LeadingAge New York 2013 Annual Conference

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1 LeadingAge New York 2013 Annual Conference Valerie Deetz, Director Divisions of Assisted Living and Community Transitions Program Center for Health Care Quality & Surveillance NYS Department of Health Transitioning Residents to Community Settings November 15, 2013

2 Community Transitions Program Program is charged with facilitating the transition of individuals with serious mental illness (SMI) who are appropriate for transition, to the community with housing and services. The Community Transition Program (CTP) team works closely with: Office of Mental Health, Office of Primary Care and Health Systems Management s, Nursing Home Program, Office of Health Insurance Programs, Patient and resident advocates, Nursing homes and adult care facilities, NYC Human Resources Administration (HRA) SPOA Coordinators Psychiatric hospitals Service providers, Housing Providers and other key LTC stakeholders To assess individuals, identify appropriate housing options and services, and facilitate resident transitions to community settings. 2

3 The Quality of Life (a) Dignity The facility must promote care for residents in a manner and in an environment that maintains or enhances each resident s dignity and respect in full recognition of his or her individuality. Culture change encourages choice about the way residents choose to live. 3

4 The Quality of Life (b) Self-determination The resident has the right to: Choose activities, schedules and health care consistent with his or her interests, assessments and plans of care... And Remember - Engage the resident and the entire Interdisciplinary Team in a person-centered approach to assessment and planning!! 4

5 Quality of Care A resident s abilities do not diminish unless circumstances of the individual s clinical condition demonstrate that diminution is unavoidable. To meet the requirement of involvement, enable residents to make informed choices. 5

6 Nursing Home Background Information The Omnibus Budget Reconciliation Act of 1987 (OBRA 87) mandated that all individuals with SMI or mental retardation (MR) applying for nursing home placement be: 1. Identified (Level I PASRR Review); 2. Placed appropriately; and 3. Receive the SMI or MR services they require. In addition, residents of nursing homes with SMI/MR must be re-evaluated (RR) when they experience a significant change in physical or mental status. 6

7 Nursing Home Settlement to Conduct Assessments The New York State Department of Health selected a vendor, Transitional Services Inc. of NY (TSI-NY) to conduct assessments of certain nursing home residents & other individuals with serious mental illness (SMI) in order to determine whether their needs can be met in an appropriate community setting, consistent with the Stipulation and Order of Settlement in Joseph S., et al. v. Hogan, et al., United States District Court for the Eastern District of New York, No. 06- CV-1042 (BMC)(SMG) signed September 6, Individuals to be assessed are referred to as Nursing Home Remedy Members (NHRMs). 7

8 Definition of Nursing Home Remedy Members (NHRMs) NHRMs to be assessed by TSI-NY include: New York State Medicaid recipients with SMI who meet these 3 criteria: 1) were residents of NHs on September 6, 2011, 2) their nursing home care is paid by the NYS Medicaid program, & 3) immediately prior to their residence in NHs, resided in psychiatric hospitals. New York State residents with SMI who meet these two criteria: 1) were residents of psychiatric hospitals on September 6, 2011and 2) have received a Revised Level II PASRR Evaluation while in a psychiatric hospital & were determined to have total needs such that placement into Community Housing was appropriate, but it was determined that Community Housing was not available at that time, & a nursing home was appropriate & desired. 8

9 Scope & Timing of Assessments Scope: 2,375 individuals with SMI residing in either NYS or out-of-state nursing homes. The majority (64%) reside in the New York City Metropolitan Region (the five boroughs, Westchester and Nassau). Approximately 340 live in New Jersey & 140 in Massachusetts. Timeframe: Assessments began December 2012 and must be completed by November 2014, within 24 months of the contract execution date. To date, TSI has completed approximately 1200 assessments. 9

10 Adult Care Facility Background Information In 2012, OMH issued a Clinical Advisory stating that Adult Homes with a significant proportion of residents with serious mental illness are not conducive to the recovery and rehabilitation of these individuals; and thus, are not clinically appropriate settings 10

11 Transition Process Final community placement assessment report is issued to nursing home, DOH, the NHRM, and guardian when applicable. Nursing home is responsible for reviewing and planning for the safe & appropriate discharge of the resident. Community Transition Coordinator and Team will work with the nursing home and the individual to facilitate discharge by: Providing education Identifying resources on available community service options; and Enrollment in Health Home or MLTC Plans as appropriate 11

12 Adult Home Settlement Assessments Assessments of residents with serious mental illness, at the 23 Impacted Adult Homes identified in the settlement, will be conducted by Health Homes and MLTC Plans over the next five years In-reach regarding housing options will be provided by OMH Housing Contractors 12

13 Adult Home Settlement Discharge Plans For those residents identified by the assessor as desiring and appropriate for community transition, the HH/MLTC Care Manager will create a person centered plan of care to facilitate the resident s transition to the community. 13

14 Successful Discharge Planning Provide ongoing in-reach necessary for successful community transition Social worker Direct care staff Psychologist Psychiatrist Peer mentors Assess for self-administration of medications Develop a plan of care aimed at reaching realistic short & long-term goals Facilitate an interdisciplinary team supportive environment Utilize Educational Booklet distributed to all nursing homes, hospital psychiatric centers earlier this year. 14

15 Successful Discharge Planning Engage individual in community activities Involve the resident in setting goals that will allow for a successful transition to the community and increase the resident s confidence in their abilities. Revise as necessary. Explore the full array of community housing, services & waiver programs to ensure the most appropriate & safe discharge for the individual. Increase independence with ADLs & IADLs Resident choice and engagement Clothing Hygiene (shaving, grooming, dressing, bathing) Prepare simple meals (sandwiches, microwave use) Money management 15

16 OMH Involvement in Housing Considerations: Alternative to institution Promote rehabilitation & recovery Consumer choice and informed decision-making 16

17 Housing Models for Persons with Serious Mental Illness Congregate Housing: Congregate Treatment Licensed CR/SRO Unlicensed SP/SRO Apartment Housing Apartment Treatment Supported Housing Adult Family Care Mixed-Use Housing ***Social Workers in NYC may refer to the Center for Urban Community Services (CUCS) website for helpful information prior to submission of the HRA 2010-e application on completion of the required Psychosocial and Psychiatric evaluations which are required for housing/service access. 17

18 Community Housing Contractor Awardees for NYC Catholic Charities, Institute for Community Living (ICL) PSCH (Queens) Jewish Board of Family and Childrens Services (Brooklyn, Queens & Staten Island) Unique People Services (Bronx, Manhattan & Westchester) 18

19 OMH Community Support Services For Persons with Serious Mental Illness Case Management Continuing Day Treatment (CDT) Personalized Recovery Oriented Services (PROS) Assertive Community Treatment (ACT) Clinic Services 19

20 Nursing Home Survey Considerations Assess discharge planning for all residents September 29, 2011, DOH issued DAL: DRS-NH Nursing Home Discharge Requirements. The purpose of this letter was to remind providers of the requirements for individualized discharge care planning for all nursing home residents. A second DAL was issued March 2013 reminding NHs of their discharge responsibilities. 20

21 Survey Considerations PRIs and SCREENS completed for all new admissions and PASRR, as appropriate, including the Resident Review component with any Significant Change in Condition as determined by the MDS. Determine if residents are given the opportunity to participate in their care (informed decision-making) Self Administration of medications Meaningful activities that promote independence with Instrumental Activities of Daily Living (IADLs). 21

22 Successful Discharge Planning Building Partnerships 34 NHs received training to access community housing & services through the NYC Human Resources Administration (HRA) since 2/2013. Residents must be provided information that allows them to make informed decisions regarding discharge to include: housing, location, health care and support services. Discharge Planners must work with the entire Interdisciplinary Team to consider all discharge options to recommend community placement or recommend ongoing nursing home care. 22

23 Successful Discharge Planning The safety of the resident s transition is paramount. Discharge is a comprehensive process that requires the efforts of the entire Interdisciplinary Team. The team must make provisions to meet on a regular basis to support the resident. Discharge planning should include periodic discussion of the approach to support a safe transition. Comprehensive discharge planning and assessment should continue throughout the entire stay of the resident at the nursing home. 23

24 Successful Discharge Planning The individual should be fully aware of his/her circumstances and ability to make informed decisions. The resident must be fully educated about the multiple options from which to choose residential alternatives. The resident must understand the types of services necessary to live successfully in the community 24

25 Successful Discharge Planning Residents must be educated regarding the expense of housing and services. Social Services staff must complete all necessary paper work to ensure that the resident has the necessary wrap-around physical and behavioral health and support services. In order to choose a health plan and primary care physician, the resident must also be aware of the varying types of MLTC Plans or Health Homes (HH). The social worker should be in contact with the care manager of the selected health plan to ensure an individualized personcentered plan of care is developed. 25

26 Successful Discharge Planning For all residents, the discharge planning process must begin immediately & include direct communication with the resident and, as appropriate, families, guardians & legally authorized representatives. Residents must be provided access to information that allows them to make informed decisions regarding discharge. Discharge Planners should work with the entire interdisciplinary team to consider all discharge options before recommending ongoing nursing home care. Documentation is critical! 26

27 Successful Discharge Planning Consider whether the resident desires to live alone or prefers a roommate. Does the resident have physically challenges? Assist the resident with decisions related to the location of housing Close to supermarket Close to family and/or friends Close to public transportation Close to necessary health care/service providers. 27

28 Successful Discharge Planning Desire Identify and address resident s anxiety Location and Level of Housing SPOA vs. HRA application Supportive physical and behavioral health services Activities to support success 28

29 Role of the Community Transition Coordinator The Community Transition Coordinator serves as a connection between the varying organizations and agencies that will be partnering with the team to provide a safe and successful discharge. Please be responsive to the CTC when she contacts you. Nia Gill is the lead CTC for the NH Initiative Marcia Kolakoski is the lead CTC for the AH Initiative The CTC s role is designed to monitor and relay the progress of the discharge process while providing guidance 29 and resource information.

30 Education & Training DOH & OMH prepared educational booklets that describe housing and service options for persons with serious mental illness. A joint DOH and OMH letter and approximately 2,000 booklets were distributed to NYS Article 28 hospitals and nursing homes on March 7, Information contained within the letter and booklet was designed to assist hospital & nursing home discharge planning staff & their residents become familiar with the range of services available in the community. An electronic copy of this handbook was also posted to the Health Commerce System (HCS) and may be downloaded. 30

31 Education & Training HRA will continue to conduct training for Nursing Homes required to submit applications for housing within the five boroughs. HRA training can be requested by calling HRA at (212) and selecting option 4. Applications to access housing/services must include: Completed housing application; A comprehensive psychiatric evaluation completed within the last 6 months by a psychiatrist or psychiatric nurse practitioner; A comprehensive psychosocial evaluation completed within the last 6 months; Tuberculosis testing results; and A Copy of the completed report issued by TSI (if applicable) 31

32 Dear Administrator Letters DAL: Mandatory PASRR Requirements (2/25/13) Reminder to providers of the requirements for individualized discharge care planning for Preadmission Screen and Resident Review (PASRR) purposes. PASRR Level II Evaluation Report recommendations must be incorporated into the resident's discharge plan of care. Dear CEO/Administrator: Letter informing Hospital CEOs, NH Administrators and Discharge Planning staff of available community housing and services for individuals with serious mental illness issued jointly to providers by Deputy Commissioner of Office of Primary Care and Health Systems Management with the NYS Department of Health and the Senior Deputy Commissioner for the Office of Mental Health. Educational handbook attached to this posting. 31

33 Contacts Central Office Valerie A. Deetz Director, Divisions of Assisted Living & Community Transitions Program 875 Central Avenue, Albany, NY Phone: Fax: Community Transitions Team Cathleen Bobrick, Jennifer Stevens, Marcia Kolakoski, Central Office- Albany, Nia Gill, Metropolitan Area Regional Office-NYC (212)

34 COLLABORATION IS KEY THANK YOU FOR YOUR COMMITMENT!!!! WE LOOK FORWARD TO CONTINUING OUR PARTNERSHIP WITH YOU. QUESTIONS???? 33

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