FORM G-37. Name of Regulated Entity: KNN Public Finance, LLC. Report Period: Fourth Quarter of 2018
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1 Name of Regulated Entity: KNN Public Finance, LLC Report Period: Fourth Quarter of 2018 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) None Complete name, title (including any city/county/state or other political subdivision) of municipal entity official Contributions by each contributor category (i.e., for purposes of this form, dealer, dealer controlled PAC, municipal finance professional, municipal finance professional controlled PAC, non-mfp executive officer, municipal advisor, municipal advisor controlled PAC, municipal advisor professional, municipal advisor professional controlled PAC, and non-map executive officer). For each contribution, list contribution amount and contributor category (disclose all applicable categories for each contributor). (For example, $500 contribution by non-mfp executive officer) If any contribution is the subject of an automatic exemption pursuant to Rule G-37(j), list amount of contribution and date of such automatic exemption. II. PAYMENTS made to political parties of states or political subdivisions (list by state) None Complete name (including any city/county/state or other political subdivision) of political party Payments by each contributor category
2 III. CONTRIBUTIONS made to bond ballot campaigns (list by state) A. Contributions None Official name of bond ballot campaign and jurisdiction (including city/county/state or other political subdivision) for which municipal securities would be issued and the name of the entity issuing the municipal securities Contributions, including the specific date the contributions were made, by each contributor category B. Reimbursement for Contributions List below any payments or reimbursements, related to any disclosed bond ballot contribution, received by each dealer, municipal finance professional, non-mfp executive officer, municipal advisor, municipal advisor professional, or non-map executive officer from any third party, including the amount paid and the name of the third party making such payments or reimbursements. None
3 IV. MUNICIPAL ENTITIES with which the regulated entity has engaged in municipal securities business or municipal advisory business (list by state) A. Municipal Securities Business None Type of municipal securities business (negotiated underwriting, private placement, financial advisor, or remarketing agent) Redondo Beach, City of, Los Angeles, Redondo Beach Washington Unified School District, Yolo, West Sacramento Biola University, Orange/Los Angeles, La Mirada Allan Hancock Community College District, San Luis Obispo, Santa Barbara, Ventura, Santa Maria Mission Viejo, Community Development Agency of the City of, Orange, Mission Viejo Southwestern Community College District, San Diego, Chula Vista Santa Barbara Unified School District, Santa Barbara, Santa Barbara Kerman Unified School District, Fresno, Kerman Lompoc, City of, Santa Barbara, Lompoc Piedmont Unified School District, Alameda, Piedmont
4 Los Angeles, County of, Los Angeles, Los Angeles Tulare County Association of Governments, Tulare, Visalia Orange, County of, Orange, Santa Ana Sonoma, County of, Sonoma, Santa Rosa San Joaquin, County of, San Joaquin, Stockton California Health Facilities Financing Authority, Sacramento, Sacramento North Orange Community College District, Los Angeles, Orange, Anaheim Long Beach, City of, Los Angeles, Long Beach Center Community College District, Fresno, Oakhurst Compton Community College District, Los Angeles, Compton South Bayside Waste Management Authority, San Mateo, San Carlos Dublin Unified School District, Alameda, Dublin Santee, City of, San Diego, Santee Foothill-DeAnza Community College District, Santa Clara, Los Altos Hills Grossmont-Cuyamaca Community College District, San Diego, El Cajon
5 Folsom Cordova Unified School District, Sacramento, Rancho Cordova Fall River Joint Unified School District, Shasta, Burney Arena Elementary School District, Mendocino, Point Arena Lake Tahoe Unified School District, El Dorado, South Lake Tahoe Lake Tahoe Community College District, El Dorado, South Lake Tahoe Bell, City of, Los Angeles, Bell Stockton, City of, San Joaquin, Stockton California Treasurer's Office / Board of Public Works, All, Sacramento Nevada, County of, Nevada, Nevada Sonoma County Water Agency, Sonoma, Santa Rosa High Tech High / High Tech Learning, San Diego, San Diego Milpitas Unified School District, Santa Clara, Milpitas Castro Valley Unified School District, Alameda, Castro Valley Oakley Union Elementary School District, Contra Costa, Oakley Fresno, City of, Fresno, Fresno
6 Stanislaus, County of, Stanislaus, Modesto West Contra Costa Unified School District, Contra Costa, Richmond Trinity, County of, Trinity, Weaverville San Luis Obispo, County of, San Luis Obispo, San Luis Obispo Copper Mountain Community College District, San Bernardino, Joshua Tree California Education Facilities Authority, All, Sacramento Berkeley Unified School District, Alameda, Berkeley Redwood City Elementary School District, San Mateo, Redwood Bay Area Water Supply & Conservation Agency, San Mateo, San Mateo Mountain Empire Unified School District, San Diego, Pine Valley Newark Unified School District, Alameda, Newark Washington Union School District, Monterey, Salinas Santa Clara, County of, Santa Clara, San Jose Kern, County of, Kern, Bakersfield Marysville Joint Unified School District, Yuba, Marysville
7 Monterey County Water Resources Agency, Monterey, Salinas Butte, County of, Butte, Oroville Contra Costa Community College District, Contra Costa, Martinez Chabot Las Positas Community College District, Alameda, Dublin Huntington Beach, City of, Orange, Huntington Beach Rosedale-Rio Bravo Water Storage District, Kern, Bakersfield El Camino College District, Los Angeles, Torrance Ross Valley School District, Marin, San Anselmo Merced County Association of Governments, Merced, Merced Mono, County of, Mono, Bridgeport Solano, County of, Solano, Fairfield Solvang School District, Santa Barbara, Solvang Stanislaus Council of Governments, Stanislaus, Modesto Grossmont Union High School District, San Diego, El Cajon Cold Spring Elementary School District, Santa Barbara, Santa Barbara
8 Fresno, County of, Fresno, Fresno Napa, County of, Napa, Napa Mountain View School District, Los Angeles, El Monte Los Angeles, City of, Los Angeles, Los Angeles Hughson Unified School District, Stanislaus, Hughson Gardena, City of, Los Angeles, Gardena California School Finance Authority, Los Angeles, Los Angeles Merced, County of, Merced, Merced Lathrop, City of, San Joaquin, Lathrop Poway, City of, San Diego, Poway San Francisco County Transportation Authority, San Francisco, San Francisco Orinda Union School District, Contra Costa, Orinda Peralta Community College District, Alameda, Oakland Mira Costa Community College District, San Diego, Oceanside Livermore, City of, Alameda, Livermore Santa Barbara, City of, Santa Barbara, Santa Barbara Alameda-Contra Costa Transit District, Alameda,
9 Contra Costa, Oakland Cuesta College (San Luis Obispo Community College District), San Luis Obispo, Monterey, San Luis Obispo San Bernardino, County of, San Bernardino, San Bernardino San Francisco, City and County, San Francisco, San Francisco Laguna County Sanitation District, Santa Barbara, Santa Maria Santa Barbara County Association of Governments, Santa Barbara, Santa Barbara Los Angeles, Port of, Los Angeles, San Pedro San Diego Unified School District, San Diego, San Diego Napa Sanitation District, Napa, Napa Newport Beach, City of, Orange, Newport Beach Sonoma County Transportation Authority, Sonoma, Santa Rosa San Benito, County of, San Benito, Hollister Tulare, County of, Tulare, Visalia Cerritos Community College District, Los Angeles, Norwalk Kern County Water Agency,
10 Kern, Bakersfield Santa Barbara, County of, Santa Barbara, Santa Barbara Madera, County of, Madera, Madera California University, Los Angeles, Long Beach California Ethanol + Power, Imperial, Brawley Los Angeles Unified School District, Los Angeles, Los Angeles Contra Costa Transportation Authority, Contra Costa, Walnut Creek El Monte City School District, Los Angeles, El Monte San Benito Council of Governments, San Benito, Hollister Manhattan Beach, City of, Los Angeles, Manhattan Beach San Luis Obispo Regional Transit Authority, San Luis Obispo, San Luis Obispo Napa Valley Unified School District, Napa, Napa Los Angeles County Metropolitan Transportation Authority, Los Angeles, Los Angeles San Diego, City of, San Diego, San Diego San Jose Unified School District, Santa Clara, San Jose
11 Brentwood Union School District, Contra Costa, Brentwood Montecito Union School District, Santa Barbara, Santa Barbara Sutter, County of, Sutter, Yuba City Merced City School District, Merced, Merced Las Lomitas Elementary School District, San Mateo, Menlo Park Santa Monica Community College District, Los Angeles, Santa Monica Santa Barbara Community College District, Santa Barbara, Santa Barbara Ceres Unified School District, Stanislaus, Ceres Transportation Agency of Monterey County, Monterey, Salinas Millbrae School District, San Mateo, Millbrae C. Ballot-Approved Offerings Full name of the municipal entity and full issue description of any primary offering resulting from the bond ballot campaign to which each contributor category has made a contribution and the reportable date of selection on which the regulated entity was selected to engage in the municipal securities business or municipal advisory business. Full Name of Municipal Entity None Full Issue Description Reportable Date of Selection
12 Signature: electronic Date: Jan 25, 2019 Name (must be officer of regulated entity): Kimberly McManus Address: 1300 Clay St, Oakland, Phone: Submit to the Municipal Securities Rulemaking Board a completed form quarterly by due date (specified by the MSRB)
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