The approving agent at the Auditor of State s office will sign the form and return it to the OHS-LGRP.

Transcription

1 INSTRUCTIONS RC-2 Section A: Local Government Unit Include the name of the municipality, county, township, school, library, or special taxing district (local government entity) for which the form is being submitted. Include the unit (department, agency, office), if applicable. The departmental official directly responsible for the records must sign and date the form. Section B: Records Commission Complete the phone number and mailing address for the Records Commission, including the county. To have this form returned to the Records Commission electronically, include an address. It is the responsibility of the Records Commission to forward an electronic or paper copy of the approved form to the appropriate department. The Records Commission Chairperson must sign the certification statement before it can be reviewed and signed at the Ohio Historical Society by the Local Government Records representative, and approved by the State s Office. Section C: Ohio Historical Society State Archives The reviewing agent from Ohio Historical Society (OHS-) will indicate on your RC-2 which records series will require a Certificate of Records Disposal () prior to disposal. They will sign the form and forward it to the State s Office. Section D: State The approving agent at the State s office will sign the form and return it to the OHS-. Section E: Records 1) numbers can be expressed by a year and item numbering scheme for each records series being scheduled, for example, 09-1 and Another option is to include a unique abbreviated identifier for each office, for example, Eng. [Engineer] 1, Eng. 2, etc. The numbering schema is your choice, and it will be used later on your Certificate of Records Disposal (). 2) Include the title of the records series and a brief description of each series. Please provide information about the content and use of the records series. 3) Articulate a retention period for the record in terms of time (exp. six years), an action (exp. until audited), or both (six years after audit). 4) Include the formats of the record (paper, electronic, microfilm, etc.) 5) the the OHS-. OHS- will mark the records series that will need an prior to disposal. GENERAL INSTRUCTIONS: --- For questions related to records scheduling and disposition, OHS-: (614) or at localrecs@ohiohistory.org --- After completing sections A and E, submit the form to your records commission so it can be approved in an open meeting pursuant to Section ORC. See Ohio Revised Code Section (counties), (municipalities), (school districts), (libraries), (special taxing districts) and (townships) for the composition of your records commission. Your records commission completes section B and sends the form to OHS- at: localrecs@ohiohistory.org OR The Ohio Historical Society Local Government Records Archivist Columbus, OH The OHS- will review this RC-2 and forward it to the State s Records Officer, Columbus. --- This RC-2 is in effect when all signatures have been affixed to it. OHS- will return a copy of the approved form to the Records Commission. The local records commission and the originating office should retain permanent copies of the form to document legal disposal of public records. --- Remember, at least 15 Business days before you intend to dispose of records, submit a Certificate of Records Disposal () to the OHS-. Copies of s will not be returned. Form:FP-RC2 (part 1), Revised February 2012

2 Page 1 of 20 RECORDS RETENTION SCHEDULE (RC-2) See instructions before completing this form. Section A: Local Government Unit Worthington City School District_ (local government entity) (unit) Jeffrey S. McCuen, /CFO March 20, 2012 (signature of responsible official) (name) (title) (date) Section B: Records Commission Worthington City Schools Records Commission (telephone number) 200 E. Wilson Bridge Road, Worthington, OH Franklin (address) (city) (zip code) (county) To have this form returned to the Records Commission electronically, include an address: I hereby certify that our records commission met in an open meeting, as required by Section ORC, and approved the schedules listed on this form and any continuation sheets. I further certify that our commission will make every effort to prevent these records series from being destroyed, transferred, or otherwise disposed of in violation of these schedules and that no record will be knowingly disposed of which pertains to any pending legal case, claim, action or request. This action is reflected in the minutes kept by this commission. Records Commission Chair Signature Date Section C: Ohio Historical Society - State Archives Signature Title Date Section D: State Signature Date Please Note: The State Archives retains RC-2 forms permanently. It is strongly recommended that the Records Commission retain a permanent copy of this form ***Hard Copy Maintained for 2 Years After Audited, Then Stored ally

3 Page 2 of 20 Section E: Records Worthington City Schools (local government entity) (unit) 1000 Board & Administrative Records OHS Board meeting Minutes Records all actions taken by the Board of Educ Board meeting electronic recordings Audio recording of regular board meetings 1102 Blue Prints, Plans, Maps Schematic drawings of facilities and property 1103 Deeds, Easements, Leases Permanent Permanent Permanent 1104 Board Policy Books and Other Adopted Policies Superintendent and Secretary 1105 Administrative Regulations Superintendent 1106 Court Decision 1 year after superseded 1 year after superseded Permanent 1107 Claims and Litigation 1201 Elections 1202 Record Disposal forms () 1203 Bargaining Agreements 1204 Budget Policy Files after closed 10 years 10 years 10 years after expiration ***Hard Copy Maintained for 2 Years After Audited, Then Stored ally

4 Page 3 of Worker s Compensation Claims 7 years OHS Bank Depository Agreements 1303 Organization Reports after completion ** 1304 Board Meeting Notes 1 year 1305 Agendas 1401 Adopted Courses of Study Superintendent and Secretary 1402 Adopted Special Education Programs Superintendent and Secretary 1403 Adopted Special Programs Superintendent and Secretary 1 calendar year** & Voice mail (General) Discretionary & Voice mail (Critical) ***Hard Copy Maintained for 2 Years After Audited, Then Stored ally

5 Page 4 of Human Resources For use by Auditor of State or OHS- (Employee files include employment applications, resumes, contracts/salary notices, evaluations, personnel actions, absence certification, transcripts and any other documents which become part of the file) Certified Active Employees Asst. Supt, Personnel Secretary 2102 Classified Active Employees Asst. Supt, Personnel Secretary 2103 Certificated Inactive Employees Asst. Supt, Personnel Secretary 2104 Classified Inactive Employees Asst. Supt, Personnel Secretary 2105 Civil Rights, Civil Services and Disciplinary Reports Asst. Supt, Personnel Secretary 2107 Retirement Letters Asst. Supt, Personnel Secretary 2108 Substitute Records Asst. Supt, Personnel Secretary 2303 Irregular Employee Contracts (Substitutes) after contract expires 2304 Unemployment Claims 2306 Applications (hot hired) Asst. Supt., Personnel and Secretary ** ***Hard Copy Maintained for 2 Years After Audited, Then Stored ally

6 Page 5 of of Employees Asst. Supt., Personnel and Secretary Fiscal Year plus 2 Years For use by Auditor of State or OHS Student Helper Applications Asst. Supt., Personnel and Secretary 2309 Teacher Personnel Reports (Internal) Asst. Supt., Personnel and Secretary 2310 I-9 Immigration Verification Forms Asst. Supt., Personnel and Secretary 2401 Job Description Asst. Supt., Personnel and Secretary Fiscal Year plus 1 Year Termination of Employ. plus 1 year*** 1 year after superseded 3000 STUDENT RECORDS 3101 Student Records Folders Enrollment/Withdrawal Birth Certificate Grades/Transcripts Activities Record Attendance Records Individual Test Results Standardized Competency/Proficiency Aptitude Intervention Records Foreign Exchange Records Home Schooled Student Records 3102 Office Record Card (K-9) 3201 Health/Medical Records Nurse/Bldg. Sec. Visual Screening Hearing Screening Immunization Records 7 years after Graduation*** ***Hard Copy Maintained for 2 Years After Audited, Then Stored ally

7 Page 6 of Discipline Records Letters to Parents Office Discipline 3203 Psychological Records (Restricted) Special Ed. Secretary/Nurse 1 year after Student Leaves School For use by Auditor of State or OHS Child Abuse/Neglect Referral Letters 3301 Teacher Grade Books/Records 3302 Pre-School Screening Profiles 3303 Age and Schooling Records (Work Permits) Through Graduation 3 years*** 3 years 3 years 3304 Accident Reports Nurse/ Provided no action pending 3305 Individual Education Plan (IEP) /Special Ed. Secretary Permanent 3306 Free/Reduced Price Lunch Application 3401 Emergency Information superseded ***Hard Copy Maintained for 2 Years After Audited, Then Stored ally

8 Page 7 of BUILDING RECORDS OHS Tornado and Fire Drill Records 4203 Building Health Inspections 4301 Student Activity Records Pay-in forms Pay-out forms Account forms/dist. Ticked sale reports 4401 Textbook Inventories 1 year* * ** superseded 4402 Supplies Inventory 4403 Student Handbooks Special Education Department 5221 Special Education Tutoring Reports Special Ed. Secretary 10 years 5222 Individual Educational Plan (IEP) Special Ed. Secretary 5223 Psychological Records (Restricted) Special Ed. Secretary Permanent Permanent ***Hard Copy Maintained for 2 Years After Audited, Then Stored ally

9 Page 8 of CENTRAL DEPT. RECORDS For use by OHS- Administrative Offices 5301 Repair, Installation and Maintenance Records 5302 Prevailing Wage Records 5303 Rental Information (Use of Facilities) 5304 Work Orders 5305 Environmental Reports and Data (asbestos, etc.) 5306 Vandalism Reports 5307 Student Activity Purpose Clauses 5308 Sales Potential Forms (Student Activities) 5309 Bids and Specifications (Unsuccessful) 5310 Bid and Specifications (Successful) 5311 Contractor Files (Resolutions, additions, drawing, etc.) 1 year after completion of project Project Complete, if No Action Pending** ***Hard Copy Maintained for 2 Years After Audited, Then Stored ally

10 Page 9 of 20 Administrative Offices OHS Preventive Maintenance Reports 5402 Warranty/Guarantee 5403 Plant and Equipment Inventory Fiscal Year plus 2 yrs. Life/Warranty of Equip. *** ***Hard Copy Maintained for 2 Years After Audited, Then Stored ally

11 Page 10 of 20 Transportation Department OHS Driver Physical, Transportation Secretary after termination 5341 Fuel Consumption Data Transportation Secretary 5342 Transportation Records Transportation Secretary ** ** 5343 Field Trip forms and Volunteer Driver forms Transportation Secretary 5441 Accident Reports Transportation Secretary 5442 Vehicle Registration 5443 Vehicle License 5445 Driver Certifications Transportation Secretary 5446 Supplies Inventory Transportation Secretary 5447 Vehicle Defect Report Transportation Fiscal Year plus 2 yrs. 3 years Provided no action pending Life of Vehicle 1 year after termination 1 year after termination Life of Vehicle ***Hard Copy Maintained for 2 Years After Audited, Then Stored ally

12 Page 11 of 20 Food Service Department OHS- By OHS Food Service Records Cafeteria Supervisor Menus Food Production Milk Sold Students Served 5562 Lunchroom Records Cafeteria Supervisor Cash Register Tapes Cashier s Daily Reports 5563 Lunchroom Reports Cafeteria Supervisor (Free and Reduced Lunch) 1 year* 1 year* 1 year* 5565 Lunchroom License Cafeteria Supervisor 5564 Inventories Cafeteria Supervisor 1 year after expiration ***Hard Copy Maintained for 2 Years After Audited, Then Stored ally

13 Page 12 of FINANCIAL RECORDS OHS Annual Financial Reports Appropriation Ledgers Budget Ledgers Revenue Journals Vendor Listing Check Register Purchase Order Listing Invoice List Account Reports Financial Summary Detail reports ** 6102 Activity Fund Cash Journal and Ledger ** 6103 Bond Register After Issue Expires 6104 Securities ** 6201 Investment Ledger 6202 Foundation Distribution ***Hard Copy Maintained for 2 Years After Audited, Then Stored ally

14 Page 13 of Tax Settlements OHS Budgets (Annual) 6205 Insurance Policies After expiration provide claims settled (Open) (once settled) 6206 Contracts 6207 Bond and Coupons Redeemed *** 6210 Budget Work papers 6211 Vouchers, Invoices, and Purchase Orders 6212 State Program Files Aux Services, DPPF, Adult Vocational, Excess Lottery, Data Processing, Public/Private Grants, etc Federal Program Files, Title I, II, III, IV-B, IV-C & VI-B; Chapter 1, 2; Drug Free, etc Tax Anticipation Notes, (Records borrowing against future tax collections) ** 10 years ** 10 years ** 10 years ** 10 years ***Hard Copy Maintained for 2 Years After Audited, Then Stored ally

15 Page 14 of State Reimbursement Settlements, ** OHS Unemployment Claims, 2 year** 6218 Employee Bonds, Board Member Bonds, ** 6219 Certificate of Estimated Resources, ** 6220 Appropriation Resolutions, ** 6222 Tax Apportionments, ** 6301 Canceled Checks and Bank Statements, 6302 Publication Notice, 6303 Tuition Fees and Payments, ***Hard Copy Maintained for 2 Years After Audited, Then Stored ally

16 Page 15 of School Finance Monthly Statements, OHS Investment Records, (May include individual record of investments, bank confirmations, wire transfers, copy of CD, etc.) 6308 Student Activity Fund, (Pay-ins, Pay-outs, Receipts/Deposits, Reports) ** 6309 Check Registers, ** 6310 Deposit Slips/Cash Proofs, ** 6311 Bids and Specifications, (Unsuccessful) 6312 Bids and Specifications, (Successful) ** after completion of project** 6313 Receipt Books, ** 6314 Extra Trip Records, ** 6315 Monthly Financial Reports, 6316 Accounting Data, ** 6317 Service Contracts, ** 6319 Delivery/Packing Slips, 1 year** ***Hard Copy Maintained for 2 Years After Audited, Then Stored ally

17 Page 16 of PAYROLL RELATED OHS Payroll Ledgers, Bi-Weekly Payroll Reports, Quarterly Payroll Reports 7102 Earnings Registers, By Staff Member By Calendar 7103 Monthly Payroll Reports, Leave usage and Accumulation, Retirement service, etc Bureau of Employment Service Quarterly Reports, 7 years 7301 W-2 s, W-4 s, (Employer copy) 7302 Federal Income Tax, (Quarterly/Annual) 7303 Ohio Income Tax, (Monthly/Annual) 7304 City Income Tax, (Monthly/Annual) 6 years and Current** 6 years and Current** 6 years and Current** 6 years and Current** ***Hard Copy Maintained for 2 Years After Audited, Then Stored ally

18 Page 17 of School Income Tax, (Monthly/Annual) 7306 Payroll Reports, Reports used for Each payroll- Computer generated 6 years and Current** ** OHS Payroll Update Listing, ** 7308 Payroll Calculations, ** 7309 State Teachers System, and School Employees Retirement System Waivers 7310 State Employees, Retirement System (SERS) Reports 7311 State Teachers, Retirement System (STRS) Reports ** ** 7312 Annuity Reports, ** 7313 Benefit Folders/Reports, ** 7314 Employee Request and/or Authorization for Leave Forms (Sick, Vacation, Personal, or other leave) 7315 Deduction Reports, Voluntary payroll Deductions ** ** ***Hard Copy Maintained for 2 Years After Audited, Then Stored ally

19 Page 18 of Employee Vacation/ Sick Leave Records, ** OHS Time Sheets, 6 years** 7318 Overtime Authorization, 6 years 7319 Employee Insurance Bills, Medical Dental Life ** 7323 Paycheck Register, ** 7324 Payroll Bank Statement, ** 7401 Deduction Authorization, or Employee Terminated ***Hard Copy Maintained for 2 Years After Audited, Then Stored ally

20 Page 19 of REPORTS OHS State Audit Reports, 8204 School Finance, (S.F.) Reports-annual 8205 Special Education (S.E.) Reports-annual Special Ed. Sec. Supt. Sec Vocation Education (V.E.) Reports-annual Vocational Sec. Supt. Sec Ohio Common Core Data (OCCD) Reports Supt. Sec Ohio Department of Education (ODE) Reports Bldg. Sec Civil Rights Reports Supt. Sec Title IX Reports Supt. Sec. 7 years 10 years ***Hard Copy Maintained for 2 Years After Audited, Then Stored ally

21 Page 20 of Other For use by OHS Personnel Directory Supt. Sec. 10 years 9102 Enrollment Record (By grade and building) Supt. Sec. Permanent** * 9202 School Calendars Supt. Sec Building, Boiler, Maintenance Reports Business Office and Sec Employee Handbooks Supt. Sec. * 9403 Directives, Standards, Laws for Local, State And Federal Governmental Agencies All Secretaries 9404 Attendance Records ***Hard Copy Maintained for 2 Years After Audited, Then Stored ally