Name of Regulated Entity: J.P. Morgan Securities LLC Report Period: Third Quarter of 2018 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any city/county/state or other political subdivision) of municipal entity official Contributions by each contributor category (i.e., for purposes of this form, dealer, dealer controlled PAC, municipal finance professional, municipal finance professional controlled PAC, non-mfp executive officer, municipal advisor, municipal advisor controlled PAC, municipal advisor professional, municipal advisor professional controlled PAC, and non-map executive officer). For each contribution, list contribution amount and contributor category (disclose all applicable categories for each contributor). (For example, $500 contribution by non-mfp executive officer) If any contribution is the subject of an automatic exemption pursuant to Rule G-37(j), list amount of contribution and date of such automatic exemption. II. PAYMENTS made to political parties of states or political subdivisions (list by state) Complete name (including any city/county/state or other political subdivision) of political party Payments by each contributor category
III. CONTRIBUTIONS made to bond ballot campaigns (list by state) A. Contributions Official name of bond ballot campaign and jurisdiction (including city/county/state or other political subdivision) for which municipal securities would be issued and the name of the entity issuing the municipal securities Contributions, including the specific date the contributions were made, by each contributor category B. Reimbursement for Contributions List below any payments or reimbursements, related to any disclosed bond ballot contribution, received by each dealer, municipal finance professional, non-mfp executive officer, municipal advisor, municipal advisor professional, or non-map executive officer from any third party, including the amount paid and the name of the third party making such payments or reimbursements.
IV. MUNICIPAL ENTITIES with which the regulated entity has engaged in municipal securities business or municipal advisory business (list by state) AK Alaska Housing Finance Corporation AK Alaska Industrial Remarketing agent Development Export (Greater Fairbanks Community Hospital) AZ Arizona Transportation Board California wide Communities Development (Adventist Health System West) California Infrastructure & Economic Development Bank (California Academy of Sciences) Golden Tobacco Securitization Corp County Of San Diego City & County Of San Francisco Public Utilities Commission Santa Clara Valley Transportation Successor Agency to the former Community Development Agency of the City of Coronado CO Of Colorado CT Of Connecticut CT Connecticut Housing Finance FL Jacksonville Port FL City Of Jacksonville FL Miami-Dade Aviation Department FL Sarasota County Public Hospital District GA City Of Atlanta Water And
Wastewater System GA Private College & University (Emory University) GA City of Atlanta (Hartsfield- Jackson Airport) IA Iowa Finance ID Idaho Health Facilities (St. Luke's Health System) IL Of Illinois IL Community College District 505 (Parkland College) IN City of Indianapolis, IN (Citizens Energy Group) IN Indiana Housing And Community Development KY Louisville and Jefferson County Metropolitan Sewer District KY Public Energy of Kentucky (BP PLC) LA Louisiana Public Facilities (Louisiana Children's Medical Center) LA Louisiana Housing Corporation MA Commonwealth Of Massachusetts MA Massachusetts Clean Water Trust MA MASSACHUSETTS DEVELOPMENT FINANCE AGENCY (Brandeis University) MA Massachusetts Housing Finance Agency MD Maryland Community Development Administration ME Maine Housing MI Downriver Utility Wastewater
MI Great Lakes Water MI Michigan Finance MI Milan Area Schools MI Saline Area Schools MN City of Minneapolis, MN (Fairview Health Services) MN Minnesota Housing Finance Agency MN University Of Minnesota ND North Dakota Housing Finance Agency NE Lincoln Nebraska Electric System NE Nebraska Investment Finance NE Omaha Public Power District NV Director of The of Nevada Department of Business & Industry (Fulcrum BioEnergy, Inc.) NV Las Vegas Convention And Visitors Dormitory of the of New York (Montefiore Medical Center) Metropolitan Transportation () New York City Transitional Finance New York City Transitional Remarketing agent Finance City Of New York New York City Housing Development Corporation New York City Municipal Water Finance Port of & NJ Of New York Mortgage Agency Triborough Bridge and Tunnel
OH Ohio Housing Finance Agency OK Oklahoma Capitol Improvement OR Oregon Housing & Community Services Department RI Rhode Island Housing Mortgage Finance Corporation RI Rhode Island Health & Educational Building Corporation (Rhode Island School Of Design) TN Tennessee Housing Development Agency City Of Brownsville City Of San Antonio Cypress Fairbanks Remarketing agent Independent School District Denton Independent School District Hidalgo County City Of Houston Airport System Humble Independent School District KILLEEN INDEPENDENT SCHOOL DISTRICT Lewisville Independent School District Lubbock Electric Light & Power System CITY OF PASADENA, TEXAS Port Of Corpus Christi Port Freeport Texas Department Of Housing & Community Affairs Trinity River of Texas Port of Port Arthur Remarketing agent
Navigation District of Jefferson County, (Motiva Enterprises) Texas Water Development Board Gainesville Hospital District University Of North Texas VA Industrial Development of Fairfax, VA (Inova Health Systems) VA PENINSULA TOWN CENTER COMMUNITY DEVELOPMENT AUTHORITY, VA WA WASHINGTON STATE CONVENTION CENTER PUBLIC FACILITIES DISTRICT WI Wisconsin Health & Educational Facilities (Advocate Aurora Health Credit Group) WI Mount Pleasant Wi WV West Virginia Hospital Finance (Cabell Huntington Hospital Inc) WV West Virginia Parkways Economic Development B. Municipal Advisory Business Type of municipal advisory business (advice or solicitation) (and in the case of municipal advisory business engaged in by a municipal advisor third-party solicitor, the name of the third party on behalf of which business was solicited and the nature of the business solicited (municipal securities business, municipal advisory business or investment advisory services))
C. Ballot-Approved Offerings Full name of the municipal entity and full issue description of any primary offering resulting from the bond ballot campaign to which each contributor category has made a contribution and the reportable date of selection on which the regulated entity was selected to engage in the municipal securities business or municipal advisory business. Full Name of Municipal Entity Full Issue Description Reportable Date of Selection
Signature: electronic Date: Oct 29, 2018 Name (must be officer of regulated entity): MAUREEN GERAGHTY Address: 383 Madison Avenue, New York, 10179 Phone: 212-834-2535 Submit to the Municipal Securities Rulemaking Board a completed form quarterly by due date (specified by the MSRB)