RAND Health Care Value Survey:

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RAND Health Care Value Survey: Efficiency of Direct Patient Care Time and Appropriateness of Care Provided Version 1.0 18 April 2018 Authors: Sandra H Berry M.A., RAND Corporation John P Caloyeras Ph.D., Pardee RAND Graduate School Robert H Brook M.D. Sc.D., RAND Corporation Use notes: this survey may be used free-of-charge with permission from the RAND Corporation. Please contact the RAND Survey Research Group for permission. An online survey has been previously programmed by the RAND Survey Research Group, which can be customized and disseminated if a given organization wishes to have RAND manage the survey and/or analysis process.

MODULE #1: EFFICIENCY OF DIRECT PATIENT CARE TIME 1. What is your area of clinical practice? (Check one) 1 Primary Care Medical Specialty 3 General Surgery or Surgery Subspecialty 4 Other 2. On average how many total hours per week do you work as a [INSERT ORGANIZATIONAL NAME] physician? Average total # hours per week working as an [INSERT ORGANIZATIONAL NAME] physician: hours 3. Thinking about your time in the past month, how many hours per week do you spend on average on activities associated with direct patient care? Please count as direct patient care the time you spend on specific patients including: Patient visits or consults in the office, hospital or ER Performing procedures in the office, hospital or outpatient care center Communicating with patients or their families Ordering or interpreting imaging, test results or X-rays Ordering or refilling medications Dictating reports or notes, charting, reviewing medical records Completing insurance, disability, or other forms and related phone calls, including obtaining authorizations related to specific patients Please DO NOT COUNT the time you spend on: Teaching or lecturing, travel, attending meetings CME, Board certification, professional education Clinical or other research, writing papers, conferences Administration, staffing, billing or practice management or marketing Meeting with drug or device representatives Average # hours per week for direct patient care: hours

4. Thinking about your time in the past month, how is the time you spend on direct patient care in a typical week divided between activities that require your high level clinical training as a physician and activities that do not require it, that is, activities that could be performed by someone with less training assuming they were available and their time could be paid for. If you are a specialist, think about what tasks require your specialty training. % direct patient care time on tasks that: require MY clinical/specialty training as a physician (or another physician who has similar years of clinical training): % could be performed by physicians who have fewer years of clinical training: % could be performed by non-physicians: % could be performed primarily by an automated or computerized system: % TOTAL TIME SPENT ON DIRECT PATIENT CARE = IF TIME ON TASKS OTHER COULD PERFORM (bottom 3) = 5% OR MORE ASK 5 AND 6

5. Thinking of the direct patient care tasks that could be performed by someone other than a physician with your specialty, what type of personnel or system would be needed to perform those direct patient care tasks assuming proper aptitude, training, and supervision? (Check all that apply) Other Kinds of Clinical Staff 1 Primary care physician (only check this choice if you are NOT a primary care physician) A specialist / another specialist 3 Physician assistant 4 Nurse practitioner 5 Nurse anesthetist 6 Nurse/midwife 7 Registered nurse 8 Licensed Vocational Nurse/Certified Medical Assistant 9 Licensed Practical Nurse 10 Medical Office Assistant Other Kinds of Staff 11 Dietician/Nutritionist 12 Health coach 13 Doula 14 Social worker 15 Health educator 16 Care coordinator 17 Medical records specialist 18 Insurance or billing specialist 19 Administrative staff 0 Other kind of staff What kind?

6. What are the reasons you don't have others perform these tasks now? (Check all that apply) 1 Can't find and/or retain qualified staff 3 4 5 6 7 8 9 Don't have someone to supervise them Can't get reimbursement to cover them Couldn't keep them busy - not enough work Type of practice organization I'm in doesn't include them Concerned with malpractice issues Don't like to delegate, prefer to take care of patients myself Don't trust automated / computerized systems for clinical duties Referral barriers make it simpler to do these tasks myself 10 Patients prefer for me to do these tasks personally 11 Legal barriers 12 Other reason(s) - what are they? 7. Within your own practice, how willing would you be to work with administrators, staff, and colleagues, to change the way you organize your practice, so that you are making more appropriate or efficient use of your time spent on direct patient care? (Check one) 1 3 4 5 6 7 Very willing Somewhat willing Neutral Somewhat unwilling Very unwilling NOT SURE/ DON'T KNOW NOT APPLICABLE

MODULE #2: APPROPRIATENESS OF CARE PROVIDED 8. Many physicians find themselves in situations where they order, perform, or review tests or procedures that are not necessary. We'd like to know how much of the time you think that happens among physicians with whom you are familiar that have the same specialty as you (excluding yourself). Below is a list of types of clinical activity. For each one, please indicate what percent of the time you think that activity was appropriate, equivocal, or inappropriate among physicians with whom you are familiar that have the same specialty as you excluding yourself. This judgment concerns only the potential health benefit and risk to the individual patient. Cost is not a factor. Each row should total. Clinical activity, test, or procedure Conduct patient visits Answer consult from another physician Order, perform, or review lab tests (such as blood chemistries) Order, perform, or review noninvasive diagnostic studies (such as x- rays) Order, perform, or review invasive diagnostic studies Order, prescribe, or administer medications Provide counseling or education Recommend or perform surgeries or procedures Appropriate - potential health benefit greater than potential health risk Equivocal - potential health benefit equal to potential health risk Inappropriate - potential health benefit less than potential health risk % % % Row total: All services

9. Below is the same list of types of clinical activity that you might order, perform, or review. For each one, please indicate whether you did order or perform it in the past month and, if so, what percent of the time you think that ordering or performing it was appropriate, equivocal, or inappropriate in the past month. This judgment concerns only the potential health benefit and risk to the individual patient. Cost is not a factor. Each row should total. Clinical activity, test, or procedure Conduct patient visits Answer consult from another physician Order, perform, or review lab tests (such as blood chemistries) Order, perform, or review noninvasive diagnostic studies (such as x-rays) Order, perform, or review invasive diagnostic studies Order, prescribe, or administer medications Provide counseling or education Recommend or perform surgeries or procedures All services Order, perform, or review in past month? If Yes--> Appropriate - potential health benefit greater than potential health risk Equivocal - potential health benefit equal to potential health risk Inappropriate - potential health benefit less than potential health risk Yes/No % % % Yes/No is not an option Row total:

10. IF INDICATED ANY INAPPROPRIATE OR EQUIVOCAL: Thinking about the last month, when you saw or heard about other physicians in your specialty performing a clinical task that you think was equivocal or inappropriate, what were the likely reasons for that? (Check one for each item) Often a reason Sometimes a reason Rarely or never a reason a. Patient or family concerns or expectations... 1 3 b. Required to justify subsequent treatment... 1 3 c. To qualify for pay-for-performance incentives... 1 3 d. To be sure about diagnosis, even if no treatment implications... 1 3 e. Easier or faster to order full set of tests in electronic systems... 1 3 f. To avoid any potential malpractice issues... 1 3 g. Reordered a test that was not done properly... 1 3 h. Test or imaging result or medical record was not available, or could not find it... 1 3 i. Needed to use test/treatment facilities in order to ensure they stay in business and available for patients... 1 3 j. To see how well test/therapy works for patients... 1 3 k. To change the level of billing for an encounter or visit 1 3 l. Needed practice revenues to cover costs... 1 3 m. Needed to maintain a reasonable level of personal income... 1 3 n. Expected standard of practice in my geographic area... 1 3 o. Standard of practice in my medical group, or among closest colleagues... 1 3 p. Standard of practice in my specialty... 1 3 q. Influence of the drug and device industry... 1 3 10a. IF TWO OR MORE ARE CODED "OFTEN" AS A REASON WE WILL SHOW A LIST OF REASONS AND ASK: Please rank the top five reasons for equivocal or inappropriate care in order of importance.

Give a 1 to the most important reason, 2 to the next most important reason, etc. (NOTE WE WILL ALLOW "TIES" BUT NOT OFFER THEM) RANKED REASONS 1-5

11. The next question asks you evaluate 15 briefly described strategies for reducing the level of equivocal or inappropriate care in terms of how or un each one is likely to be. You can also suggest your own strategy. What changes do you think would be in reducing the overall level of equivocal or inappropriate care in the U.S.? By Equivocal, we mean the potential health benefit is equal to the potential health risk. By Inappropriate, we mean the potential health benefit is less than the potential health risk. (Check one for each item) Extremely Very Somewhat Not very Not at all a. Change malpractice laws... 1 3 4 5 b. Change laws or standards to permit delegation of more care activities to persons with different levels of training or other professional background... 1 3 4 5 c. Eliminate direct-to-patient advertising... 1 3 4 5 d. Better reimburse time spent on patient education and counseling... 1 3 4 5 e. Better support medical education to reduce physician debt... 1 3 4 5 f. Standardize billing and reimbursement procedures... 1 3 4 5 g. Allow more flexibility in billing and reimbursement procedures... 1 3 4 5 h. Make patients and/or families pay more out-of-pocket for the care they request... 1 3 4 5 i. Make more use of evidence-based 1 3 4 5 criteria in determining reimbursement levels... j. Increase use of advance directives for end-of-life care... 1 3 4 5 k. Use more PA, RN, and other nonphysician staff to perform routine care that doesn't require an MD/specialist... 1 3 4 5 l. Educate patients and families about need 1 3 4 5 to minimize care for which the potential health benefit is less than the potential health risk... m. Increase public emphasis on patient safety and reducing medical errors... 1 3 4 5

Extremely Very Somewhat Not very Not at all n. Decrease the influence of the drug and device industry on the practice of care... 1 3 4 5 o. Increase application of protocols or algorithms for clinical problems that have a clear evidence base supporting consistent application of a clinical protocol for most patients (e.g. protocol for acute myocardial infarction care in the emergency room)... 1 3 4 5 p. Improve design of electronic health records and prescribing systems... 1 3 4 5 q. OTHER SPECIFY:... 1 3 4 5 11a. IF TWO OR MORE ARE CODED "EXTREMELY HELPFUL" ASK: Please rank the top five changes in order of importance. Give a 1 to the most important change, 2 to the next most important change, etc. (NOTE WE WILL ALLOW "TIES" BUT NOT OFFER THEM) RANKED REASONS 1-5 12. Within your own practice, how willing would you be to work with administrators, staff, and colleagues, to change the way you organize your practice to minimize equivocal or inappropriate care? (Check one) 1 Very willing 3 4 5 6 7 Somewhat willing Neutral Somewhat unwilling Very unwilling NOT SURE/DON'T KNOW NOT APPLICABLE

MODULE #3: PARTICIPANT DESCRIPTORS 13. What is your current age category? (Check one) 1 20-29 30-39 3 40-49 4 50-59 5 60-69 6 70-79 7 80 or older 14. Sex: (Check one) 1 Male Female 15. In what year did you graduate from medical school? Year of medical school graduation: 16. From what type of medical school did you graduate: (Check one) 1 Public 3 Private International 17. How many years of post-graduate training (internship, residency, fellowship) have you had? # Years:

18. Thinking about the quality of care you are able to give patients now, would you say you are: (Check one) 1 Extremely satisfied 3 4 5 6 7 Very satisfied Somewhat satisfied Neither satisfied or dissatisfied Somewhat dissatisfied Very dissatisfied Extremely dissatisfied? 19. Thinking about your own satisfaction with your day-to-day professional life as a physician, would you say you are: (Check one) 1 Extremely satisfied 3 4 5 6 7 Very satisfied Somewhat satisfied Neither satisfied or dissatisfied Somewhat dissatisfied Very dissatisfied Extremely dissatisfied? 20. Thinking about your income in the past year, would you say you are: (Check one) 1 3 4 5 6 7 Extremely satisfied Very satisfied Somewhat satisfied Neither satisfied or dissatisfied Somewhat dissatisfied Very dissatisfied Extremely dissatisfied?

21. What is your main clinical specialty? CHOOSE FROM DROP BOX OF CODES (SEE LIST) [ITEM USES STANDARD AMA PHYSICIAN SPECIALTY GROUP LIST, PROVIDED IN THE APPENDIX] 22. Thinking about improving the value of health care provided at your facility, do you have any specific suggestions (FINAL question of survey)? [FREE TEXT RESPONSE]

APPENDIX: AMA PHYSICIAN SPECIALTY GROUPS 1. Allergy / Immunology 2. Anesthesiology 3. Cardiology 4. Dermatology 5. Endocrinology / Diabetes / Metabolism 6. Emergency Medicine 7. Family / General Practice 8. Geriatrics 9. Internal Medicine 10. Medical Genetics 11. Neurological Surgery 12. Neurology 13. Obstetrics / Gynecology 14. Oncology 15. Ophthalmology 16. Orthopedics 17. Otolaryngology 18. Pathology 19. Pediatrics 20. Physical Medicine & Rehab 21. Plastic Surgery 22. Preventive Medicine 23. Psychiatry 24. Radiology 25. Surgery 26. Urology 27. Other