FORM G-37. Name of Regulated Entity: Bradley Payne LLC. Report Period: Third Quarter of 2018
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1 Name of Regulated Entity: Bradley Payne LLC Report Period: Third Quarter of 2018 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any city/county/state or other political subdivision) of municipal entity official Contributions by each contributor category (i.e., for purposes of this form, dealer, dealer controlled PAC, municipal finance professional, municipal finance professional controlled PAC, non-mfp executive officer, municipal advisor, municipal advisor controlled PAC, municipal advisor professional, municipal advisor professional controlled PAC, and non-map executive officer). For each contribution, list contribution amount and contributor category (disclose all applicable categories for each contributor). (For example, $500 contribution by non-mfp executive officer) If any contribution is the subject of an automatic exemption pursuant to Rule G-37(j), list amount of contribution and date of such automatic exemption. II. PAYMENTS made to political parties of states or political subdivisions (list by state) Complete name (including any city/county/state or other political subdivision) of political party Payments by each contributor category
2 III. CONTRIBUTIONS made to bond ballot campaigns (list by state) A. Contributions Official name of bond ballot campaign and jurisdiction (including city/county/state or other political subdivision) for which municipal securities would be issued and the name of the entity issuing the municipal securities Contributions, including the specific date the contributions were made, by each contributor category B. Reimbursement for Contributions List below any payments or reimbursements, related to any disclosed bond ballot contribution, received by each dealer, municipal finance professional, non-mfp executive officer, municipal advisor, municipal advisor professional, or non-map executive officer from any third party, including the amount paid and the name of the third party making such payments or reimbursements.
3 IV. MUNICIPAL ENTITIES with which the regulated entity has engaged in municipal securities business or municipal advisory business (list by state) A. Municipal Securities Business Type of municipal securities business (negotiated underwriting, private placement, financial advisor, or remarketing agent) Cedarville Township, Cedarville, Greene Village of Woodlawn, Woodlawn, Hamilton Worthington City School District, Worthington, Franklin Solid Waste Authority of Central Ohio, Grove City, Franklin City of Lebanon, Lebanon, Warren City of Springboro, Springboro, Warren Clermont-Northeastern Local School District, Batavia, Clermont Southwest Ohio Computer Association, Hamilton, Sycamore Community City School District, Cincinnati, Hamilton City of Trenton, Trenton, Fairfield City School District, Fairfield,, Hamilton
4 Brookville Local School District, Brookville, Montgomery Kettering City School District, Kettering, Montgomery, Greene Dayton City School District, Dayton, Montgomery, Greene Northmont CSD, Englewood, Montgomery Greenon Local School District, Greenon, Clark Clark-Shawnee Local School District, Springfield, Clark Pickaway County, Circleville, Pickaway Miami Valley Career Technology Center, Englewood, Montgomery City of Fairborn, Fairborn, Greene City of Marysville, Marysville, Union Union County, Union, Union St. Bernard School District, St. Bernard, Hamilton Logan County, Logan, Logan Belmont County, Belmont, Belmont City of Riverside, Riverside, Montgomery City of Fairfield, Fairfield, Uptown Consorstium, Cincinnati, Hamilton Warren County Port Authority, Warren, Warren
5 City of Huber Heights, Huber Heights, Montgomery City of Marietta, Marietta, Washtington Sycamore Township, Sycamore, Hamilton Preble County, Preble, Preble City of Groveport, Groveport, Franklin City of Hamilton, Hamilton, City of Middletown, Middletown, City of Sharonville, Sharonville, Hamilton Liberty Township, Liberty, City of Springfield, Springfield, Clark Union Township, Union, Clermont Miami Township, Miami, Greene KY City of Covington, Covington, Kenton City of Milford, Milford, Hamilton Fairfield County Port Authority, Lancaster, Fairfield County, Hamilton, Warren County, Lebanon, Warren Wood County, Bowling Green, Wood Mariemont City School
6 District, Mariemont, Hamilton Piqua City School District, Piqua, Miami Southwest Local School District, Harrison, Hamilton City of Beavercreek, Beavercreek, Greene City of Forest Park, Forest Park, Hamilton City of Germantown, Germantown, Montgomery City of Monroe, Monroe, City of Norwood, Norwood, Hamilton City of Tipp City, Tipp City, Miami City of Vandalia, Vandalia, Montgomery City of Xenia, Xenia, Greene Hamilton Clermont Cooperative Association, Cincinnati, Hamilton Greater Cincinnati Redevelopment Authority, Cincinnati, Hamilton Colerain Township, Cincinnati, Hamilton Deerfield Township, Cincinnati, Warren Fairfield Township, Cincinnati, Warren Sugarcreek Township, Bellbrook, Greene Greene County Career Center, Xenia, Greene Westerville City School
7 District, Westerville, Franklin Whitehall City School District, Whitehall, Franklin County Educational Service Center, Hamilton, Warren County Career Center, Lebanon, Warren Village of Amelia, Amelia, Clermont Lawrence County, Ironton, Lawrence City of Upper Arlington, Upper Arlington, Franklin Hamilton Township, Loveland, Warren Clark County, Springfield, Clark City of Loveland, Loveland, Hamilton C. Ballot-Approved Offerings Full name of the municipal entity and full issue description of any primary offering resulting from the bond ballot campaign to which each contributor category has made a contribution and the reportable date of selection on which the regulated entity was selected to engage in the municipal securities business or municipal advisory business. Full Name of Municipal Entity Full Issue Description Reportable Date of Selection
8 Signature: electronic Date: Oct 15, 2018 Name (must be officer of regulated entity): KIMBERLY MCMANUS Address: 171 Montclair Ave., Circleville, Phone: Submit to the Municipal Securities Rulemaking Board a completed form quarterly by due date (specified by the MSRB)
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