EIT: Synergies and complementarities with EU regional policy

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1 Regional EIT: Synergies and complementarities with EU regional policy Claus Schultze Competence Centre Smart and Sustainable Growth DG Regional and Urban

2 Billion EUR Less developed regions Transition regions 31.7 More developed regions 49.5 Cohesion Fund 66.4 European territorial cooperation 8.9 Of which Cross border cooperation 6.6 Transnational cooperation 1.8 Interregional cooperation 0.5 Outermost regions and northern sparsely populated regions 1.4 Youth Employment initiative 3.0 TOTAL Regional

1. Neue EU Regionalpolitik 2014-2020 Billion EUR Less developed regions 164.3 Transition regions 31.

9 Of which Cross border cooperation 6.6 Transnational cooperation 1.8 Interregional cooperation 0.

3 1. Neue EU Regionalpolitik Billion EUR Less developed regions Transition regions 31.7 More developed regions 49.5 Cohesion Fund 66.4 European territorial cooperation 8.9 Of which Cross border cooperation 6.6 Transnational cooperation 1.8 Interregional cooperation 0.5 Outermost regions and northern sparsely populated regions 1.4 Youth Employment initiative 3.0 TOTAL Regional

4 Regional Thematic concentration of the ERDF Research and Innovation Access and use of ICTs * At least two of four themes must be selected SMEs competitiveness Energy efficiency and renewable energy (compulsory) 60% * 45% * 38% * 20% 15% 12% Developed regions: 80% Transition regions: 60% Less developed regions: 50% (and all island regions in Cohesion MS)

Europe 2020 inclusive sustainable smart Thematic objectives 1. Research and innovation 2.

Shift to a low-carbon economy 5. Climate change adaptation and risk management and prevention 6.

Sustainable transport and disposal of congestion on major network infrastructure 8.

5 Europe 2020 inclusive sustainable smart Thematic objectives 1. Research and innovation 2. Information and Communication Technologies 3. Competitiveness of Small and Medium-Sized Enterprises (SME) 4. Shift to a low-carbon economy 5. Climate change adaptation and risk management and prevention 6. Environmental protection and resource efficiency 7. Sustainable transport and disposal of congestion on major network infrastructure 8. Employment and support for labour mobility 9. Social inclusion and poverty reduction 10. Education, skills and lifelong learning 11. Increased institutional capacity and effectiveness of public administration Regional Cohesion

6 Regional Innovation concept in Cohesion Environment, transport, energy, health (TO4-7) SME competitiveness (TO3) Research & Innovation TO 1 Public sector Innovation R&I infrastructures Human Capital Skills Mobility (TO 8, 10) +admin. capacity ICT (TO2) Broadband

7 Regulatory frame for synergies Common Provisions Regulation: Recital (30): In order to optimise the added value from investments funded wholly or in part through the EU Budget in the field of research and innovation, synergies will be sought in particular between the operation of the ESIF and Horizon 2020 whilst respecting their distinct objectives... Article 13 - Guidance for beneficiaries on how to exploit complementarities with other EU programmes (by 30 June 2014) Article 65(11): enables cumulative funding from different EU programmes Articles 67 and 68: enable alignment to standard cost models, flat rates and lump sums in other EU programmes Article 70(2): allows for investments outside OP territory Article 96(3)d : Operational Programmes shall set out arrangements for interregional and transnational actions, within the operational programmes, with beneficiaries located in at least one other Member State; Article 96(6) : Operational Programmes shall set out mechanisms to ensure coordination between the Funds and other EU and national programmes Regional Annex I (Common Strategic Framework), 4. Coordination and Synergies between ESI Funds and other Union policies and Instruments: 2. Member States and the Commission shall ensure coordination between the ESI Funds and other relevant Union instruments at Union and Member State level ensure consistency between interventions supported by the ESI Funds and the objectives of other Union policies. To this end, they shall seek to take into account : (a) enhancing complementarities and synergies between different Union instruments at Union, national and regional level, both in the planning phase and during implementation; (b) optimise existing structures and where necessary, establish new structures for coordination at Union and national level that avoid duplication of effort and identify areas where additional financial support is needed; (c) make use of the potential to combine support from different instruments to support individual operations 3. EC and MS to foster synergies and complementarity of Horizon 2020 and other centrally managed EU programmes in the areas of research and innovation.. Smart specialisation strategies shall include upstream and downstream actions to prepare R&I players to participate in Horizon capacity-building+ actions to exploit and diffuse 7 R&I results into the market

Smart Specialisation Conditionality CPR, Article 2 (3): 'smart specialisation strategy' means the national or regional innovation strategies which set priorities in order to build competitive

8 Smart Specialisation Conditionality CPR, Article 2 (3): 'smart specialisation strategy' means the national or regional innovation strategies which set priorities in order to build competitive advantage by developing and matching research and innovation own strengths to business needs in order to address emerging opportunities and market developments in a coherent manner, while avoiding duplication and fragmentation of efforts; CPR, Article 4.3. (2): Member States shall develop national and/or regional 'smart specialisation' strategies in line with the National Reform Programme, where appropriate. Such strategies may take the form of or be included in a national or a regional research and innovation strategic policy framework for 'smart specialisation'. Smart specialisation strategies shall be developed through involving national or regional managing authorities and stakeholders such as universities and other higher education institutions, industry and social partners in an entrepreneurial discovery process. Regional 8

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ESIF & H2020 Synergies 352 billion ESIF Transnational Cooperation synergies Excellence Societal Challenges Industrial Leadership SMEs Innovation & impact 79 billion H2020 Strengthening Research,

12 ESIF & H2020 Synergies 352 billion ESIF Transnational Cooperation synergies Excellence Societal Challenges Industrial Leadership SMEs Innovation & impact 79 billion H2020 Strengthening Research, Technological Development of innovation Enhancing access to and use of ICT Enhancing the competitiveness of SMEs Supporting the shift towards a low carbon 80% of funding In developed regions EIT/ KICs KETs JTIs PPP s EIPs Art. 185 JPIs FETs Climate KIC; Inno-Energy; ICT Labs New KICs - health, raw materials, food Biotech, nanotech, ICT, photonics, advanced manufacturing, advanced materials Electronic components & system; Clean Sky; Fuel Cells & Hydrogen; Bio-based Industries; Innovative Medicines Factories of the Future; Energy efficient Buildings; Green vehicles; Future Internet; Sustainable Process Industry; Robotics; Photonics; High Performance Computing Healthy Ageing; Water, Smart Cities ; Sustainable Agriculture; Raw materials Eurostars; Ambient assisted living, Clik EU; FACCE; Urban Europe; Water; More years ; Healthy diet etc. Human brain, Graphene, + (Future ICT Knowledge Accelerator and Crisis-Relief System: Guardian Angels for a Smarter Life:IT Future of Medicine: and Robot Companions for Citizens) Regional

Emerging fields of Smart Specialisation Mapping of regions' and MS intentions in terms of smart specialisation fields has started

185 JPIs Climate KIC; Inno-Energy; ICT Labs New KICs - health, raw materials, food Biotech, nanotech, ICT, photonics, advanced

Medicines Factories of the Future; Energy efficient Buildings; Green vehicles; Future Internet; Sustainable Process Industry;

Eurostars; Ambient assisted living, Clik EU; FACCE; Urban Europe; Water; More years ; Healthy diet etc.

13 Emerging fields of Smart Specialisation Mapping of regions' and MS intentions in terms of smart specialisation fields has started (around 44% of the expected 160ish RIS3): EIT/ KICs KETs JTIs PPP s EIPs Art. 185 JPIs Climate KIC; Inno-Energy; ICT Labs New KICs - health, raw materials, food Biotech, nanotech, ICT, photonics, advanced manufacturing, advanced materials Electronic components & system; Clean Sky; Fuel Cells & Hydrogen; Bio-based Industries; Innovative Medicines Factories of the Future; Energy efficient Buildings; Green vehicles; Future Internet; Sustainable Process Industry; Robotics; Photonics; High Performance Computing Healthy Ageing; Water, Smart Cities ; Sustainable Agriculture; Raw materials Eurostars; Ambient assisted living, Clik EU; FACCE; Urban Europe; Water; More years ; Healthy diet etc. Human brain, Graphene, + (Future ICT Knowledge Accelerator and Crisis-Relief System: Guardian Angels for a Smarter Life:IT Future Regional Cohesion of FETs Medicine: and Robot Companions for Citizens) See:

14 Combining "normal" H2020 projects & ESIF through sequential or parallel projects Capacity Building National/Regional R&I systems ESI Funds Research & Development Innovation Market Horizon 2020 R&I Infrastructures and Equipment (IP1) ESFRI Skills Business Advisory services Excellent R&I PPPs prizes Demonstration KETs procurement Pilots SME instrument SME KICs Marie Curie Pilot lines Financial instruments Grant agreements Regional

15 Bringing together 2 different worlds? Horizon2020 Non-territorial, mainly transnational approach based on excellence; Horizon 2020 does not take into account geographic specificities in allocating funding. Focus on individual R&I projects tackling the whole cycle of innovation, taking into account strategic approaches at EU level, e.g. through European Innovation Partnerships and the Strategic Energy Technology plan (although some programme co-funding for research coordination like ERA-NETs, etc.) Centrally managed (EC) and awarded directly to final beneficiaries or managed by a multi-country entity; In the case of Erasmus+, partially decentralised and awarded through National Agencies Competitive calls for proposals addressed to international groupings (including beyond the EU) without geographic preallocation. (European Research Council and Marie Skłodowska- Curie as well as Erasmus+ actions for learning mobility also address individuals) Regional ESIF Place-based approach supporting economic and social cohesion Largely focused on improving the R&I capacities and R&I eco-systems with the objective of regional growth and place-based economic transformation towards higher added value and more knowledge-intensive activities (smart specialisation strategies). Shared management with national and regional public intermediaries (managing authorities, implementing agencies and intermediate bodies) which define the implementation details and allocate the funding to final beneficiaries -related prioritisation based on cohesion considerations and RIS3 priorities with allocation to individual firms/bodies and consortia within the territory covered by the operational programme (and only within the EU). Use of competitive attribution through calls and aid 15 schemes based on project selection criteria is also increasingly used (depending on MS).

16 Summing up Smart specialisation enables strategic synergies at upstream and downstream level KICs should be involved in RIS3 development + entrepreneurial discovery If a country/region is active in a KIC this field should show up in RIS3 a specialisation area and in OP to facilitate ESIF co-funding of joint cross-border innovation projects If the intention is to pool H2020 and ESIF in same project specific rules apply (e.g. no funding of the same cost item). These will be outlined in a specific guide to be published beginning of April Regional 16

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Building synergies between Horizon 2020 and future Cohesion policy ( )

Building synergies between Horizon 2020 and future Cohesion policy (2014-2020) Magda De Carli Unit B5 -Widening Excellence and Spreading Innovation DG Research & Innovation Research and Innovation 1 Contents