05/04/2016. Joint Advisory Group on GI Endoscopy 2015 GRS Census Analysis of Responses

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1 05/04/2016 Joint Advisory Group on GI Endoscopy 2015 GRS Census Analysis of Responses

2 Background Annual Census of Endoscopy Units Conducted during April and May units invited to participate. Note : An organisation may have many units. Four Parts 1 Unit Profile and Capacity 2 GRS Timeliness 3 Activity within Endoscopy Unit 4 Workforce Delivering the endoscopy Service Plus weblink to additional survey containing CRUK research questions. 2

3 Response Rates 79% of units completed the census. Higher response rate amongst England Acute Trusts (89%). Completed Pending Signed-Off Sign-Off Partial Response No Response England acute n % (86%) (3%) (5%) (6%) England community n % (51%) (2%) (2%) (45%) England - independent sector n % (84%) (5%) (3%) (8%) Northern Ireland n % (76%) (6%) (6%) (12%) Scotland n % (44%) (2%) (21%) (33%) Wales n % (75%) (5%) (20%) (0%) Total n % (76%) (3%) (7%) (14%) Total All remaining slides relate only to responses from England Acute Trust Units. 3

4 Response Rates by Survey Section Above 90% for each survey section. Completed Partial No Response Unknown Total Part 1 - Unit Profile n % (92%) (2%) (6%) (0%) Part 2 - GRS Timeliness n % (92%) (1%) (6%) (0%) Part 3 - Activity n % (91%) (2%) (6%) (0%) Part 4 - Workforce n % (90%) (3%) (6%) (0%) Of 221 England Acute Trust Sites 4

5 Frequency Procedure Rooms 658 procedure rooms in total. Mean 3.24 rooms per unit. 16.7% of units use or lease rooms off-site. Number of Procedure Rooms per Unit Number of Procedure Rooms Of 203 responding England Acute Trust Units 5

6 Frequency Staffed GI Sessions 5,800 staffed sessions per week. Mean 28.6 staffed sessions per unit per week. 47 Number of Staffed GI Sessions per Week GI Sessions per Week Of 203 responding England Acute Trust Units 6

7 Frequency Scheduled GI Sessions 5,684 scheduled sessions per week. Mean 28 scheduled sessions per unit per week. Ratio of scheduled to staffed sessions, Number of Scheduled GI Sessions per Week GI Sessions per Week Of 203 responding England Acute Trust Units 7

8 Frequency Dedicated Training Lists 1,009 dedicated training lists per week. Mean 5.0 lists per unit per week Number of Dedicated Training Lists per Week Training Lists per Week Of 203 responding England Acute Trust Units 8

9 Frequency Training Lists as a Proportion of Staffed GI Sessions. 17% of staffed GI sessions are training lists. Training Lists as a Proportion of Staffed Sessions % - 5% 5% - 10% 10% - 15% 15% - 20% 20% - 25% 25% - 30% 30% - 35% 35% - 40% 40% - 45% Training Lists / Staffed Sessions 45% - 50% 50% - 55% 55% - 60% 60% - 65% Of 203 responding England Acute Trust Units 9

10 GRS Timeliness Score Self assessment against JAG criteria (see appendix). 63% of units achieve highest standard, substantially lower than in 2014 (78%). C, 24, 12% Timeliness Score by Site D, 13, 6% B, 38, 19% A, 128, 63% Of 201 responding England Acute Trust Units 10

11 Waiting List Initiatives In 2014, 37% of units held regular weekend sessions, 73% held ad-hoc weekend sessions and 20% held evening sessions. Regular scheduled weekend work at enhanced rates of pay Yes, 76, 37% Ad-hoc weekend work at enhanced rates of pay No, 55, 27% Evening sessions at enhanced rates of pay Yes, 40, 20% No, 127, 63% Yes, 148, 73% No, 163, 80% Of 201 responding England Acute Trust Units 11

12 Outsourcing Activity to Other Providers 22% of units outsource activity to other providers in Outsourced activity to external provider No outsourcing, 158, 78% Outsourced - Provider not working towards accreditation, 8, 4% Outsourced - Provider working towards accreditation, 15, 7% Outsourced - Provider Accredited, 22, 11% Of 201 responding England Acute Trust Units 12

13 Commissioning External Staff to Use a Unit s Facilities 10% of Units commission complete external teams to add capacity within the unit s facilities. 23% of units commission external endoscopists to add capacity using the unit s facilities and nursing teams. External Provider Team using Own Facilities Yes, 21, 10% External Endoscopists using Own Facilities and Nurses Yes, 46, 23% No, 182, 90% No, 157, 77% Of 201 responding England Acute Trust Units 13

14 Frequency Difficulty Meeting Demand 65% of units score 8+ in response to question about difficulty meeting demand in On a Scale of 1-10, please indicate how difficult it has been during 2014 to deliver sufficient capacity to meet demand for endoscopy? Likert Scale (1-10) Of 201 responding England Acute Trust Units 14

15 Frequency DNA Rates Standard Activity Mean DNA rate, 4.6%. DNA Rates - Standard % - 1% 1% - 2% 2% - 3% 3% - 4% 4% - 5% 5% - 6% 6% - 7% 7% - 8% 8% - 9% 9% - 10% DNA Rate 10% + Of 201 responding England Acute Trust Units 15

16 Frequency DNA Rates BCSP Activity DNA rates for BCSP activity much lower than for standard activity. Mean DNA rate, 0.3%. DNA Rates - BCSP % - 1% 1% - 2% 2% - 3% 3% - 4% 4% - 5% 5% - 6% 6% - 7% 7% - 8% 8% - 9% 9% - 10% DNA Rate 10% + Of 201 responding England Acute Trust Units 16

17 Other HPB Upper GI Lower GI Activity Levels Responding Units reported conducting c. 1.6m endoscopies in Approx. 5% of this activity was carried out as part of the Bowel Cancer Screening Programme. GI Endoscopy Activity in 2014 by Procedure Type 22,520 Flexible sigmoidoscopy 254,935 53,124 Colonoscopy 468,844 EUS Upper GI 8,174 Upper GI 730,537 ERCP 47,429 EUS HPB 13, Of 201 responding England Acute Trust Units 17

18 Endoscopists 3,332 endoscopists conduct 5,437 sessions per week. Mean 1.6 session per endoscopist per week. Consultant gastroenterologists conduct the most sessions. Nurse endoscopists conduct the most sessions per member of staff. Consultant Colorectal Surgeons Consultant Gastroenterologists Consultant Upper GI or HPB Surgeon Non-cons medical endoscopists Number of Staff Number of Sessions per week ,475 Sessions per Staff per week Nurse endoscopists 433 1, Other Consultants (eg. radiologist) Other non-medical endoscopists Primary care endoscopists Of 200 responding England Acute Trust Units 18

19 Trainees 1,077 trainees. Similar number of gastroenterology and surgical SpRs. On average 69% of a trainee s lists are training lists. Number of Trainees Service / Training Lists per week Sessions per Staff per week Gastroenterology SpR trainees Non-medical trainees Other medical trainees (eg. radiology) 40 Service Lists Training Lists Surgical SpR trainees Of 200 responding England Acute Trust Units 19

20 A&C Nurses Nurse and A&C Staff 5,797 WTE nurses and 1,241 WTE A&C staff in establishment. Vacancy rates vary from 4.9% to 12.3% by staff type and grade. Vacancy rate notably high in band 5 nurses, the largest staff group Nursing and A&C Staff Establishment Vacancy Rate 6.5% 10.8% 10.9% 5 3, % % % % % % % % 12.3% Of 200 responding England Acute Trust Units 20

21 Key Findings Approximately 90% of NHS acute trust endoscopy units in England completed the census. These providers reported : 658 procedure rooms 5,800 staffed and 5,684 scheduled GI sessions per week, including 1,009 dedicated training lists 3,332 endoscopists, trainees, 5175 (WTE) nurses and 1,137 A&C staff in post. c. 1.6m endoscopic procedures of the GI tract in 2014 or which c. 5% was for BCSP. Many providers reported the use of initiatives to increase activity, most commonly ad-hoc weekend sessions. A significant minority of units reported outsourcing activity or using external staff within their facilities to boost activity levels. Reported DNA rates were significantly higher for standard than screening activity. DNA rates varied significantly between units. There were reductions in self-reported timeliness and a substantial proportion of providers reported difficulties meeting demand. 21

22 Contact For questions about the survey, please contact: For questions about this analysis, please contact: Raphael Broughton Accreditation e-systems manager and analyst Care Quality Improvement Department Royal College of Physicians 11 St Andrews Place London NW1 4LE Tel:+44 (0) Steven Wyatt Head of Strategic Analytics NHS High Street Kingston House B70 9LD Tel:

23 Appendix GRS Timeliness criteria 8.1 The hospital waiting list policy is available in the unit D 8.2 The endoscopy operational policy includes all referral, booking and scheduling rules 8.3 The endoscopy unit has a waiting list management system that records new and recall (planned/surveillance) patients 8.4 There is a named person responsible for the waiting list. D 8.5 Waits are < 4 weeks for urgent colonoscopies and <8 weeks for other urgent endoscopy procedures and/or <52 weeks for routines D D D 8.9 Endoscopy waiting list information is communicated to the Endoscopy team C at least monthly 8.10 There is some pooling of endoscopy lists C 8.11 Waits are <2 weeks for urgent endoscopy procedures and <13 weeks for B routines 8.12 Waits for recall (surveillance) procedures are <13 weeks beyond the planned B date 8.13 There is regular administrative validation of waiting lists B 8.14 Waits are <2 weeks for urgent procedures and <6 weeks for routines A 8.15 Waits for recall (surveillance) procedures are <6 weeks beyond the planned A date 8.16 Capacity can be flexed according to demand to ensure waits are within the above limits A 8.6 Waits for recall (surveillance) procedures are <52 weeks beyond the planned date D 8.7 Waits are <4 weeks for all urgent endoscopy procedures and <26 weeks for routines C 8.8 Waits for recall (surveillance) procedures are <26 weeks beyond the planned date C All criteria from a grade must be met in order to attain that grade, otherwise the lowest grade with fully met criteria is selected 23

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