REQUEST FOR PROPOSALS MING HSIEH INSTITUTE FOR RESEARCH ON ENGINEERING-MEDICINE FOR CANCER RE-ISSUED WITH EXPANDED AREAS OF INTEREST NOVEMBER 12, 2018

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REQUEST FOR PROPOSALS MING HSIEH INSTITUTE FOR RESEARCH ON ENGINEERING-MEDICINE FOR CANCER RE-ISSUED WITH EXPANDED AREAS OF INTEREST NOVEMBER 12, 2018 APPLICATION DEADLINE: 5 pm, Tuesday, January 22, 2019 PURPOSE The Ming Hsieh Institute (MHI) aims to make USC an international leader in translational research that bridges basic science, engineered devices, synthesized molecules and materials, and medicine. Established in 2010 through a generous gift from Ming Hsieh (a USC graduate of the Viterbi School of Engineering and founder of Cogent Systems), the centerpiece of the MHI is integrated engineering, scientific and medical research that speeds discovery and creates the pathways by which research rapidly improves the lives of patients. By embarking on an interdisciplinary direction, the MHI is strongly committed to support new and creative targeted therapeutic approaches and breakthrough ideas that turn advances in fundamental scientific knowledge into treatments and cures. To achieve these aims, the MHI provides up to $150,000 in research support. Based on recommendation from the institute s Steering Committee, this solicitation expands eligibility across all diseases for which interdisciplinary translational research offers substantial opportunity for helping patients, as explained below. AREAS OF INTEREST To encourage innovative and impactful research, the MHI recognizes the importance of supporting a broad research portfolio of targeted diseases within this solicitation, encompassing approaches that bridge engineering and medicine, or bridge other innovative scientific methods with medicine. To fulfill this aim, we seek proposals with novel therapeutic or diagnostic approaches to detect or treat disease. In particular, we seek proposals that will initiate multi-disciplinary research teams employing engineering, computational biology, physics, chemistry and/or pharmacology, partnered with clinicians. Proposals should demonstrate that a seed investment will have significant impact, either through initiating a novel research concept with a clear clinical application, or accelerating research into clinical trials. ELIGIBILITY The Institute supports two categories of projects: Pre-clinical: work in which a clinical perspective informs and guides basic research toward medical solutions. Translational projects: work in which already developed technologies or therapies are married P a g e 1 7

with clinical patient populations for human testing or pre-clinical animal testing, or proof-ofconcept projects as a step toward a specific commercialization goal. OTHER ELIGIBILITY REQUIREMENTS Faculty Rank: Applicants must be permanent, full-time faculty at USC at the start of the award period. Research faculty are eligible. Tenure track and non-tenure track faculty are eligible. Individuals who are adjunct or visiting faculty are not eligible to apply. Proposers: Each proposal must have a team of two or more USC faculty principal investigators: Teams must include at least one investigator who is a physician (MD), whose clinical practice includes serving patients in the area of the specific disease for which the research is proposed and who may serve as a PI, Co-PI or as a key investigator/advisor to the project. The team of two or more principal investigators must hold primary faculty appointments in at least two schools of the university. A prior recipient may apply for a second and final year of funding under this program, but must demonstrate that promising results have been achieved and that an effort is underway to seek additional external funds. Requests for a second year of funding must be submitted as a full proposal and will be reviewed with other proposals received for the award cycle. TYPES OF ASSISTANCE Ming Hsieh Research Awards provide up to $150,000. Permissible expenses include: Research materials, small equipment and supplies, and other direct project costs that are necessary to carry out the proposed research, including computers, software, lab materials, etc., (up to $30,000); Salary support for post-docs, graduate student RAs and other student wages; Salary support for staff technician; Research expenses related to data acquisition, such as the use of core or shared resource facilities. GRANT CONDITIONS Awardees have discretion in the budgeting and re-budgeting of funds to meet their research needs within the guidelines of the fund and the terms of the proposal. However, funds may not be transferred to another project or to other researchers or institutions; Awards include fringe benefits but are not assessed facilities & administration costs (i.e., indirect costs); sub-contracts are not permitted under this program; Recipients have 12 months from the date funds are received to complete projects. Funds not expended by that time are returned to support other Ming Hsieh grants; Awards do not fund faculty salary; recipients must be faculty of USC during the award period. Awards do not fund student tuition and other student fees (such as health insurance); The Ming Hsieh Research Award is not intended to duplicate currently funded efforts or to provide interim bridge funding. Permanent equipment required for the conduct of a research project, and purchased with MHI funds, becomes the property of the University. P a g e 2 7

All USC rules, with respect to conflict of interest, human subject research, animal research, etc., apply to projects funded under this program. Funding will not be provided until all pertinent reviews are complete. All faculty, staff and students employed under grant must complete assignment of USC created intellectual property through the IP-ACT system. RESEARCH PROPOSAL EVALUATIONS Research proposals submitted to the MHI are evaluated by interdisciplinary faculty panels. Typically, the reviewers will be USC faculty members; however, when the necessary expertise does not reside on campus, external reviewers may be used. The reviewer panels advise the Vice President of Research on which proposals merit funding and at what dollar amount. Because of limited resources and intense competition, not all proposals can be funded and some will be funded for less than the requested amount. In reviewing research grant requests, the faculty panel will consider: 1) Likelihood that the research will be translated into human tests that benefit patients; 2) Innovation in the research concept and research approach; 3) Relevance of the proposed work; 4) Qualifications of the research team, in particular likelihood that they will succeed in achieving project aims, 5) Qualification and experience of the research team in technology commercialization, as shown in prior invention disclosures and patent applications; 6) Likelihood that project can be leveraged toward new external funding; 7) For any previously funded team, accomplishments to date and progress toward clinical translation and external funding. NOTIFICATION AND TERM OF AWARD Up to $150,000 may be requested. A prior recipient may apply for a second and final year of funding under this program, but must demonstrate that promising results have been achieved and that an effort is underway to seek additional external funds. Requests for a second year of funding must be submitted as a full proposal and will be reviewed with other proposals received for the award cycle. Reviewer comments and recommendations will be provided to the Vice President of Research who, in conjunction with the Institute s Steering Committee, will make the final awardee selection. Proposers will be notified of the outcome for their proposals by June, 2019. Funds will be available by the beginning August, 2019. Funds that are not expended at the end of the award period will be returned to the Ming Hsieh Institute. REPORTING AND ACKNOWLEDGEMENT OF SUPPORT As a condition of the award, MHI awardees are required to submit a brief progress report by the end of March, 2020. A request for the final report (including an accounting of expenditures and any external support received) will also be sent to awardees at the close of the grant period, indicating required information. These reports will be reviewed and portions of the report may be reprinted to build support for the institute among the university community and to make decisions about how best to use the funds to promote productivity in the future. P a g e 3 7

Any publication or creative endeavor arising from work supported by the fund must acknowledge the Ming Hsieh Institute for Research on Engineering-Medicine for Cancer. Copies of publications should be submitted to the Office of Research. The Office of Research should also be informed of any grant submissions/awards for which Ming Hsieh funds were used. FURTHER INFORMATION AND PROGRAM CONTACT INFORMATION Questions about the MHI Research Award or the application submission process can be directed to Melody Pham at vprsch@usc.edu or 213-821-8163. For submission instructions, see Proposal Guidelines. P a g e 4 7

REQUEST FOR PROPOSALS MING HSIEH INSTITUTE FOR RESEARCH ON ENGINEERING-MEDICINE FOR CANCER GUIDELINES PROPOSAL GUIDELINES Before preparing a proposal, applicants should read closely the program description, including the sections on eligibility and evaluation criteria. Proposals must be submitted using the Office of Research online application system (see p. 7). Format: Proposal documents should be written using a standard font (e.g., Arial or Times New Roman), 12 point, single-spaced, with one inch margins. Documents should be uploaded as PDFs. Apart from use in formulas, preferably do not use symbol text format (use alpha instead of α ). PROPOSAL COMPONENTS Cover page information (to be filled out on-line) a) Principal Investigator (PI) contact information; b) Proposal title; c) Budget: total requested; d) Is USC Committee approval required? (Please indicate all that apply); e) Co-PI contact information. Sections to be uploaded: It is requested that applicants follow instructions carefully and do not submit additional materials not requested by this RFP. Information that is uploaded beyond what is requested will not be included in the proposal package provided to reviewers. a) Abstract: (not to exceed 20 lines of text) The project abstract is meant to serve as a succinct and accurate description of the proposed work when separated from the application; b) Project Narrative: (not to exceed 10 pages) No other ancillary text, appendices, etc., will be accepted; page limits are inclusive of figures and tables. The narrative must include the following components (use headers below): i. Introduction Provide a brief background and the specific aims of the project. Explain the project s specific innovations and significance for improving the treatment and diagnosis of the targeted disease. P a g e 5 7

ii. Prior Work Describe prior experience in the proposed area of research. Explain areas in which the prior work needs to be advanced towards clinical translation. If an applicant has previously received funding from the Ming Hsieh Institute, describe: (1) prior research aims and accomplishments, (2) proposals that have been submitted or will be submitted to external funders, (3) progress toward clinical translation and (4) how the proposed new project builds from the prior outcomes. iii. Patient Population Describe the types of patients that would benefit from the proposed approach, and the disease that would be targeted through the research. Also describe the pathway that the research will take toward human clinical translation. iv. Methodology Present the technical approach that will be followed in the project, including any aspects of experimental design. v. Outcomes Describe the anticipated outcomes of the project and how the project results will be disseminated. Provide a clear timeline of the project. vi. Qualifications and Organization Provide the qualifications of the research team for the proposed work and describe how the skills of the PI team complement each other to achieve the project aims. Describe how the project will be organized and the contributions of each participant. vii. Future Activity Describe the future plans to extend the proposed research through external funding. Also, describe the timeline and approach for taking the proposed research into clinical translation. c) References: (not to exceed one page); d) Budget Justification: (not to exceed one page) Provide a justification for the project budget, explaining why the proposed expenses will achieve the project aims, and how the funding will be shared between the PIs; e) Current Funding: List all current sources of internal and external support, or pending, both as PI or co-pi. For each, give the title, period, amount, sponsor, and describe the relationship of each to the current proposal. In cases in which existing funding appears to be similar to the proposed project, take special care to explain the differences; f) Curriculum vitae: (not to exceed 4 pages) Summary vitas, per PI, should be provided. Applicants may use any standardized CV format, or institutional ones (such as the NIH Biosketch, etc.); g) Patents & Licenses: Provide a list of invention disclosures, patents and licenses (per PI) as a single PDF; P a g e 6 7

h) Letter of Support (optional) You may provide a Letter of Support from your department chair or school dean in support of your proposed research, but it not a requirement. PROPOSAL SUBMISSION Submit your proposal application utilizing the Office of Research application submission and reporting portal. Go to https://app.wizehive.com/webform/uscgrants to log in (or create an account for yourself), using your USC email address. APPLICATION DEADLINE: 5 pm, Tuesday, January 22, 2019 Signatures: By submitting the online application, applicants indicate their agreement to comply with the terms and conditions of the Ming Hsieh Research Award program as well as all other applicable USC policies. FURTHER INFORMATION AND PROGRAM CONTACT For additional information or inquiries about the Ming Hsieh Research Award program application submission process, please contact: Melody Pham at vprsch@usc.edu or 213-821-8163. P a g e 7 7