NORTHERN TRUST CHARITABLE TRUST 2011 ANNUAL REPORT
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1 NORTHERN TRUST CHARITABLE TRUST 2011 ANNUAL REPORT
2 Moving our company and society forward is core to Northern Trust s business strategy. Good corporate citizenship has always been a part of our 123-year heritage. While we are proud of the fact that we donated nearly $14 million in cash contributions to charities and civic organizations in 2011, we are even more gratified by the positive impact we make on people s lives through our work to provide educational opportunities, build inclusive communities and promote cultural outreach and understanding. frederick h. waddell chairman and chief executive officer northern trust corporation OUR MISSION: REACHING OUT TO LOCAL COMMUNITIES As part of Northern Trust s broad philanthropic vision, The Northern Trust Charitable Trust was established in September 1966 to support not-for-profit organizations in Cook County, Illinois. The Trust s primary focus is to reach out to people in the Chicago area who are in need or face obstacles that impede their full participation in society. At Northern Trust we are happy to continue a long-standing tradition of sharing the fruits of our success by reaching out to our neighbors and enriching the communities we share. CORPORATE SOCIAL RESPONSIBILITY STATEMENT Since our inception, Northern Trust has aligned our efforts with our guiding principles of service, expertise and integrity. We are dedicated not only to meeting the needs of our clients and shareholders, but giving back to the communities we serve. Volunteerism. Philanthropy. Sound business practices and ethics. And a conservationminded approach to protecting the environment. All of these comprise our corporate social responsibility. All are integral to our culture of caring, now and in the future. A commitment to a culture of caring means we view our clients as partners. And it means that by turning money into good works, we extend a helping hand to those who can t care for themselves. We proudly advocate corporate citizenship, philanthropy and support for the diverse communities and environments in which we operate. Since 1966, the Northern Trust Charitable Trust has provided grants to organizations in Chicago neighborhoods. Leading up to its 50th anniversary in 2016, the Charitable Trust will highlight one notable organization each year, starting this year. Our 2011 profile is Erie Neighborhood House, highlighted at right.
3 2011 GRANTEE PROFILE: ERIE NEIGHBORHOOD HOUSE Founded in 1870, Erie Neighborhood House s mission is to promote a just and inclusive society by strengthening low-income families, primarily Latino, through skill building, access to critical resources, advocacy and collaborative action. In Chicago s West Town, Humboldt Park and Little Village communities, Erie s education programs annually help 4,000 participants create better lives for themselves and their families while strengthening community action and civic engagement. The TEAM program and Northern Trust The relationship between Erie and Northern Trust began in 1984 when then-senior vice president of community affairs, Marje Lundy, observed that the new tutoring program at Wells Community Academy High School needed more robust resources from the corporate and not-for-profit communities. Marie and Northern Trust led the corporate commitment and looked to Erie to partner on the not-for-profit side. This partnership saw immediate success. Northern Trust volunteers became role models to high school students and served as tutors and mentors. Through the TEAM (Tutoring to Educate on Aims and Motivation) program, students who were averaging Ds later averaged Bs. Students visited college campuses for the first time and now had someone who could give them direction by assisting with personal essays for college applications and looking for financial aid. Together, Erie and Northern Trust witnessed students graduating high school on time and an increase in enrolling in colleges and universities. TEAM program achievements For more than two decades, TEAM served high school students grades nine through 12. In 1984, when the program began, TEAM served six students. By 2006, TEAM served an average of 70 students with 34 Northern Trust employees among the 61 total mentors. In 2008, TEAM expanded to include serving eighth graders. Today, TEAM annually serves more than 100 students seventh through 12th grade. Anecdotally, students have reported that they believe they would not have been able to go to college without having their adult mentors as role models. As many of the teens are underprivileged, second-generation immigrant Latino youth, they have no family members who have gone to college before them. They have few people to help show them the way. This is where our volunteer mentors and Erie step in. The program has evolved tremendously since its modest beginnings, while still keeping mentoring and tutoring at the heart of the program. northerntrust.com Northern Trust Charitable Trust 2011 Annual Report 3 of 12
4 PARNELL PERRY KEDZIE RACINE LA SALLE LAKE SHORE These guidelines outline The Northern Trust Charitable Trust s priorities for funding. Programs outside the scope of the guidelines explained here will not be considered for funding. FOCUS OF THE NORTHERN TRUST CHARITABLE TRUST The Northern Trust Charitable Trust supports organizations that serve Chicago s Humboldt Park, Logan Square, West Town, Loop, Englewood, Chatham and Washington Park communities. Grants are usually confined to programs and agencies that focus on advancing the well-being of disadvantaged women and children and people with disabilities in one of four core areas. STEWART HOLLAND 79TH BURNSIDE chatham 87TH DAUPHIN DOBSON 55TH 75TH englewood EGGLESTON WACKER Enriching Neighbors The Northern Trust Charitable Trust supports effective organizations working to measurably improve the quality of life in our focus communities. Health, basic human needs and community development programs provide invaluable support to people who face obstacles that impede their full participation in society. The Northern Trust Charitable Trust gives priority to organizations that: Provide affordable and supportive housing particularly PULASKI PARKER BLOOMINGDALE CHICAGO RIVER logan square 51ST CHICAGO RIVER ROOSEVELT loop those focusing on family housing and housing for people COTTAGE GROVE BLOOMINGDALE CHICAGO RIVER with disabilities; Provide quality accessible healthcare; and Support basic human needs. 6OTH KINZIE 62ND Preserving the Environment To help strengthen the stewardship efforts of organizations working to preserve the environment, The Northern Trust Charitable Trust supports programs that: Incorporate elements of green construction into affordable housing initiatives and Create green job training programs for disadvantaged women and people with disabilities. washington park west town KENTON BLOOMINGDALE KINZIE humboldt park KEDZIE 4 of 12 Northern Trust Charitable Trust 2011 Annual Report northerntrust.com
5 Impacting Education Education is a cornerstone to success. The Northern Trust Charitable Trust is committed to supporting organizations that bring innovative, comprehensive and exemplary programs to Chicago s public school students. We believe that by augmenting the priorities and goals of Chicago Public Schools, we are giving the students in our focus neighborhoods additional tools to help strengthen their academic achievement and leadership development. The Northern Trust Charitable Trust gives priority to organizations that: Improve student achievement through innovative programming; Develop the talent of teachers and principals; and Prepare students to compete globally. Sharing the Arts Arts and culture programs play a key role in the development of vibrant and healthy communities. By supporting organizations that bring opportunities to our focus communities, the Northern Trust Charitable Trust is helping to create forums for social interaction to celebrate diversity and heritage. The Northern Trust Charitable Trust supports Chicago-area arts and cultural organizations that: Open access to the city s cultural life and Integrate the arts into education and other community outreach initiatives. General Guidelines The Northern Trust Charitable Trust grants average $15,000 per year-long cycle. Contributions will support program, general operating, capital or endowment priorities. Grants from the Northern Trust Charitable Trust may be awarded for three consecutive years, with one year off before an organization is eligible to apply again. General operating and program grants are not renewed automatically; capital or endowment grants can be multi-year commitments. meeting The Northern Trust Charitable Trust contribution requirements Organization requests must meet specific requirements to be considered for contributions. Following are examples that do not meet The Northern Trust Charitable Trust criteria. Fraternal groups Sports, athletic events or Fundraising events athletic programs Travel-related events, including student trips or tours Organizations located outside the specified Chicago neighborhoods Individuals, including those seeking scholarships or fellowship assistance Organizations without 501(c) (3) tax-exempt status Organizations/agencies that receive five percent or more of their funding from the United Way Research/disease advocacy groups (or their local affiliates) Advertising or marketing activities Political, labor or fraternal organizations or civic clubs; this includes advocacy, government agency and political entities Religious organizations for sectarian purposes Individual pre-k through 12 schools (public or private) Development or production of books, films, videos or television programs Memorial campaigns Organizations less than two years old Multi-year operating requests northerntrust.com Northern Trust Charitable Trust 2011 Annual Report 5 of 12
6 ONLINE APPLICATION PROCESS New applicants (those that have not received funding in the preceding 12 months) must submit an online letter of inquiry to Northern Trust s Community Affairs Division at northerntrust.com/charitabletrust at least six weeks before application deadlines listed below. After receiving an invitation to apply for a grant, please follow the checklist below to complete the application process. Current grant recipients that have been funded in the last 12 months and are seeking renewed support do not need to submit a letter of inquiry, but must complete the application process. To apply online, please visit northerntrust.com/charitabletrust. applicant checklist Complete the online Northern Trust Charitable Trust application form, making sure that all requested information is provided. In addition, be sure to upload the following information with the completed online application. A copy of your organization s IRS 501(c)(3) notification letter Your organization s operating budget and specific project budget if applicable Financial information for the previous two years, with an audited financial statement A list of Chicago-area corporate and foundation contributors and the amount each contributed in the last year and the current year Current list of board members, with affiliations A list of the organization s management staff and their qualifications 6 of 12 Northern Trust Charitable Trust 2011 Annual Report northerntrust.com
7 global 16% Arts and Culture 18% Education 25% Education 7% Other chicago area 15% Arts and Culture 59% Social Welfare 60% Social Welfare MAKING A DIFFERENCE Northern Trust s commitment to a strong corporate philanthropy program continued in 2011 with nearly $14 million in contributions. These contributions supported social welfare, education and arts and culture programs around the globe in every city where Northern Trust has a presence. Most of the programs supported serve women, children and persons with disabilities. In 2011, Northern Trust continued to support our headquarters city of Chicago. Our support of United Way chapters around the country continued in 2011 with $3.1 million contributed to the United Way of Metropolitan Chicago. Of that total amount, Northern Trust s employees contributed $2 million. The Charitable Trust made an additional $1.45 million in grants to local social welfare organizations that provide critical services to low- and moderate-income families striving to build better lives. Across all areas of giving from the Charitable Trust, 30% was directed to capital, endowment and other special projects around the city. DEADLINES Applications, including all material specified in the checklist, must be received in Northern Trust s Community Affairs office before 5:00 pm on the deadline date. Deadlines for requests for funding are determined by area of service, as follows: Letter of Inquiry Deadline* Completed Application Deadline Social Welfare Programs 11/17/11 6/22/12 1/5/12 8/2/12 Educational Programs 3/22/12 5/3/12 Arts and Cultural Programs 3/22/12 5/3/12 *Letters of inquiry need only be submitted by new applicants (those that have not received Charitable Trust funding in the preceding 12 months). Applications are reviewed in late March, July and October. Questions about grant application procedures should be directed to Northern_Trust_Charitable_Trust@ntrs.com or by phone at northerntrust.com Northern Trust Charitable Trust 2011 Annual Report 7 of 12
8 FOCUS ON OUR COMMUNITY Northern Trust supports a variety of social welfare and educational programs that help people help themselves CHARITABLE TRUST CONTRIBUTIONS arts and culture Ballet Chicago Chicago Architecture Foundation Chicago Children s Choir Chicago Children s Museum Chicago Humanities Festival Chicago Jazz Philharmonic Chicago Sinfonietta Chicago Youth Symphony Orchestras Goodman Theatre Hubbard Street Dance Chicago Joffrey Ballet of Chicago John G. Shedd Aquarium Little City Foundation Lookingglass Theatre Company Marwen Foundation Museum of Contemporary Art Music Institute of Chicago Puerto Rican Arts Alliance Ravinia Festival Association South Chicago Art Center Nfp Steppenwolf Theatre Company Suzuki-Orff School for Young Musicians The Morton Arboretum education 826CHI Academy for Urban School Leadership (AUSL) Association House of Chicago Big Brothers Big Sisters of Metropolitan Chicago Boys & Girls Clubs of Chicago Center for Companies That Care Chicago Botanic Garden 8 of 12 Northern Trust Charitable Trust 2011 Annual Report northerntrust.com
9 Chicago Lights at Fourth Presbyterian Church Chicago Public Library Foundation Chicago Youth Programs, Inc. Chicago Zoological Society (Brookfield Zoo) DePaul University Erie Neighborhood House See profile on page 3 Erikson Institute Facing History And Ourselves National Foundation Inc Friends of the Parks Girl Scouts of Greater Chicago and Northwest Indiana HighSight Illinois Network of Charter Schools In Search of Genius Foundation Jumpstart Junior Achievement of Chicago Kohl Children s Museum of Greater Chicago Lutheran Social Services of Illinois Mercy Home for Boys & Girls Onward Neighborhood House Parkways Foundation Reading is Fundamental in Chicago Roosevelt University Roosevelt University SGA Youth and Family Services FOCUS ON OUR NEIGHBORHOODS Northern Trust supports organizations and agencies that promote affordable and supportive housing initiatives. Teach For America The Alliance Française de Chicago The Right Angle Educational Foundation Umoja Student Development Corporation Working in the Schools (WITS) social welfare A Safe Haven Access Community Health Network Accion Chicago AIDS Foundation of Chicago Beacon Therapeutic Diagnostic & Treatment Center northerntrust.com Northern Trust Charitable Trust 2011 Annual Report 9 of 12
10 FOCUS ON OUR ARTS AND CULTURE Northern Trust supports an array of Chicago-area arts and cultural organizations. Bickerdike Redevelopment Corporation Career Transitions Center of Chicago Casa Central Cathedral Counseling Center Catholic Charities of the Archidiocese of Chicago Center for Economic Progress Chapin Hall Center for Children Chicago Children s Advocacy Center Chicago Rehab Network Chicago Urban League Children s Research Triangle ChildServ Chinese American Service League, Inc. Christian Community Health Center Christopher House CommunityHealth--North Side Resource Facility Emergency Fund Erie Family Health Center, Inc. Esperanza Community Services Family Rescue Growing Home, Inc. Hamdard Center for Health and Human Services Hamdard Center for Health and Human Services Healthcare Alternative Systems, Inc. Heartland Alliance for Human Needs & Human Rights Hephzibah Children s Association Horizon Hospice Horizon Hospice House of the Good Shepherd Housing Opportunities & Maintenance for the Elderly i.c.stars Illinois Facilities Fund Inspiration Corporation Inc. 10 of 12 Northern Trust Charitable Trust 2011 Annual Report northerntrust.com
11 FOCUS ON OUR CHILDREN Northern Trust supports organizations that explore ways to expand instructional opportunities beyond the regular school day. Jewish United Fund of Metropolitan Chicago Juvenile Protective Association La Rabida Children s Hospital Ladder Up Lawrence Hall Youth Services Local Economic and Employment Development Council Logan Square Neighborhood Association Maryville Academy Mental Health Association of Greater Chicago Metropolitan Planning Council Metropolitan Tenants Organization Midwest Palliative and Hospice CareCenter Near North Health Service Corporation Neopolitan Lighthouse Northwestern University Settlement Association PCC Community Wellness Center Primo Center for Women and Children Rainbows for all Children (dba Rainbows) Rebuilding Together*Metro Chicago Rehabilitation Institute of Chicago Renaissance Social Services, Inc. Rush University Medical Center Schwab Rehabilitation Hospital & Care Network Spanish Coalition for Housing St. Bernard Hospital and Health Care Center The CARA Program The Chicago Lighthouse for People Who Are Blind or Visually Impaired The CORE Foundation The Night Ministry The Resurrection Project The Salvation Army Metropolitan Division Tuesday s Child UCAN (Uhlich Children s Advantage Network) United States Green Building Council - Illinois Chapter Upwardly Global Women Employed Institute YMCA of Metropolitan Chicago Youth Job Center of Evanston, Inc. YWCA Metropolitan Chicago northerntrust.com Northern Trust Charitable Trust 2011 Annual Report 11 of 12
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NORTHERN TRUST CHARITABLE TRUST
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