Name of Regulated Entity: KNN Public Finance, LLC Report Period: Third Quarter of 2017 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any city/county/state or other political subdivision) of municipal entity official Contributions by each contributor category (i.e., for purposes of this form, dealer, dealer controlled PAC, municipal finance professional, municipal finance professional controlled PAC, non-mfp executive officer, municipal advisor, municipal advisor controlled PAC, municipal advisor professional, municipal advisor professional controlled PAC, and non-map executive officer). For each contribution, list contribution amount and contributor category (disclose all applicable categories for each contributor). (For example, $500 contribution by non-mfp executive officer) If any contribution is the subject of an automatic exemption pursuant to Rule G-37(j), list amount of contribution and date of such automatic exemption. II. PAYMENTS made to political parties of states or political subdivisions (list by state) Complete name (including any city/county/state or other political subdivision) of political party Payments by each contributor category
III. CONTRIBUTIONS made to bond ballot campaigns (list by state) A. Contributions Official name of bond ballot campaign and jurisdiction (including city/county/state or other political subdivision) for which municipal securities would be issued and the name of the entity issuing the municipal securities Contributions, including the specific date the contributions were made, by each contributor category B. Reimbursement for Contributions List below any payments or reimbursements, related to any disclosed bond ballot contribution, received by each dealer, municipal finance professional, non-mfp executive officer, municipal advisor, municipal advisor professional, or non-map executive officer from any third party, including the amount paid and the name of the third party making such payments or reimbursements.
IV. MUNICIPAL ENTITIES with which the regulated entity has engaged in municipal securities business or municipal advisory business (list by state) A. Municipal Securities Business Complete name of municipal entity and city/county Type of municipal securities business (negotiated underwriting, private placement, financial advisor, or remarketing agent) B. Municipal Advisory Business See Attachment Complete name of municipal entity and city/county Type of municipal advisory business (advice or solicitation) (and in the case of municipal advisory business engaged in by a municipal advisor third-party solicitor, the name of the third party on behalf of which business was solicited and the nature of the business solicited (municipal securities business, municipal advisory business or investment advisory services)) C. Ballot-Approved Offerings Full name of the municipal entity and full issue description of any primary offering resulting from the bond ballot campaign to which each contributor category has made a contribution and the reportable date of selection on which the regulated entity was selected to engage in the municipal securities business or municipal advisory business. Full Name of Municipal Entity Full Issue Description Reportable Date of Selection
Signature: electronic Date: Oct 31, 2017 Name (must be officer of regulated entity): Kimberly McManus Address: 1300 Clay St, Oakland, CA 94612 Phone: 973-618-9507 Submit to the Municipal Securities Rulemaking Board a completed form quarterly by due date (specified by the MSRB)
KNN Public Finance, LLC 3rd Quarter 2017 Client List Deals County(s) City(s) Alameda, County of Alameda Oakland Allan Hancock Community College District San Luis Obispo, Santa Barbara, Ventura Santa Maria Arena Elementary School District Mendocino Point Arena Bay Area Water Supply & Conservation Agency San Mateo San Mateo Bell, City of Los Angeles Bell Berkeley Unified School District Alameda Berkeley Biola University Orange/Los Angeles La Mirada Brentwood Union School District Contra Costa Brentwood Butte, County of Butte Oroville Cabrillo Community College District Monterey, San Benito, Santa Cruz Aptos California Education Facilities Authority All Sacramento California Ethanol + Power Imperial Brawley California Health Facilities Financing Authority Sacramento Sacramento California School Finance Authority Los Angeles Los Angeles California Board of Public Works All Sacramento California University Los Angeles Long Beach Castro Valley Unified School District Alameda Castro Valley Ceres Unified School District Stanislaus Ceres Cerritos Community College District Los Angeles Norwalk Chabot Las Positas Community College District Alameda Livermore Cold Spring Elementary School District Santa Barbara Santa Barbara Compton Community College District Los Angeles Compton Contra Costa Community College District Contra Costa Martinez Copper Mountain Community College District San Bernardino Joshua Tree Cuesta College (San Luis Obispo Community College District) San Luis Obispo, Monterey San Luis Obispo Daly City, City of San Mateo Daly City Dublin Unified School District Alameda Dublin East Bay Regional Park District Alameda/Contra Costa Oakland El Monte City School District Los Angeles El Monte Fall River Joint Unified School District Shasta Burney Folsom Cordova Unified School District Sacramento Rancho Cordova Foothill DeAnza Community College District Santa Clara Los Altos Hills Fresno, City of Fresno Fresno Fresno, County of Fresno Fresno Gardena, City of Los Angeles Gardena Grant School District Shasta Redding Grossmont Union High School District San Diego El Cajon Grossmont Cuyamaca Community College District San Diego El Cajon High Tech High / High Tech Learning San Diego San Diego Hughson Unified School District Stanislaus Hughson Kerman Unified School District Fresno Kerman Kern County Water Agency Kern Bakersfield Kern, County of Kern Bakersfield Kings, County of Kings Hanford Lake Berryessa Resort Improvement District Napa Lake Tahoe Community College District El Dorado South Lake Tahoe Lake Tahoe Unified School District El Dorado South Lake Tahoe Las Lomitas Elementary School District San Mateo Menlo Park Lathrop, City of San Joaquin Lathrop Livermore, City of Alameda Livermore Lompoc, City of Santa Barbara Lompoc Long Beach, City of Los Angeles Long Beach Los Angeles Community College District Los Angeles Los Angeles Los Angeles County Metropolitan Transportation Authority Los Angeles Los Angeles Los Angeles Building Authority (CA Public Works) All Sacramento Los Angeles Unified School District Los Angeles Los Angeles Los Angeles, City of Los Angeles Los Angeles Los Angeles, County of Los Angeles Los Angeles Los Angeles, Port of Los Angeles San Pedro Manhattan Beach, City of Los Angeles Manhattan Beach Marina Successor Agency Monterey Marina Marysville Joint Unified School District Yuba Marysville Mendocino, County of Mendocino Ukiah Merced County Association of Governments Merced Merced Merced, County of Merced Merced Millbrae School District San Mateo Millbrae Milpitas Unified School District Santa Clara Milpitas
KNN Public Finance, LLC 3rd Quarter 2017 Client List Deals County(s) City(s) Mira Costa Community College District San Diego Oceanside Mission Viejo, Community Development Agency of the City of Orange Mission Viejo Montecito Union School District Santa Barbara Santa Barbara Monterey, County of Monterey Salinas Morgan Hill Unified School District Santa Clara Morgan Hill Mountain Empire Unified School District San Diego Pine Valley Mountain View School District Los Angeles El Monte Napa Sanitation District Napa Napa Napa Valley Unified School District Napa Napa Napa, County of Napa Napa Nevada, County of Nevada Nevada Newark Unified School District Alameda Newark Newport Beach, City of Orange Newport Beach North Orange Community College District Los Angeles, Orange Anaheim Oakland Unified School District Alameda Oakland Oakland, City of Alameda Oakland Oakley Union Elementary School District Contra Costa Oakley Orange, County of Orange Santa Ana Orinda Union School District Contra Costa Orinda Palo Verde Community College District Riverside, San Bernardino Blythe Pasadena Community College District Los Angeles Pasadena Peralta Community College District Alameda Oakland Piedmont Unified School District Alameda Piedmont Plumas, County of Plumas Quincy Poway, City of San Diego Poway Rancho Palos Verdes, City of Los Angeles Rancho Palos Verdes Redondo Beach, City of Los Angeles Redondo Beach Redwood City Elementary School District San Mateo Redwood Redwoods Community College District Del Norte, Humboldt, Mendocino, Trinity Eureka Rolling Hills Estate Los Angeles Rolling Hills Estate Ross Valley School District Marin San Anselmo San Benito, County of San Benito Hollister San Bernardino Community College District San Bernardino San Bernardino San Bernardino Jt Powers Financing Authority (CA Public Works) All Sacramento San Bernardino, County of San Bernardino San Bernardino San Diego Community College District San Diego San Diego San Diego Unified School District San Diego San Diego San Diego, City of San Diego San Diego San Francisco Community College District San Francisco San Francisco San Francisco County Transportation Authority San Francisco San Francisco San Francisco, City and County San Francisco San Francisco San Joaquin, County of San Joaquin Stockton San Jose Unified School District Santa Clara San Jose Santa Barbara Community College District Santa Barbara Santa Barbara Santa Barbara County Association of Governments Santa Barbara Santa Barbara Santa Barbara Unified School District Santa Barbara Santa Barbara Santa Barbara, City of Santa Barbara Santa Barbara Santa Barbara, County of Santa Barbara Santa Barbara Santa Clara, City of Santa Clara Santa Clara Santa Clara, County of Santa Clara San Jose Santa Clarita Community College District Los Angeles Santa Clarita Santa Maria, City of Santa Barbara Santa Maria Santa Monica Community College District Los Angeles Santa Monica Santee, City of San Diego Santee Shasta County Shasta Redding Solvang School District Santa Barbara Solvang Sonoma County RDA Sonoma Santa Rosa Sonoma County Transportation Authority Sonoma Santa Rosa Sonoma County Water Agency Sonoma Santa Rosa Sonoma, County of Sonoma Santa Rosa Southwestern Community College District San Diego Chula Vista Stanislaus Council of Governments Stanislaus Modesto Stanislaus, County of Stanislaus Modesto Building Authority (CA Public Works) All Sacramento Center Community College District Fresno Oakhurst Stockton, City of San Joaquin Stockton Susanville School District Lassen Susanville
KNN Public Finance, LLC 3rd Quarter 2017 Client List Deals County(s) City(s) Sutter Butte Flood Control Agency Sutter, Butte Yuba Tehama County Tehama Red Bluff Transportation Agency of Monterey County Monterey Salinas Tulare County Association of Governments Tulare Visalia Tulare, County of Tulare Visalia Vacaville, City of Solano Vacaville Washington Union School District Monterey Salinas West Contra Costa Unified School District Contra Costa Richmond West Valley Mission Community College District Santa Clara, Santa Cruz Saratoga Woodland Joint Unified School District Yolo Woodland Yolo, County of Yolo Woodland