PATIENT'REGISTRATION'FORM'FOR'KURT'R'WHARTON S'OFFICE' ' Last%Name:% %%%%%%%%%%%First%Name:% %%%%%%%%%%%%%%Middle:% %% % Responsible%Party:%

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1 PATIENT'REGISTRATION'FORM'FOR'KURT'R'WHARTON S'OFFICE' ' LastName: FirstName: Middle: ResponsibleParty: Relationship: Address: Zip: City: State: PreferredPhone: MaritalStatus: S M D W LegallySeparated "Unknown""""""""""""""""""""""DOB:" """""Age"Today:" *SocialSecurityNumber: (REQUIREDISEENOTICETOCONSUMERSSECTIONFORQUESTIONS) Employer: Occupation: Ethnicity: HispanicorLatino NotHispanicorLatino Unknown Race: AmericanIndianorAlaskanNative Asian BlackorAfricanAmerican NativeHawaiianorPacificIslander White SPOUSE'INFORMATION' Name: *DateofBirth / / PreferredPhone: SocialSecurityNumber: Employer: Occupation: INSURANCE'INFORMATION' (Your'card'MUST'be'provided'for'scanning'at'the'time'of'your'visit,'no'exceptions)' PrimaryInsuranceName: SecondaryInsuranceName: PHARMACY'INFORMATION' PreferredPharmacyName: Phone: Address: AlternatePharmacyName: Phone: Address: EMERGENCY'CONTACT' Contact(otherthanspouse): Relationship: Homephone: CellPhone: Work: CREDIT'POLICY' ' CONPAYMENTS'AND'ANY'OTHER'ESTIMATED'OUTNOFNPOCKET'EXPENSES'MUST'BE'MADE'PRIOR'TO'YOUR'EXAMINATION'/'VISIT.' ' AUTHORIZATION'FOR'RELEASE' Iherebyauthorizethereleaseofanyandallinformationacquiredduringthisandanysubsequentvisits,conversations,andexaminationsto myinsurancecompany,payer,orgovernmentalentity. *'SIGNATURE:' ''''''''''''*DATE'SIGNED:' '/' '/' '

2 ' ' ANCILLARY'PROVIDERS'NOTICE' Inthecourseofyourtreatment,itmaybenecessarytoreferyouoryourspecimenstoothermedicalproviders.Pleasebeadvised thatkurtr.whartonm.d.,inc.isnotresponsiblefortheirbilling.ifabillingmatterariseswithanyoftheseproviders,pleasecontacttheir billingofficeforassistance.intheeventanyinformationisrequiredfromthisoffice,thisofficewillonlyacceptwrittenrequestsandwill submittheavailableinformationassoonaspossible. IMPORTANT'INSURANCE'&'FINANCIAL'DISCLOSURES' Itisyourresponsibilitytoconfirmwithyourinsurancecompany,healthcareprogram,ormanagedcareproductthatKurtR.WhartonM.D.is aparticipatingprovider.pleasecontactyourpayerdirectly. HMOpatients,pleasebeadvisedthatKurtR.WhartonM.D.onlyparticipateswith'Alta'Bates'Medical'Group.Itisyourresponsibilitytohave theproperauthorizationforyourservices,ifapplicable. Additionally,pleasenotethatKurtR.WhartonM.D.doesnotparticipatewithAnthemBlueCrossPPOplanorBlueShieldPPOplan.In'the' event'anthem'or'blue'shield'remits'payment'to'you,'please'forward'the'payment'to'this'office.' KurtR.WhartonM.D.isaspecialist;therefore,copaymentsandothercostsharingamounts(deductibles,nonIcoveredservices,etc.)are calculatedatthespecialistrate. *SIGNATURE:' '''''''''''''''''''''''''''*DATE'SIGNED:' '/' '/' ' FINANCIAL'AGRREMENT' PursuanttoCaliforniaConsumerLaws,IunderstandthatIampersonallyresponsibleforallchargesincurredduringthecourseofmy examination(s)and/ortreatment(s).iunderstandthissupersedesanyprioragreementsbetweenanyoftheinvolvedparties. IherebyauthorizeallmedicalbenefitspaymentsbemadedirectlytoKurtR.WhartonM.D.,Inc. If'I'am'an'Anthem'Blue'Cross'PPO'plan'holder'or'a'Blue'Shield'PPO'plan'holder,'I'understand'and'agree'that'if'and'when'you'receive' payment'from'your'plan'you'must'forward'payment'to'this'office.' *SIGNATURE:' '''''''''''''''''''''''''''*DATE'SIGNED:' '/' '/' ACKNOWLEDGEMENT'OF'RECEIPT'OF'NOTICE'OF'PRIVACY'PRACTICES' WearerequiredtoprovideyouwithacopyofourNoticeofPrivacyPractices,whichstateshowwemayuseand/ordiscloseyourhealth information.pleasesignthisformtoacknowledgereceiptofthenotice.youmayrefusetoinitialthisacknowledgement,ifyouwish. I'acknowledge'that'I'have'received'a'copy'of'this'office s'notice'of'privacy'practices.*initial HIPPA'Acknowledgement'of'Receipt'of'the'Notice'of'Privacy'Practices' This'form'does'not'constitute'legal'advice'and'covers'only'federal,'not'state'law' ' ACKNOWLEDGEMENT'OF'RECEIPT'OF'NOTICE'TO'CONSUMERS' WearerequiredtoprovideyouwithacopyofourNoticetoConsumers,whichstatesthatMedicalDoctorsarelicensedandregulatedbythe MedicalBoardofCalifornia. Yourhealthcareservicefeesareconsumerdebts,assuch,yoursocialsecuritynumberhasbeenobtained. Intheeventanyofyourservicesaredeniedbythecontractedinsurancecompany,thisofficewillfilethenecessaryadministrativeappealson yourbehalf.uponexhaustionofthereasonableappealprocess,iftheinsurancecompanydoesnotremitpayment,youunderstandand agreethatyouwillberesponsiblefortheseunpaidamounts. I'acknowledge'that'I'have'received'a'copy'of'this'office s'notice'to'consumers.*signature This'form'does'not'constitute'legal'advice'and'covers'only'state'law' ' Return'Check'Fee' Intheeventyourcheckpaymentisreturnedbyourfinancialinstitution,youwillberesponsibleforthethencurrentfinancialinstitutionfee plusapracticehandlingfeeof$35.00.i'understand'and'agree'to'this'policy.*'initial ' Patient'NoNShow'Policy' Weunderstandthaturgentandunforeseenissuesmaycauseyoutocancelyourappointment.Wewouldappreciateaminimum24Ihour priornotice.intheeventapatternofmultiplecancellationsornoishowsdevelops,thismayresultina$50.00perappointmentfee.please note,insurancecompaniesandgovernmentalpayerswillnotcompensateyouforthischarge.itisconsideredapersonalissue. I'hereby'acknowledge'reading,'understanding,'and'agree'to'this'policy.'*'INITIAL

3 NAME: AGE: MARITIAL STATUS: M D S W OCCUPATION: HEIGHT: WEIGHT: REFERRED BY: REASON FOR SEEING DOCTOR: BLOOD TYPE: YOU SPOUSE HISTORY OF ABNORMAL PAP YES NO PHYSICIANS PHONE SPECIALITY PCP / PRIMARY CARE PHARMACY PHONE FAX MEDICATION STRENGTH DIRECTION MEDICATION USED AS NEEDED OR SUPPLEMENTS STRENGTH DIRECTION

4 DRUG ALLERGY REACTION PREGNANCY HISTORY CHILDREN NAMES DOB PERSONAL MEDICAL HISTORY; DO YOU HAVE ANY OF THE FOLLOWING: PROBLEM YES NO PROBLEMS YES NO FREQUENT HEADACHES CANCER NEUROLOGIC DISORDERS OR SEIZURES HIGH BLOOD PRESSURE DIABETES (INCLUDING PREGNANCY RELATED) ASTHMA, TUBERCULOSIS OR LUNG DISEASE PERSISTANT COUGH (LASTING 3 OR MORE WEEKS) WEIGHT LOSS OR LOSS OF APPETITE HEART DISEASE OR RHEUMATIC FEVER PSYCHIATRIC DISORDERS DEPRESSION JAUNDICE, HEPATITIS, OR LIVER DISEASE BLOOD CLOTS (THROMBOSIS) PLEASE EXPLAIN ANY OF THE ABOVE: BREAST CANCER THYROID STOMACH BLADDER INTESTIONAL GALLBLADDER KIDNEY BLOODY SPUTUM NIGHT SWEATS PERSISENT FEVER

5 FAMILY HEALTH HISTORY: HEALTH PROBLEM RELATIONSHIP LIVING AGE OR AGE AT TIME OF DEATH DIAGNOSTIC/THERAPEUTIC PROCEDURES AND SURGERIES DATE PHYSICIAN PLEASE LIST ANY HOSPITALIZATIONS: HOSPITAL DATES REASON PLEASE LIST ANY BLOOD TRANSFUSIONS, ORGAN RANSPLANTS, DONOR EGG OR SPERM AND DATES DATES BLOOD TRANSFUSION ORGAN TRANSPLANT EGG DONOR SPERM DONOR

6 ARE ANY OF THE FOLLOWING IN YOU FAMILY YES NO BE SPECIFIC FAMILY MEMBER HIGH BLOOD PRESSURE KIDNEY DISEASE OSTEOPOROSIS DIABETES THYROID DISEASE HEART DISEASE CANCER STROKE BLOOD CLOTS (THROMBOSIS /EMBOLI) PREGNANCY HISTORY: HOW MANY TIMES HAVE YOU BEEN PREGNANT NUMBER OF LIVING CHILDREN NUMBER OF ELECTIVE ABORTIONS NUMBER OF TWIN PREGNANCY OR MULTIPLE GESTATION(S) NUMBER OF MISCARRIAGES NUMBER OF ECTOPIC OR MOLAR PREGNANCY (S) SOCIAL HISTORY HOW MANY CIGARETTES DO YOU CURRENTLY SMOKE EACH DAY? HOW MANY YEARS HAVE YOU BEEN SMOKING? PAST SMOKING HISTORY? WOULD YOU LIKE INFORMATION OR HELP IN QUITTING? HOW MANY ALCOHOL-CONTAINING DRINKS DO YOU HAVE EACH WEEK? HAVE YOU EVER BEEN TREATED FOR ALCOHOLISM? HAVE ANY FAMILY MEMBERS EVER BEEN TREATED FOR ALCOHOLISM? HOW OFTEN DO YOU USE DRUGS SUCH AS MARJUANA? HOW OFTEN DO YOU USE DRUGS SUCH AS COCAINE? HOW OFTEN DO YOU USE DRUGS SUCH AS AMPHETAMINES? HAVE YOU EVER BEEN TREATED FOR DRUG ADDICTION? WHOM:

7 GYNECOLOGIC HISTORY AGE WHEN MENSTRUAL CYCLE BEGAN: FIRST DAY OF LAST MENSTRUAL PERIOD: IF NO LONGER MENSTRUATING, DATE WHEN PERIOD CEASED: ARE YOUR CYCLES REGULAR? LENGTH OF PERIODS: (DAYS OF DURATION) NUMBER OF DAYS BETWEEN PERIODS (FROM FIRST DAY OF ONE TO FIRST DAY OF THE NEXT) DO YOU HAVE PREMENSTRUAL SYMPTOMS: ARE YOU SEXUALLY ACTIVE: _ CURRENT METHOD OF CONTRACEPTION: PAST METHODS: MEDICATION USED: HAVE YOU EVER USED HORMONE REPLACEMENT MEDICATION OR ORAL CONTRACEPTIVES? IF SO WHAT TYPE: DATE OF LAST PAP SMEAR: RESULTS: HAVE YOU EVER HAD ANY ABNORMAL PAP SMEARS IN THE PAST? IF SO PLEASE LIST THE TREATMENTS AND DATES: DATE OF LAST MAMMOGRAM: RESULTS: DO YOU PERFORM REGULAR BREAST-SELF EXAMINATIONS? DO YOU NOW OR HAVE YOU EVER HAD ANY OF THE FOLLOWING: RECURRENT VAGINAL INFECTIONS VAGINAL DISCHARGE, ITCHING OR ODOR PELVIC INFECTION OR PID (PELVIC INFLAMATORY DISEASE) GENTIAL HERPES GENTIAL WARTS GONORRHEA CHLAMYDIA OTHER SEXUALLY TRANSMITTED DISEASES BLEEDING OR PAIN WITH INTERCOURSE ENDOMETRIOSIS OVARIAN CYST OR TUMOR FIBROIDS OR UTERINE TUMOR FREEZING, SURGERY OR LASER OF CERVIX DES EXPOSURE LOSS OF URINE INVOLUNTARILY OE WITH SNEEZING, COUGHING, OR OTHER ACTIVITY YES NO WHEN PLEASE EXPLAIN ANY OF THE ABOVE:

8 SEXUAL HEALTH DO YOU CONSIDER YOURSELF TO BE: HETEROSEXUAL, BISEXUAL OR HOMOSEXUAL (CIRCLE ONE) ARE THERE ANY SEXUALLY-RELATED PROBLEMS THAT YOU WOULD LIKE TO DISCUSS? HAVE YOU EVER BEEN SEXUALLY ABUSED? IF SO WHEN? DO YOU FEEL SAFE AT HOME? ARE YOU EXPOSED TO ANY FUMES OR CHEMICALS IN YOUR WORK: DO YOU HAVE ANY DIETARY RESTRICTIONS: DO YOU EXERCISE: IF SO WHAT TYPE: TIMES PER WEEK: THE FOLLOWING ARE CONSIDERED RISK FACTORS FOR HIV INFECTION. PLEASE MARK ANY WHICH MAY APPLY TO YOU (SINCE 1979) YES NO USE OF IV DRUGS OR SEXUAL PARTNER WHO USES IV DRUGS: SEXUAL PARTNER WHO IS HIV-POSITIVE OR WHO HAS AIDS: SEXUAL CONTACT WITH A GAY OR BISEXUAL MAN: ARTIFICIAL INSEMINATION BY DONOR SPERM / OR EGG: SEXUAL PARTNER FROM AN AREA WHERE AIDS IS COMMON: DO YOU WANT A SCREENING TEST FOR HIV INFECTION: HAVE YOU BEEN VACCINATED AGAINST HEPATITIS A OR B: ARE YOU INTERESTED IN SCREENING FOR HEPATITIS: SIGNATURE DATE

9 KURT R. WHARTON, MD INC. ACKNOWLEDGEMENT OF RECEIPT OF NOTICE TO CONSUMERS Notice to Patient: We are required to provide you with a copy of our Notice to Consumers, which states that Medical Doctors are licensed and regulated by the Medical Board of California. I acknowledge that I have received a copy of this office s Notice to Consumers. Please print your name here Signature Date This form does not constitute legal advice and covers only state law

10 NOTICE TO CONSUMERS Medical doctors are licensed and regulated by the Medical Board of California (800)

11 NOTICE OF PRIVACY PRACTICES THIS NOTICE DESCRIBES HOW HEALTH INFORMATION ABOUT YOU MAY BE USED AND DISCLOSED AND HOW YOU CAN GET ACCESS TO THIS INFORMATIION. PLEASE REVIEW IT CAREFULLY. State and Federal laws require us to maintain the privacy of your health information and to inform you about our privacy practices by providing you with this Notice. We must follow the privacy practices as described below. This Notice will take effect on 4/14/2003 and will remain in effect until it is amended or replaced by us. It is our right to change our privacy practices provided law permits the changes. Before we make a significant change, this Notice will be amended to reflect the changes and we will make the new Notice available upon request. We reserve the right to make any changes in our privacy practices and the new terms of our Notice effective for all health information maintained, created and/or received by us before the date changes were made. You may request a copy of our Privacy Notice at any time by contacting out Privacy Officer. Information on contacting us can be found at the end of this Notice. TYPICAL USES AND DISCLOSURES OF HEALTH INFORMATION We will keep your health information confidential, using it only for the following purposes: Treatment: We may use your health information to provide you with our professional services. We have established minimum necessary or need to know standards that limit various staff members access to your health information according to their primary job functions. Everyone on our staff is required to sign a confidentiality statement. Disclosure: We may disclose and/or share your healthcare information with other Health Care Professionals who provide treatment and/or services to you. These professionals will have a privacy and confidentiality policy like this one. Health information about you may also be disclosed to your family, friends and/or other persons you choose to involve in your care, only if you agree that we may do so. Payment: We may use and disclose your Health Information to seek payment for services we provide you. This disclosure involves our business office staff and may include Insurance organizations or other businesses that may become involved in the process of mailing statements and/or collecting unpaid balances. Emergencies: We may use or disclose your health information to notify, or assist in the notification of a family member or anyone responsible for your care, in case of emergency involving care, your location, your general condition or death. If at all possible we will provide you with an opportunity to object to this disclosure. Under emergency conditions or if you are incapacitated we will use our professional judgment to disclose only that information directly relevant to your care. We will also use our professional judgment to make reasonable inferences of your best interest by allowing some to pick up filled prescriptions, x-rays or other similar forms of health information and/or supplies unless you have advised us otherwise. Healthcare Operations: We will use and disclose your health information to keep our practice operable. Examples of personnel who may have access to this information include, but are not limited to, our medical records staff, outside health or management reviewers and individuals performing similar activities. Required by Law: We may use or disclose your health information when we are required to do so by law. (Court or administrative orders, subpoena, discovery request or other lawful process.) We will use and disclose your information when requested by national security, intelligence and other State and Federal officials and/or if you are an inmate or otherwise under the custody of the law enforcement. Abuse or Neglect: We may disclose your health information to appropriate authorities if we reasonably believe that you are a possible victim of abuse, neglect, or domestic violence or the possible victim of other crimes. This information will be disclosed only to the extent necessary to prevent a serious threat to your health or safety or that of others. Public Health Responsibilities: We will disclose your health care information to report problems with products, reactions to medications, product recalls, and disease/infection exposure and to prevent and control disease, injury and/or disability. Marketing Health-Related Services: We will not use your health information for purposes unless we have your written authorization to do so. National Security: The health information of Armed Forces personnel may be disclosed to military authorities under certain circumstances. If the information is required for lawful intelligence, counterintelligence or other national security activities, we may disclose it to authorized federal officials. Appointment Reminders: We may use or disclose your health information to provide you with appointment reminders including, but not limited to, voic messages, postcards or letters. HIPPA NOTICE OF PRIVACY PRACTICES THIS FORM DOES NOT CONSTITUTE LEGAL ADVICE AND COVERS ONLY FEDERAL, NOT STATE LAW.

12 YOUR PRIVACY RIGHTS AS OUR PATIENT Access: Upon written request, you have the right to inspect and get copies of your health information (and that of an individual for whom you are a legal guardian) There will be some limited exceptions. If you wish to examine your health information, you will need to complete and submit an appropriate request form. Contact our Privacy Officer for a copy of the Request Form. You may also request access by sending us a letter to the address at the end of this notice. Once approved, an appointment can be made to review your records. Copies, of your chart if requested will be $50.00, unless you file is excessively large then the fee will increase and be determined at the time of request. This does include postage. Please contact the Privacy Officer for an explanation of our fee structure. Amendment: You have the right to amend your healthcare information, if you feel it is inaccurate or incomplete. Your request must be in writing and must include an explanation of why the information should be amended. Under certain circumstances, your request may be denied. Non-routine Disclosures: Your have the right to receive a list of non routine disclosure we have made for your health care information. (When we make routine disclosures of your information to a professional for treatment and/or payment purposes, we do not keep a record of routine disclosures information for reasons other than treatment, payment or healthcare operations. You can request non-routine disclosures going back to 6 years starting on April 14, Information prior to that date would not have to be released. (Example: If you request information on May 15, 2004, the disclosure period would start on April 14, 2003 up to May 15, Disclosures prior to April 14, 2003 do not have to be made available.) Restrictions: You have the right to request that we place additional restrictions on our use or disclosure of your health information. We do not have to agree to these additional restrictions, but if we do, we will abide by our agreement. (Except in emergencies) Please contact our Privacy Officer if you want to further restrict access to your health care information. This request must be submitted in writing. QUESTION AND COMPLAINTS You have the right to file a complaint with us if you feel we have not complied with our Privacy Policies. Your complaint should be directed to our Privacy Officer. If you feel we may have violated your privacy rights, or if you disagree with a decision we made regarding your access to your health information, you can complain to us, In Writing. Request a Complaint Form from our Privacy Officer. We support your right to the privacy information and will not retaliate in any way if you choose to file a complaint with us or with the U.S. Department of Health and Human Resources. HOW TO CONTACT US: PRACTICE NAME: KURT R WHARTON MD. INC. ADDRESS: 970 DEWING AVE #201 LAFAYETTE, CA PRIVACY OFFICER: JENNIFER Mc GETTIGAN TELEPHONE: FAX: HIPPA NOTICE OF PRIVACY PRACTICES THIS FORM DOES NOT CONSTITUTE LEGAL ADVICE AND COVERS ONLY FEDERAL, NOT STATE LAW.