PASRR 101: Collaboration and A Successful PASRR Program

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1 PASRR 101: Collaboration and A Successful PASRR Program P A S R R T H E P A S R R T E C H N I C A L A S S I S T A N C E C E N T E R ( P T A C ) S T A T E T R A I N I N G S L I D E S & I N G R E D I E N T S I N A S U C C E S S F U L P A S R R P R O G R A M

2 PASRR 101 P A S R R T E C H N I C A L A S S I S T A N C E C E N T E R ( P T A C ) S T A T E S T A F F T R A I N I N G

3 PASRR Overview A B R I E F H I S T O R Y O F P A S R R W I T H I N L O N G T E R M C A R E T H E P U R P O S E S O F P A S R R T H E L E G A L A N D R E G U L A T O R Y F R A M E W O R K & C O L L A B O R A T I O N

4 The Purposes of PASRR 1. To ensure that individuals are evaluated for evidence of possible mental illness (MI) and/or intellectual or developmental disabilities and related conditions (ID/DD/RC). 2. To see that they are placed appropriately, in the least restrictive setting possible. 3. To ensure they receive the services they need, wherever they are placed.

5 Key Milestones in PASRR & Related Efforts Legal/Regulatory Milestone Act Year Establishment of Title XIX (Medicaid) SSA 1965 Creation of 1915(c) waivers SSA 1981 Establishment of PASARR OBRA 1987 Required start of PASARR OBRA 1989 Americans with Disabilities Act (ADA) ADA 1990 Publication of PASARR Final Rule Incorporation at 42 CFR Elimination of Annual Resident Review (now PASRR) BBA 1997 Olmstead v. L.C Establishment of 1915(j), 1915(i), MFP DRA 2005 Changes to 1915(i), creation of 1915(k), more MFP ACA 2010 Roll-out of MDS 3.0 with Q.A1500 and new Section Q

6 The PASRR Process: A Basic Sketch Preliminary Screen Level I In-Depth Evaluation Level II Legal Document Determination & Notification Resident Review upon relevant Status Change Level I initiated if new MI or ID/DD detected

7 A Few Obvious Preliminaries Medicaid is a partnership between States and the Federal government. PASRR is part of Medicaid. PASRR is a required part of the Medicaid State Plan.

8 Roles & Responsibilities Oversight Medicaid Agency Mental Health ID/DD Mental Health Authority Evaluation by Independent Evaluator Operating Agency ID/DD Authority Functions Evaluation Determination (Determination Only) Evaluation (Determination)

9 The PASRR Process: A Basic Sketch Preliminary Screen Level I In-Depth Evaluation Level II Legal Document Determination & Notification Resident Review upon relevant Status Change Level I initiated if new MI or ID/DD detected

10 Categories & Qualifiers, Part I D I A G N O S I S O F M E N T A L I L L N E S S, I N T E L L E C T U A L D I S A B I L I T Y, A N D D E V E L O P M E N T A L D I S A B I L I T Y H O S P I T A L D I S C H A R G E E X E M P T I O N C A T E G O R I C A L D E T E R M I N A T I O N S D E M E N T I A

11 Diagnoses: Mental Illness Diagnosis Timing Disability Examples Make or confirm a diagnosis of major mental illness that is not episodic/situational and that does not include a primary diagnosis of dementia (dementia to be discussed later) Recent major treatment episodes OR significant disruption within past 2 years Active symptoms last 6 months: interpersonal functioning concentration/pace/persistence adaptation to change (e.g., schizophrenia, bipolar disorder, major depression) Diagnostic categories from DSM III-R, 1987

12 Diagnoses: ID/DD Diagnosis IQ < 70 per standardized, reliable test Timing Onset before age 18 Duration Likely to be lifelong Disability Concurrent impairments in adaptive functioning Criteria from AAIDD (formerly AAMR), 1983

13 Diagnoses: Related Conditions Diagnosis Related to ID/DD because they: Result in similar impairments to intellectual functioning or adaptive behavior AND Require similar treatment or services Timing Present before age 22 Duration Disability Examples Expected to continue indefinitely Result in substantial functional impairments in 3 or more major life activities (e.g., self-care, mobility) autism, cerebral palsy, epilepsy, TBI

14 The Hospital Discharge Exemption The only true exemption from PASRR For post-acute stays lasting < 30 days If longer, PASRR must be completed by calendar day 40

15 Two Types of Categorical Determinations ( Advance Group Determinations by Category ) Purpose: Allow a State to skip the individual NF evaluation and in some cases the SS evaluation, based on existing documentation Type 1: Unlikely to benefit from Specialized Services Type 2: Time-limited

16 Categorical Determinations: Type 1 Individuals unlikely to benefit from specialized services, e.g.: Coma Hospice States can be plausibly creative in creating new categorical determinations

17 Categorical Determinations: Type 2 Case Type Length Delirium Provisional Until delirium clears Protective services Provisional 7 days max Respite Temporary up to a fixed number of days * (brief & finite) *up to the State

18 Categorical Determinations Allow a State to skip the individual SS evaluation based on Existing documentation Provisional nature of admission Not part of basic State Plan Must be introduced via State Plan Amendment State Plan preprint at 4.39A is blank Categorical Determinations are a completion of Level II: Evaluation Determination Notification

19 Dementia and Mental Illness When it is discovered that a person has dementia, PASRR may be terminated if an individual has: A serious mental illness AND Evidence of dementia that is primary (i.e., more serious than the MI) These determinations must be made and documented by an appropriately qualified medical professional In case of ID/DD: PASRR may not be terminated But SS may still not be necessary

20 Categories & Qualifiers, Part II L E V E L O F C A R E S P E C I A L I Z E D S E R V I C E S P E R S O N N E L Q U A L I F I C A T I O N S P L A N O F C A R E K I N D S O F S E R V I C E S

21 What about Level of Care (LOC)? NF LOC definitions have been left to the States The PASRR Final Rule (1992) contemplated that LOC would be integrated with PASRR For most States, LOC: Is (deliberately) restrictive Precedes PASRR

22 Specialized Services: Two Definitions Definition 1: Admit to NF Services provided to NF residents beyond what NF provides under its per diem (e.g., day program, behavioral support) Definition 2: Not admitted to NF, but provided with Services that cannot be provided in the NF Community programs, including waiver programs In-patient psychiatric ICF/MR The CFR supports both definitions

23 Personnel Requirements Population Requirements Notes All Individuals Individuals with MI Individuals with ID/DD H&P by physician (MD or DO) Qualified Mental Health Professional IQ test by licensed psychologist; Other evaluations by Qualified Mental Retardation Professional Can be performed under physician review State sets QMHP standards State sets QMRP standards

24 Plan of Care PASRR recommendations must be incorporated into individual s plan of care Important wrinkle: PASRR good on the front end Preadmission Screen Resident Review Plan of care monitoring falls to Survey & Cert currently a weak spot

25 The PASRR Pyramid Specialized Services At additional expense, arranged by the State NF Per Diem Specialized Rehabilitative Services Basic NF Services

26 Complexities of the PASRR Determination PASRR determination = this NF for this individual s total needs BUT Resident Review need not be done: Upon inter-facility transfer (NF 1 NF 2 ) Before return from outpatient stays (if uninterrupted): NF 1 Psychiatric hospital or ICF/MR NF 1 NF 1 Psychiatric hospital or ICF/MR NF 2

27 A Note about the PASRR Regulations Several things are out of date Annual Resident Review (removed by law in 1990s) Definitions of mental illness and ID/DD tied to 1980s diagnostic criteria Use of the phrase mental retardation instead of intellectual disability Regulations will be revised at some point in the next few years, but it s what we have to work with for now

28 Useful Rules of Thumb PASRR inherits all the requirements of Medicaid (facility definitions & certifications, fair hearing, etc.). States have wide latitude in many ways, e.g.: Categorical determinations Specialized services Personnel qualifications Timing of LOC States can exceed Federal requirements.

29 Useful Questions to Consider Does the system (practice) fulfill the three main goals of PASRR? 1. To ensure that individuals are evaluated for evidence of possible mental illness (MI) and/or intellectual or developmental disabilities and related conditions (ID/DD/RC). 2. To see that they are placed appropriately, in the least restrictive setting possible. 3. To ensure they receive the services they need, wherever they are placed Is the system (practice) person-centered? Does the system (practice) lead to better outcomes for individuals?

30 Moving from Categories & Qualifiers to a Successful Program C O L L A B O R A T I O N K E Y A G E N T S I N C O L L A B O R A T I O N B U I L D I N G C O M M U N I T Y B A S E D S U P P O R T S S T A F F S U P P O R T S T R O N G I N T E R A G E N C Y R E L A T I O N S H I P S S U C C E S S F U L I N T E R A G E N C Y M E E T I N G S & I N T E R A G E N C Y A G R E E M E N T S C O L L E C T A N D U S E D A T A E F F E C T I V E I N T E G R A T E D S Y S T E M S

31 What Factors Support Collaboration? Developing shared issues, values, and shared solutions Use dialogue, resource education, and cumulative learning between partners to facilitate collaboration Engage multiple stake holders who influence process and outcomes Explore and clarify key PASRR stake holder s differing perspectives Optimize strengths, use available resources Build on previous collaborative experiences Unified Vision: Incorporating desired outcomes

32 What Factors Support Collaboration? Develop shared implementation strategies Consider whether clinical expectations will be met Understand your own responsibilities and requirements Incorporate the benefits of diversity Are there cooperative efforts & shared planning, problem solving, and decision making? A broad program change requires integrated solutions for productive resolution

33 Key Agents in PASRR Collaboration Key players from Medicaid, SMHA and SMRA. Level of Care staff Level I screeners Level II evaluators PASRR determination staff (State MH and ID/DD authority designated staff) Transition/ Medicaid long-term care staff Hospital discharge planners NF admission, MDS, administrators, & direct care staff Medicaid Surveillance and Utilization Reviewers

34 Strong Relationships with Providers Successful States cultivate strong relationships Nursing home association, hospital association Other professional associations (e.g., nursing associations, associations of clinical social workers) Ombudsman Nursing Facility License and Survey Staff Community Mental Health Centers (e.g. Emergency Service) Community ID/DD Providers Successful States cultivate PASRR training opportunities with providers

35 Examples of Collaboration in PASRR Screening for Level II needs during LOC process Hospital discharge planner screening need for Level II prior to hospital discharge Availability of web based training, collaborative procedures, and telephone consultation with mental health or ID/DD specialist Procedures for PASRR screeners to refer for specialized evaluation to identify need for Level II A NF team approach to identify need for PASRR (e.g. Hospital Discharge planner coordination with NF admission process, NF admission review process, NF MDS coordinator, NF charge nurse staff, NF dietician/activity staff)

36 Collaboration in Building Community-Based Supports for Individuals Robust system of community based long-term services and supports (LTSS) All individuals involved in PASRR know about related services State Plan services 1915(c) waivers State Plan Amendments (e.g., 1915(i)) Money Follows the Person (MFP) Aging and Disability Resource Centers (ADRCs)

37 Successful PASRR and Staff Support Managers understand the importance of PASRR Dedication of sufficient staff time to implement and monitor PASRR programs Promote on-going professional development and performance rewards Access technical assistance ( in-house, by the State itself, or by external parties) Use of Regional Offices, PTAC, and state-to-state consultation for support and technical assistance

38 Strong Interagency Relationships Strong relationships among the main players in PASRR The Medicaid agency The Mental Health authority The ID/DD authority Maintain active communication Mechanisms ensure coordinated efforts, compliance and person-centered goals

39 Inter-Agency Agreement & Meetings How do different agencies ensure that their efforts are coordinated? Is the interagency agreement effective in supporting the goals of PASRR? How often do different State agencies meet? How is meeting agenda developed? Are there areas where change can easily be made? Is there an opportunity to streamline PASRR? Is interagency cross education beneficial? Are there component or process deficiencies? Are there efficiencies/deficits in the PASRR outcomes? What is an effective PASRR program?

40 Collect & Use Meaningful Data Collect a variety of measures, including quality measures and longitudinal data, to detect trends Identify improvements or declines Collect and use qualitative signals Use of data dashboard helps staff monitor their progress, compliance, and quality assurance Dashboard data helps states recognize need to seek technical assistance (e.g. CMS, PTAC, other parties)

41 A Seamless, Efficient or Technologically Sophisticated System Easy storage and retrieval of PASRR-related data screens, assessments, determinations Ability to monitor quality and outcomes Technology to make PASRR more efficient and effective Procedures to ensure services identified are provided to individuals with mental illness and/or intellectual and developmental disabilities

42 What Are Next Steps in Program Reform? Does It Include Collaboration? Does the system (practice) fulfill the three main goals of PASRR? 1. To ensure that individuals are evaluated for evidence of possible mental illness (MI) and/or intellectual or developmental disabilities and related conditions (ID/DD/RC). 2. To see that they are placed appropriately, in the least restrictive setting possible. 3. To ensure they receive the services they need, wherever they are placed Is the system (practice) person-centered? Does the system (practice) lead to better outcomes for individuals?

43 THANK YOU!

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