PRIVACY IMPACT ASSESSMENT (PIA) For the. Security Assistance Network (SAN) Defense Security Cooperation Agency (DSCA)

Transcription

1 PRIVACY IMPACT ASSESSMENT (PIA) For the Security Assistance Network (SAN) efense Security Cooperation Agency (SCA) SECTION 1: IS A PIA REQUIRE? a. Will this epartment of efense (o) information system or electronic collection of information (referred to as an "electronic collection" for the purpose of this form) collect, maintain, use, and/or disseminate Pll about members of the public, Federal personnel, contractors or foreign nationals employed at U.S. military facilities internationally? Choose one option from the choices below. (Choose (3) for foreign nationals). (1) Yes, from members of the general public. (2) Yes, from Federal personnel* and/or Federal contractors. (3) Yes, from both members of the general public and Federal personnel and/or Federal contractors. (4) No *"Federal personnel" are referred to in the o IT Portfolio Repository (ITPR) as "Federal employees." b. If "No," ensure that ITPR or the authoritative database that updates ITPR is annotated for the reason(s) why a PIA is not required. If the o information system or electronic collection is not in ITPR, ensure that the reason(s) are recorded in appropriate documentation. c. If "Yes," then a PIA is required. Proceed to Section 2. FORM 2930 NOV 2008 Page 1 of 16

2 SECTION 2: PIA SUMMARY INFORMATION a. Why is this PIA being created or updated? Choose one: New o Information System New Electronic Collection (g] Existing o Information System Existing Electronic Collection Significantly Modified o Information System b. Is this o information system registered in the ITPR or the o Secret Internet Protocol Router Network (SIPRNET) IT Registry? Yes, ITPR Enter ITPR System Identification Number ~~~~~~~~~~~~~~ Yes, SIPRNET Enter SIPRNET Identification Number O No c. oes this o information system have an IT investment Unique Project Identifier (UPI), required by section 53 of Office of Management and Budget (OMB) Circular A-11? Yes (g] No If "Yes," enter UPI If unsure, consult the Component IT Budget Point of Contact to obtain the UPI. d. oes this o information system or electronic collection require a Privacy Act System of Records Notice (SORN)? A Privacy Act SORN is required if the information system or electronic collection contains information about U.S. citizens or lawful permanent U.S. residents that is retrieved by name or other unique identifier. PIA and Privacy Act SORN information should be consistent. Yes 0 No If "Yes," enter Privacy Act SORN Identifier I Pending o Component-assigned designator, not the Federal Register number. Consult the Component Privacy Office for additional information or access o Privacy Act SORNs at: or ate of submission for approval to efense Privacy Office Consult the Component Privacy Office for this date. FORM 2930 NOV 2008 Page 2of16

3 e. oes this o information system or electronic collection have an OMB Control Number? Contact the Component Information Management Control Officer or o Clearance Officer for this information. This number indicates OMB approval to collect data from 10 or more members of the public in a 12-month period regardless of form or format. [g] Yes Enter OMB Control Number ~ ~ Enter Expiration ate ~'5-13_1_12_0_1_9 ~ No f. Authority to collect information. A Federal law, Executive Order of the President (EO), or o requirement must authorize the collection and maintenance of a system of records. (1) If this system has a Privacy Act SORN, the authorities in this PIA and the existing Privacy Act SORN should be the same. (2) Cite the authority for this o information system or electronic collection to collect, use, maintain and/or disseminate Pll. (If multiple authorities are cited, provide all that apply.) (a) Whenever possible, cite the specific provisions of the statute and/or EO that authorizes the operation of the system and the collection of Pll. (b) If a specific statute or EO does not exist, determine if an indirect statutory authority can be cited. An indirect authority may be cited if the authority requires the operation or administration of a program, the execution of which will require the collection and maintenance of a system of records. (c) o Components can use their general statutory grants of authority ("internal housekeeping") as the primary authority. The requirement, directive, or instruction implementing the statute within the o Component should be identified. 10 U.S.C. 134, Under Secretary of efense for Policy; o irective , efense Security Cooperation Agency (SCA); SCA Security Assistance Management Manual, Chapter 10, International Training; o irective , o Executive Agent; o irective , o Policy and Responsibilities Relating to Security Cooperation; Joint Security Cooperation Education and Training (JSCET) regulation, (AR12-1, SECNAVINST , AFI ); Foreign Assistance and Arms Export Act 548. FORM 2930 NOV 2008 Page 3of16

4 g. Summary of o information system or electronic collection. Answers to these questions should be consistent with security guidelines for release of information to the public. (1) escribe the purpose of this o information system or electronic collection and briefly describe the types of personal information about individuals collected in the system. Security Cooperation Training Management System (SC-TMS): IMS ata: Name and alias, full face photograph, gender, citizenship, nationality, date and place of birth, physical descriptions, addresses, work and home addresses, work and home telephone numbers, marital status, military rank and date of rank, branch of military service, identification and control numbers, clearance, passport and visa information, health information, lodging and travel information, emergency contact(s), language capabilities, educational and employment information, academic evaluation, religious affiliation, preferences (i.e., food, entertainment, etc.), activity remarks, and dependency data (if accompanied). US Personnel (including Foreign Service National) and Foreign Official at Ministry of efense (Mo): Name, organization, office telephone and fax numbers, point of contact function, and military rank. Security Cooperation Workforce atabase (SCW): Name, Electronic ata Interchange Personal Identifier (EIPI), military rank, position number, source and title, funding source, billet category, higher headquarters, current service, organization, country, state, rotate date, minimal training, and level of training. International Affairs Certification atabase (IAC): Student Information - Full name, address, mailing addresses, telephone and fax numbers, major command and mailing address, name of organization, office symbol/code, job title, job function, grade/rank, job series, military specialty, start date, total months in International Affairs related work, billet information, current certification level, highest education completed, and field of study. Supervisor information - First and last name, address, organization, office symbol, work phone and fax number SAN account holders: Name, EIPI, user group number, organization, job title, office code, country/location code, status (e.g., government employee (American citizen), SAN affiliation-organization, responsibilities, mailing and addresses, work, SN and fax numbers. (2) Briefly describe the privacy risks associated with the Pll collected and how these risks are addressed to safeguard privacy. The privacy risks associated with the Pll are unauthorized access, inaccurate information entered into the system, and unauthorized disclosure of Pll. However, ISAM is using best industry practices and a IACAP framework to ensure information is not misused outside of the correct context of the system. Further, records are maintained in a controlled facility. Physical entry is restricted by the use of locks, and is accessible only to authorized personnel. Access to records is limited to person(s) responsible for servicing the record in performance of their official duties and who are properly screened and cleared for need-to-know. Access to computerized data is restricted by centralized access control to include the use of CAC, passwords (which are changed periodically), file permissions, and audit logs. h. With whom will the Pll be shared through data exchange, both within your o Component and outside your Component (e.g., other o Components, Federal Agencies)? Indicate all that apply. Within the o Component. losca Headquarters. FORM 2930 NOV 2008 Page 4 of 16

5 Other o Components. Security Cooperation Offices, Combatant Commands, Military epartments, efense Finance and Accounting Services, o Schoolhouses, Regional Centers, and International Host Nation Organizations 0 Other Federal Agencies. 0 State and Local Agencies. Contractor (Enter name and describe the language in the contract that safeguards Pll.) Institute for efense Analysis (IA). The contract contains provisions to ensure the confidentiality and security of Pll and safeguards are in place to to manage Pll in the workplace. Note, FAR Privacy Act clauses have been added to the contract. Other (e.g., commercial providers, colleges). i. o individuals have the opportunity to object to the collection of their Pll? Yes O No (1) If "Yes," describe method by which individuals can object to the collection of Pll. Employees implicitly consent to the capture and use of their Pll at the time of employment for various actions such as training. Upon the collection of personal information, employees are provided appropriate Privacy Act Statements and given an opportunity to object to any collection of Pll at that time. Regarding members of the general public, participation in the international military education and training courses is voluntary, and individuals may object to the collection of their Pll upon request of the information. However, failure to provide the requested information may result in ineligibility of the training program opportunities and prevent access to US installation. (2) If "No," state the reason why individuals cannot object. j. o individuals have the opportunity to consent to the specific uses of their Pll? Yes No (1) If "Yes," describe the method by which individuals can give or withhold their consent. FORM 2930 NOV 2008 Page 5 of 16

6 Employees and other participants implicitly consent to the capture and use of their Pll at the time of employment and participation in specific training program courses and opportunities, respectively. (2) If "No," state the reason why individuals cannot give or withhold their consent. k. What information is provided to an individual when asked to provide Pll data? Indicate all that apply. Privacy Act Statement Other Privacy Advisory None escribe each applicable format. Upon request of Pll data, individuals covered by the Privacy Act are provided appropriate Privacy Act Statements. FORM 2930 NOV 2008 Page 6of16