Pioneering Innovation to Drive an Educational and Economic Renaissance in New York State

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1 NAS: The New York NanoTech Cluster Albany, New York, April 3, 2013 Pradeep Haldar CNSE Vice President Professor, Head Pioneering Innovation to Drive an Educational and Economic Renaissance in New York State

2 CNSE The College of Nanoscale Science and Engineering (CNSE) of the State University of New York (SUNY) is a global education, research, development and technology deployment resource dedicated to preparing the next generation of scientists and researchers in nanotechnology. By leveraging its resources in partnership with business and government, CNSE supports accelerated high technology education and commercialization, and seeks to create jobs and economic growth for nanotechnology-related industries.

3 What is Nanotechnology? Encompassing a wide range of disciplines, nanotechnology involves imaging, measuring, modeling, and manipulating matter at the nanoscale (human hair is 100,000 nanometers) Fundamentally different phenomena Increased surface-to-volume ratio Quantum effects

4 Applications of NanoTech

5 CNSE s Academic Programs New and Distinct Nanoscale Science and Nanoscale Engineering B.S., M.S. and Ph.D. degree programs in Science and Engineering The nation s first college devoted to nanoscale science and technology has evolved into an internationally recognized center Initial enrollment of 10 graduate students in the inaugural Fall 2003 semester - CNSE now has over 300 graduate and undergraduate students Offers a unifying and cross-disciplinary Foundations of Nanotechnology sequence NanoScience, NanoEngineering, NanoEconomics, NanoBioscience

6 Engagement Tailored Workforce Development Building the Nano-Pipeline Enrichment Education NanoCareer Day (Middle & High School) High School & Undergraduate Internships World s First NanoCollege Ph.D., MS, BS CNSE Children s Museum of Science and Technology SEMI Workforce Development Institute Ctr. Urban Youth & Technology (At-Risk Students) NanoHigh Albany City School District Tech Valley High School Girls Inc. & Trinity Alliance Partnership Partnerships with Community Colleges M&W Center for Construction Trades Training

7 Unique Collaborative R&D Approach Practicing a new paradigm for university, industry, and government collaboration Traditional Research Development Early Mfg. Development Medium Term Industry as a customer New Paradigm Industry as a partner Research Long Term Research Facilities Early Mfg. Short Term

8 CNSE s World-Class Resources NanoFab South $50M, 150Kft 2 32K Cleanroom Completed: 3/04 NanoFab Central $50M, 100K ft 2z 15K Cleanroom Completed: 3/09 NanoFab Xtension $365M, 280K ft 2 60K Cleanroom Completion: 12/12 NanoFab North $175M, 228K ft 2 35K Cleanroom Completed: 12/05 NanoFab East $100M, 250K ft 2 Completed: 3/09 NanoFab 200 $16.5M, 70K ft 2 4K Cleanroom Completed: 6/97-800,000 ft 2 of cutting-edge facilities, with 85,000 ft 2 cleanrooms - Current expansion to add 500,000 ft 2, with 60,000 ft 2 cleanrooms

9 NYS Targeted Outcomes CNSE Driving Statewide Growth More than 300 industry partners including electronics, energy, IT, defense & biohealth $14B investments and over 3,100 R&D jobs currently onsite (an expansion, now underway, will add 1,000 R&D jobs) Since 2001: 13,000 jobs created/retained; $1B wages; $28B investment Projected by 2015: 25,000 jobs created/retained; $2.25B wages

10 CNSE Semiconductor Partners

11 Enabling the Global Nano Industry Governor Andrew Cuomo Global 450 Consortia Announcement September 2011 $4.8 billion investment $4.4 billion pledged by IBM, Intel, TSMC, Global Foundries, Samsung $400 million pledged by NYS Intel to establish its East Coast headquarters in Albany to manage 450mm development. R&D in Albany, Canandaigua, Utica, East Fishkill and Yorktown Heights. 2,700 new high-tech jobs, including: 800 at CNSE 400 in Utica 1,500 construction jobs in Albany 11 3/20/2012

12 Statewide Impact STC Center & Park Quad C/CAT Center & Park (Utica) Luther Forest Technology Campus SEDC (Halfmoon) 8 Watervliet Arsenal Technology Park 3 Nanoscale Fabrication Requires Closer Coupling Between R&D and Manufacturing 6 Syracuse Electronics Park Albany NanoTech Complex Technology Hub IBM East Fishkill Fab Campus 1 2

13 Leveraging Expertise The U.S. Photovoltaic Manufacturing Consortium Program Overview Hybrid of industry-led consortium and manufacturing development facility (MDF) models in New York State with capabilities for collaborative and proprietary activities Overall investment of $300 M over 5 years from DOE, Industry, NY State Since 2011 Focus on leading next generation solar PV technology and manufacturing methods Expertise of primary partners SEMATECH, CNSE in consortium management, technology development, manufacturing productivity, and workforce development Breadth of support partnership with ~40 companies and organizations throughout thin film PV industry supply chain DOE SEMATECH CNSE INDUSTRY

14 PVMC contribution PVMC: Bridging Research, Development, and Manufacturing A membership driven global consortium Driving technical consensus for the industry Pulling research into the industry mainstream Leading major programs to address critical industry transitions Focus on manufacturability University Consortium PVMC space University/National Lab collaborations Basic research PVMC technology programs Early stage development Technology transfer to member development Industry High-volume manufacturing 26 April

15 USPVMC Supporters

16 CNSE s Entrepreneurial Eco-System Start-up Support & Acceleration 200+ energy, biotech, and nanotechnology startup companies, which have raised over $200M in funding 500+ student-led teams and startups 125+ early stage investors 94 venture capital firms Energy and NanoTech Incubation (since 2010) 25 member companies, 4 graduate companies Private investment - over $38M to date Grants awarded over $36M to date Jobs created/retained: 118 to date Early Stage Startups Later Stage Startups Map of Tech Valley with three iclean locations highlighted. Established Companies

17 New York s Statewide Competition THE PREMIERE COLLEGIATE CONTEST April 26 th, 2013 at CNSE New York Business Plan Competition Over 400 teams from over 50 universities and 10 State regions, participating in the 2013 program Over $500K in prizes available in 2013, More than $310K in prizes have been awarded so far Started in 2010 with 10 teams

18 Building Successful Partnerships CNSE s Co-location Model University Research Scientists Business Incubator Industry Scientists & Engineers

19 Thank You! Questions?