Electric Propulsion Innovation & Competitiveness (EPIC) Roadmap Workshop Norra Latin, City Conference Centre - Stockholm 11-12 February 2015 Strategic Research Clusters Héctor GUERRERO Space Policy and Research Unit DG GROW - European Commission
CONTENTS 1. Space Research in FP7 2. Space Research in H2020 3. Space Work Programmes in H2020 4. Strategic Research Clusters 5. Grants? 6. Proposals evaluation (std briefing REA)
1 - Space Research in FP7
Space from programmes FP6 FP7 H2020 SPACE 1.42 B No inflation adjustment The framework RTD 1.38 B Data for 2014-2015 Science ~ 5% Technology ~ 50% Prod./Serv. ~ 40% Others ~ 5% ~72 1.42 B * Operational budgets 4
41.0 % 565 M Sentinel 1 Earth Observation satellite (RADAR) 1.377 M (operational) Activities developed under the FP7 / SPACE 5
41.0 % 10.9 % 565 M 150 M 1.377 M 6
41.0 % 10.9 % 565 M 150 M 1.377 M 369 M 26.8 % 7
41.0 % 10.9 % 565 M 150 M 1.377 M 21.3 % 293 M 369 M 26.8 % 8
Non-GMES Projects in FP7 / Space Classification of the non-gmes projects (156) 10 13 102 31 9
Technology Projects in FP7 / Space EC Contribution 102 projects / 772 participations
Technology Projects in FP7 / Space 102 projects 7.7 participants / project
RTD projects in FP7 / Space 999 PROPOSALS submitted in 6 CALLS 262 PROJECTS funded by EC with ~ 662 M 2007 2009 2010 2011 2012 2013 Space Research projects under the 7th Framework Programme for Research (5th call) 1 st Call 2 nd Call 3 rd Call 4 th Call 5 th Call 6 th Call Further information available in http://ec.europa.eu/enterprise/policies/space/research/resources/index_en.htm 12
RTD Projects in FP7 / Space 262 FACT FILES 6 BROCHURES 13
2 - Space Research in Horizon 2020
SPACE Programmes New Multiannual Financial Framework 2014-2020 ~ 3.800 M ~ 1.400 M ~ 6.300 M Navigation solutions powered by Europe
HORIZON 2020 79 billion from 2014 to 2020 16
HORIZON 2020 Three main parts Excellent science 24.4 M Industrial leadership 17 M Societal challenges 29,7 M 17
Part 1. Excellent science Why: World class science is the foundation of tomorrow s technologies, jobs and wellbeing Europe needs to develop, attract and retain research talent Researchers need access to the best infrastructures 18
Part 2. Industrial leadership Why: Strategic investments in key technologies (e.g. advanced manufacturing, micro-electronics) underpin innovation across existing and emerging sectors Europe needs to attract more private investment in research and innovation Europe needs more innovative small and mediumsized enterprises (SMEs) to create growth and jobs 19
Why: Part 3. Societal challenges Concerns of citizens and society/eu policy objectives (climate, environment, energy, transport, etc) cannot be achieved without innovation Breakthrough solutions come from multidisciplinary collaborations, including social sciences & humanities Promising solutions need to be tested, demonstrated and scaled up 20
H2020 The Space Theme in Horizon 2020 21
FOUR OBJECTIVES (Specific Programme) 1. Enhance competitiveness, non-dependence, and innovation of EU space sector 2. Enable advances in space technologies 3. Increase exploitation of space data 4. Enable participation in international space partnerships + relevant space applications under Societal Challenges Transport, Climate, Security,..
3 - Space Work Programmes in Horizon 2020
Overall sctructure and budget for the Work Programme 2014-2015 per area 24
Overall budget for the Work Programme 2014-2015 per nature of activities Outreach Dissemination Studies 1.9 % Management & Evaluation 2 % Space Science 5.3 % Space Applications & Services 41.5 % Space Technology 49.3 % 25
State of play of H2020 / Space Work Programme Horizon 2020 Space work programmes 2014-2015 work programme published December 2013 http://ec.europa.eu/research/participants/portal 2014 call: call closed, grants signed, projects launched in January 2015 2015 call: Minor update of 2015 work programme: July 2014 Opening date: 4 November 2014 Call deadlines 2015 call: 8 April 2015 2016-2017 work programme in planning stage: publication in 3Q2015 26
The H2020 WP 2014-2015 in the Participant Portal http://ec.europa.eu/research/participants/po rtal/desktop/en/opportunities/index.html SPACE
The H2020 WP 2014-2015 in the Participant Portal The WP in the Participant Portal (4+4) Calls with (20+13) Topics 2014 2015 Call documents SME Instrument, Fast Track to Innovation Other actions (7+6) 28
4 Strategic Research Clusters - SRCs
COMPET 3 2014 In-Space electrical propulsion and station keeping Major advances in electric propulsion to guarantee the leadership of European capabilities at world level within the 2020-2030 timeframe in: Incremental advances in the development of thrusters (with an inorbit validation not later than 2023) Promoting possible disruptive RTD in the field of in-space electrical propulsion The final objective of the SRC is to validate electrical thrusters during the SRC with a flight to be executed not later than 2023 Programme Support Activity (PSA), for the future implementation of a Strategic Research Cluster (SRC) 4 M 1 PSA
COMPET 4 2014 Space Robotics Technologies To enable major advances in space robotic technologies for future on-orbit satellite servicing. The final objective of the SRC in H2020 is to achieve an in-orbit demonstration of an autonomous system (at a significant scale) for on-orbit satellite servicing (not later than 2023) Programme Support Activity (PSA), for the future implementation of a Strategic Research Cluster (SRC) 4 M 1PSA
SRCs Basic rules for Strategic Research Clusters (SRCs) a) SRC results from PSA and OPERATIONAL GRANTS b) PSA presents proposals for call for operational grant meant to be considered ADVICE to the Commission and Member States within the process of comitology b) The CALLS for the operational grants remain the exclusive competence of the Commission, subject to the comitology procedure (e.g. different from JTI...) c) All entities in any consortia (PSA + operational grants) within SRC are linked by signing: The usual consortium grant agreement and a complementary grant agreement d) Continuation of an SRC will be evaluated at several points by independent experts and its outcome presented to the programme committee for H2020-Space to assess progress
Strategic Research Clusters approach System of grants consisting of: Programme Support Activity (PSA) - roadmap and implementation plan for the SRC and provide advice on the calls for operational grants: EPIC and PERASPERA Operational grants - to address different technological challenges identified in the roadmap Expected results of each individual grant would, when taken together, achieve the overall objective of the SRC
PSA - Preparation and evaluation of calls Commission responsible for work programmes PSAs are expected to provide advice for the Commission in the form of (i) an SRC roadmap and (ii) draft text for topics calling for those operational grants Evaluation of proposals for operational grants will be in line with the General Rules for participation and dissemination for H2020 PSA s responsibilities in this domain are restricted to an assessment of the operational grants in relation to the objectives of the overall SRCs and not the monitoring of the operational grant itself
5 GRANTS?
New approach to work programmes and calls More strategic Two year work programmes Less prescriptive calls Two parts Part A: Calls for proposals Part B: Other actions
Space RTD GRANTS Research and Innovation Programme Fostering cooperation in Europe: - At transnational level - Between different actors H2020 FP7
Space RTD GRANTS GMES projects 16 % Universities 45 % Research Organizations 27 % Industry 10 % Public Administration 2 % Others Space Technology projects 24 % Universities 33 % Research Organizations 43 % Industry Projects in FP7 / Space EC Contribution Science projects 50 % Universities 40 % Research Organizations 7 % Industry 2 % Public Administration 1 % Others
Space RTD GRANTS Research and Innovation Programme Fostering cooperation in Europe: - At transnational level - Between different actors H2020 FP7 International Cooperation
Space RTD GRANTS International cooperation Principle of general openness the programme will remain the most open funding programme in the world Open to the association of enlargement countries / EFTA / European Neighbourhood (and others associated to FP7) Targeted actions to be implemented taking a strategic approach to international cooperation
Space RTD GRANTS Research and Innovation Programme Fostering cooperation in Europe: - At transnational level - Between different actors International Cooperation H2020 FP7 'Grants' - Not overly prescriptive - Broad description (not in excess) of call topics - Bottom-up Policy (COM) Evaluation/Implementation (REA, GSA, EASME)
Space Research implementation Research Executive Agency (REA) Call handling, receipt of proposals, evaluation process, grant agreement preparation, grant agreements signature, receipt of reporting, reviews, payments, audits New Mandate for Horizon 2020 and continued implementation of FP7 Space projects European GNSS Agency (GSA) Executive Agency for SMEs (EASME) ex-executive Agency for Competitiveness and Innovation (EACI) 42
Space RTD GRANTS Research and Innovation Programme Fostering cooperation in Europe: - At transnational level - Between different actors International Cooperation H2020 FP7 'Grants' - Not overly prescriptive - Broad description (not in excess) of call topics - Bottom-up Policy (COM) Evaluation/Implementation (REA, GSA, EASME) Open competition - No geo-return principle - Evaluation by independent experts
Structure of the topics Work Programme
6 - Horizon 2020 PROPOSAL EVALUATION Standard briefing (REA)
Policy and Space Research Unit (K1) DG GROW Space