REQUEST FOR QUALIFICATIONS PROFESSIONAL ENGINEERING SERVICES for CITY OF SHELBY, NORTH CAROLINA

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REQUEST FOR QUALIFICATIONS PROFESSIONAL ENGINEERING SERVICES for CITY OF SHELBY, NORTH CAROLINA Farmville Road Waterline 24 inch waterline, Booster Pump Station and Elevated Storage Tank Issued: November 9, 2016 By: David Hux; Water Resources Director City of Shelby/Utilities Department PO Box 207 Shelby, NC 28152

Farmville Road Waterline Proposal #: W001-2016 Sealed Proposals from qualified firms to provide various services related to the Farmville Road Waterline Loop Shelby, North Carolina are subject to all the conditions, and provisions set forth herein and attached. Proposals will be received in the offices of the City of Shelby Utilities Department at the George W. Clay, Jr. Utility Operations Center, 824 West Grover Street, Shelby, NC 28150 by the Assistant Utilities Director Operations. Proposals shall be submitted by 3:00 PM, Friday, December 9, 2016. SPECIAL CONDITIONS See attached document The above Proposal number shall be shown on front of the envelope in which this proposal is submitted. The City of Shelby/Shelby Utilities Department assumes no responsibility for unmarked envelopes being considered for award. Only one (1) original and four (4) copies per envelope shall be submitted. Authorized company representative is required to sign in ink on page two (2) of this package in the space provided. Proposals not signed will be automatically rejected. Facsimiles are not acceptable. City of Shelby, NC Page 2 of 8

INSTRUCTIONS 1. Submit one (1) signed original and four (4) signed copies of the proposal. 2. Proposal amendments thereto or withdrawal requests received after the time advertised for proposal opening will be void regardless of when they were mailed or postmarked. 3. If specifications or description papers are submitted with proposal, enter proposing firm's name thereon. 4. Clearly address and mark the proposal as indicated in the notice. CONDITIONS 1. The City of Shelby/Utilities Department reserves the right to accept or reject any or all proposals, and to waive all technicalities. 2. The right is reserved to make award as considered to be the most advantageous to the City of Shelby. 3. The successful proposing firm shall indemnify and save harmless the City of Shelby/Shelby Utilities Department and all City officials, agents and employees from all suits or claims of any character brought by reason of infringing on any patent, trade mark, or copyright. PROPOSAL In compliance with the request for proposal, and subject to all conditions thereof, the undersigned offers and agrees to furnish any or all items proposed. Date Authorized Signature Company Name Print or Type Name Above Company Address Company Fax City, State, Zip NC Sales Tax Number (Only If out of State) Company Telephone Number Federal ID# Email Address City of Shelby, NC Page 3 of 8

REQUEST FOR QUALIFICATIONS Description of Project Responses to this RFQ will be used to determine the relative qualifications of various firms to perform the scope of work and the tasks specified. The City of Shelby is seeking a firm with demonstrated expertise in engineering and project management consulting with specific expertise in quality assurance/value engineering, construction feasibility review, cost estimating and scheduling. As mentioned previously, the objective of this RFQ is to solicit interest and credentials from qualified professional engineering firms licensed in the State of North Carolina. It is anticipated that an agreement for professional services will be negotiated and executed between the City of Shelby and the firm who is determined to best meet the needs of the City of Shelby for this project. All questions regarding this RFQ shall be presented to David Hux at david.hux@cityofshelby.com. The deadline for submitting questions regarding this RFQ is: Thursday, December 1, 2016 at 4:00 PM. If necessary, addenda will be issued to formally answer questions. Background The City of Shelby has adopted a Water and Wastewater Asset Management Plan that identifies areas of the City and/or County that are strategic for residential, commercial and industrial development. Some of these areas lacked adequate water/wastewater facilities or the existing facilities need upgrading to meet the demands for growth, future development, and potential connections for existing industrial facilities. One particular area identified in the report is an area known as Farmville Road Loop. This loop would provide water to a growing industrial area known as the Washburn Switch Area. This line would connect with a different system pressure zone with a 24 inch water line, 3,000 gpm booster pump station and a new 750,000 gallon elevated storage tank. The improvements would allow provide additional water capacities to service to the proposed Washburn Switch Business Park, allowing continued development that will result in new employment opportunities for the citizens of the City of Shelby and Cleveland County. City of Shelby, NC Page 4 of 8

Scope of Work This proposed project includes the construction of approximately 27,000 linear feet of 24-inch diameter water main the Water Treatment located on W Grover Street to Washburn Switch Business Park along Polkville, Chatfield and Farmville Roads. The capacity of the proposed main pump station will be 3,000gpm and the elevated storage tank will be 750,000 gallons. A site is available for pump station and tank at the Washburn Switch Business Park. This project will require the following services: Design and Permitting Services; including the preparation of contract documents, including construction drawings and specifications; Bid Phase Services; Construction Administration / Inspections Qualification Statement Preparation 1) All proposing firms must have been professionally engaged in the project management and engineering fields with experiences in distribution system projects of similar size or greater in public sector for a minimum of five (5) years. In addition, all proposing firms must employ qualified personnel, who are licensed and qualified in the following disciplines: civil engineering, environmental engineering, electrical engineering, construction administration, and construction cost estimating/value engineering and project management. These professionals must not only be credentialed; they must be able to demonstrate that they have related experience in the engineering and construction industry. 2) The firm must be able to demonstrate that the staff it would assign to this project possesses the ability to lead and manage work teams that are multi-disciplinary and multi-functional. In addition, proposing firms must be able to demonstrate that they possess the ability to develop, monitor, control and manage changes in a project's scope, time, resources, cost and risk. 3) This RFQ contains, in general terms, the overall objectives of the City in obtaining the service of a consultant. While an attempt is made to describe the general expectations of the City and the anticipated work to perform, the City and the successful firm will need to define a more specific scope of work and fee schedule as part of a negotiation process. If it becomes necessary to revise any part of this RFQ, written amendments will be provided to all potential firms proposing. 4) All costs related to the preparation of the Statement of Qualifications and any related activities are the sole responsibility of the prospective firm. The City assumes no liability for any costs incurred by perspective firms throughout the entire selection process. City of Shelby, NC Page 5 of 8

5) The City is an Equal Opportunity Employer. Prospective firms will commit to meet the nondiscrimination and equal employment requirements of the State of North Carolina. Minority and Women Owned Businesses are encouraged to submit a SOQ. 6) Each firm providing a proposal for consideration by the City is responsible for obtaining the information on the conditions and restrictions involved in meeting the obligations and providing the services as set forth in this RFQ. The failure or omission of a firm to obtain adequate information will in no way relieve the firm of any obligation with respect to this RFQ or to an associated contract. 7) Proposals must submitted by the date and time outline in this RFQ. Late proposals will not be accepted. One (1) original and four (4) copies of the firm's proposal must be submitted. All proposals and supporting materials should be enclosed in a sealed envelope, properly marked, with the proposal number on the front of the envelope. All proposals must be valid for a period of one hundred (120) days after opening. Firms may be asked to interview with the City of Shelby Utilities staff to discuss any portion of their proposal and/or their project approach before a decision is made concerning responses to this RFQ. All submitted responses will be retained as property of the City and will not be returned. a) The proposal must contain a handwritten signature of an authorized representative of the responding firm. Responding firms will not be allowed to make any changes or corrections after proposals are submitted to the City of Shelby / Utilities Department. b) THE CITY OF SHELBY RESERVES THE RIGHT TO ACCEPT AND/OR REJECT ANY AND ALL PROPOSALS AND TO WAIVE ANY AND ALL TECHNICALITIES. Form of Proposal/Qualifications 1) General Information a) Provide the firm name, address, telephone and fax numbers of the headquarters office, and, if applicable, the branch office designated for this project. a) Provide a general description of the capabilities of your firm, including information related to its history, size, principals, professional staff and structure. 2) Experience and Personnel a) Identify and describe projects your firm has completed which are similar in scope to this project within the past Ten (10) years. b) Describe the experience of the firm with administration and reporting of with loans and grants from various agencies. c) Describe the personnel who will be assigned to this project. Indicate their specific role in these projects and experience in similar projects. Identify the person who is expected to be the primary contact. City of Shelby, NC Page 6 of 8

d) Provide five (5) references, including addresses and phone numbers of clients for whom your firm has completed similar projects (preferably municipalities). 3) Approach a) Technical Approach - Based upon the information presented herein, provide a description of the overall approach the firm will take for this project, and list the specific services that will be provided. The description should delineate specific tasks to be undertaken in each phase. In addition, the technical approach shall include how your firm will interact with the applicable regulatory agencies and complete the necessary steps in securing all permits for the project. b) Management Plan - Describe the management plan to be used, including staffing configurations. Provide assurance that the personnel needed to complete the projects in a timely manner are available. c) Quality Assurance - Describe the necessary steps that will be taken by your firm's management and staff to insure and provide the best quality product to the City of Shelby/Utilities Department. d) Please provide a proposed schedule for each project, including the starting and completion dates for all major services. Summary of Proposal Contents In summary of the minimum requirements, all proposal responses should include, but not be limited to, the following information: 1) A letter of introduction and interest identifying the firm. 2) A detailed summary of the firm's relative experience with references and contact information. 3) Identification of all individuals who will be assigned by the firm to work on these projects to include a detailed summary of each individual's professional credentials and relevant experience. This should also include a summary of qualifications and relevant experience of all subcontractor personnel if applicable. 4) A detailed discussion of the projects approach that indicates an understanding of the goals and requirements of this RFQ with specific reference as to how the firm would propose to accomplish the work items described. 5) Proximity of key project members to the Shelby, North Carolina area. 6) Other information that the proposing firm may wish to include. 7) Proposals and supplemental information should be limited to no more than twenty (20) pages of material, front and back included. A cover letter with the submission of your proposal does not apply towards the proposal page limit. City of Shelby, NC Page 7 of 8

Selection Criteria and Process Proposals will be evaluated and reviewed by the City of Shelby for final selection. This evaluation may include discussions with all or some of the firms providing responses including the possibility of interviews if necessary. Proposals will be considered based upon the documented qualifications and applicable experience of the firms proposing. It is anticipated that the successful firm and the City of Shelby Utilities Department will work together to develop a more detailed scope of work with activities and issues to be addressed to include identification of specific project goals and schedule milestones. Listed below are some of the criteria that may be used in the selection process. 1) Evaluation of the firm's ability to successfully complete all requirements as specified in this Request for Qualifications. 2) Demonstrated experience with similar projects involving the public sector (local governments) of similar size and organization. 3) Demonstrated understanding of the projects and abilities of the firm to successfully complete the expected scope of work on schedule and within budget. 4) Examination of how the firm will propose to accomplish project objectives (use of innovative methods, unique approaches, reasonableness of proposed approach). 5) Familiarity of region and other factors determined to be relevant. 6) Interviews with Firms (If needed) Certificate of Insurance Once selected, the firm hired to provide the services referenced in this RFQ will be required to provide proof of insurance to include professional liability, workers compensation, employer's liability, general liability and auto liability on a certificate of insurance form prior to commencing work. A copy of this RFQ's title page properly signed to include the manual signature of an authorized representative of the firm and all appropriate address and contact information as listed on this form. Project Funding and Proposed Schedule The City of Shelby has currently in the process of identifying funding opportunities for design engineering services and is also in the process of seeking construction funding from various agencies. It is anticipated that Notice to Proceed would be given sometime after January 1, 2017. This project will be time sensitive and it is expected that upon NTP, the project will need to be designed and permitted with 5 months, please include outline of the timeframes within proposal. END OF REQUEST FOR QUALIFICATIONS City of Shelby, NC Page 8 of 8