REQUEST FOR PROPOSALS PROFESSIONAL SERVICES FOR THE SIERRA NEVADA STREET SANITARY SEWER LINE REHABILITATION, PROJECT NO. M18029.

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1 REQUEST FOR PROPOSALS PROFESSIONAL SERVICES FOR THE SIERRA NEVADA STREET SANITARY SEWER LINE REHABILITATION, PROJECT NO. M18029 Issued by: City of Stockton Public Works Department 22 E. Weber Avenue, Room 301 Stockton, CA Date Issued: Monday, October 1, 2018 Date Proposals Due: Thursday, November 8, 2018 by 3:00 PM LATE SUBMITTALS WILL NOT BE ACCEPTED

2 1.0 INTRODUCTION The City of Stockton (City) is soliciting proposals from qualified firms to provide professional engineering services to prepare plans, specifications and estimate (PS&E) leading to the rehabilitation of the 36 reinforced concrete pipe on Sierra Nevada Street between Hazelton Avenue and Worth Street. The City proposes to engage the services of a Consultant to determine the rehabilitation measures and alternatives leading to the preparation of PS&E. 2.0 BACKGROUND The sanitary system deficiency improvements program is designed to address capacity deficiencies and corrosion problems of existing sewer trunk lines that are deteriorating with the crown of pipe cracking and/or have the potential for structural failure. 3.0 PROJECT DESCRIPTION The project includes the rehabilitation of approximately 1,089 feet of existing 36-inch diameter sewer line along Sierra Nevada Street between Hazelton Avenue and Worth Street, see Attachment A Vicinity Map. 4.0 SCOPE OF WORK Each consultant shall prepare a detailed scope of services based, in part and at a minimum, on information presented in the Request of Proposal, and other available information. Consultants are encouraged to include items that are felt necessary for this project. 4.1 Background Research The Consultant shall research and review existing topographic mapping, right-of-way maps, as-built plans, record maps, surveys, assessor maps, improvement plans, and other characteristics for the project. The Consultant shall conduct field reconnaissance of the project limits. The Consultant shall also conduct field surveys that include collecting topographic information, and locating and referencing any survey monumentation to be compromised by the project. The Consultant shall identify required permits, prepare all permit applications, including railroad permits and assist the City with negotiations relative to permit conditions, if required. Permit fees will be paid by the City. The Consultant will need to prepare utility letters and project location exhibits. Utility requests need to be on a City letterhead to avoid paying fees for utility information.

3 Consultants shall also coordinate and identify existing utilities that will be impacted by the proposed project, and will need to coordinate with the City to the maximum extent possible to route this information to utility companies. The Consultant shall review City maintenance records, available upon request. Identify required permits, prepare all permit applications, and assist the City with negotiations relative to permit conditions, if required. Permit fees will be paid by the City. The Consultant shall review existing CCTV inspection reports and videos to consider what method of pipe rehabilitation will be recommended by Consultant. CCTV inspection reports and videos will be made available to the selected Consultant. The Consultant will need to prepare all public notices required to access private property during field reconnaissance and also provide a right of entry letter to access those private properties. All access and coordination to residential neighborhoods will be acquired by Consultant. The Consultant will need to identify impacts to all residences and businesses and present mitigation measures on the design improvement plans. This includes but is not limited to: service interruptions, property encroachments, access restrictions, potential damage to properties, etc. The Consultant will provide copies of all utility correspondence, public notices, and right of entry letter s for City files. 4.2 Plans, Specifications, and Estimate Design Report The Consultant shall provide a preliminary design report (report) to determine the structural integrity and useful life of sanitary sewer line; and recommend multiple rehabilitation measures and most cost effective alternatives to extend the useful life of the pipe. The Consultant shall review the existing CCTV inspection reports and videos to confirm deficiencies, assess the suitability for trenchless rehabilitation or replacement, locate manholes, and determine the locations of laterals. There are no manhole inspection reports. The Consultant must coordinate with City to access each manhole once selected. Existing CCTV inspection reports and videos of the sewer main line will be made available to the selected Consultant. The Consultant shall recommend a number of rehabilitation measures to extend the useful life of the pipe. The recommendation of the rehabilitation measures shall be as specific as possible and include product names, etc. Any rehabilitation measures recommended shall include references and examples of where the proposed technology was utilized. Consultant shall conclude with a preferred, final recommendation. Costs for all recommended rehabilitation measures/alternatives shall be included in the Report. Costs shall include all engineering, design, construction, permit acquisition, environmental mitigation measures (if necessary), etc. to completely carry-out the recommended measure/alternative rehabilitation of the pipe. In addition to costs, the following are required to be considered in the decision matrix of the final recommendation: Impacts to residential neighbors; and

4 Sewage flow bypassing The Consultant shall provide two (2) hard-copies and one (1) electronic version (pdf) of the Draft Report and incorporate comments upon review by the City. The review comments generated by the City shall be itemized and a written response to each comment shall be prepared in a comment matrix. The comment matrix shall be attached as an appendix of the Final Report. The Consultant shall provide two (2) hard-copies and one (1) electronic version (pdf) of Final Report PS&E The Consultant shall prepare complete PS&E documents, which include design improvement plans, traffic control plans, bypassing plans, specifications, and engineer s estimate. The traffic control plans and bypassing plans will be incorporated into the design improvement plans as actual design sheets (technical specifications will be included to specifications). PS&E documents shall be prepared according to City s standards and current CA MUTCD, as appropriate. Prepare a base map showing existing information to facilitate the design of all the necessary improvements using the City s latest Benchmark information. The base map limits shall be sufficient to cover all necessary improvements. The Consultant shall provide one electronic (pdf format) copy to the City Project Manager and four (4) 24 x36 sets of plans, one set of specifications, and one engineer s estimate at the 50% and 90% design phases to the Engineer for review and comment. With each stage, the review comments from previous stages shall be itemized and a written response to each shall be prepared in a comment matrix. The original red-line comments from the reviewing agency shall be returned with the succeeding submittal. The Consultant shall provide one electronic (pdf format) copy at 100% design stage for final review prior to plotting mylars, and providing final specifications and engineer s estimate. The Consultant is responsible for the final submittal which incorporates all previous review comments, survey information, technical requirements, right-of-way information, utility verification/protection, minimum contractor qualifications, regulatory agency permits and mitigation monitoring requirements, and any applicable encroachment permit requirements, and City requirements. The Consultant will provide the necessary final PS&E documents in a bid-ready form. The final submittal shall include: One complete plan set of reproducible 24 x36 on Mylars Printed, stamped and signed final specifications (also in Word and PDF format) Printed, final cost estimate (stamped and signed, in excel and pdf format), Drawing files in AutoCAD and PDF format, specifications in Word format and cost estimate in Excel format on a CD. Resident Engineer (RE) file on a CD The Consultant will provide all correspondence for City files.

5 4.3 Public Outreach The Consultant will need to prepare all public notices along with right-of-entry letters in order to access private properties during field reconnaissance. The Consultant will need to identify impacts to all residences and businesses and present mitigation measures on the design improvement plans. This includes but is not limited to: service interruptions, property encroachments, access restrictions, potential damage to property, etc. 4.4 Coordination/Meetings At a minimum, the consultant shall attend a project kickoff, design, and a pre-construction meeting. The Consultant shall establish a clear and consistent communication with the City to discuss progress of design. The Consultant shall attend meetings (or conference call) with City as needed to discuss and finalize the design. The Consultant shall provide meeting minutes for all meetings. This does not include investigative and/or field meetings that Consultant will need to conduct to execute the intent of the project. 4.5 Design Support During Construction Consultant shall be available and respond to questions concerning the plans, specifications and estimates prior to bid opening and prepare contract addenda and letters of clarification. The Consultant shall provide supplemental project drawings as needed. The Consultant will provide Engineering Services as required during construction. The following are the minimum required services that will need to be included in the Scope of Services: 1. Attending the pre-construction meeting; 2. Reviewing shop drawing submittals; 3. Responding to requests for information (RFIs); 4. Preparing clarification sketches; 5. Performing field observations during construction period; and 6. Preparing Record Drawings on mylars based upon Contractor field as-builts. 4.6 As-built Drawings The consultant should prepare as built drawings upon receipt of red-lines from the contractor. Consultant should produce one complete set of as built drawings in AutoCad. Changes should be reflected on the mylars either by hand or a new printed sheet. 5.0 PROJECT GENERAL INFORMATION 5.1 Proposal Submissions Proposals shall be submitted no later than 3:00 PM on Thursday, November 8, 2018 to:

6 RAY DEYTO CITY OF STOCKTON 22 E. WEBER AVENUE, ROOM 301 STOCKTON, CA The proposal should be firmly sealed in an envelope which will clearly be marked on the outside with SIERRA NEVADA STREET SANITARY SEWER LINE REHABILITATION for the City of Stockton (Project No. M18029). The suggested fee for the service shall be submitted in a separate sealed envelope. Late Proposals will not be accepted. 5.2 Acceptance or Rejection of Proposal The City reserves the right to negotiate an agreement with the firm submitting the highest ranking proposal. Also, the City reserves the right to reject any and all proposals or to waive any irregularity in a proposal if it is deemed to be in the best interest of the City. Failure to submit all requested information could be grounds to reject the proposal. 5.3 Proposal Questions and Requests for Clarification Any question or request for clarification shall be submitted in writing to: Ray.Deyto@stocktonca.gov Requests for clarification shall be submitted at least eight (8) business days prior to the proposal due date. If a response warrants an addendum to the RFP, such addendum will be posted on bidflash at least two days prior to the proposal due date. It is the proposer s responsibility to check the website for any addendums or responses to questions. The website address is as follows: Causes for Disqualification Any of the following may be considered cause to disqualify a proposal: A. Evidence of collusion among proposers B. Any attempt to improperly influence any member of the evaluation panel C. A proposer s default or breach of contract in previous work that resulted in termination of that agreement and/or D. Existence of any lawsuit, unresolved contractual claim, or dispute between proponent and the City. E. Any attempt to communicate in any manner with the City of Stockton elected official during the RFP/bid process will, and shall be, just cause for disqualification/rejection of proponent s proposal/proponent s bid submittal and considered non-responsive. F. No person, firm, or corporation shall be allowed to make a file or be interested in more than one bid for the same supplies, services, or both; provided, however, that subcontract bids to the principal bidders are excluded from the requirements of this section; Section of the Municipal Code.

7 5.5 Licensing Requirements Any professional certifications or licenses that may be required are the sole cost and responsibility of the proposer. A City of Stockton business license is required. Please contact the City of Stockton Business License Customer Service at (209) Insurance Requirements The proposer must obtain and maintain the required insurance. Proposer should review Attachment B, Instructions to Proposers for information regarding insurance, indemnification, Disadvantaged Business Enterprises, prevailing wages, etc. Failure to comply with the Instructions to Proposers may be grounds for rejection. 5.7 Department of Industrial Relations Please refer to Attachment B, Instructions to Proposers, for registration requirements with the Department of Industrial Relations. 5.8 Product Ownership Any documents resulting from the performance of work in the contract will become property of the City. This includes all work performed by subconsultants. 6.0 REQUIRED PROPOSAL CONTENT The proposal shall contain the following, at a minimum: Cover Letter Table of Contents Executive Summary Project Team Project Understanding Detailed Work Plan Examples of experience with similar types of work References (Three for the firm, two of which are familiar with the proposed team) Schedule (Microsoft Project schedule, with key dates, milestones, critical path) Cost Proposal (separate sealed envelope) Local Preference (Statement and Supporting Information) The body of the technical proposal shall not exceed 20 pages with a minimum font size of 10. Proposer shall submit three (3) bound sets of the proposal. The maximum allowable length is exclusive of any folder, cover, or section dividers. Proposals shall be no more than 30 pages (double sided), including resumes and the cover letter.

8 6.1 Cover Letter The letter shall be signed by an official with the authority to negotiate and contractually bind the firm with the City of Stockton. Provide name, title, address, , and telephone number for this officer. Describe any subcontract arrangements or licensing agreements. Include any potential conflict of interest. 6.2 Table of Contents The proposal should include a table of contents. 6.3 Executive Summary The Executive Summary shall include a summary of the proposal, emphasizing the approach to be taken and including a work plan, schedule, and description of the capabilities of the Consultant and sub consultants. The summary should convey an understanding of the purpose of the project and the services required for performance. 6.4 Project Team Describe your team organization including the qualifications of the prime consultant and any sub consultants. Provide an organizational chart of the proposed team structure. The following should be addressed: Demonstrate the firm s experience in each of the areas of expertise needed to successfully complete the project. This should include a description of prior experience in working with public agencies, including working with City staff. Ability for project team to perform the proposed work within the time limits of the project, considering their current and projected workload and assignments. Ability to provide quality control of all deliverables and be responsive to all issues in a timely manner. Provide project team resumes 6.5 Project Understanding Describe your understanding of the needs of the Sierra Nevada Street Sanitary Sewer Line Rehabilitation, Project No. M Detailed Work Plan Provide a proposed work plan for development and implementation of the program as described in the Scope of Work. Describe the proposed approach and the activities to be accomplished. Describe how the team will complete each task. Alternative approaches to the project can be submitted if a rationale is given for

9 the suggested changes. Information on software which will be used to prepare all working documents and final documents shall be provided to the City. 6.7 Examples of Experience with Similar Types of Work Provide examples of projects similar in scope and size to this project. 6.8 References Provide three client references for the firm, two of which are familiar with the project manager and key personnel. This shall include the name, company, contact information, and description of related work that was provided to the client. 6.9 Schedule Provide a Microsoft Project Schedule with key dates, milestones, and critical path. The selected consultant shall be expected to begin work within two weeks of contract signing Cost Proposal Proposer shall submit a cost proposal in a separate sealed envelope. Identify all key members, including sub consultants, in a work chart, including their name, title, hours per task, hourly rate, total hours, direct labor, overhead, and percentage of work by task. Include total fee for all costs to complete all the tasks. 7.0 PROPOSAL EVALUATION The Consultant Selection process will follow the approximate timeline shown below: Event Date Post Request for Proposals October 1, 2018 Written Questions submitted by October 22, 2018 Response to Written Questions October 31,2018 Proposals due November 8, 2018 Negotiations November 21, 2018 Anticipated City Council Approval February 2019 Dates are tentative.

10 7.1 Proposal Evaluation The selection committee will evaluate all proposals. This is a qualifications and cost based selection, so ranking will be in accordance with the attached Evaluation Scoring Worksheet (See Attachment C). Cost will be a factor in evaluation, but selection is predominately qualifications based. Local Preference will also be a factor, so Stockton firms are encouraged to propose. Also, non-stockton firms should make an effort to use Stockton consultants whenever possible. Points will be weighted based on the amount of work being performed by the local consultants and/or businesses. Please allow for three weeks to evaluate proposals. 7.2 Negotiations City staff will begin negotiations with the highest ranked firm. If an agreement cannot be reached after a reasonable period of time, as determined by the City, Then the City will terminate negotiations with the number one ranked firm and negotiations will be opened with the second ranked firm. The compensation discussed with one prospective Consultant will not be disclosed or discussed with another Consultant. The selected consultant will be expected to enter into a Professional Services Contract with the City. Proposers should direct their attention to Attachment B, Instructions to Proposers for the most current insurance and indemnification language. It is expected that the successful proposer will accept these terms without modification. The contract shall not be in force until the Council approves the contract and the City manager signs it. Work performed before the issuance of a Notice to Proceed cannot be paid by the City. ATTACHMENTS: Attachment A Vicinity Map Attachment B Instructions to Proposers Attachment C Evaluation Scoring Sheet Attachment D - Location Map