Medicaid Child MH/SUD Utilization Review Guidelines

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Assessment 90791, 90792, T1023 No prior approval up to ma. SAR required beyond ma 1 per year of T1023 2 per year 90791, 90792 - T1023 8C - 90791, 90792 Day Treatment Evaluation & Management Individual Therapy H2012HA Revenue codes per contract 90832, 90834, 90837 Family Therapy 90846, 90847 Group Therapy Dialectical Behavior Therapy (DBT) Trauma Focused Assessment 90848, 90853, 90857 90837 22 Z3, 90853 22 Z3 90791 22 Z1 SAR when over unmanaged visits. Provider to maintain Order on file. Unmanaged benefit limited to scope in provider network contract Unmanaged benefit limited to scope in provider network contract 60 day auth periods up to 129 units per month. 22 unmanaged visits per fiscal year for any combination of E&M codes. 24 unmanaged sessions per state fiscal year of any combination of these codes. 52 Individual sessions and 52 Group sessions annually. Ages 12 and up II.1 8C ALL 8C 8C/Scope of Work 1 Assessment Annually 8C Trauma-Focused Cognitive Behavior Therapy (TF-CBT) 90837 22 Z1 Unmanaged benefit limited to scope in provider network contract 30 sessions annually 8C

Parent-Child Interaction Therapy (PCIT) 90837 22 Z2 Unmanaged benefit limited to scope in provider network contract 30 sessions annually 8C Seven Challenges OPT Unmanaged benefit limited to scope in provider network contract 24 sessions annually 8C Psychological & Developmental Testing 96101, 96110, 96111, 96116, 96118 SAR when over unmanaged visits. Testing requires a list of test(s) to be administered. Testing benefit has a maimum of 5 daily with up to 16 unit limit per fiscal year. 8C Intensive In-Home (IIH) H2022 Initial: 100 units/6 months Intercept H0036 U3 HK Initial: 4 units for 4 months Reauth: 3 units for 3 months Scope of Work Family Centered Treatment (FCT) H2022 22 Z1 (engagement and transition) H2022 22 HE (Core) Initial: Combined 9 units/5 months for Engagement and Core services. Reauth: Transition authorized up to 6 units/3 months In Lieu of

Multisystemic Therapy (MST) H2033 U3 HE SAR, w/ Order, CCA Requests to etend beyond 5 months must include documentation of consultation with MST consultant Initial: 4 units for 4 months Reauth: 1 unit for 1 month Ages 7-17 Outpatient Therapy Plus (OPT Plus) 90837 U3 HE Initial: up to 3 units/90 days Reauth: up to 3/90 days Maimum duration of 6 months/6 units In Lieu-of X X II.1 MH Partial Hospitalization Physician Consultation Psychiatric Treatment Facility (PRTF) 30 Day Assessment H0035 99241 U4 Brief 99242 U4 - Intermediate 99244 U4 - Etensive Order, Psychiatric Assessment/CCA, CCA (if not at initial) No prior approval up to ma. Ma 7 days on initial and reauth Up to 5 units annually This is not an entitlement service 0919 Initial: SAR Initial: up to 30 days B3 8D-1/Scope of Work

Psychiatric Treatment Facility (PRTF) Treatment - Level I/Family Type Treatment - Level II/Family Program Type RC911 H0046 S5145 (TFC) H2020 (group home) Mandatory referral to Care Coordination Initial: SAR, Certificate of Need (CON), w/ completed w/in past 30 days For length of stay beyond 180 days: updated Psychiatric or Psychological Reauth: SAR, / updates Reauth: SAR, updated, CCA w/in prior 60 days for continued stay beyond 12 months. Initial and Reauth: up to 30 days Initial and Reauth: up to 90 day auth periods Initial: up to 90 day Reauth: up to 90 days 8D-1 8D-2 8D-2 Enhanced Treatment Level II Family Type S5145 22 Z1 Mandatory referral to Care Coordination Initial: SAR,, CCA Initial: up to 6 months Reauth: up to 3 months 8D-2 Co-Occuring IDD/MHSUD Treatment Level II Family Type S5145 22 Z2 Mandatory referral to Care Coordination Initial: SAR,, CCA Initial: up to 6 months Reauth: up to 3 months 8D-2/Scope of Work

Rapid Response S5145 22 Z3 SAR beyond unmanaged benefit No auth required for initial 7 days. Reauth up to 7 days. Episode of care not to eceed 21 days. In Lieu-of Treatment - Level III (< = 4 beds) H0019 HQ Mandatory referral to Care Coordination or CCA addendum completed within 30 days prior to admission, Transition/ Discharge Plan Initial and Reauth: up to 30 days, Transition/Discharge Plan For length of stay beyond 180 days: Independent updated Psychiatric or Psychologcial (If CABHA, this is not required to be independent). 8D-2

Treatment - Level III (5+ beds) H0019 TJ Mandatory referral to Care Coordination or CCA addendum completed within 30 days prior to admission, Transition/ Discharge Plan Initial and Reauth: up to 30 days, Transition/Discharge Plan For length of stay beyond 180 days: Independent updated Psychiatric or Psychologcial. CABHA agencies are not required to be independent. 8D-2

Treatment - Level IV/Secure H0019 HK Mandatory referral to Care Coordination Initial - SAR, w/ or CCA addendum completed within 30 days prior to admission, Transition/ Discharge Plan Initial and Reauth: up to Reauth - SAR, updated 30 days, Transition/Discharge Plan For length of stay beyond 180 days: Independent updated Psychiatric or Psychologcial. (If CABHA, this is not required to be independent). 8D-2 Respite - B3 H0045 U4 (indiv) H0045 HQ U4 (group) SAR, w/ Order, CCA Up to maimum of 90 day auth period, no more than 5 hours/week billing limit. Limited funding, not an entitlement service B3

Supported Employment Individual - Mental Health H2023 U4 HE Order. Reauth SAR,Updated Initial job development, training and support: maimum of 86 hours (344 units) per month for the first 90 days Supported Employment intermediate training and support: maimum of 43 hours (172 units) per month for the second 90 days. No prior authorization required for initial 14 days. This is not an entitlement service. Eligible for B3 children age 16 and up. Maintenance Supported Employment - Mental Health H2026 U4 HE Order. Reauth SAR, Updated Long Term Vocational Support: a maimum of 10 hours (40 units) per month, requested annually. This is not an entitlement service. Eligible for children age 16 and up. B3

Research Based Behavioral Health Treatment for Children/Adolesce nts with Autism Spectrum Disorders (RB-BHT) -- Assessment and Treatment Plan Development 0359T, 0360T, 0361T Initial: SAR and Assessment with Diagnosis of ASD using scientifically validated tool or tools for diagnosis of ASD Reauth: SAR and Current/Previous RB-BHT Assessment/Treatment Plan Initial: 1 unit 0359T, 4 units of 0360T/0361T (60 day auth period) Reauth: 1 unit of 0359T, 2 units of 0360T/0361T (6 month auth period) SPA Attachment 3.1-A.1, Pages 15-A.1-15-A.5 Research Based Behavioral Health Treatment for Children/Adolesce nts with Autism Spectrum Disorders (RB-BHT) -- Implementation, Modification and Caregiver Training 0360T, 0361T, 0364T, 0365T, 0368T, 0369T, 0370T Initial: SAR, Behavioral/Adaptive/Func tional Assessment and RB- BHT Treatment Plan with baseline functional data (from standardized metrics) and implementation schedule Reauth: SAR, Behavioral/Adaptive/Func tional Assessment and updated RB-BHT Treatment Plan with current functional data compared to baseline (from standardized metrics) and implementation schedule Initial: 20-26 units/week of implementation supports with 10% of implementation observed by LQASP or BCBA and 1 unit/week Caregiver Trainig (6 month auth period) Reauth: 20-26 units/week of implementation supports with 10% of implementation observed by LQASP or BCBA and 1 unit/week Caregiver Trainig (6 month auth period) SPA Attachment 3.1-A.1, Pages 15-A.1-15-A.5

Medicaid MH/SUD/IDD Acute Utilization Review Guidelines Authorization Guidelines: LOCUS/CALOCUS Level Ambulatory Deto Code H0014 Criterion V 902 SAR Facility Based Crisis S9484 SAR, w/ Order SAR required when beyond initial Pass thru. Authorization Parameters Initial: 7 day initial auth. Reauth: 3 days on reauth. Ma 10 day per episode Initial and Reauth: up to 3 days Auth required after initial 7 days of service. Initial: up to 8 days Ma of 16 hours in 24-hour period. Ma of 30 days in 12 month period Age Children & Adults 8B Children Adults I-D Facility Based Crisis for Children and Adolescents S9484-HA SAR required to be submitted within 2 business days of admission. Prior Authorization Required Initial and Reauth: up to 7 days. Billing limits of up to24 units/day Age 6-17 years -2 Children & Adolescents Inpatient Hospital Substance Abuse Treatment RC101 SAR Initial: 7 day initial auth. Reauth: 3 days on reauth. Ma 10 day per episode 8B Children & Adults IV Mobile Crisis Management H2011 SAR required when beyond initial Pass thru. 32 unit initial pass thru. Up to 24 hours per episode Children & Adults

Medicaid MH/SUD/IDD Acute Utilization Review Guidelines Authorization Guidelines: LOCUS/CALOCUS Level Code Authorization Parameters Age Non-state Hospital: MHSA Inpatient RC101 SAR, Certificate of Need (CON) if under 21 years old for freestanding psychiatric facility. Prior approval required Initial: up to 7 days. 48 hours allowance for after hours emergency admissions. Reauth: every 3 days 8B Children & Adults Acute and Subacute s Provided in an Institute for Mental Disease RC101 SAR Prior approval required. Initial: up to 7 days Reauth: up to 4 days Auth may not eceed 15 days per admission AND no more than 15 days per calendar month. Alternative Adults ages 21-64 Psychotherapy for Crisis 90839 (1st 60 Min) 90840 (+ 30 min ea) SAR required when beyond initial Pass thru. No prior approval required. Up to 8 per year. Maimum of 2 events per week. 8C Children & Adults

Medicaid MH/SUD/IDD Acute Utilization Review Guidelines Authorization Guidelines: LOCUS/CALOCUS Level Code Authorization Parameters Age State Hospital: MHSA Inpatient RC101 Prior approval SAR, Certificate required of Need (CON) if Initial: up to 7 days. under 21 years 48 hours allowance old. I/DD for after hours eception form emergency per Diversion admissions. Law, if applicable. Reauth: every 7 days 8B Children (under age 21) & Adults (65 and over) SA Medically monitored H0013 Community Treatment SA Non-Hospital Medical Deto H0010 SAR, w/ Order SAR, w/ Order Initial: up to 10 days on initial authorization. Reauth: up to 3 days Ma per 12 month period is 30 days No prior authorization required for initial 7 days. Ma per 12 month period - 30 days Adults Children & Adults III.7 III.7-D SA Medicaly Monitored Intensive Inpatient Deto H2036 SAR Authorization required beyond initial 8 hours of admission Initial - up to 5 days Reauth - up to 3 days Children & Adults IV

Medicaid Adult MH/SUD Utilization Review Guidelines Authorization Parameters Authorization Guidelines: LOCUS Level Assertive Community Treatment Team (ACTT) H0040 Initial: SAR, Order, CCA Initial: 6 months/4 units per month Reauth: 12 months/4 units per month -1 Assertive Community Treatment Team Step-Down H0040 TS Initial: SAR, Order, CCA Initial: up to 6 months Reauth: up to 6 months Billing limits of 2 units per month. must go thru end of the month. In-Lieu of & Diagnostic Assessment 90791, 90792, T1023 No prior approval up to ma. SAR required beyond ma Ma of 1 per year of T1023 Ma of 2 per year 90791, 90792 - T1023 8C - 90791 Community Support Team (CST) H2015HT No prior auth required for initial 2 weeks Initial: up to 120 days/256 units. Reauth: up to 60 days/128 units. CCA required if LOS is beyond 6 months/calendar year II.1 Community Support Team Plus (CST-Plus) H2015 HT 22 Reauth: SAR, / updates No prior auth required for initial 2 weeks. Initial: up to 90 days/312 units. Reauth: up to 90 days/312 units. s are not intended to remain at this intensity for the long term. /Scope of work II.1 Medication Assisted Treatment (MAT) Revenue codes per contract Prior auth required beyond benefit ma 30 visits with no prior auth required. Scope of Work I

Medicaid Adult MH/SUD Utilization Review Guidelines Authorization Parameters Authorization Guidelines: LOCUS Level Evaluation & Management Revenue codes per contract 22 Unmanaged visits per fiscal year service maimum. X X X X X X ALL Individual Therapy 90832, 90834, 90837 Family Therapy 90846, 90847 Group Therapy 90848, 90853, 90857 SAR required when over unmanaged visits. Provider to maintain Order on file. 24 unmanaged sessions per state fiscal year of any combination of these codes. 8C Dialectical Behavior Therapy (DBT) 90837 22 Z3, 90853 22 Z3 Unmanaged benefit limited to scope in provider network contract 52 Individual sessions and 52 Group sessions annually 8C/Scope of Work Psychological & Developmental Testing 96101, 96110, 96111, 96116, 96118 SAR required when over unmanaged visits. Testing requires a list of test(s) to be administered. Testing benefit has a maimum of 5 daily with up to 16 unit limit per fiscal year. 8C Individual Supports T1019 U4 Order, IADL assessment, IADL assessment update Requires referral from Care Coordination No auth required for initial 7 days/up to 60 units. Initial & Reauth: up to 150 units per month for 3 months. This is not an entitlement service. Annual benefit maimum of 1080 units. B3 MH Partial Hospitalization H0035 Ma 7 days on initial and reauth

Opioid Treatment Medicaid Adult MH/SUD Utilization Review Guidelines H0020 Authorization Parameters No auth required for initial passthrough of 60 days Initial: up to 60 days Reauth: up to 180 days Authorization Guidelines: LOCUS Level OMT or other as indicated Outpatient Therapy Plus (OPT Plus) 90837 U3 HE Initial: up to 3 units/90 days Reauth: up to 3/90 days Maimum duruation of 6 months/6 units In Lieu-of X X II.1 Peer Support B-3 H0038 U4 (ind) H0038 HQ U4 (group) Order OR Wellness Plan No auth required for initial 14 days/up to 160 units. Initial - 90 days, no more than 20 hrs/week Reauth - 90 days, no more than 15 hrs/week. Ma of 10 hrs/week thereafter. Billing ma of 80 units week. This is not an entitlement service B3 I Physician Consultation Psychosocial Rehabilitation (PSR) Substance Abuse Comprehensive Outpatient Treatment (SACOT) 99241 U4 Brief 99242 U4 - Intermediate 99244 U4 - Etensive H2017 H2035 No prior approval up to ma. Up to 5 units annually This is not an entitlement service B3 Initial: up to 90 days Reauth: up to 180 days Initial - No prior auth for the first 60 days with ma of 20 units per week. Reauth - Up to 60 days/20 units per week II.5

Substance Abuse Intensive Outpatient Program (SAIOP) Medicaid Adult MH/SUD Utilization Review Guidelines H0015 Authorization Guidelines: LOCUS Level Authorization Parameters Initial - No prior auth for the first 30 days with billing ma up to 12 units/month. Reauth - Up to 60 days/24 units. Can request additional 2 week etension. II.1 Supported Employment Individual - Mental Health H2023 U4 HE Order. Reauth SAR, Updated Initial job development, training and support: maimum of 86 hours (344 units) per month for the first 90 days Supported Employment intermediate training and support: maimum of 43 hours (172 units) per month for the second 90 days. No prior authorization required for initial 14 days. This is not an entitlement service. B3 Maintenance Supported Employment - Mental Health H2026 U4 HE Order. Maimum of 10 hours (40 units) per month, requested annually. This is not an entitlement service. B3

Community Guide (B3) T2041 U4 ICF-MR State RC 100 ICF-MR Non-State RC 100 Therapeutic Leave ICF/MR Medicaid Child and Adult Non-Innovations I/DD Utilization Review Guidelines RC183 SAR, w/ Order, Meets ICF/MR criteria LOC Form, Meet ICF/MR criteria LOC Form, Meet ICF/MR criteria No authorization required Authorization Parameters Up to 180 days/6 units per auth, Limited funding, Not an entitlement service Ma 180 days Ma 180 days Ma 60 days per calendar year B3 8E 8E 8E Authorization Guidelines: NC SNAP Inde A (11-44) B (75-78) C (79-92) D (93-230) Innovations (B3) De- Instutitionalization Respite (B3) Revenue codes per contract H0045 U4 (indiv, Child H0045 HB U4 (ind. Adult) H00045 HQ U4 (group child) H0045 HQ HB U4 (group adult) Requires slot allocation. All services require prior authorization SAR, Up to available service delivery limits per clinical coverage policy. Limited funding, not an entitlement service Up to maimum of 90 day auth period, no more than 5 hours/week billing limit. Limited funding, not an entitlement service 1915(b) Waiver and 8P B3 Supported Employment - Group H2023 HQ U4 Order. Reauth SAR, / updates Up to 480 units authorized annually. Limited funding, not an entitlement service. Eligible for children age 16 and up. 1915(b) Waiver and 8P Supported Employment - Individual Maintenance Supported Employment H2023 U4 H2026 U4 Order. Reauth SAR, / updates Order. Reauth SAR, / updates Initial: Up to 180 days, 360 units Reauth: Up to 180 days, 1000 units. Limited funding, not an entitlement service. Eligible for children age 16 and up. No prior authorization required for initial 14 days. Up to 208 units annually. Limited funding, not an entitlement. Eligible for children age 16 and up. 1915(b) Waiver and 8P 1915(b) Waiver and 8P