPLICATIONS ON BEHALF OF INDIVIDUALS WITH A SERIOUS MENTAL ILLNESS AND/OR A SUBSTANCE USE DISORDER MUST BE SUBMITTED TO THE NASSAU COUNTY SPOA AT THE ABOVE ADDRESS ENTITLEMENTS Medicaid Medicaid Managed Care Medicare Private Insurance Insurance Medicaid Number: Medicaid Number: Managed Care Provider: Medicare number: Insurance Provider: REFERRAL SOURCE Self, family or friend MR/DD Facility Family Court Managed Care Organization Mental Health outpatient General Hospital ER Criminal Court Care Management Agency Mental Health inpatient General Hospital (inpatient) Parole Other Health Home: specify: Mental Health residential Other medical provider Probation Substance Abuse Program Jail, penitentiary, etc. Applicant: Medicaid # REFERRAL INFORMATION Title: Agency: #: Ext: Signature of Referring Person Applicant diagnosis per DSM-V* List all diagnoses, including SMI( severe mental illness) personality Disorders, and/or developmental disabilities Mental Health Diagnosis Substance Use Disorder Diagnosis Other: Specify Current: Past Year: FOR ALL REFERALLS PLEASE CHECK ALL APPLICABLE BOXES IF SUBSTANCE USE DISORDER IS THE PRIMARY DIAGNOSIS ONE OF THE BOXES BELOW MUST BE CHECKED MEDICAL DIAGNOSIS (check all that apply) Asthma Hypertension Diabetes Obesity (BMI >25) Advanced Coronary Artery Disease HIV/AIDS Heart Disease Chronic Obstructive Pulmonary Disease Congestive Heart Failure Cerebrovascular Disease Chronic Renal Failure Other, Specify Number of Psychiatric Hospitalizations: Number of Psychiatric Hospitalizations within Past Year: Nassau County Care Coordination Referral April 2016 Page 2 of 8

ALL APPLICATIONS ON BEHALF OF INDIVIDUALS WITH A SERIOUS MENTAL ILLNESS AND/OR A SUBSTANCE USE DISORDER MUST BE SUBMITTED TO THE NASSAU COUNTY SPOA AT THE ABOVE ADDRESS ATTACH AVAILABLE SUPPORTING DOCUMENTATION OF MEDICAL DIAGNOSIS MENTAL HEALTH/SUBSTANCE USE/MEDICAL PROVIDERS, if known Outpatient MH Treatment Provider Outpatient Substance Abuse Provider Primary Health Care Provider Other Medical Provider Specialty: Other Medical Provider Specialty: APPROPRIATENESS FOR HEALTH HOME (Significant behavioral, medical or social risk factors that can be addressed through care coordination) CHECK ALL THAT APPLY AND EXPLAIN BELOW Probable risk for adverse event, e.g., death, disability, inpatient or nursing home admission Lack of or inadequate social/family/housing support Lack of or inadequate connectivity with healthcare system n-adherence to treatments or medication(s) or difficulty managing medications Recent release from incarceration or psychiatric hospitalization Deficits in activities of daily living such as dressing, eating, etc. Learning or cognitive issues Applicant: Medicaid # Rationale (provide explanation/information/examples of items checked above, e.g., client is a BOCES graduate with cognitive impairments and diabetes who has lost his support network and is having difficulty keeping appointments): Nassau County Care Coordination Referral April 2016 Page 3 of 8

TO BE COMPLETED ONLY FOR ASSISTED OUTPATIENT TREATMENT (AOT) Applicant : Referral Source: Relationship to Referred Party: Address: Telephone. Fax. Application Date: Is client currently hospitalized? If so, where Is this individual currently prescribed any psychotropic medications? If, the following section MUST be completed: of Prescriber: of Medication Prescribed Dosage Is the individual currently taking this medication? Does this individual currently receive outpatient alcohol or substance use disorder services? If, the following section MUST be completed: Outpatient Treatment Agency: Therapist: Address: City: State: ZIP: Telephone.: Does this individual have an alcohol or substance abuse diagnosis that is documented? Nassau County Care Coordination Referral April 2016 Page 4 of 8

Does this individual require psychotropic medications to maintain stability? Does this individual have a history of non-compliance with psychotropic medications? List all prior treatments, including psychotropic medications that this individual has been non-compliant with: Treatment Modality Date/Timeframe of non-compliance Reason for non-compliance (if known) Describe what occurs when this person is not compliant and any precipitating factors of the noncompliance: Nassau County Care Coordination Referral April 2016 Page 5 of 8

Has this individual required two or more inpatient admissions to a psychiatric facility or forensic unit within the past 36 months due to non-compliance with medication? YES NO (NOTE: Exclude all inpatient admission time periods from calculation of 36 months.) Provide a listing of all Psychiatric Hospitalizations listed below, including admission & discharge dates: of Facility City, State Admission and Discharge Dates Reason for Admission Has this individual made one or more documented acts of, or threats of, serious violence towards self or others within the past 48 months due to non-compliance with medication? YES NO (NOTE: Exclude all inpatient admission time periods from calculation of 48 months.) Provide a listing of ALL acts of violence referred to above: Date of threat or act of violence & relationship of person to which threat or act of violence was made Description of threat or act of violence (indicate if there was police/mct involvement) Nassau County Care Coordination Referral April 2016 Page 6 of 8

Has this individual been involved with the criminal justice system? YES NO If yes, describe below: Criminal Justice/Legal System Involvement: Is this individual currently involved with the criminal justice system? YES NO UNKNOWN If yes, check the appropriate boxes and provide specifics: System Individual to whom reports are made Telephone. Probation Parole Order of Protection CPL Order Correctional Facility Court Ordered Treatment Have efforts been made to mediate and/or use other methods other than AOT? YES NO Please provide specifics: Date of Intervention Specific Alternative Suggested Outcome Nassau County Care Coordination Referral April 2016 Page 7 of 8

Physical Description of client: (PLEASE PRINT) NAME: KNOWN ALIASES: DATE OF BIRTH: RACE/ETHNICITY: HEIGHT: ft. in. WEIGHT: COLOR OF HAIR: COLOR OF EYES: OTHER DISTINGUISHING FEATURES (i.e., tattoos, glasses, skin tone, missing teeth, gait) tice to Referral Source: Once the AOT Coordination Team receives a completed application, and the CRT Team reviews the application for eligibility, an AOT investigation will be opened to determine if he/she meets the criteria for AOT set by Kendra s Law. This process can be a lengthy one, often several weeks long. The AOT program, in itself, is not psychiatric treatment, nor is it crisis intervention. Should the individual need immediate or emergency psychiatric intervention, you should contact the police (via 911) or the Mobile Crisis Team (516-227-8255), who can evaluate the individual to determine the need for psychiatric hospitalization or provide a referral to an appropriate treatment agency. In addition, if the individual currently has a treating provider, such as a private psychiatrist/ therapist or is a patient at a mental health agency, this provider remains responsible for the individual. The AOT application and investigation process does not relieve the provider of their responsibility to continue to treat the patient. This provider should contact the AOT Coordination Team, to assist in providing relevant information and developing an appropriate treatment plan for the individual. An AOT treatment plan may or may not include continuation of care by the Current provider. If you have any questions or concerns that you would like to discuss further, please contact the AOT Coordination Team Monday through Friday at (516) 227-7057. Nassau County Care Coordination Referral April 2016 Page 8 of 8