ISF-NSFC Joint Scientific Research Program Summary of Guidelines for Submission

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ISF-NSFC Joint Scientific Research Program Summary of Guidelines for Submission 7 th round These guidelines include the following: 1. General information 2. Fundamental rules 3. Guidelines for submitting an application 4. Registration 5. Application sections 6. Printing and submitting the application For Full information, please see Hebrew Guidelines

1. General Information 1.1. Introduction 1.1.1. The program aims to encourage research cooperation between Israeli and Chinese scientists. 1.1.2. The program is activated due to an agreement of cooperation between National Natural Science Foundation of China (NSFC) and Israel Science Foundation (ISF), and is funded by the Chinese and Israeli governments, through the two funding agencies, each funding its own scientists according to their respective regulations. 1.1.3. The 7 th round of submission will be in the following fields: Chemistry, Physics, Mathematics, Computer sciences, Nanotechnology, Earth sciences 1.2. Eligibility: 1.2.1. Researchers from Israel with a PhD or MD may apply through the Authority for Research and Development in their institutions, as required by the ISF rules and regulations. 1.2.2. Researchers from China must be the permanent employed researchers residing in China and affiliated with a recognized higher education or research institution which registers in NSFC. The Chinese applicant must possess an academic title of professor or associate professor and must be the PI of an on-going or completed NSFC research grant which duration is more than 3 years. Please read the Chinese version of guidelines for details on the eligibility for Chinese applicants. 1.3. Criteria for evaluation: The criterion for evaluating the research proposal is scientific merit. Applications will be scored according to: Scientific quality of the proposal; Originality and innovation of the research; Exchange of mutual knowledge and expertise; Strengths of the proposed cooperation and the level of synergy between the groups. Professional committees and reviewers will assess and evaluate the applications. An application might be rejected on scientific or administrative grounds or on the basis of mismatch to the joint program. 1.4. The ability of the researcher to lead the proposed research independently is an integral part in the professional committees' assessment. The committee has the authority to reject an application submitted by a researcher whom is believed not to meet this criterion. The ability to lead a research is also reflected in a critical mass of scientific publications on the subject, as a single or principal author. 1.4.1. Resubmission One-time resubmission is available unless the rejection letter has noted otherwise. 2. Fundamental rules 2.1. Upon submitting a grant application, the researcher accepts the Foundation's guidelines and jurisdiction methods. 2.2. Each funding agency funds activities of PIs of their respective countries. 2.3. The grant will be given for a research project performed in Israel and in China in coordination with the respective relevant institution's authority. 2.4. The grants are for up to three years. 2.5. The maximum grant amount for a project is up to USD 300,000 for each partner. 2

2.6. The researcher/s undertake/s to attain all the necessary authority approvals needed for carrying out the research and to provide them on request at any time (see Sect. 5.1.8., below). 2.7. One can submit an application to the ISF only if it is essentially different from any other application that was submitted/funded by the ISF or any another entity in Israel or abroad, or that would be submitted in this academic year for funding to another Foundation in Israel or abroad. The differences between the proposals must be made clear and described in a relevant form. An application that is found very similar to another, as described above, will be rejected. 2.8. An Israeli researcher and a researcher from China are allowed to participate as principal investigators (PIs), in only one application per submission cycle of this program. 2.9. Principal Applicants from either China or Israel are not eligible to hold more than one active grant of this joint program at any given time. 2.10. A grant application will include only a single Israeli PI and a single Chinese PI. 2.11. If for any reason (leaving the country, retirement, etc.), the researcher cannot continue as a PI, the respective agency should be updated immediately. 2.12. The PIs are held by the respective funding agencies as responsible and in charge of the research. 2.13. The application is judged according to the format submitted. Therefore, the respective agencies have no mandate to fund it should any modifications be made. As a result the PI status cannot be changed. 2.14. Applications of the following nature are not accepted within this program: Survey or descriptive nature programs, publishing findings alone, database preparation, book publishing, translation work and preparation of bibliographies. 2.15. Studies funded by this joint program, which include the establishment of a database as a result of the research objectives, must make these databases available to the scientific community, and to inform the respective agencies as to where a link can be found (by references in the final scientific report). 2.16. The proposed budget should be submitted according to the rules and regulations of each Foundation. This grant may include per diem and travel expenses for cooperation between the PIs. 2.17. It is hereby declared that any piece of equipment, including computers and computer equipment purchased with the funds of the grant is not the researcher's personal property. 3. The proposal 3.1. Language: The application shall be submitted by the Israeli PI to the ISF in English. The Chinese PI will submit the proposal in Chinese to the NSFC. 3.2. Date and manner of submission: The process will include 2 stages Registration and Submission. 3.2.1. Online Registration of the joint application to ISF by 13:00 (Jerusalem time(, December 20 th,2018. 3.2.2. Online submission of the joint application, (including the R&D authority approval) to ISF by 13:00 January 03 rd, 2019 (Jerusalem time) while to NSFC by 16:00 January 04 th, 2019 (Beijing Time). Any amendment whatsoever WILL NOT be accepted after the deadline. 3.3. The Israeli PI will submit on-line to the ISF, after the approval by the Chinese PI. 3.4. ISF Online submission 3

3.4.1. Submitter system requirements: ISF online the Foundation's online system, operates in tune with the following platforms: PC users Operating system: WIN7, WINXP, WIN10; Browser: Internet Explorer version 11, Explorer Edge or Google Chrome version 40 and up. For the system to work correctly, researchers must add the Foundation's website to their list of Trusted Sites and enable Pop-ups for that website. The user's guide contains instructions for completing these steps. MAC users Operating System: MAC OS X; Browser: Mozilla Firefox version 36 or higher (free download: http://www.mozilla.com/firefox/). ISF online may function properly on other platforms but the ISF cannot commit to it working correctly throughout all stages of submission and cannot fully support platforms other than those listed above. Users who choose to use other platforms do so at their own discretion. 3.4.2. All the submitting process (including the registration form) is done through the personal account, in the ISF on-line system, of the Israeli PI. 3.4.3. Upon confirmation of the registration form by the Israeli PI (see Sect. 4, below) the serial number given to the application will appear on the screen (and in the e-mail message sent to the PI), this number should be noted in every communication with the ISF regarding the application. 3.4.4. The online application submitting system (see Sect. 5, below) contains a few screens. Please read the following guidelines. a) Some of the information on the application forms is taken from the registration form, and all details can be modified and updated (excluding changing the PI) up to the date of submission. b) All fields should be filled in. Before submission of the application, by pressing the "lock the proposal" button, the system will set an alert regarding fields that were not filled in or were not filled in according to guidelines. c) Corrections cannot be made in files that have been uploaded. Each correction must be made on the original files, and then the corrected files must be attached anew. d) In order to avoid problems in creating the full PDF file of the application, please do not upload files that are locked for editing, or secured in any other way. e) Upon completion of the online form, the PI will send the application to the Chinese researcher for approval, critical for the final submission. f) Before clicking on SUBMIT, print out the application to verify its contents. It is also highly recommended to save a copy of the application on the submitter's PC. g) Clicking on Submit the proposal delivers the application to the research authority at the coordinating university for approval. The research authority may request that corrections be made in the application or reject it based on institutional considerations. After receiving approval from the research authority, the application will be submitted to the ISF. The system will notify the PI via email when the research authority has approved the application and transferred it to the ISF. 4

4. Registration: 4.1. Prior to starting the registration process, applicants are requested to affirm that: They have read the Guidelines; They agree to have the application evaluated according to the ISF procedure described; They are aware of the method of reporting on an active grant. 4.2. The registration form will consist of the following details general information (including the coordinating Israeli institute and subject of the proposal), the researcher's details and submission screen. 4.3. All the details can be changed later (during submission), excluding the PI identity. 5. Application sections: 5.1. The application shall consist of several sections as described in detail below. 5.1.1. Part 1 General information a) The coordinating institute, number of years needed for the research b) Resubmission for an application which is resubmitted (once), please enclose a resubmission letter (no longer than 5 pages) explaining the changes/ improvement if you have made some. Please note that these changes are not obligatory. However, you are required to address the comments of the former reviewers. Please add the number of the rejected application on the top of the letter. c) Declarations declarations regarding parallel funding and a Statement of close family ties with an ISF staff/governance member if applicable should be uploaded here. 5.1.2. Part 2 Investigators a) PIs Details, The Research Team: for the Israeli side - PIs Details will be included, (others, who are to be funded, will appear in the detailed budget)); for the Chinese - all personnel involved with this project, like students etc. b) CVs and a list of publications for each of the PIs (The list of publications will include up to 10 most relevant items to the project). 5.1.3. Part 3 Scientific program Including Title & Keywords, Scientific Abstract, and a full Research Program. The research program (up to 10 pages, to be typed on size A4 paper, spaced 1.5, using standard font-size (11 characters per inch, with each page Headed "OVERALL PROGRAM")), should be in the following format: a) Scientific background, including: An analysis of current domestic and international research trends in this field. b) The PIs prior contribution to the field of research. c) Research objectives describe the unique aspects of the research program. d) Significance and Innovation of the research program. e) Detailed description of the proposed research, including: The working hypothesis Scientific design and methods, including reference to the basis for cooperation: The unique strengths and skills of each side. Reference to authority certifications should be here, if applicable Preliminary results, including results from both partners and achievements already made 5

Research environment and facilities available, (including plans to make use of facilities of the both institutions) Expected results and possible pitfalls f) Figures up to 5 printed pages. The size of the images must be reduced to allow more than one image on a page. All images need a caption with an explanation about it. Scanning documents greatly increases the volume of the application and recommended to minimize it as much as possible. You can combine the diagrams in the pages of the text, in this case care must be taken to maintain proportionality between the diagrams and the text, and in any case do not go over the limit of up to 15 pages of research program and figures combined. g) Bibliography (English only) up to 5 printed pages. All publication must state the full title of the article, and detailed appearance information. In addition, all the names of all the authors (even if the author a number of articles) must appear. Please number the items in the bibliography. A separate file with the same bibliography including * for articles whose subject is the closest to the subject proposal will be uploaded in this screen. This file will be sent only to members of the professional committee (and not to external reviewers). The research program file should not specify * for articles whose subject is the closest to the application subject. Requests that will exceed the scope of the above frame coverage may not be sent out for review and may be rejected by the participants of the process of review or the ISF. h) Mode of cooperation Because the essence of the program is active cooperation between Israeli and Chinese researchers, the PIs have to upload a file defining and specifying the nature of the collaboration and the roles and tasks of each party. Cooperation can be manifested in several ways, for example: Mutual research carried out in two different laboratories, Joint research infrastructure (materials, equipment or services) and Personnel exchanges. Because the active cooperation is a key element in the program, please describe in details how the partners complement one another; please emphasize the synergic aspects of the project. i) Time Schedule and Work Plan the detailed different stages should be included in the table, as well as a short verbal explanation (under Explanatory Notes ). In cases where the study is theoretical and cannot be divided into stages, you can check that the schedule is not relevant to this study. 5.1.4. Part 4 Budget a) The proposed budget (including budget for special equipment), of the Israeli researcher will be submitted in New Israeli Shekels, and the Chinese researcher will be submitted in Chinese Yuan. b) The budget must be as detail as possible including explanatory notes. c) The budget is limited up to USD 300,000 per project for each partner (Israeli and Chines). 5.1.5. Part 5 Appendices a) Collaborations - lists of collaborators of both PIs 6

b) Authorities Certificates - a list of Authority Approvals needs to be attached. The ISF is aware that getting some of the permits requires payments, and thus will be achieved only with the grant. However, one must complete the information required regarding these approvals. After winning the grant, the funding is conditioned upon the approval of the Research Authority that all necessary approvals will be obtained. The Research Authority certificate should reach the ISF along with the letter of acceptance and commitment. The authorities approvals needed include: Declaration of Helsinki for applications involving experiments on human subjects or human material. Animal research ethics committee approval for applications involving experiments on animals. Nature and Parks Authority approval for applications involving research in nature reserves. Committee for Engineered Crops approval for applications which require use of engineered material or material prohibited for import to Israel. Israel Antiques Authority approval for applications which require archeological digs or use of material or objects discovered in archeological digs. Other certifications any other approvals required to conduct the proposed research in the PIs respective countries. Include references to the certifications required to conduct the research described in the research program. c) Review Requests PIs may provide the names of up to two (2) experts to whom the ISF should not send the proposals to for review or any other request regarding the review process. Apart from the above, do not attach any appendices, letters of recommendation or articles published, sent or accepted for publication to the proposal. All relevant findings and results should be included in the research program. 6. Submitting the Application 6.1. Proposal submission will be possible only after approved by the Chinese researcher 6.2. Submitting (only after approved by the Chinese PI) - pressing the "Submit the proposal" button will forward the application to the Research Authority. Only after receiving the approval of the Research Authority will the application be forwarded to the ISF. Please note: Registration will be closed, December 20 th 2018 at 13:00 (Jerusalem time) The final deadline for full submission in the ISF on-line system (after the R&D approval) is January 03 rd, 2019 at 13:00 (Jerusalem time) The final deadline for full submission to NSFC is January 04 th, 2019 at 16:00 (Beijing Time). Any amendment whatsoever WILL NOT be accepted after the deadline. 7